0001308778-12-000002.txt : 20120202 0001308778-12-000002.hdr.sgml : 20120202 20120202112828 ACCESSION NUMBER: 0001308778-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120202 DATE AS OF CHANGE: 20120202 EFFECTIVENESS DATE: 20120202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: America First Investment Advisors, LLC CENTRAL INDEX KEY: 0001308778 IRS NUMBER: 476197829 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11259 FILM NUMBER: 12564919 BUSINESS ADDRESS: STREET 1: 1004 FARNAM STREEET CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 402-444-1630 MAIL ADDRESS: STREET 1: 1004 FARNAM STREEET CITY: OMAHA STATE: NE ZIP: 68102 13F-HR 1 afia20111231.txt Q4 FILING
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 232 Form13F Information Table Value Total: $ 149,033 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE
Form 13F Information Table VALUE SHRS OR SH/ PUT/ INV. OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC. MGRS. SOLE SHARED NONE ------------------------ -------------- ---------- -------- ----------- --- ---- ----- ----- ----------- ------ ----- CB Richard Ellis Realty 12499D104 16.54 1654.286 SH SOLE 1654.286 0 0 Enterprise Bank Capital 29362A900 575.24 75990 SH SOLE 75990 0 0 Lightstone Value Plus NS 530996016 19.6 2000 SH SOLE 2000 0 0 Wells REIT II NSA 999991102 141.8 18982.82 SH SOLE 18982.82 0 0 Agilent Technologies Inc COM 00846U101 47.96 1373 SH SOLE 1373 0 0 Apple Computer Inc. COM 037833100 1315.04 3247 SH SOLE 3247 0 0 Abbott Laboratories COM 002824100 5758.22 102404.683 SH SOLE 98757.683 0 3647 Barrick Gold Corp. COM 067901108 68.69 1518 SH SOLE 1518 0 0 Analog Devices Inc. COM 032654105 27.8 777 SH SOLE 777 0 0 Automatic Data Processin COM 053015103 6071.66 112417.407 SH SOLE 108461.407 0 3956 Aegon NV 7.25% PFD N00927348 4.42 200 SH SOLE 200 0 0 American Electric Power COM 025537101 41.64 1008 SH SOLE 1008 0 0 iShares Barclays Aggrega BARCLY USAGG 464287226 171.99 1560 SH SOLE 1560 0 0 American Capital Agency COM 02503X105 0.29 10.4975 SH SOLE 10.4975 0 0 Allstate Corp. COM 020002101 54.82 2000 SH SOLE 2000 0 0 Altera Corp. COM 021441100 15.32 412.878 SH SOLE 412.878 0 0 TD Ameritrade Holding Co COM 03074K100 136.94 8750 SH SOLE 8750 0 0 America Movil SAB de CV SPON ADR A SH 02364W204 7.83 346.296 SH SOLE 346.296 0 0 ARM Holdings PLC SPON ADR 042068106 36.47 1318 SH SOLE 1318 0 0 America First Tax Exempt BEN UNIT CTF 02364V107 491.55 99505 SH SOLE 99505 0 0 AT&T Inc Pfd 6.375% PFD 00211G208 2.67 100 SH SOLE 100 0 0 Yamana Gold Inc. COM 98462Y100 0.15 10 SH SOLE 10 0 0 American States Water COM 