0001308778-13-000001.txt : 20130130 0001308778-13-000001.hdr.sgml : 20130130 20130130125157 ACCESSION NUMBER: 0001308778-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130130 DATE AS OF CHANGE: 20130130 EFFECTIVENESS DATE: 20130130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: America First Investment Advisors, LLC CENTRAL INDEX KEY: 0001308778 IRS NUMBER: 476197829 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11259 FILM NUMBER: 13557862 BUSINESS ADDRESS: STREET 1: 1004 FARNAM STREEET CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 402-444-1630 MAIL ADDRESS: STREET 1: 1004 FARNAM STREEET CITY: OMAHA STATE: NE ZIP: 68102 13F-HR 1 afia20121231.txt AFIA FILING
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 179 Form13F Information Table Value Total: $ 175,452 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE
Form 13F Information Table VALUE SHRS OR SH/ PUT/ INV. OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC. MGRS. SOLE SHARED NONE ------------------------ -------------- --------- -------- ----------- --- ---- ----- ----- ----------- ------ ----- CNL Lifestyle Properties CNL LIFESTYLE 10.6 1449.691 SH SOLE 1449.691 0 0 Enterprise Bank Capital 29362A900 575.24 75990 SH SOLE 75990 0 0 Lightstone Value Plus NS 530996016 21.3 2000 SH SOLE 2000 0 0 GM Liq Co. Researching B MOTORS LIQUID 62010A105 1 47 SH SOLE 47 0 0 Wells REIT II NSA 999991102 141.58 19315.618 SH SOLE 19315.618 0 0 Apple Inc. COM 037833100 469.38 882 SH SOLE 882 0 0 Abbott Laboratories COM 002824100 6918.81 105630.683 SH SOLE 102019.683 0 3611 Barrick Gold Corp. COM 067901108 53.15 1518 SH SOLE 1518 0 0 Analog Devices Inc. COM 032654105 32.68 777 SH SOLE 777 0 0 Automatic Data Processin COM 053015103 6691.63 117541.407 SH SOLE 113446.407 0 4095 ADT Corp. COM 00101J106 4408.04 94817 SH SOLE 90666 0 4151 Aegon NV 7.25% PFD N00927348 5.01 200 SH SOLE 200 0 0 iShares Barclays Aggrega BARCLY USAGG 464287226 483.42 4352 SH SOLE 4352 0 0 American Int'l Group COM 026874107 1.76 50 SH SOLE 50 0 0 American International G AMERICAN INTL 0.36 26 SH SOLE 26 0 0 Allstate Corp. COM 020002101 80.34 2000 SH SOLE 2000 0 0 Altera Corp. COM 021441100 14.2 412.878 SH SOLE 412.878 0 0 TD Ameritrade Holding Co COM 03074K100 142.89 8500 SH SOLE 8500 0 0 America Movil SAB de CV SPON ADR A SH 02364W204 8.01 346.296 SH SOLE 346.296 0 0 America First Tax Exempt BEN UNIT CTF 02364V107 2031.54 304578 SH SOLE 304578 0 0 American States Water COM 029899101 71.97 1500 SH SOLE 1500 0 0 American Express Co. COM 025816109 24.14 420 SH SOLE 420 0 0 Bank of America Corp. COM 060505104 5.29 456 SH SOLE 456 0 0 Bank of America Pfd L - CNV PFD 060505682 129.39 114 SH SOLE 114 0 0 Brookfield Asset Managem COM 112585104 2626.52 71665 SH SOLE 67743 0 3922 Baxter International Inc COM 071813109 66.66 1000 SH SOLE 1000 0 0 Becton Dickinson & Co. COM 075887109 6144.99 78590.4642 SH SOLE 76048.4642 0 2542 Bank of America Pfd 6.37 Pfd 060505617 9.93 400 SH SOLE 400 0 0 Bristol-Myers Squibb COM 110122108 27.44 842 SH SOLE 842 0 0 BP PLC SPONS ADR 055622104 208.2 5000 