0001308757-11-000011.txt : 20110718 0001308757-11-000011.hdr.sgml : 20110718 20110718135858 ACCESSION NUMBER: 0001308757-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110718 DATE AS OF CHANGE: 20110718 EFFECTIVENESS DATE: 20110718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALASA DINVERNO & FOLTZ LLC CENTRAL INDEX KEY: 0001308757 IRS NUMBER: 364445980 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11054 FILM NUMBER: 11972408 BUSINESS ADDRESS: BUSINESS PHONE: 630-875-4915 MAIL ADDRESS: STREET 1: 500 PARK BLVD STREET 2: SUITE 1400 CITY: ITASCA STATE: IL ZIP: 60143 13F-HR 1 jun2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30, 2011 Institutional Investment Manager Filing this Report: Name: Balasa Dinverno Foltz LLC Address: 500 Park Blvd. Suite 1400 Itasca, IL 60143 13F File 28-11054 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Michael C. Foltz Title: Chief Compliance Officer Phone: 630-875-4926 Signature, Place, and Date of Signing: Michael C. Foltz Itasca, IL June 30, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table 114 Entry Total: Form 13F Information Table $466,389,000 Value Total: FORM 13F INFORMATION TABLE Voting Authority ----------------------- Title of Value Shares Sh/ Put/ Invstmt Other Security Class Cusip (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ---------------------------------- ---------- --------- -------- --------- --- --- -------- -------- --------- ------ ---- S&P 500 SPDR UNIT SER 1 78462F103 492 3,728 SH Sole 3,728 SPDR DJ Wilshire Int'l Real DJ WIL 78463x863 8,460 209,519 SH Sole 209,519 Estate REIT SPDR MSCI ACWI ex-US MSCI ACWI 78463X848 4,575 132,044 SH Sole 132,044 EXUS iShares MSCI EAFE MSCI EAFE 464287465 28,453 473,111 SH Sole 473,111 IDX iShares MSCI EAFE Growth Index MSCI GRW 464288885 27,471 435,625 SH Sole 435,625 IDX iShares MSCI Emerging Market MSCI EMERG 464287234 805 16,915 SH Sole 16,915 MKT iShares MSCI KLD 400 Social Index MSCI 464288570 479 9,789 SH Sole 9,789 Fund KLD400 SOC iShares Russell 1000 Growth RUSSELL 464287614 133,449 2,192,002 SH Sole 2,192,002 1000GRW iShares Russell 1000 Value RUSSELL100 464287598 88,680 1,298,770 SH Sole 1,298,770 0VAL iShares Russell Micro Cap Index RUSSELL 464287481 318 6,212 SH Sole 6,212 Fund MCP IDX iShares S&P 500 S&P 500 464287200 99,660 752,603 SH Sole 752,603 INDEX iShares S&P 500/Barra Growth S&P500 GRW 464287309 621 8,931 SH Sole 8,931 3M Co. COM 88579y101 503 5,301 SH Sole 5,301 AON Corp. COM 037389103 356 6,939 SH Sole 6,939 AT&T Inc. COM 00206R102 1,086 34,571 SH Sole 34,571 Abbott Laboratories COM 002824100 2,411 45,810 SH Sole 45,810 Allstate Corp COM 020002101 362 11,848 SH Sole 11,848 Altria Group COM 718154107 298 11,296 SH Sole 11,296 Amazon.Com COM 231351065 339 1,660 SH Sole 1,660 American Express Co. COM 025816109 312 6,040 SH Sole 6,040 Amgen Inc. COM 311621007 279 4,778 SH Sole 4,778 Anadarko Pete Corp COM 032511107 200 2,609 SH Sole 2,609 Apache Corp COM 037411105 416 3,368 SH Sole 3,368 Apple Computer, Inc. COM 378331003 2,208 6,578 SH Sole 6,578 Applied Materials Inc COM 382221059 378 29,091 SH Sole 29,091 Aptar Group COM 383361037 1,063 20,300 SH Sole 20,300 Automatic Data Processing Inc. COM 530151034 341 6,474 SH Sole 6,474 BankAmerica Corp. COM 605051044 405 36,940 SH Sole 36,940 Baxter International Inc. COM 718131097 703 11,785 SH Sole 11,785 Berkshire Hathaway CL B NEW 084670702 924 11,943 SH Sole 11,943 Berkshire Hathaway CL A CL A 084670108 1,509 1,300 SH Sole 1,300 Boeing Co. COM 970231056 547 7,404 SH Sole 7,404 Bristol-Myers Squibb Company COM 110122108 289 9,986 SH Sole 9,986 British Petroleum Amoco COM 556221042 643 14,519 SH Sole 14,519 C H Robinson COM 12541W100 1,472 18,675 SH Sole 18,675 C V S Corp Del COM 126650100 218 5,794 SH Sole 5,794 Calpine Corp. COM 131347304 166 10,300 SH Sole 10,300 Carnival Corp. COM 143658102 472 12,530 SH Sole 12,530 Caterpillar Inc. COM 149123101 1,354 12,715 SH Sole 12,715 Charles Schwab COM 808513105 222 13,484 SH Sole 13,484 Chesapeake Energy Corp. COM 165167107 219 7,367 SH Sole 7,367 ChevronTexaco Corp. COM 166764100 1,210 11,764 SH Sole 11,764 Cisco Systems