029899101 52.35 1500 SH SOLE 1500 0 0 American Express Co. COM 025816109 19.81 420 SH SOLE 420 0 0 Boeing Co. COM 097023105 99.08 1350.739 SH SOLE 1350.739 0 0 Bank of America Corp. COM 060505104 8.01 1441 SH SOLE 1441 0 0 Bank of America Cap'l Tr CNV PFD 055189203 1.87 100 SH SOLE 100 0 0 Bank of America Pfd L - CNV PFD 060505682 89.6 114 SH SOLE 114 0 0 Brookfield Asset Managem COM 112585104 395.3 14385 SH SOLE 12005 0 2380 Baxter International Inc COM 071813109 49.48 1000 SH SOLE 1000 0 0 BCE Inc. COM 05534B760 4.17 100 SH SOLE 100 0 0 Becton Dickinson & Co. COM 075887109 5659.44 75742 SH SOLE 73356 0 2386 Bristol-Myers Squibb COM 110122108 29.67 842 SH SOLE 842 0 0 BP PLC SPONS ADR 055622104 0.43 10 SH SOLE 10 0 0 Buckeye Partners LP Unit LTD Part 118230101 29.95 468.153 SH SOLE 468.153 0 0 Broadcom Corp. CL A 111320107 4.4 150 SH SOLE 150 0 0 Berkshire Hathaway - CL CL A 084670108 6885.3 60 SH SOLE 58 0 2 Berkshire Hathaway - CL CL B 084670207 1498.46 19639 SH SOLE 18599 0 1040 Babcock & Wilcox Co. COM 05615F102 36.21 1500 SH SOLE 1500 0 0 Bally Technologies Inc. COM 05874B107 7.91 200 SH SOLE 200 0 0 Citigroup Inc. COM 172967101 0.58 22.013 SH SOLE 22.013 0 0 ConAgra Foods Inc. COM 205887102 19.8 750 SH SOLE 750 0 0 Cardinal Health Inc. COM 14149Y108 22.34 550 SH SOLE 550 0 0 Caterpillar Inc. COM 149123101 64.33 710 SH SOLE 710 0 0 CareFusion Corp. COM 14170T101 6.99 275 SH SOLE 275 0 0 Chesapeake Energy COM 1651067107 8.58 385 SH SOLE 385 0 0 Clorox Co. COM 189054109 7664.38 115150 SH SOLE 115150 0 0 CME Group Inc. CL A 12572Q105 3999.11 16412 SH SOLE 15790 0 622 Canadian National Railwa COM 136375102 24.04 306 SH SOLE 306 0 0 Capital One Cap II 14041L204 17.72 700 SH SOLE 700 0 0 Coherent Inc. COM 192479103 5.23 100 SH SOLE 100 0 0 Rockwell Collins COM 774341101 2571.49 46442 SH SOLE 45192 0 1250 ConocoPhillips COM 20825C104 1183.34 16239 SH SOLE 16239 0 0 Covidien Ltd. COM G2552X108 2.25 50 SH SOLE 50 0 0 Cisco Systems Inc. COM 17275R102 8.74 483.1805 SH SOLE 483.1805 0 0 CSX Corp. COM 126408GA5 511.76 24300 SH SOLE 24300 0 0 Centurytel Inc. COM 156700106 25.07 674 SH SOLE 674 0 0 Citrix Systems Inc. COM 177376100 4.55 75 SH SOLE 75 0 0 Central Vermont Public S COM 155771108 14 399 SH SOLE 399 0 0 CVB Financial Corp. COM 126600105 80.81 8057 SH SOLE 8057 0 0 Cavco Industries Inc. COM 149568107 16.02 400 SH SOLE 400 0 0 Chevron Corp. COM 166764100 6814.13 64042.53 SH SOLE 62258.53 0 1784 City National Corp. COM 178566105 12.28 278 SH SOLE 278 0 0 Du Pont De Nemours COM 263534109 32.05 700 SH SOLE 700 0 0 Deere & Co. COM 244199105 11.37 147 SH SOLE 147 0 