0001308778-12-000006.txt : 20121022 0001308778-12-000006.hdr.sgml : 20121022 20121022152111 ACCESSION NUMBER: 0001308778-12-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121022 DATE AS OF CHANGE: 20121022 EFFECTIVENESS DATE: 20121022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: America First Investment Advisors, LLC CENTRAL INDEX KEY: 0001308778 IRS NUMBER: 476197829 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11259 FILM NUMBER: 121154580 BUSINESS ADDRESS: STREET 1: 1004 FARNAM STREEET CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 402-444-1630 MAIL ADDRESS: STREET 1: 1004 FARNAM STREEET CITY: OMAHA STATE: NE ZIP: 68102 13F-HR 1 afia20120930.txt AFIA 9-30-2012
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 193 Form13F Information Table Value Total: $ 179,145 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE
Form 13F Information Table VALUE SHRS OR SH/ PUT/ INV. OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC. MGRS. SOLE SHARED NONE ------------------------ -------------- --------- -------- ----------- --- ---- ----- ----- ----------- ------ ----- Chambers Street Properti 12499D104 17.34 1733.717 SH SOLE 1733.717 0 0 Enterprise Bank Capital 29362A900 575.24 75990 SH SOLE 75990 0 0 Lightstone Value Plus NS 530996016 21.3 2000 SH SOLE 2000 0 0 GM Liq Co. Researching B MOTORS LIQUID 62010A105 0.79 47 SH SOLE 47 0 0 Wells REIT II NSA 999991102 144.29 19315.618 SH SOLE 19315.618 0 0 Agilent Technologies Inc COM 00846U101 52.79 1373 SH SOLE 1373 0 0 Apple Inc. COM 037833100 1699.12 2547 SH SOLE 2547 0 0 Abbott Laboratories COM 002824100 7449.78 108660.683 SH SOLE 105193.683 0 3467 Barrick Gold Corp. COM 067901108 63.39 1518 SH SOLE 1518 0 0 Analog Devices Inc. COM 032654105 30.44 777 SH SOLE 777 0 0 Automatic Data Processin COM 053015103 7018.75 119651.407 SH SOLE 115643.407 0 4008 Aegon NV 7.25% PFD N00927348 5.07 200 SH SOLE 200 0 0 Agenus Inc. COM 00847G705 0.46 100 SH SOLE 100 0 0 iShares Barclays Aggrega BARCLY USAGG 464287226 189.14 1682 SH SOLE 1682 0 0 Allstate Corp. COM 020002101 79.22 2000 SH SOLE 2000 0 0 Altera Corp. COM 021441100 14.04 412.878 SH SOLE 412.878 0 0 TD Ameritrade Holding Co COM 03074K100 130.65 8500 SH SOLE 8500 0 0 America Movil SAB de CV SPON ADR A SH 02364W204 8.81 346.296 SH SOLE 346.296 0 0 America First Tax Exempt BEN UNIT CTF 02364V107 1272.56 212094 SH SOLE 212094 0 0 American States Water COM 029899101 66.64 1500 SH SOLE 1500 0 0 American Express Co. COM 025816109 23.88 420 SH SOLE 420 0 0 Boeing Co. COM 097023105 94 1350.739 SH SOLE 1350.739 0 0 Bank of America Pfd L - CNV PFD 060505682 124.15 114 SH SOLE 114 0 0 