0001308757-12-000001.txt : 20120125 0001308757-12-000001.hdr.sgml : 20120125 20120125142259 ACCESSION NUMBER: 0001308757-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120125 DATE AS OF CHANGE: 20120125 EFFECTIVENESS DATE: 20120125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALASA DINVERNO & FOLTZ LLC CENTRAL INDEX KEY: 0001308757 IRS NUMBER: 364445980 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11054 FILM NUMBER: 12544383 BUSINESS ADDRESS: BUSINESS PHONE: 630-875-4915 MAIL ADDRESS: STREET 1: 500 PARK BLVD STREET 2: SUITE 1400 CITY: ITASCA STATE: IL ZIP: 60143 13F-HR 1 dec2011.txt DECEMBER 2011 13(F) FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 2011 Institutional Investment Manager Filing this Report: Name: Balasa Dinverno Foltz LLC Address: 500 Park Blvd. Suite 1400 Itasca, IL 60143 13F File 28-11054 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Michael C. Foltz Title: Chief Compliance Officer Phone: 630-875-4926 Signature, Place, and Date of Signing: Michael C. Foltz Itasca, IL December 31, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table 118 Entry Total: Form 13F Information Table $449,516,000 Value Total: FORM 13F INFORMATION TABLE Voting Authority ----------------------- Title of Value Shares Sh/ Put/ Invstmt Other Security Class Cusip (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ---------------------------------- ---------- --------- -------- --------- --- --- -------- -------- --------- ------ ---- iShares FTSE EPRA/NAREIT Global EPRA/NAR 464288489 651 25,767 SH Sole 25,767 DEV R/E iShares MSCI EAFE MSCI EAFE 464287465 24,387 492,366 SH Sole 492,366 IDX iShares MSCI EAFE Growth Index MSCI GRW 464288885 23,810 457,805 SH Sole 457,805 IDX iShares MSCI Emerging Market MSCI EMERG 464287234 655 17,270 SH Sole 17,270 MKT iShares MSCI KLD 400 Social Index MSCI KLD400 464288570 459 9,784 SH Sole 9,784 Fund SOC iShares Russell 1000 Growth RUSSELL 464287614 126,698 2,192,386 SH Sole 2,192,386 1000GRW iShares Russell 1000 Index RUSSELL 464287622 496 7,154 SH Sole 7,154 1000 iShares Russell 1000 Value RUSSELL100 464287598 85,790 1,351,454 SH Sole 1,351,454 0VAL iShares S&P 500 S&P 500 464287200 97,188 771,579 SH Sole 771,579 INDEX iShares S&P 500/Barra Growth S&P500 GRW 464287309 1,294 19,188 SH Sole 19,188 iShares S&P 500/Value Index S&P 500 464287408 546 9,435 SH Sole 9,435 VALUE S&P 500 SPDR UNIT SER 1 78462F103 596 4,748 SH Sole 4,748 SPDR DJ Wilshire Int'l Real DJ WIL 78463x863 6,636 208,480 SH Sole 208,480 Estate REIT SPDR MSCI ACWI ex-US MSCI ACWI 78463X848 4,180 146,889 SH Sole 146,889 EXUS 3M Co. COM 88579y101 267 3,263 SH Sole 3,263 Abbott Laboratories COM 2824100 2,666 47,417 SH Sole 47,417 Allstate Corp COM 020002101 327 11,923 SH Sole 11,923 Altria Group COM 718154107 331 11,160 SH Sole 11,160 Amazon.Com COM 231351065 266 1,537 SH Sole 1,537 American Express Co. COM 025816109 282 5,977 SH Sole 5,977 Amgen Inc. COM 311621007 300 4,665 SH Sole 4,665 Anadarko Pete Corp COM 032511107 206 2,696 SH Sole 2,696 AON Corp. COM 373891035 330 7,043 SH Sole 7,043 Apache Corp COM 037411105 298 3,288 SH Sole 3,288 Apple Computer, Inc. COM 378331003 2,735 6,752 SH Sole 6,752 Applied Materials Inc COM 382221059 329 30,764 SH Sole 30,764 Aptar Group COM 383361037 1,059 20,300 SH Sole 20,300 AT&T Inc. COM 00206R102 1,023 33,840 SH Sole 33,840 BankAmerica Corp. COM 605051044 166 29,847 SH Sole 29,847 Baxter International Inc. COM 718131097 585 11,828 SH Sole 11,828 Berkshire Hathaway CL B NEW 846707024 712 9,337 SH Sole 9,337 Berkshire Hathaway CL A CL A 084990175 1,721 1,500 SH Sole 1,500 Boeing Co. COM 970231056 586 7,990 SH Sole 7,990 Bristol-Myers Squibb Company COM 110122108 365 10,348 SH Sole 10,348 British Petroleum Amoco COM 556221042 621 14,529 SH Sole 14,529 C H Robinson COM 12541W100 1,311 18,788 SH Sole 18,788 C V S Corp Del COM 126650100 254 6,231 SH Sole 6,231 Calpine Corp. COM 131347304 171 10,462 SH Sole 10,462 Carnival Corp. COM 143658102 410 12,562 SH Sole 12,562 Caterpillar Inc. COM 149123101 1,640 18,106 SH Sole 18,106 Charles Schwab COM 808513105 214 18,993 SH Sole 18,993 ChevronTexaco Corp. COM 166764100 1,176 11,048 SH Sole 11,048 Cisco Systems Inc. COM 17275R102 365 