0 Diageo PLC SPON ADR 25243Q205 5211.63 59616 SH SOLE 57256 0 2360 WisdomTree Emerging Mkts ETF 97717W281 1700.44 41133 SH SOLE 38368 0 2765 SPDR Dow Jones Industria ETF 78467X109 8.53 70 SH SOLE 70 0 0 Walt Disney Co. COM 254687106 30.4 810.699 SH SOLE 810.699 0 0 Dun & Bradstreet Corp. COM 26483E100 14.97 200 SH SOLE 200 0 0 DNP Select Income Fund COM 23325P104 54.6 5000 SH SOLE 5000 0 0 Dow Chemical Co. COM 260543103 8.25 287 SH SOLE 287 0 0 DirecTV Group Inc. COM 25459L106 2.1 49 SH SOLE 49 0 0 Duke Energy Corp. COM 26441C105 11.62 528 SH SOLE 528 0 0 Devon Energy Corp. COM 25179M103 27.65 446 SH SOLE 446 0 0 WisdomTree DEFA ETF 97717W703 3.93 96 SH SOLE 96 0 0 Education Realty Trust I COM 28140H104 0.77 75 SH SOLE 75 0 0 iShares MSCI EAFE Index ETF 464287465 3.62 73 SH SOLE 73 0 0 Energy Focus Inc. COM 29268T102 1 5000 SH SOLE 5000 0 0 Eaton Vance Insrd Muni B COM 27827X101 6.34 500 SH SOLE 500 0 0 EMC Corp. COM 268648102 12.92 600 SH SOLE 600 0 0 Energy Transfer Partners UNIT LTD PART 29273R109 48.51 1058 SH SOLE 1058 0 0 Entergy Corp. COM 29364G103 120.53 1650 SH SOLE 1650 0 0 Expeditors Int'l of WA COM 302130109 376.14 9183 SH SOLE 7703 0 1480 Ford Motor Co. COM 345370860 11.25 1045.75 SH SOLE 1045.75 0 0 Fleet Cap'l Tst VIII Pfd PFD 33889X203 4.15 200 SH SOLE 200 0 0 Freeport-McMoran Copper COM 35671D857 3.68 100 SH SOLE 100 0 0 Fiserv Inc. COM 337738108 0.59 10 SH SOLE 10 0 0 First Liberty Power Corp COM 320697105 0.07 1000 SH SOLE 1000 0 0 First Midwest Bancorp In COM 320867104 25.32 2500 SH SOLE 2500 0 0 First State Bancorp. COM 336453105 0 700 SH SOLE 700 0 0 FXCM Inc. Cl-A COM CLA 302693106 3.9 400 SH SOLE 400 0 0 Proshares UltraShort FTS ETF 74347X567 16.86 555 SH SOLE 0 0 555 GreenHaven Continuous Co Unit BEN INT 395258106 7.48 250 SH SOLE 250 0 0 General Dynamics Corp. COM 369550108 26.56 400 SH SOLE 400 0 0 Market Vectors Gold Mine ETF 5706U100 32.25 627 SH SOLE 627 0 0 General Electric Co. COM 369604103 5987.29 334298.7064 SH SOLE 324183.7064 0 10115 GE Cap'l Corp. 6.1% 369622519 12.86 500 SH SOLE 500 0 0 StreetTRACKS Gold Trust 863307104 166.43 1095 SH SOLE 1095 0 0 General Motors Corp. COM 370442105 2.09 103 SH SOLE 103 0 0 Gordmans Stores Inc. COM 38269P100 8.17 650 SH SOLE 650 0 0 General Motors Co. - War 37045V118 0.04 3 SH SOLE 3 0 0 General Motors Co. - War 37045V126 0.02 3 SH SOLE 3 0 0 Google Inc. CL A 38259P508 5019.93 7772 SH SOLE 7530 0 242 Goodrich Corp. COM 382388106 12.37 100 SH SOLE 100 0 0 Halliburton Co. COM 406216101 20.71 600 SH SOLE 600 0 0 HSBC Holdings PLC Series ADR 404280406 3.59 150 SH SOLE 150 0 0 Health Care REIT