Inc. COM 17275R102 365 23,363 SH Sole 23,363 Citigroup Inc. COM 172967101 418 10,049 SH Sole 10,049 Coca Cola COM 191216100 708 10,517 SH Sole 10,517 Colgate-Palmolive Co COM 194162103 258 2,949 SH Sole 2,949 ComCast COM 20030N101 236 9,312 SH Sole 9,312 Comcast Corp Spl Cl A COM 20030N200 294 12,130 SH Sole 12,130 Conocophillips COM 718507106 504 6,707 SH Sole 6,707 DCT Industrial Trust Inc COM 233153105 399 76,355 SH Sole 76,355 Diageo COM 25243Q205 242 2,953 SH Sole 2,953 EI DuPont de Nemours & Co. COM 263534109 228 4,218 SH Sole 4,218 EMC Corp. Mass. COM 268648102 270 9,796 SH Sole 9,796 Edwards Lifesciences COM 28176E108 256 2,936 SH Sole 2,936 Exelon Corporation COM 30161N101 755 17,624 SH Sole 17,624 Exxon Mobil Corporation COM 30231G102 2,725 33,481 SH Sole 33,481 Fleetcor Technologies Inc. COM 339041105 1,885 63,585 SH Sole 63,585 Ford Motor Company COM 345370860 438 31,797 SH Sole 31,797 Franklin Resources Inc. COM 354613101 362 2,757 SH Sole 2,757 Freeport-McMoran Copper & Gold COM 35671d857 230 4,356 SH Sole 4,356 Inc. General Electric COM 369604103 987 52,348 SH Sole 52,348 Glaxosmithkline COM 37733W105 492 11,474 SH Sole 11,474 Goldman Sachs Group COM 38141G104 293 2,200 SH Sole 2,200 Google Inc COM 38259p508 612 1,209 SH Sole 1,209 Half Robert Int'l COM 770323103 262 9,700 SH Sole 9,700 Halliburton Co COM 406216101 215 4,220 SH Sole 4,220 Hewlett Packard Co COM 428236103 541 14,867 SH Sole 14,867 Home Depot COM 437076102 326 8,998 SH Sole 8,998 Honeywell International COM 438516106 265 4,443 SH Sole 4,443 IBM COM 459200101 1,348 7,857 SH Sole 7,857 Illinois Tool Works COM 452308109 385 6,815 SH Sole 6,815 Intel Corp. COM 458140100 1,177 53,112 SH Sole 53,112 J P Morgan Chase & Co. COM 46625H100 1,406 34,331 SH Sole 34,331 Johnson & Johnson COM 478160104 1,091 16,407 SH Sole 16,407 Kraft Foods Inc COM 50075n104 211 5,992 SH Sole 5,992 Marshall & Ilsley Corp COM 571837103 162 20,361 SH Sole 20,361 McDonald's Corporation COM 580135101 14,354 170,235 SH Sole 170,235 Medtronic Inc. COM 585055106 303 7,864 SH Sole 7,864 Merck & Co, Inc. COM 589331107 501 14,195 SH Sole 14,195 Microsoft Corp. COM 594918104 973 37,421 SH Sole 37,421 Morgan Stanley / Dean Witter COM 617446448 383 16,660 SH Sole 16,660 National Oilwell Varco COM 637071101 354 4,524 SH Sole 4,524 Northern Trust COM 665859104 345 7,499 SH Sole 7,499 Occidental Petroleum Corp COM 674599105 512 4,919 SH Sole 4,919 Oracle Corp. COM 68389X105 646 19,626 SH Sole 19,626 Penn National Gaming COM 707569109 286 7,100 SH Sole 7,100 Pepsico Inc COM 713448108 554 7,867 SH Sole 7,867 Pfizer Inc. COM 717081103 733 35,573 SH Sole 35,573 Philip Morris International Inc. COM 718172109 625 9,359 SH Sole 9,359 Praxair Inc COM 74005P104 387 3,573 SH Sole 3,573 Procter & Gamble COM 742718109 858 13,490 SH Sole 13,490 Qualcomm, Inc. COM 747525103 398 7,000 SH Sole 7,000 Range Resources Corp. COM 75281A109 231 4,154 SH Sole 4,154 Rockwell Medical Technologies COM 774374102 244 19,000 SH Sole 19,000 Inc. SAIC, Inc. COM 78390X101 673 40,011 SH Sole 40,011 SPDR Gold Shares COM 380755959 303 2,072 SH Sole 2,072 SWMX Inc. COM 785025107 1 1,309,000 SH Sole 1,309,000 Schlumberger Ltd. COM 806857108 531 6,144 SH Sole 6,144 Serefex Corp. COM 81748P101 ? 30,000 SH Sole 30,000 Simon Property Group COM 828806109 221 1,901 SH Sole 1,901 Southern Corp. COM 842587107 225 5,573 SH Sole 5,573 TE Connectivity LTD COM H84989104 203 5,535 SH Sole 5,535 Texas Instruments Inc. COM 882508104 210 6,409 SH Sole 6,409 Time Warner Inc. COM 887317105 272 7,480 SH Sole 7,480 Union Pacific COM 907818108 253 2,423 SH Sole 2,423 United Health Care Corp. COM 91324P102 259 5,030 SH Sole 5,030 United Parcel Service Class B COM 911312106 301 4,133 SH Sole 4,133 United Technologies Corp. COM 913017109 440 4,973 SH Sole 4,973 Verizon Communications COM 92343V104 592 15,914 SH Sole 15,914 Visa, Inc. COM 82826C839 487 5,783 SH Sole 5,783 Wal-Mart COM 931142103 699 13,145 SH Sole 13,145 Walgreen Company COM 931422109 547 12,889 SH Sole 12,889 Walt Disney Co. COM 254687106 951 24,355 SH Sole 24,355 Wells Fargo & Co New COM 949746101 1,820 64,868 SH Sole 64,868