Brookfield Asset Managem COM 112585104 2336.91 67717 SH SOLE 64066 0 3651 Baxter International Inc COM 071813109 60.27 1000 SH SOLE 1000 0 0 Becton Dickinson & Co. COM 075887109 6335.72 80648.1729 SH SOLE 78230.1729 0 2418 Bristol-Myers Squibb COM 110122108 28.42 842 SH SOLE 842 0 0 BP PLC SPONS ADR 055622104 211.8 5000 SH SOLE 5000 0 0 Buckeye Partners LP Unit LTD Part 118230101 22.46 468.153 SH SOLE 468.153 0 0 Berkshire Hathaway - CL CL A 084670108 6635 50 SH SOLE 48 0 2 Berkshire Hathaway - CL CL B 084670207 1718.67 19486 SH SOLE 18486 0 1000 Babcock & Wilcox Co. COM 05615F102 38.2 1500 SH SOLE 1500 0 0 Cardinal Health Inc. COM 14149Y108 21.43 550 SH SOLE 550 0 0 Caterpillar Inc. COM 149123101 43.88 510 SH SOLE 510 0 0 CareFusion Corp. COM 14170T101 7.81 275 SH SOLE 275 0 0 Chesapeake Energy COM 165167107 2.74 145 SH SOLE 145 0 0 Clorox Co. COM 189054109 8296.56 115150 SH SOLE 115150 0 0 CME Group Inc. CL A 12572Q105 5799.98 101239 SH SOLE 97883 0 3356 Canadian National Railwa COM 136375102 27 306 SH SOLE 306 0 0 Capital One Cap II PFD 14041L204 18.07 700 SH SOLE 700 0 0 Coherent Inc. COM 192479103 4.59 100 SH SOLE 100 0 0 Rockwell Collins COM 774341101 4142.78 77233 SH SOLE 74602 0 2631 ConocoPhillips COM 20825C104 919.45 16080 SH SOLE 16080 0 0 Covidien Ltd. COM G2552X108 2.97 50 SH SOLE 50 0 0 Cisco Systems Inc. COM 17275R102 9.3 486.9082 SH SOLE 486.9082 0 0 CSX Corp. COM 126408GA5 504.23 24300 SH SOLE 24300 0 0 Centurytel Inc. COM 156700106 27.23 674 SH SOLE 674 0 0 CVB Financial Corp. COM 126600105 96.2 8057 SH SOLE 8057 0 0 Chevron Corp. COM 166764100 7830.68 67181.53 SH SOLE 65396.53 0 1785 City National Corp. COM 178566105 14.32 278 SH SOLE 278 0 0 Du Pont De Nemours COM 263534109 23.12 460 SH SOLE 460 0 0 Deere & Co. COM 244199105 3.88 47 SH SOLE 47 0 0 Diageo PLC SPON ADR 25243Q205 6926.69 61445 SH SOLE 59100 0 2345 WisdomTree Emerging Mkts ETF 97717W281 2672.86 58283 SH SOLE 55482 0 2801 DR Horton Inc. COM 23331A109 10.31 500 SH SOLE 500 0 0 SPDR Dow Jones Industria ETF 78467X109 9.38 70 SH SOLE 70 0 0 Walt Disney Co. COM 254687106 36.11 690.699 SH SOLE 690.699 0 0 Dun & Bradstreet Corp. COM 26483E100 15.92 200 SH SOLE 200 0 0 DNP Select Income Fund COM 23325P104 49.3 5000 SH SOLE 5000 0 0 DNP Select Income Fund I DNP SELECT IN 0.28 5000 SH SOLE 5000 0 0 Dow Chemical Co. COM 260543103 8.31 287 SH SOLE 287 0 0 DryShips Inc. COM Y2109Q101 0.94 400 SH SOLE 400 0 0 DirecTV Group Inc. COM 25459L106 2.57 49 SH SOLE 49 0 0 Duke Energy Corp. COM 26441C105 0.78 12 SH SOLE 12 0 0 Devon Energy Corp. COM 25179M103 26.98 446 SH SOLE 446 0 0 iShares MSCI EAFE Index ETF 464287465 3.87 73 SH SOLE 73 0 