Inc. COM 42217K106 1.09 20 SH SOLE 20 0 0 Hyperdynamics Corp. COM 448954107 1.96 800 SH SOLE 800 0 0 Hawaiian Electric Indust COM 419870100 14.51 548 SH SOLE 548 0 0 HJ Heinz Co. COM 423074103 39.5 731 SH SOLE 731 0 0 Harley-Davidson Inc. COM 412822108 18.27 470 SH SOLE 470 0 0 Honeywell Int'l Inc. COM 438516106 4978.4 91598.871 SH SOLE 87863.871 0 3735 Hewlett Packard Co. COM 428236103 227.7 8839.1903 SH SOLE 8839.1903 0 0 Hershey Foods Corp. COM 427866108 200.41 3244 SH SOLE 3244 0 0 IBM Corp. COM 459200101 58.11 316 SH SOLE 316 0 0 International Game Tech. COM 459902102 171.59 9976 SH SOLE 9976 0 0 iShares S&P Midcap 400 V ETF 464287507 6.84 90 SH SOLE 90 0 0 Intel Corp. COM 458140100 126.88 5232 SH SOLE 5232 0 0 Ingersoll-Rand PLC CL A G4776G101 1.52 50 SH SOLE 50 0 0 iShares S&P 500 Index ETF 464287200 4.66 37 SH SOLE 37 0 0 iShares Russell 1000 Ind ETF 464287622 5.62 81 SH SOLE 81 0 0 JC Penney Corp. COM 708160106 7.03 200 SH SOLE 200 0 0 Johnson & Johnson COM 478160104 373.87 5701 SH SOLE 5701 0 0 Juniper Networks COM 48203R104 18.37 900 SH SOLE 900 0 0 JP Morgan Chase & Co. COM 46625H100 11.04 332 SH SOLE 332 0 0 JP Morgan Chase 5.875% PFD 46626V207 25.01 1000 SH SOLE 1000 0 0 Nuveen Income & Growth F COM 67073B106 74.53 9259 SH SOLE 9259 0 0 Wells Fargo Pfd 5.625% PFD 94979P203 25.05 1000 SH SOLE 1000 0 0 Kaman Corp. COM 483548103 9.84 360 SH SOLE 360 0 0 Kraft Foods, Inc. CLA 50075N104 47.6 1274 SH SOLE 1274 0 0 Kinder Morgan Energy LP UT LTD PTNR 494550106 73.49 865.118 SH SOLE 865.118 0 0 Coca Cola Co. COM 191216100 69.62 995 SH SOLE 995 0 0 Lehman Bro Hldg 3/15/52 52519Y209 0.06 2000 SH SOLE 2000 0 0 Lehman Bro Cap 10/31/52 52520B206 0.3 8000 SH SOLE 8000 0 0 LSI Corp. COM 502161102 0.06 10 SH SOLE 10 0 0 Level 3 Communications COM 52729N100 569.86 33541 SH SOLE 33535 0 6 McDonalds Corp. COM 580135101 178.99 1784 SH SOLE 1784 0 0 Moodys Corp. COM 615369105 5101.91 151482 SH SOLE 144737 0 6745 McDermott International COM 580037109 34.53 3000 SH SOLE 3000 0 0 MFA Mortgage Investments COM 55272X102 698.38 103925 SH SOLE 103925 0 0 Mgm Resorts Int'l COM 552953101 1.5 144 SH SOLE 144 0 0 Mead Johnson Nutrition C CL A 582839106 2011.93 29273 SH SOLE 27708 0 1565 Motorola Mobility Holdin COM 620097105 1.55 40 SH SOLE 40 0 0 3M Co. COM 88579Y101 4.74 58 SH SOLE 58 0 0 Altria Group Inc. COM 02209S103 21.14 713 SH SOLE 713 0 0 Marathon Petroleum Corp. COM 56585A102 93.21 2800 SH SOLE 2800 0 0 Marathon Oil Corp. COM 565849106 163.91 5600 SH SOLE 5600 0 0 Morgan Stanley Dean Witt COM 617446448 30.26 2000 SH SOLE 2000 0 0 Microsoft Corp. COM 594918104 5463.29 