0001308757-11-000011.txt : 20110718
0001308757-11-000011.hdr.sgml : 20110718
20110718135858
ACCESSION NUMBER: 0001308757-11-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110718
DATE AS OF CHANGE: 20110718
EFFECTIVENESS DATE: 20110718
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALASA DINVERNO & FOLTZ LLC
CENTRAL INDEX KEY: 0001308757
IRS NUMBER: 364445980
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11054
FILM NUMBER: 11972408
BUSINESS ADDRESS:
BUSINESS PHONE: 630-875-4915
MAIL ADDRESS:
STREET 1: 500 PARK BLVD
STREET 2: SUITE 1400
CITY: ITASCA
STATE: IL
ZIP: 60143
13F-HR
1
jun2011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: June 30, 2011
Institutional Investment Manager
Filing this Report:
Name: Balasa Dinverno Foltz
LLC
Address: 500 Park Blvd.
Suite 1400
Itasca, IL 60143
13F File 28-11054
Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael C. Foltz
Title: Chief Compliance Officer
Phone: 630-875-4926
Signature, Place, and Date of Signing:
Michael C. Foltz Itasca, IL June 30, 2011
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included
Managers: 0
Form 13F Information Table 114
Entry Total:
Form 13F Information Table $466,389,000
Value Total:
FORM 13F INFORMATION TABLE
Voting Authority
-----------------------
Title of Value Shares Sh/ Put/ Invstmt Other
Security Class Cusip (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
---------------------------------- ---------- --------- -------- --------- --- --- -------- -------- --------- ------ ----
S&P 500 SPDR UNIT SER 1 78462F103 492 3,728 SH Sole 3,728
SPDR DJ Wilshire Int'l Real DJ WIL 78463x863 8,460 209,519 SH Sole 209,519
Estate REIT
SPDR MSCI ACWI ex-US MSCI ACWI 78463X848 4,575 132,044 SH Sole 132,044
EXUS
iShares MSCI EAFE MSCI EAFE 464287465 28,453 473,111 SH Sole 473,111
IDX
iShares MSCI EAFE Growth Index MSCI GRW 464288885 27,471 435,625 SH Sole 435,625
IDX
iShares MSCI Emerging Market MSCI EMERG 464287234 805 16,915 SH Sole 16,915
MKT
iShares MSCI KLD 400 Social Index MSCI 464288570 479 9,789 SH Sole 9,789
Fund KLD400 SOC
iShares Russell 1000 Growth RUSSELL 464287614 133,449 2,192,002 SH Sole 2,192,002
1000GRW
iShares Russell 1000 Value RUSSELL100 464287598 88,680 1,298,770 SH Sole 1,298,770
0VAL
iShares Russell Micro Cap Index RUSSELL 464287481 318 6,212 SH Sole 6,212
Fund MCP IDX
iShares S&P 500 S&P 500 464287200 99,660 752,603 SH Sole 752,603
INDEX
iShares S&P 500/Barra Growth S&P500 GRW 464287309 621 8,931 SH Sole 8,931
3M Co. COM 88579y101 503 5,301 SH Sole 5,301
AON Corp. COM 037389103 356 6,939 SH Sole 6,939
AT&T Inc. COM 00206R102 1,086 34,571 SH Sole 34,571
Abbott Laboratories COM 002824100 2,411 45,810 SH Sole 45,810
Allstate Corp COM 020002101 362 11,848 SH Sole 11,848
Altria Group COM 718154107 298 11,296 SH Sole 11,296
Amazon.Com COM 231351065 339 1,660 SH Sole 1,660
American Express Co. COM 025816109 312 6,040 SH Sole 6,040
Amgen Inc. COM 311621007 279 4,778 SH Sole 4,778
Anadarko Pete Corp COM 032511107 200 2,609 SH Sole 2,609
Apache Corp COM 037411105 416 3,368 SH Sole 3,368
Apple Computer, Inc. COM 378331003 2,208 6,578 SH Sole 6,578
Applied Materials Inc COM 382221059 378 29,091 SH Sole 29,091
Aptar Group COM 383361037 1,063 20,300 SH Sole 20,300
Automatic Data Processing Inc. COM 530151034 341 6,474 SH Sole 6,474
BankAmerica Corp. COM 605051044 405 36,940 SH Sole 36,940
Baxter International Inc. COM 718131097 703 11,785 SH Sole 11,785
Berkshire Hathaway CL B NEW 084670702 924 11,943 SH Sole 11,943
Berkshire Hathaway CL A CL A 084670108 1,509 1,300 SH Sole 1,300
Boeing Co. COM 970231056 547 7,404 SH Sole 7,404
Bristol-Myers Squibb Company COM 110122108 289 9,986 SH Sole 9,986
British Petroleum Amoco COM 556221042 643 14,519 SH Sole 14,519
C H Robinson COM 12541W100 1,472 18,675 SH Sole 18,675
C V S Corp Del COM 126650100 218 5,794 SH Sole 5,794
Calpine Corp. COM 131347304 166 10,300 SH Sole 10,300
Carnival Corp. COM 143658102 472 12,530 SH Sole 12,530
Caterpillar Inc. COM 149123101 1,354 12,715 SH Sole 12,715
Charles Schwab COM 808513105 222 13,484 SH Sole 13,484
Chesapeake Energy Corp. COM 165167107 219 7,367 SH Sole 7,367
ChevronTexaco Corp. COM 166764100 1,210 11,764 SH Sole 11,764
Cisco Systems Inc. COM 17275R102 365 23,363 SH Sole 23,363
Citigroup Inc. COM 172967101 418 10,049 SH Sole 10,049
Coca Cola COM 191216100 708 10,517 SH Sole 10,517
Colgate-Palmolive Co COM 194162103 258 2,949 SH Sole 2,949
ComCast COM 20030N101 236 9,312 SH Sole 9,312
Comcast Corp Spl Cl A COM 20030N200 294 12,130 SH Sole 12,130
Conocophillips COM 718507106 504 6,707 SH Sole 6,707
DCT Industrial Trust Inc COM 233153105 399 76,355 SH Sole 76,355
Diageo COM 25243Q205 242 2,953 SH Sole 2,953
EI DuPont de Nemours & Co. COM 263534109 228 4,218 SH Sole 4,218
EMC Corp. Mass. COM 268648102 270 9,796 SH Sole 9,796
Edwards Lifesciences COM 28176E108 256 2,936 SH Sole 2,936
Exelon Corporation COM 30161N101 755 17,624 SH Sole 17,624
Exxon Mobil Corporation COM 30231G102 2,725 33,481 SH Sole 33,481
Fleetcor Technologies Inc. COM 339041105 1,885 63,585 SH Sole 63,585
Ford Motor Company COM 345370860 438 31,797 SH Sole 31,797
Franklin Resources Inc. COM 354613101 362 2,757 SH Sole 2,757
Freeport-McMoran Copper & Gold COM 35671d857 230 4,356 SH Sole 4,356
Inc.