SH SOLE 5000 0 0 Buckeye Partners LP Unit LTD Part 118230101 21.26 468.153 SH SOLE 468.153 0 0 Berkshire Hathaway - CL CL A 084670108 6703 50 SH SOLE 48 0 2 Berkshire Hathaway - CL CL B 084670207 1785.03 19900 SH SOLE 18900 0 1000 Babcock & Wilcox Co. COM 05615F102 39.3 1500 SH SOLE 1500 0 0 Citigroup Inc. COM 172967101 0.59 15 SH SOLE 15 0 0 Cardinal Health Inc. COM 14149Y108 22.65 550 SH SOLE 550 0 0 Caterpillar Inc. COM 149123101 44.8 500 SH SOLE 500 0 0 CareFusion Corp. COM 14170T101 7.86 275 SH SOLE 275 0 0 Chesapeake Energy COM 165167107 2.41 145 SH SOLE 145 0 0 Clorox Co. COM 189054109 8431.28 115150 SH SOLE 115150 0 0 CME Group Inc. CL A 12572Q105 5057.27 99808 SH SOLE 96348 0 3460 Canadian National Railwa COM 136375102 27.85 306 SH SOLE 306 0 0 Capital One Cap II PFD 14041L204 17.39 700 SH SOLE 700 0 0 Coherent Inc. COM 192479103 5.06 100 SH SOLE 100 0 0 Rockwell Collins COM 774341101 4477.81 76978 SH SOLE 74242 0 2736 ConocoPhillips COM 20825C104 932.48 16080 SH SOLE 16080 0 0 Covidien Ltd. COM G2552X108 2.89 50 SH SOLE 50 0 0 Citigroup Cap'l XV Pfd 6CALLABLE 17310G202 10.04 400 SH SOLE 400 0 0 Cisco Systems Inc. COM 17275R102 9.66 491.533 SH SOLE 491.533 0 0 CSX Corp. COM 126408GA5 479.44 24300 SH SOLE 24300 0 0 CVB Financial Corp. COM 126600105 83.79 8057 SH SOLE 8057 0 0 Chevron Corp. COM 166764100 7073.11 65407 SH SOLE 63537 0 1870 City National Corp. COM 178566105 13.77 278 SH SOLE 278 0 0 Du Pont De Nemours COM 263534109 4.5 100 SH SOLE 100 0 0 Deere & Co. COM 244199105 73.28 848 SH SOLE 848 0 0 Diageo PLC SPON ADR 25243Q205 6823.19 58528 SH SOLE 56144 0 2384 WisdomTree Emerging Mkts ETF 97717W281 2942.77 59522 SH SOLE 56516 0 3006 SPDR Dow Jones Industria ETF 78467X109 9.14 70 SH SOLE 70 0 0 Walt Disney Co. COM 254687106 34.39 690.699 SH SOLE 690.699 0 0 Dun & Bradstreet Corp. COM 26483E100 15.73 200 SH SOLE 200 0 0 DNP Select Income Fund COM 23325P104 47.35 5000 SH SOLE 5000 0 0 Dow Chemical Co. COM 260543103 9.28 287 SH SOLE 287 0 0 Duke Energy Corp. COM 26441C105 0.77 12 SH SOLE 12 0 0 Devon Energy Corp. COM 25179M103 23.21 446 SH SOLE 446 0 0 iShares MSCI EAFE Index ETF 464287465 4.15 73 SH SOLE 73 0 0 EMC Corp. COM 268648102 15.18 600 SH SOLE 600 0 0 Eaton Corp. SHS G29183103 42.48 784 SH SOLE 784 0 0 Energy Transfer Partners UNIT LTD PART 29273R109 45.42 1058 SH SOLE 1058 0 0 Entergy Corp. COM 29364G103 105.19 1650 SH SOLE 1650 0 0 Expeditors Int'l of WACOM 302130109 4828.42 122084 SH SOLE 118151 0 3933 Facebook Inc Cl A CL A 30303M102 1.06 40 SH SOLE 40 0 0 First State Bancorp. COM 336453105 0 700 SH SOLE 700 0 0 Proshares UltraShort FTS ETF 74347X567 13.27 755 SH SOLE 0 0 755 General Dynamics Corp. COM 369550108 27.71 400 SH SOLE 400 0 0 Market Vectors Gold Mine ETF 57060U100 49.13 1059 SH SOLE 1059 0 0 General Electric Co. COM 369604103 7046.8 335721.8582 SH SOLE 324853.8582 0 10868 General Motors Corp. COM 370442105 2.97 103 SH SOLE 103 0 0 Gordmans Stores Inc. COM 38269P100 9.76 650 SH SOLE 650 0 0 General Motors Co. - War 37045V118 0.06 3 SH SOLE 3 0 0 General Motors Co. - War 37045V126 0.04 3 SH