210450.406 SH SOLE 203476.406 0 6974 Mindspeed Technologies I COM 602682106 0.24 53 SH SOLE 53 0 0 MS Cap Tr III - 3/1/33 617460209 41.3 2000 SH SOLE 2000 0 0 Nabi Biopharmaceuticals COM 629519109 0.08 40 SH SOLE 40 0 0 Noble Corp. COM H5833N103 30.22 1000 SH SOLE 1000 0 0 National Oilwell Varco I COM 637071101 108.78 1600 SH SOLE 1600 0 0 Enpro Industries Inc. COM 29355X107 2.31 70 SH SOLE 70 0 0 Nortel Networks Corp. COM 656568102 0 10 SH SOLE 10 0 0 NVIDIA Corp. COM 67066G104 0.14 10 SH SOLE 10 0 0 News Corp. - CL A CLA 65248E104 0.18 10 SH SOLE 10 0 0 ONEOK Inc. COM 682680103 69.79 805 SH SOLE 805 0 0 Oneok Partners LP UNIT LTD PART 68268N103 57.74 1000 SH SOLE 1000 0 0 Oracle Corp. COM 68389X105 5.13 200 SH SOLE 200 0 0 Overseas Shipholding Gro COM 690368105 1.58 144.271 SH SOLE 144.271 0 0 Occidental Petroleum Cor COM 674599105 192.74 2057 SH SOLE 2057 0 0 Pepsico Inc. COM 713448108 295.69 4456.573 SH SOLE 4456.573 0 0 Pfizer Inc. COM 717081103 2.16 100 SH SOLE 100 0 0 Procter & Gamble COM 742718109 698.05 10464 SH SOLE 10464 0 0 Prudential Fin'l Inc. Pf PFD 744320508 27.26 1000 SH SOLE 1000 0 0 Philip Morris Int'l Inc. COM 718172109 51.64 658 SH SOLE 658 0 0 PIMCO Municipal Income F COM 72200W106 5.62 500 SH SOLE 500 0 0 PNC Fin'l Svc Group 6.12 PFD 69350H202 15.11 600 SH SOLE 600 0 0 Paragon Shipping Inc. CLA 69913R309 0.02 25 SH SOLE 25 0 0 Purespectrum Inc. COM 74624D102 0.18 300000 SH SOLE 300000 0 0 Penn West Energy Trust TR Unit 707885109 1.43 72 SH SOLE 72 0 0 QUALCOMM Inc. COM 747525103 0.99 18.0716 SH SOLE 18.0716 0 0 PowerShares QQQ UNIT SER 1 73935A104 11.17 200 SH SOLE 200 0 0 Ritchie Bros. Auctioneer COM 767744105 35.33 1600 SH SOLE 0 0 1600 Rockwell Automation Corp COM 773903109 137.85 1878.785 SH SOLE 1878.785 0 0 Raytheon Co. COM 755111507 1.74 36 SH SOLE 36 0 0 Spectra Energy Corp. COM 847560109 4958.13 161240 SH SOLE 157170 0 4070 Shaw Group Inc. COM 820280105 26.9 1000 SH SOLE 1000 0 0 iShares 1-3 Yr Treas. ETF 464287457 1812.51 21449.768 SH SOLE 21449.768 0 0 Sigma Aldrich Corp. COM 826552101 5830.33 93345 SH SOLE 90504 0 2841 Saks Inc. COM 79377W108 0.78 80 SH SOLE 80 0 0 Schlumberger LTD COM 806857108 3889.98 56946 SH SOLE 54451 0 2495 SLM Corp. COM 78442P106 2998.77 223788.961 SH SOLE 212408.961 0 11380 Supertel Hospitality Inc COM 868526104 7.86 12000 SH SOLE 12000 0 0 SPDR S&P 500 Unit SER 1 78462F103 31.38 250 SH SOLE 250 0 0 Sempra Energy COM 816851109 34.7 631 SH SOLE 631 0 0 Suncor Energy Inc. COM 867229106 11.53 400 SH SOLE 400 0 0 Skyworks Solutions Inc. COM 83088M102 8.84 545 SH SOLE 545 0 0 AT&T Inc. COM 00206R102 