General Electric COM 369604103 987 52,348 SH Sole 52,348
Glaxosmithkline COM 37733W105 492 11,474 SH Sole 11,474
Goldman Sachs Group COM 38141G104 293 2,200 SH Sole 2,200
Google Inc COM 38259p508 612 1,209 SH Sole 1,209
Half Robert Int'l COM 770323103 262 9,700 SH Sole 9,700
Halliburton Co COM 406216101 215 4,220 SH Sole 4,220
Hewlett Packard Co COM 428236103 541 14,867 SH Sole 14,867
Home Depot COM 437076102 326 8,998 SH Sole 8,998
Honeywell International COM 438516106 265 4,443 SH Sole 4,443
IBM COM 459200101 1,348 7,857 SH Sole 7,857
Illinois Tool Works COM 452308109 385 6,815 SH Sole 6,815
Intel Corp. COM 458140100 1,177 53,112 SH Sole 53,112
J P Morgan Chase & Co. COM 46625H100 1,406 34,331 SH Sole 34,331
Johnson & Johnson COM 478160104 1,091 16,407 SH Sole 16,407
Kraft Foods Inc COM 50075n104 211 5,992 SH Sole 5,992
Marshall & Ilsley Corp COM 571837103 162 20,361 SH Sole 20,361
McDonald's Corporation COM 580135101 14,354 170,235 SH Sole 170,235
Medtronic Inc. COM 585055106 303 7,864 SH Sole 7,864
Merck & Co, Inc. COM 589331107 501 14,195 SH Sole 14,195
Microsoft Corp. COM 594918104 973 37,421 SH Sole 37,421
Morgan Stanley / Dean Witter COM 617446448 383 16,660 SH Sole 16,660
National Oilwell Varco COM 637071101 354 4,524 SH Sole 4,524
Northern Trust COM 665859104 345 7,499 SH Sole 7,499
Occidental Petroleum Corp COM 674599105 512 4,919 SH Sole 4,919
Oracle Corp. COM 68389X105 646 19,626 SH Sole 19,626
Penn National Gaming COM 707569109 286 7,100 SH Sole 7,100
Pepsico Inc COM 713448108 554 7,867 SH Sole 7,867
Pfizer Inc. COM 717081103 733 35,573 SH Sole 35,573
Philip Morris International Inc. COM 718172109 625 9,359 SH Sole 9,359
Praxair Inc COM 74005P104 387 3,573 SH Sole 3,573
Procter & Gamble COM 742718109 858 13,490 SH Sole 13,490
Qualcomm, Inc. COM 747525103 398 7,000 SH Sole 7,000
Range Resources Corp. COM 75281A109 231 4,154 SH Sole 4,154
Rockwell Medical Technologies COM 774374102 244 19,000 SH Sole 19,000
Inc.
SAIC, Inc. COM 78390X101 673 40,011 SH Sole 40,011
SPDR Gold Shares COM 380755959 303 2,072 SH Sole 2,072
SWMX Inc. COM 785025107 1 1,309,000 SH Sole 1,309,000
Schlumberger Ltd. COM 806857108 531 6,144 SH Sole 6,144
Serefex Corp. COM 81748P101 ? 30,000 SH Sole 30,000
Simon Property Group COM 828806109 221 1,901 SH Sole 1,901
Southern Corp. COM 842587107 225 5,573 SH Sole 5,573
TE Connectivity LTD COM H84989104 203 5,535 SH Sole 5,535
Texas Instruments Inc. COM 882508104 210 6,409 SH Sole 6,409
Time Warner Inc. COM 887317105 272 7,480 SH Sole 7,480
Union Pacific COM 907818108 253 2,423 SH Sole 2,423
United Health Care Corp. COM 91324P102 259 5,030 SH Sole 5,030
United Parcel Service Class B COM 911312106 301 4,133 SH Sole 4,133
United Technologies Corp. COM 913017109 440 4,973 SH Sole 4,973
Verizon Communications COM 92343V104 592 15,914 SH Sole 15,914
Visa, Inc. COM 82826C839 487 5,783 SH Sole 5,783
Wal-Mart COM 931142103 699 13,145 SH Sole 13,145
Walgreen Company COM 931422109 547 12,889 SH Sole 12,889
Walt Disney Co. COM 254687106 951 24,355 SH Sole 24,355
Wells Fargo & Co New COM 949746101 1,820 64,868 SH Sole 64,868