0 EMC Corp. COM 268648102 16.36 600 SH SOLE 600 0 0 E*TRADE Fin'l Corp. COM 269246104 0.44 50 SH SOLE 50 0 0 Energy Transfer Partners UNIT LTD PART 29273R109 45.04 1058 SH SOLE 1058 0 0 Entergy Corp. COM 29364G103 114.34 1650 SH SOLE 1650 0 0 Expeditors Int'l of WACOM 302130109 4367.2 120143 SH SOLE 116380 0 3763 Facebook Inc Cl A CL A 30303M102 0.87 40 SH SOLE 40 0 0 First State Bancorp. COM 336453105 0 700 SH SOLE 700 0 0 FXCM Inc. Cl-A COM CLA 302693106 3.82 400 SH SOLE 400 0 0 Proshares UltraShort FTS ETF 74347X567 18.88 755 SH SOLE 0 0 755 General Dynamics Corp. COM 369550108 26.45 400 SH SOLE 400 0 0 Market Vectors Gold Mine ETF 57060U100 56.86 1059 SH SOLE 1059 0 0 General Electric Co. COM 369604103 7855.61 345909.9342 SH SOLE 335283.9342 0 10626 General Motors Corp. COM 370442105 2.34 103 SH SOLE 103 0 0 Gordmans Stores Inc. COM 38269P100 11.99 650 SH SOLE 650 0 0 General Motors Co. - War 37045V118 0.04 3 SH SOLE 3 0 0 General Motors Co. - War 37045V126 0.02 3 SH SOLE 3 0 0 Google Inc. CL A 38259P508 6813.14 9030 SH SOLE 8768 0 262 Halliburton Co. COM 406216101 20.21 600 SH SOLE 600 0 0 Health Care REIT Inc. COM 42217K106 1.15 20 SH SOLE 20 0 0 HJ Heinz Co. COM 423074103 40.9 731 SH SOLE 731 0 0 Harley-Davidson Inc. COM 412822108 19.91 470 SH SOLE 470 0 0 Honeywell Int'l Inc. COM 438516106 5313.56 88929.871 SH SOLE 85474.871 0 3455 Hovnanian Enterprises In CL A 442487203 3.11 900 SH SOLE 900 0 0 Hewlett Packard Co. COM 428236103 150.45 8819 SH SOLE 8819 0 0 Hershey Foods Corp. COM 427866108 225 3174 SH SOLE 3174 0 0 Headwaters Inc. COM 42210P102 3.95 600 SH SOLE 600 0 0 International Game Tech. COM 459902102 130.59 9976 SH SOLE 9976 0 0 iShares S&P Midcap 400 V ETF 464287507 7.65 90 SH SOLE 90 0 0 Intel Corp. COM 458140100 130.99 5782 SH SOLE 5782 0 0 Ingersoll-Rand PLC CL A G4776G101 0.45 10 SH SOLE 10 0 0 iShares S&P 500 Index ETF 464287200 5.34 37 SH SOLE 37 0 0 Johnson & Johnson COM 478160104 364.19 5285 SH SOLE 5285 0 0 Juniper Networks COM 48203R104 15.4 900 SH SOLE 900 0 0 JP Morgan Chase & Co. COM 46625H100 15.46 382 SH SOLE 382 0 0 Nuveen Income & Growth F COM 67073B106 66.99 6892 SH SOLE 6892 0 0 Kaman Corp. COM 483548103 12.91 360 SH SOLE 360 0 0 Kraft Foods, Inc. CLA 50075N104 49.83 1205 SH SOLE 1205 0 0 Kinder Morgan Energy LP UT LTD PTNR 494550106 71.37 865.118 SH SOLE 865.118 0 0 Coca Cola Co. COM 191216100 69.41 1830 SH SOLE 1830 0 0 Lehman Bro Cap 10/31/52 52520B206 0.3 6000 SH SOLE 6000 0 0 Lennar Corp. COM 526057104 10.43 300 SH SOLE 300 0 0 LSI Corp. COM 502161102 0.07 10 SH SOLE 10 0 0 Level 3 Communications COM 52729N100 515.95 22462 SH SOLE 22456 0 6 McDonalds Corp. COM 