479.14 15844.575 SH SOLE 15844.575 0 0 ProShares UltraShort 20+ ETF 74347R297 58.19 3220 SH SOLE 0 0 3220 TDX Independence 2040 ETF 87238A405 7 359 SH SOLE 359 0 0 Tidewater Inc. COM 886423102 83.81 1700 SH SOLE 1700 0 0 TE Connectivity Ltd. COM H84989104 3301.45 107155 SH SOLE 102487 0 4668 iShares Barclays TIPS Bo ETF 464287176 2566.6 21995 SH SOLE 21730 0 265 Thermo Fisher Scientific COM 883556102 0.45 10 SH SOLE 10 0 0 The Travelers Companies COM 792860108 0.53 9 SH SOLE 9 0 0 Tesco PLC ADR 881575302 2180.11 115717 SH SOLE 111667 0 4050 Tyson Foods Inc. CL A 902494103 7.22 350 SH SOLE 350 0 0 Tyco International COM H89128104 5884.07 125970.31 SH SOLE 121764.31 0 4206 Unilever PLC SPON ADR 904767704 5750.59 171557 SH SOLE 167692 0 3865 United States Natural Ga UNIT 912318102 2.75 425 SH SOLE 425 0 0 Union Pacific Corp. COM 907818108 219.2 2069.076 SH SOLE 2069.076 0 0 United Parcel Service In CL B 911312106 7.32 100 SH SOLE 100 0 0 US Bancorp. COM 902973304 979.62 36215 SH SOLE 36215 0 0 Vanguard Sm-Cap ETF 922908751 11.57 166 SH SOLE 166 0 0 Valmont Industries Inc. COM 920253101 45.4 500 SH SOLE 500 0 0 VMware Inc. CL A COM 928563402 1.66 20 SH SOLE 20 0 0 Vanguard Mid-Cap ETF ETF 922908629 11.94 166 SH SOLE 166 0 0 Vodafone Group Plc SPONS ADR 92857W100 0.95 34 SH SOLE 34 0 0 Vanguard Total Stock Mkt ETF 922908769 15.95 248.0186 SH SOLE 248.0186 0 0 Vanguard Large Cap ETF ETF 922908637 9.57 167 SH SOLE 167 0 0 Verizon Communications COM 92343V104 154.52 3851.421 SH SOLE 3851.421 0 0 Walgreen Co. COM 931422109 4994.94 151087.076 SH SOLE 145860.076 0 5227 Washington Mutual Inc. COM 939322103 0.54 10000 SH SOLE 10000 0 0 Webster Financial Corp. COM 947890109 5.36 263.03 SH SOLE 263.03 0 0 Wisconsin Energy Corp. COM 976657106 49.92 1428 SH SOLE 1428 0 0 Werner Enterprises COM 950755108 48.2 2000 SH SOLE 2000 0 0 Wells Fargo Co. COM 949746101 44.04 1598 SH SOLE 1598 0 0 Wells Fargo Co. Pfd - 8. PFD 949746879 113.72 4000 SH SOLE 4000 0 0 Windstream Communication COM 97381W104 4.05 345.123 SH SOLE 345.123 0 0 Walmart de Mexico SAB de COM 93114W107 8.33 304 SH SOLE 304 0 0 Westport Innovations Inc COM 960908101 1 30 SH SOLE 30 0 0 WR Berkley Corp. COM 084423102 3682.96 107094 SH SOLE 103139 0 3955 Willis Group Holdings COM G96655108 11.64 300 SH SOLE 300 0 0 Xcel Energy Inc. - Pfd 7 PFD 98389B886 4.08 150 SH SOLE 150 0 0 Sector Spdr Energy Selec ETF 81369Y506 24.89 360 SH SOLE 360 0 0 Exxon Mobil Corp. COM 30231G102 580.61 6850 SH SOLE 6850 0 0 DENTSPLY Int'l Inc. COM 249030107 3295.64 94188 SH SOLE 92853 0 1335 Yum! Brands Inc. COM 988498101 0.3 5 SH SOLE 5 0 0