SOLE 3 0 0 Google Inc. CL A 38259P508 6280.12 8878 SH SOLE 8579 0 299 HJ Heinz Co. COM 423074103 42.16 731 SH SOLE 731 0 0 Harley-Davidson Inc. COM 412822108 22.95 470 SH SOLE 470 0 0 Honeywell Int'l Inc. COM 438516106 5443.37 85762.871 SH SOLE 82156.871 0 3606 Hewlett Packard Co. COM 428236103 2.37 166 SH SOLE 166 0 0 Hershey Foods Corp. COM 427866108 229.23 3174 SH SOLE 3174 0 0 iShares S&P Midcap 400 V ETF 464287507 7.93 90 SH SOLE 90 0 0 Intel Corp. COM 458140100 119.22 5782 SH SOLE 5782 0 0 Ingersoll-Rand PLC CL A G4776G101 0.48 10 SH SOLE 10 0 0 iShares S&P 500 Index ETF 464287200 5.3 37 SH SOLE 37 0 0 Johnson & Johnson COM 478160104 370.48 5285 SH SOLE 5285 0 0 JP Morgan Chase & Co. COM 46625H100 16.8 382 SH SOLE 382 0 0 Nuveen Income & Growth F COM 67073B106 66.51 6892 SH SOLE 6892 0 0 Kellogg Co. COM 487836108 30.72 550 SH SOLE 550 0 0 Kaman Corp. COM 483548103 13.25 360 SH SOLE 360 0 0 Kinder Morgan Energy LP UT LTD PTNR 494550106 69.03 865.118 SH SOLE 865.118 0 0 Coca Cola Co. COM 191216100 60.07 1657 SH SOLE 1657 0 0 Kraft Foods Group COM 50076Q106 18.23 401 SH SOLE 401 0 0 Lehman Bro Cap 10/31/52 52520B206 0.6 6000 SH SOLE 6000 0 0 LSI Corp. COM 502161102 0.07 10 SH SOLE 10 0 0 Level 3 Communications COM 52729N100 500.93 21676 SH SOLE 21670 0 6 McDonalds Corp. COM 580135101 122.08 1384 SH SOLE 1384 0 0 Moodys Corp. COM 615369105 6791.49 134966 SH SOLE 128611 0 6355 Mondelez Int'l Inc Cl ACL A 609207105 30.67 1205 SH SOLE 1205 0 0 McDermott International COM 580037109 33.06 3000 SH SOLE 3000 0 0 MFA Mortgage Investments COM 55272X102 743.3 91652 SH SOLE 91652 0 0 Mgm Resorts Int'l COM 552953101 1.68 144 SH SOLE 144 0 0 Mead Johnson Nutrition C CL A 582839106 4139.01 62817 SH SOLE 60120 0 2697 3M Co. COM 88579Y101 16.53 178 SH SOLE 178 0 0 Altria Group Inc. COM 02209S103 19.27 613 SH SOLE 613 0 0 Marathon Petroleum Corp. COM 56585A102 176.4 2800 SH SOLE 2800 0 0 Marathon Oil Corp. COM 565849106 171.7 5600 SH SOLE 5600 0 0 Morgan Stanley Dean Witt COM 617446448 38.24 2000 SH SOLE 2000 0 0 Microsoft Corp. COM 594918104 5720.88 214187.406 SH SOLE 206984.406 0 7203 MS Cap Tr III - 3/1/33 PFD 617460209 49.93 2000 SH SOLE 2000 0 0 Noble Corp. COM H5833N103 34.82 1000 SH SOLE 1000 0 0 Enpro Industries Inc. COM 29355X107 2.86 70 SH SOLE 70 0 0 Nortel Networks Corp. COM 656568102 0 10 SH SOLE 10 0 0 ONEOK Inc. COM 682680103 68.83 1610 SH SOLE 1610 0 0 Oneok Partners LP UNIT LTD PART 68268N103 53.99 1000 SH SOLE 1000 0 0 Oracle Corp. COM 68389X105 6.66 200 SH SOLE 200 0 0 Overseas Shipholding Gro COM 690368105 0.12 144.271 SH SOLE 144.271 0 0 Occidental Petroleum Cor COM 674599105 142.26 1857 SH SOLE 1857 0 0 Pepsico Inc. COM 713448108 120.16 1756 SH SOLE 1756 0 0 Pfizer Inc. COM 717081103 2.51 100 SH SOLE 100 0 0 Procter & Gamble COM 742718109 744.35 10964 SH SOLE 10964 0 0 PIMCO High Income Fund COM 722014107 10.48 1000 SH SOLE 1000 0 0 Philip Morris Int'l Inc.COM 718172109 46.67 558 SH SOLE 558 0 0 Pentair Inc. 709631105 0.54 11 SH SOLE 11 0 0 Paragon Shipping Inc. CLA 69913R309 0 2 SH SOLE 2 0 0 Phillips 66 COM 718546104 