580135101 145.33 1584 SH SOLE 1584 0 0 Moodys Corp. COM 615369105 6439.46 145788 SH SOLE 139433 0 6355 McDermott International COM 580037109 36.66 3000 SH SOLE 3000 0 0 MFA Mortgage Investments COM 55272X102 831.46 97819 SH SOLE 97819 0 0 Mgm Resorts Int'l COM 552953101 1.55 144 SH SOLE 144 0 0 Mead Johnson Nutrition C CL A 582839106 4521.74 61705 SH SOLE 59676 0 2029 3M Co. COM 88579Y101 1.66 18 SH SOLE 18 0 0 Altria Group Inc. COM 02209S103 20.47 613 SH SOLE 613 0 0 Marathon Petroleum Corp. COM 56585A102 152.85 2800 SH SOLE 2800 0 0 Marathon Oil Corp. COM 565849106 165.59 5600 SH SOLE 5600 0 0 Morgan Stanley Dean Witt COM 617446448 33.48 2000 SH SOLE 2000 0 0 Microsoft Corp. COM 594918104 6419.24 215700.406 SH SOLE 208822.406 0 6878 MS Cap Tr III - 3/1/33 PFD 617460209 49.74 2000 SH SOLE 2000 0 0 Noble Corp. COM H5833N103 35.78 1000 SH SOLE 1000 0 0 National Oilwell Varco I COM 637071101 128.18 1600 SH SOLE 1600 0 0 Enpro Industries Inc. COM 29355X107 2.52 70 SH SOLE 70 0 0 Nortel Networks Corp. COM 656568102 0 10 SH SOLE 10 0 0 ONEOK Inc. COM 682680103 77.78 1610 SH SOLE 1610 0 0 Oneok Partners LP UNIT LTD PART 68268N103 59.5 1000 SH SOLE 1000 0 0 Oracle Corp. COM 68389X105 6.29 200 SH SOLE 200 0 0 Ocean Rig UDW Inc. COM Y64354205 0.03 2 SH SOLE 2 0 0 Overseas Shipholding Gro COM 690368105 0.95 144.271 SH SOLE 144.271 0 0 Occidental Petroleum Cor COM 674599105 159.81 1857 SH SOLE 1857 0 0 Pepsico Inc. COM 713448108 350.78 4956.573 SH SOLE 4956.573 0 0 Pfizer Inc. COM 717081103 2.48 100 SH SOLE 100 0 0 Procter & Gamble COM 742718109 760.46 10964 SH SOLE 10964 0 0 Philip Morris Int'l Inc.COM 718172109 50.19 558 SH SOLE 558 0 0 Paragon Shipping Inc. CLA 69913R309 0.01 25 SH SOLE 25 0 0 Phillips 66 COM 718546104 379.4 8182 SH SOLE 8182 0 0 PowerShares QQQ UNIT SER 1 73935A104 6.86 100 SH SOLE 100 0 0 Ritchie Bros. Auctioneer COM 767744105 30.77 1600 SH SOLE 0 0 1600 Rockwell Automation Corp COM 773903109 130.67 1878.785 SH SOLE 1878.785 0 0 Raytheon Co. COM 755111507 2.06 36 SH SOLE 36 0 0 Spectra Energy Corp. COM 847560109 5592.96 190496 SH SOLE 186058 0 4438 Shaw Group Inc. COM 820280105 43.62 1000 SH SOLE 1000 0 0 iShares 1-3 Yr Treas. ETF 464287457 2093.52 24775.395 SH SOLE 24660.395 0 115 Sigma Aldrich Corp. COM 826552101 6971.99 96871 SH SOLE 93816 0 3055 San Juan Basin Royalty T UNIT BEN INT 798241105 5.67 400 SH SOLE 400 0 0 Saks Inc. COM 79377W108 0.82 80 SH SOLE 80 0 0 Schlumberger LTD COM 806857108 4437.59 61352 SH SOLE 58832 0 2520 SLM Corp. COM 78442P106 3442.29 218974.961 SH SOLE 208529.961 0 10445 Standard Pacific Corp. COM 85375C101 8.11 1200 SH SOLE 1200 0 0 Supertel Hospitality