0001308757-11-000012.txt : 20111027
0001308757-11-000012.hdr.sgml : 20111027
20111027134957
ACCESSION NUMBER: 0001308757-11-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111027
DATE AS OF CHANGE: 20111027
EFFECTIVENESS DATE: 20111027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALASA DINVERNO & FOLTZ LLC
CENTRAL INDEX KEY: 0001308757
IRS NUMBER: 364445980
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11054
FILM NUMBER: 111161297
BUSINESS ADDRESS:
BUSINESS PHONE: 630-875-4915
MAIL ADDRESS:
STREET 1: 500 PARK BLVD
STREET 2: SUITE 1400
CITY: ITASCA
STATE: IL
ZIP: 60143
13F-HR
1
sep2011.txt
SEPTEMBER 2011 13(F) FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: September 30, 2011
Institutional Investment Manager
Filing this Report:
Name: Balasa Dinverno Foltz
LLC
Address: 500 Park Blvd.
Suite 1400
Itasca, IL 60143
13F File 28-11054
Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael C. Foltz
Title: Chief Compliance Officer
Phone: 630-875-4926
Signature, Place, and Date of Signing:
Michael C. Foltz Itasca, IL September 30, 2011
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included
Managers: 0
Form 13F Information Table 107
Entry Total:
Form 13F Information Table $408,254,000
Value Total:
FORM 13F INFORMATION TABLE
Voting Authority
-----------------------
Title of Value Shares Sh/ Put/ Invstmt Other
Security Class Cusip (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
---------------------------------- ---------- --------- -------- --------- --- --- -------- -------- --------- ------ ----
S&P 500 SPDR UNIT SER 1 78462F103 546 4,823 SH Sole 4,823
SPDR DJ Wilshire Int'l Real DJ WIL 78463x863 6,693 208,821 SH Sole 208,821
Estate REIT
SPDR MSCI ACWI ex-US MSCI ACWI 78463X848 3,738 138,360 SH Sole 138,360
EXUS
iShares MSCI EAFE MSCI EAFE 464287465 23,335 488,389 SH Sole 488,389
IDX
iShares MSCI EAFE Growth Index MSCI GRW 464288885 22,451 450,452 SH Sole 450,452
IDX
iShares MSCI Emerging Market MSCI EMERG 464287234 596 16,993 SH Sole 16,993
MKT
iShares MSCI KLD 400 Social Index FTSE 464288570 414 9,784 SH Sole 9,784
Fund KLD400 SOC
iShares Russell 1000 Growth RUSSELL 464287614 117,189 2,228,784 SH Sole 2,228,784
1000GRW
iShares Russell 1000 Index RUSSELL 464287622 1,051 16,809 SH Sole 16,809
1000
iShares Russell 1000 Value RUSSELL100 464287598 75,760 1,338,759 SH Sole 1,338,759
0VAL
iShares S&P 500 S&P 500 464287200 87,691 771,319 SH Sole 771,319
INDEX
iShares S&P 500/Barra Growth S&P500 GRW 464287309 712 11,619 SH Sole 11,619
iShares S&P 500/Value Index S&P 500 464287408 988 19,147 SH Sole 19,147
VALUE
iShares S&P Global Clean Energy S&P 500 292 31,456 SH Sole 31,456
INDEX
3M Co. COM 88579y101 250 3,489 SH Sole 3,489
AON Corp. COM 037389103 301 7,167 SH Sole 7,167
AT&T Inc. COM 00206R102 1,042 36,521 SH Sole 36,521
Abbott Laboratories COM 002824100 2,439 47,689 SH Sole 47,689
Allstate Corp COM 020002101 282 11,910 SH Sole 11,910
Altria Group COM 718154107 304 11,326 SH Sole 11,326
Amazon.Com COM 231351065 352 1,628 SH Sole 1,628
American Express Co. COM 025816109 274 6,100 SH Sole 6,100
Amgen Inc. COM 311621007 254 4,625 SH Sole 4,625
Apache Corp COM 037411105 274 3,416 SH Sole 3,416
Apple Computer, Inc. COM 378331003 2,625 6,883 SH Sole 6,883
Applied Materials Inc COM 382221059 334 32,292 SH Sole 32,292
Aptar Group COM 383361037 907 20,300 SH Sole 20,300
Automatic Data Processing Inc. COM 530151034 201 4,262 SH Sole 4,262
BankAmerica Corp. COM 605051044 189 30,849 SH Sole 30,849
Baxter International Inc. COM 718131097 763 13,596 SH Sole 13,596
Berkshire Hathaway CL B NEW 084670702 670 9,436 SH Sole 9,436
Berkshire Hathaway CL A CL A 084670108 1,602 1,500 SH Sole 1,500
Boeing Co. COM 970231056 481 7,955 SH Sole 7,955
Bristol-Myers Squibb Company COM 110122108 365 11,642 SH Sole 11,642
British Petroleum Amoco COM 556221042 524 14,519 SH Sole 14,519
C H Robinson COM 12541W100 1,282 18,721 SH Sole 18,721
C V S Corp Del COM 126650100 208 6,202 SH Sole 6,202
Calpine Corp. COM 131347304 147 10,462 SH Sole 10,462
