-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OJ8uXFX2JAGOiHHtgBanbliT9tTlGLri9v8ZDrHIQdC4xIavYZhN4Uac3y6lJyFv 8X9WVXznDAX1JMNpRKAkHA== 0001308757-08-000007.txt : 20081002 0001308757-08-000007.hdr.sgml : 20081002 20081001173204 ACCESSION NUMBER: 0001308757-08-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081002 DATE AS OF CHANGE: 20081001 EFFECTIVENESS DATE: 20081002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALASA DINVERNO & FOLTZ LLC CENTRAL INDEX KEY: 0001308757 IRS NUMBER: 364445980 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11054 FILM NUMBER: 081100825 BUSINESS ADDRESS: BUSINESS PHONE: 630-875-4915 MAIL ADDRESS: STREET 1: 500 PARK BLVD STREET 2: SUITE 1400 CITY: ITASCA STATE: IL ZIP: 60143 13F-HR 1 sep2008.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2008 Institutional Investment Manager Filing this Report: Name: Balasa Dinverno & Foltz LLC Address: 500 Park Blvd. Suite 1400 Itasca, IL 60143 13F File 28-11054 Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Michael C. Foltz Title: Chief Compliance Officer Phone: 630-875-4926 Signature, Place, and Date of Signing: Michael C. Foltz Itasca, IL September 30, 2008 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table 123 Entry Total: Form 13F Information Table $440,740,000 Value Total: FORM 13F INFORMATION TABLE Voting Authority ----------------------- Title of Value Shares Sh/ Put/ Invstmt Other Security Class Cusip (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ---------------------------------- ---------- --------- -------- --------- --- --- -------- -------- --------- ------ ---- Vanguard Short Term Bond SHORT TRM 921937827 39,453 511,379 SH Sole 511,379 BOND Energy Select Sector SPDR SBI INT- 81369Y506 225 3,562 SH Sole 3,562 ENERGY S&P 500 SPDR UNIT SER 1 78462F103 858 7,396 SH Sole 7,396 SPDR DJ Wilshire Int'l Real DJ WIL 78463x863 4,498 117,871 SH Sole 117,871 Estate REIT iShares MSCI EAFE MSCI EAFE 464287465 34,254 608,426 SH Sole 608,426 IDX iShares MSCI EAFE Growth Index MSCI GRW 464288885 240 4,237 SH Sole 4,237 IDX iShares MSCI Emerging Market MSCI EMERG 464287234 437 12,800 SH Sole 12,800 MKT iShares Russell 1000 Growth RUSSELL 464287614 114,058 2,349,293 SH Sole 2,349,293 1000GRW iShares Russell 1000 Index RUSSELL 464287622 1,243 19,555 SH Sole 19,555 1000 iShares Russell 1000 Value RUSSELL100 464287598 59,867 937,040 SH Sole 937,040 0VAL iShares Russell 2000 Growth RUSL 2000 464287648 353 4,993 SH Sole 4,993 GROW iShares S&P 500 S&P 500 464287200 75,545 646,675 SH Sole 646,675 INDEX iShares S&P 500/Barra Growth S&P500 GRW 464287309 3,208 56,503 SH Sole 56,503 iShares S&P 500/Value Index S&P 500 464287408 1,230 20,560 SH Sole 20,560 VALUE iShares S&P 600 Growth S&P SMLCAP 464287887 32,338 526,595 SH Sole 526,595 600 3M Co. COM 88579y101 210 3,067 SH Sole 3,067 A F L A C Inc. COM 1055102 201 3,426 SH Sole 3,426 AT&T Inc. New COM 78387G103 1,506 53,947 SH Sole 53,947 Abbott Laboratories COM 002824100 2,877 49,962 SH Sole 49,962 Allergan Inc. COM 184901023 409 7,950 SH Sole 7,950 Allstate Corp COM 020002101 534 11,585 SH Sole 11,585 Altria Group COM 718154107 228 11,496 SH Sole 11,496 Amgen Inc. COM 311621007 420 7,088 SH Sole 7,088 Anheuser Busch Co. COM 352291033 518 7,983 SH Sole 7,983 Apache Corp COM 037411105 236 2,261 SH Sole 2,261 Apple Computer, Inc. COM 378331003 618 5,441 SH Sole 5,441 Applied Materials Inc COM 382221059 186 12,292 SH Sole 12,292 Bank of New York Mellon Co. COM 064058100 396 12,146 SH Sole 12,146 BankAmerica Corp. COM 605051044 827 23,638 SH Sole 23,638 Baxter International Inc. COM 718131097 422 6,435 SH Sole 6,435 Becton Dickenson & Co. COM 758871099 270 3,365 SH Sole 3,365 Boeing Co. COM 970231056 259 4,515 SH Sole 4,515 Bristol-Myers Squibb Company COM 110122108 232 11,143 SH Sole 11,143 British Petroleum Amoco COM 556221042 1,057 21,063 SH Sole 21,063 Burlington Northern Santa Fe COM 12189T104 358 3,876 SH Sole 3,876 Corp. C H Robinson COM 12541W100 1,175 23,055 SH Sole 23,055 C V S Corp Del COM 126650100 241 7,169 SH Sole 7,169 Capital One Financial COM 14040H105 