20,176 SH Sole 20,176 Citigroup Inc. COM 172967101 242 9,213 SH Sole 9,213 Coca Cola COM 191216100 782 11,177 SH Sole 11,177 Colgate-Palmolive Co COM 194162103 278 3,012 SH Sole 3,012 ComCast COM 20030N101 225 9,508 SH Sole 9,508 Comcast Corp Spl Cl A COM 20030N200 286 12,130 SH Sole 12,130 Conocophillips COM 718507106 499 6,841 SH Sole 6,841 Corn Products International Inc. COM 219023108 421 8,000 SH Sole 8,000 DCT Industrial Trust Inc COM 233153105 319 62,354 SH Sole 62,354 Diageo COM 25243Q205 232 2,653 SH Sole 2,653 Edwards Lifesciences COM 2.82E+112 207 2,921 SH Sole 2,921 EI DuPont de Nemours & Co. COM 263534109 211 4,604 SH Sole 4,604 EMC Corp. Mass. COM 268648102 214 9,939 SH Sole 9,939 Exelon Corporation COM 30161N101 762 17,580 SH Sole 17,580 Exxon Mobil Corporation COM 30231G102 2,707 31,935 SH Sole 31,935 Fleetcor Technologies Inc. COM 339041105 5,144 172,200 SH Sole 172,200 Ford Motor Company COM 345370860 384 35,678 SH Sole 35,678 Franklin Resources Inc. COM 354613101 276 2,869 SH Sole 2,869 General Electric COM 369604103 846 47,230 SH Sole 47,230 Glaxosmithkline COM 37733W105 352 7,716 SH Sole 7,716 Goldman Sachs Group COM 38141G104 213 2,353 SH Sole 2,353 Goodrich Corporation COM 382388106 227 1,836 SH Sole 1,836 Google Inc COM 38259p508 856 1,326 SH Sole 1,326 Half Robert Int'l COM 770323103 276 9,700 SH Sole 9,700 Hewlett Packard Co COM 428236103 341 13,249 SH Sole 13,249 Home Depot COM 437076102 330 7,851 SH Sole 7,851 Honeywell International COM 438516106 248 4,562 SH Sole 4,562 IBM COM 459200101 1,539 8,368 SH Sole 8,368 Illinois Tool Works COM 452308109 334 7,156 SH Sole 7,156 Intel Corp. COM 458140100 1,346 55,525 SH Sole 55,525 J P Morgan Chase & Co. COM 46625H100 1,144 34,411 SH Sole 34,411 Johnson & Johnson COM 478160104 1,020 15,549 SH Sole 15,549 Kraft Foods Inc COM 50075n104 242 6,477 SH Sole 6,477 McDonald's Corporation COM 580135101 15,561 155,095 SH Sole 155,095 Medtronic Inc. COM 585055106 287 7,501 SH Sole 7,501 Merck & Co, Inc. COM 589331107 520 13,804 SH Sole 13,804 Microsoft Corp. COM 594918104 967 37,231 SH Sole 37,231 Morgan Stanley / Dean Witter COM 617446448 249 16,489 SH Sole 16,489 National Oilwell Varco COM 637071101 331 4,866 SH Sole 4,866 Nike Inc Cl B COM 654106103 215 2,233 SH Sole 2,233 Northern Trust COM 665859104 310 7,813 SH Sole 7,813 Occidental Petroleum Corp COM 674599105 457 4,876 SH Sole 4,876 Oracle Corp. COM 68389X105 523 20,400 SH Sole 20,400 Penn National Gaming COM 707569109 270 7,100 SH Sole 7,100 Pepsico Inc COM 713448108 526 7,922 SH Sole 7,922 Pfizer Inc. COM 717081103 723 33,428 SH Sole 33,428 Philip Morris International Inc. COM 718172109 772 9,835 SH Sole 9,835 Platinum Group Metals Ltd. COM 72765Q205 19 22,000 SH Sole 22,000 Praxair Inc COM 74005P104 371 3,474 SH Sole 3,474 Procter & Gamble COM 742718109 859 12,877 SH Sole 12,877 Qualcomm, Inc. COM 747525103 468 8,558 SH Sole 8,558 Rockwell Medical Technologies COM 774374102 123 14,500 SH Sole 14,500 Inc. SAIC, Inc. COM 78390X101 489 39,820 SH Sole 39,820 Schlumberger Ltd. COM 806857108 424 6,210 SH Sole 6,210 Serefex Corp. COM 81748P101 ? 30,000 SH Sole 30,000 Simon Property Group COM 828806109 247 1,914 SH Sole 1,914 Southern Corp. COM 842587107 278 6,003 SH Sole 6,003 SPDR Gold Shares COM 380755959 404 2,661 SH Sole 2,661 Starbucks Corp. COM 855244109 205 4,458 SH Sole 4,458 Texas Instruments Inc. COM 882508104 211 7,234 SH Sole 7,234 Time Warner Inc. COM 887317105 292 8,081 SH Sole 8,081 Travelers Companies Inc COM 89417E109 242 4,086 SH Sole 4,086 Union Pacific COM 907818108 263 2,487 SH Sole 2,487 United Health Care Corp. COM 91324P102 251 4,961 SH Sole 4,961 United Parcel Service Class B COM 911312106 322 4,396 SH Sole 4,396 United Technologies Corp. COM 913017109 400 5,478 SH Sole 5,478 US Bancorp COM 902973304 235 8,699 SH Sole 8,699 Verizon Communications COM 92343V104 660 16,458 SH Sole 16,458 Visa, Inc. COM 82826C839 595 5,858 SH Sole 5,858 Wal-Mart COM 931142103 631 10,562 SH Sole 10,562 Walgreen Company COM 931422109 415 12,560 SH Sole 12,560 Walt Disney Co. COM 254687106 940 25,056 SH Sole 25,056 Wells Fargo & Co New COM 949746101 1,806 65,543 SH Sole 65,543 GEM Services COM 368990586 50 25,000 SH Sole 25,000