434.46 8182 SH SOLE 8182 0 0 PowerShares QQQ UNIT SER 1 73935A104 6.51 100 SH SOLE 100 0 0 Ritchie Bros. Auctioneer COM 767744105 33.42 1600 SH SOLE 0 0 1600 PIMCO Strategic Global G COM 22.13 1950 SH SOLE 1950 0 0 Rockwell Automation Corp COM 773903109 139.09 1656 SH SOLE 1656 0 0 Revolution Lighting Tech COM 76155G107 6.31 10000 SH SOLE 10000 0 0 Spectra Energy Corp. COM 847560109 5136.52 187601 SH SOLE 182959 0 4642 Shaw Group Inc. COM 820280105 46.61 1000 SH SOLE 1000 0 0 iShares 1-3 Yr Treas. ETF 464287457 1905.87 22576 SH SOLE 22461 0 115 Sigma Aldrich Corp. COM 826552101 6734.56 91527 SH SOLE 88393 0 3134 San Juan Basin Royalty T UNIT BEN INT 798241105 5.36 400 SH SOLE 400 0 0 Saks Inc. COM 79377W108 0.84 80 SH SOLE 80 0 0 Schlumberger LTD COM 806857108 4239.48 61177 SH SOLE 58521 0 2656 SLM Corp. COM 78442P106 3783.49 220868.961 SH SOLE 209885.961 0 10983 Supertel Hospitality Inc COM 868526104 12.24 12000 SH SOLE 12000 0 0 SPDR S&P 500 Unit SER 1 78462F103 35.6 250 SH SOLE 250 0 0 Sempra Energy COM 816851109 29.09 410 SH SOLE 410 0 0 Skyworks Solutions Inc. COM 83088M102 8.93 440 SH SOLE 440 0 0 AT&T Inc. COM 00206R102 423.77 12571 SH SOLE 12571 0 0 ProShares UltraShort 20+ ETF 74347R297 51.01 804 SH SOLE 0 0 804 TDX Independence 2040 ETF 87238A405 7.52 359 SH SOLE 359 0 0 Tidewater Inc. COM 886423102 75.96 1700 SH SOLE 1700 0 0 TE Connectivity Ltd. COM H84989104 1.86 50 SH SOLE 50 0 0 iShares Barclays TIPS Bo ETF 464287176 968.24 7975 SH SOLE 7895 0 80 TransCanada Corp. COM 89353D107 37.86 800 SH SOLE 800 0 0 The Travelers Companies COM 792860108 0.65 9 SH SOLE 9 0 0 Tesco PLC ADR 881575302 5749.68 346784 SH SOLE 334234 0 12550 Tyson Foods Inc. CL A 902494103 6.79 350 SH SOLE 350 0 0 Tyco International COM H89128104 4826.29 165001.31 SH SOLE 158414.31 0 6587 Unilever PLC SPON ADR 904767704 7066.52 182503 SH SOLE 178336 0 4167 United States Natural Ga UNIT 912318102 2 106 SH SOLE 106 0 0 Union Pacific Corp. COM 907818108 248.06 1973.076 SH SOLE 1973.076 0 0 US Bancorp. COM 902973304 1156.71 36215 SH SOLE 36215 0 0 Vanguard Sm-Cap ETF 922908751 1.86 23 SH SOLE 23 0 0 Valmont Industries Inc. COM 920253101 68.28 500 SH SOLE 500 0 0 Vodafone Group Plc SPONS ADR 92857W100 0.86 34 SH SOLE 34 0 0 Vanguard Total Stock Mkt ETF 922908769 18.57 253.4356 SH SOLE 253.4356 0 0 Verizon Communications COM 92343V104 148.76 3438 SH SOLE 3438 0 0 Webster Financial Corp. COM 947890109 5.41 263.03 SH SOLE 263.03 0 0 Wisconsin Energy Corp. COM 976657106 52.62 1428 SH SOLE 1428 0 0 Werner Enterprises COM 950755108 43.34 2000 SH SOLE 2000 0 0 Wells Fargo Co. COM 949746101 54.62 1598 SH SOLE 1598 0 0 Wells Fargo Co. Pfd - 8. PFD 949746879 90.4 3080 SH SOLE 3080 0 0 Wal-Mart Stores Inc. COM 931145103 54.58 800 SH SOLE 800 0 0 WR Berkley Corp. COM 084423102 5309.6 140689 SH SOLE 136372 0 4317 Xcel Energy Inc. - Pfd 7 PFD 98389B886 3.8 150 SH SOLE 150 0 0 Sector Spdr Energy Selec ETF 81369Y506 25.71 360 SH SOLE 360 0 0 Exxon Mobil Corp. COM 30231G102 596.76 6895 SH SOLE 6895 0 0 DENTSPLY Int'l Inc. COM 249030107 4355.44 109958 SH SOLE 108000 0 1958