Inc COM 868526104 12.6 12000 SH SOLE 12000 0 0 SPDR S&P 500 Unit SER 1 78462F103 35.99 250 SH SOLE 250 0 0 Sempra Energy COM 816851109 26.44 410 SH SOLE 410 0 0 Southern Star Energy Inc COM 0.01 600 SH SOLE 600 0 0 Suncor Energy Inc. COM 867229106 13.14 400 SH SOLE 400 0 0 Skyworks Solutions Inc. COM 83088M102 12.84 545 SH SOLE 545 0 0 AT&T Inc. COM 00206R102 597.34 15844.575 SH SOLE 15844.575 0 0 ProShares UltraShort 20+ ETF 74347R297 50.2 3220 SH SOLE 0 0 3220 TDX Independence 2040 ETF 87238A405 8.06 359 SH SOLE 359 0 0 Tidewater Inc. COM 886423102 82.5 1700 SH SOLE 1700 0 0 TE Connectivity Ltd. COM H84989104 1.7 50 SH SOLE 50 0 0 iShares Barclays TIPS Bo ETF 464287176 1107.16 9093 SH SOLE 9013 0 80 Toll Brothers Inc. COM 889478103 26.58 800 SH SOLE 800 0 0 TransCanada Corp. COM 89353D107 36.4 800 SH SOLE 800 0 0 The Travelers Companies COM 792860108 0.61 9 SH SOLE 9 0 0 Tesco PLC ADR 881575302 5702.25 352426 SH SOLE 340240 0 12186 Tyson Foods Inc. CL A 902494103 5.61 350 SH SOLE 350 0 0 Tyco International COM H89128104 8151.14 144883.31 SH SOLE 139688.31 0 5195 Unilever PLC SPON ADR 904767704 6785.42 185800 SH SOLE 181763 0 4037 United States Natural Ga UNIT 912318102 2.26 106 SH SOLE 106 0 0 Union Pacific Corp. COM 907818108 234.2 1973.076 SH SOLE 1973.076 0 0 US Bancorp. COM 902973304 1242.17 36215 SH SOLE 36215 0 0 Vanguard Sm-Cap ETF 922908751 11.14 139 SH SOLE 139 0 0 Invesco Van Kampen Munic ETF 46131J103 28.77 1884 SH SOLE 0 0 1884 Valmont Industries Inc. COM 920253101 65.75 500 SH SOLE 500 0 0 Vanguard Mid-Cap ETF ETF 922908629 13.47 166 SH SOLE 166 0 0 Vodafone Group Plc SPONS ADR 92857W100 0.97 34 SH SOLE 34 0 0 Vanguard Total Stock Mkt ETF 922908769 18.44 250.3138 SH SOLE 250.3138 0 0 Vanguard Large Cap ETF ETF 922908637 10.97 167 SH SOLE 167 0 0 Verizon Communications COM 92343V104 166.4 3651.421 SH SOLE 3651.421 0 0 Webster Financial Corp. COM 947890109 6.23 263.03 SH SOLE 263.03 0 0 Wisconsin Energy Corp. COM 976657106 53.79 1428 SH SOLE 1428 0 0 Wendy's International InCOM 950590109 3.17 700 SH SOLE 700 0 0 Werner Enterprises COM 950755108 42.72 2000 SH SOLE 2000 0 0 Wells Fargo Co. COM 949746101 82.8 2398 SH SOLE 2398 0 0 Wells Fargo Co. Pfd - 8. PFD 949746879 91.54 3080 SH SOLE 3080 0 0 Windstream Communication COM 97381W104 3.48 345.123 SH SOLE 345.123 0 0 WR Berkley Corp. COM 084423102 5341.24 142471 SH SOLE 138282 0 4189 Xcel Energy Inc. - Pfd 7 PFD 98389B886 3.87 150 SH SOLE 150 0 0 Sector Spdr Energy Selec ETF 81369Y506 26.44 360 SH SOLE 360 0 0 Exxon Mobil Corp. COM 30231G102 610.25 6673 SH SOLE 6673 0 0 DENTSPLY Int'l Inc. COM 249030107 4219.73 110638 SH SOLE 108831 0 1807