Carnival Corp. COM 143658102 419 13,837 SH Sole 13,837
Caterpillar Inc. COM 149123101 1,315 17,809 SH Sole 17,809
Charles Schwab COM 808513105 185 16,390 SH Sole 16,390
ChevronTexaco Corp. COM 166764100 1,050 11,342 SH Sole 11,342
Cisco Systems Inc. COM 17275R102 314 20,260 SH Sole 20,260
Citigroup Inc. COM 172967101 2,422 94,548 SH Sole 94,548
Coca Cola COM 191216100 782 11,582 SH Sole 11,582
Colgate-Palmolive Co COM 194162103 259 2,916 SH Sole 2,916
ComCast COM 20030N101 203 9,724 SH Sole 9,724
Comcast Corp Spl Cl A COM 251 12,130 SH Sole 12,130
Conocophillips COM 718507106 422 6,670 SH Sole 6,670
DCT Industrial Trust Inc COM 233153105 274 62,354 SH Sole 62,354
Diageo COM 25243Q205 224 2,953 SH Sole 2,953
EMC Corp. Mass. COM 268648102 218 10,374 SH Sole 10,374
Edwards Lifesciences COM 28176E108 209 2,928 SH Sole 2,928
Exelon Corporation COM 30161N101 748 17,559 SH Sole 17,559
Exxon Mobil Corporation COM 30231G102 2,457 33,831 SH Sole 33,831
Ford Motor Company COM 345370860 336 34,698 SH Sole 34,698
Franklin Resources Inc. COM 354613101 279 2,913 SH Sole 2,913
General Electric COM 369604103 747 49,094 SH Sole 49,094
Glaxosmithkline COM 37733W105 474 11,474 SH Sole 11,474
Goldman Sachs Group COM 38141G104 216 2,282 SH Sole 2,282
Goodrich Corporation COM 382388106 231 1,916 SH Sole 1,916
Google Inc COM 38259p508 654 1,270 SH Sole 1,270
Half Robert Int'l COM 770323103 206 9,700 SH Sole 9,700
Hewlett Packard Co COM 428236103 289 12,892 SH Sole 12,892
Home Depot COM 437076102 303 9,213 SH Sole 9,213
Honeywell International COM 438516106 201 4,582 SH Sole 4,582
IBM COM 459200101 1,462 8,360 SH Sole 8,360
Illinois Tool Works COM 452308109 283 6,800 SH Sole 6,800
Intel Corp. COM 458140100 1,147 53,757 SH Sole 53,757
J P Morgan Chase & Co. COM 46625H100 1,065 35,346 SH Sole 35,346
Johnson & Johnson COM 478160104 1,058 16,612 SH Sole 16,612
Kraft Foods Inc COM 50075n104 213 6,337 SH Sole 6,337
Maisonette Int'l Enterprises Ltd COM 0 100,000 SH Sole 100,000
McDonald's Corporation COM 580135101 14,966 170,417 SH Sole 170,417
Medtronic Inc. COM 585055106 274 8,244 SH Sole 8,244
Merck & Co, Inc. COM 589331107 415 12,695 SH Sole 12,695
Microsoft Corp. COM 594918104 940 37,776 SH Sole 37,776
Morgan Stanley / Dean Witter COM 617446448 218 16,123 SH Sole 16,123
National Oilwell Varco COM 637071101 248 4,846 SH Sole 4,846
Northern Trust COM 665859104 280 8,018 SH Sole 8,018
Occidental Petroleum Corp COM 674599105 350 4,899 SH Sole 4,899
Oracle Corp. COM 68389X105 587 20,421 SH Sole 20,421
Penn National Gaming COM 707569109 236 7,100 SH Sole 7,100
Pepsico Inc COM 713448108 488 7,880 SH Sole 7,880
Pfizer Inc. COM 717081103 607 34,305 SH Sole 34,305
Philip Morris International Inc. COM 718172109 596 9,557 SH Sole 9,557
Praxair Inc COM 74005P104 327 3,501 SH Sole 3,501
Procter & Gamble COM 742718109 814 12,878 SH Sole 12,878
Qualcomm, Inc. COM 747525103 425 8,749 SH Sole 8,749
Rockwell Medical Technologies COM 774374102 118 14,500 SH Sole 14,500
Inc.
SAIC, Inc. COM 78390X101 471 39,874 SH Sole 39,874
SPDR Gold Shares COM 380755959 464 2,934 SH Sole 2,934
Schlumberger Ltd. COM 806857108 370 6,189 SH Sole 6,189
Serefex Corp. COM 81748P101 ? 30,000 SH Sole 30,000
Simon Property Group COM 828806109 210 1,913 SH Sole 1,913
Southern Corp. COM 842587107 247 5,841 SH Sole 5,841
Starbucks Corp. COM 855244109 234 6,271 SH Sole 6,271
Time Warner Inc. COM 887317105 270 9,000 SH Sole 9,000
Union Pacific COM 907818108 208 2,550 SH Sole 2,550
United Energy Corp. COM 2 20,000 SH Sole 20,000
United Health Care Corp. COM 91324P102 233 5,043 SH Sole 5,043
United Parcel Service Class B COM 911312106 292 4,629 SH Sole 4,629
United Technologies Corp. COM 913017109 388 5,517 SH Sole 5,517
Verizon Communications COM 92343V104 607 16,484 SH Sole 16,484
Visa, Inc. COM 82826C839 494 5,763 SH Sole 5,763
Wal-Mart COM 931142103 679 13,085 SH Sole 13,085
Walgreen Company COM 931422109 435 13,240 SH Sole 13,240
Walt Disney Co. COM 254687106 728 24,154 SH Sole 24,154
Wells Fargo & Co New COM 949746101 1,591 65,968 SH Sole 65,968