251 4,921 SH Sole 4,921 Carnival Corp. COM 143658102 380 10,748 SH Sole 10,748 Caterpillar Inc. COM 149123101 718 12,047 SH Sole 12,047 Charles Schwab COM 808513105 382 14,688 SH Sole 14,688 ChevronTexaco Corp. COM 166764100 1,443 17,491 SH Sole 17,491 Cisco Systems Inc. COM 17275R102 747 33,111 SH Sole 33,111 Citigroup Inc. COM 172967101 483 23,552 SH Sole 23,552 Coca Cola COM 191216100 602 11,375 SH Sole 11,375 Colgate-Palmolive Co COM 194162103 267 3,540 SH Sole 3,540 ComCast COM 20030N101 304 15,469 SH Sole 15,469 Conocophillips COM 718507106 683 9,325 SH Sole 9,325 Covidien Healthcare COM g2552x108 252 4,690 SH Sole 4,690 DCT Industrial Trust Inc COM 233153105 1,285 171,604 SH Sole 171,604 Dell Inc. COM 24702r101 329 19,965 SH Sole 19,965 Devon Energy COM 25179M103 311 3,405 SH Sole 3,405 Diamond Management & Technology COM 25278P106 127 27,145 SH Sole 27,145 Consultant Discover Financial Services LLC COM 254709108 243 17,579 SH Sole 17,579 Disney COM 254687106 882 28,746 SH Sole 28,746 EI DuPont de Nemours & Co. COM 263534109 211 5,235 SH Sole 5,235 EMC Corp. Mass. COM 268648102 136 11,392 SH Sole 11,392 Emerson Electric COM 291011104 292 7,159 SH Sole 7,159 Exelon Corporation COM 30161N101 1,218 19,447 SH Sole 19,447 Exxon Mobil Corporation COM 30231G102 3,770 48,551 SH Sole 48,551 Ford Motor Company COM 345370860 138 26,490 SH Sole 26,490 General Electric COM 369604103 1,658 65,014 SH Sole 65,014 Gilead Sciences Inc. COM 375558103 230 5,045 SH Sole 5,045 Glaxosmithkline COM 37733W105 705 16,227 SH Sole 16,227 Goldman Sachs Group COM 38141G104 367 2,870 SH Sole 2,870 Google Inc COM 38259p508 431 1,075 SH Sole 1,075 Hewitt Associates Inc COM 42822Q100 1,146 31,459 SH Sole 31,459 Hewlett Packard Co COM 428236103 1,512 32,703 SH Sole 32,703 Home Depot COM 437076102 340 13,140 SH Sole 13,140 Honeywell International COM 438516106 224 5,390 SH Sole 5,390 IBM COM 459200101 1,854 15,849 SH Sole 15,849 Intel Corp. COM 458140100 1,031 55,027 SH Sole 55,027 J P Morgan Chase & Co. COM 46625H100 1,504 32,197 SH Sole 32,197 Johnson & Johnson COM 478160104 1,572 22,691 SH Sole 22,691 Kimberly Clark Corp. COM 494368103 223 3,432 SH Sole 3,432 Kraft Foods Inc COM 50075n104 269 8,214 SH Sole 8,214 Lockheed Martin Corp. COM 539830109 266 2,427 SH Sole 2,427 McDonald's Corporation COM 580135101 11,529 186,849 SH Sole 186,849 Medtronic Inc. COM 585055106 409 8,170 SH Sole 8,170 Merck & Co, Inc. COM 589331107 288 9,113 SH Sole 9,113 Merrill Lynch COM 590188108 310 12,251 SH Sole 12,251 Metlife Inc. COM 59156R108 280 4,998 SH Sole 4,998 Microsoft Corp. COM 594918104 1,231 46,136 SH Sole 46,136 Monsanto Co. COM 61166W101 495 5,003 SH Sole 5,003 Morgan Stanley / Dean Witter COM 617446448 411 17,866 SH Sole 17,866 Motorola Inc. COM 620076109 210 29,363 SH Sole 29,363 National Semi-Conductor Corp. COM 637640103 183 10,655 SH Sole 10,655 Northern Trust COM 665859104 618 8,563 SH Sole 8,563 Novamed Eyecare Inc. COM 66986W108 178 37,520 SH Sole 37,520 Occidental Petroleum Corp COM 674599105 350 4,974 SH Sole 4,974 Oracle Corp. COM 68389X105 458 22,568 SH Sole 22,568 Pepsico Inc COM 713448108 860 12,065 SH Sole 12,065 Pfizer Incorporated COM 717081103 633 34,335 SH Sole 34,335 Philip Morris International Inc. COM 718172109 603 12,530 SH Sole 12,530 Praxair Inc COM 74005P104 327 4,563 SH Sole 4,563 Procter & Gamble COM 742718109 1,328 19,057 SH Sole 19,057 Prudential Securities COM 744320102 278 3,862 SH Sole 3,862 Qualcomm, Inc. COM 747525103 497 11,561 SH Sole 11,561 Schering-Plough Corp. COM 806605101 245 13,245 SH Sole 13,245 Schlumberger COM 806857108 559 7,154 SH Sole 7,154 Simon Property Group COM 828806109 262 2,701 SH Sole 2,701 Sirius XM Radio Inc COM 82966U103 10 18,421 SH Sole 18,421 Southern Corp. COM 842587107 234 6,221 SH Sole 6,221 Sprint Nextel Corp. COM 852061100 75 12,358 SH Sole 12,358 Starwood Hotels and Resorts COM 85590A203 206 7,330 SH Sole 7,330 Stryker Corp COM 863667101 203 3,262 SH Sole 3,262 Target COM 87612E106 235 4,795 SH Sole 4,795 Texas Instruments Inc. COM 882508104 288 13,402 SH Sole 13,402 Tiffany & Co COM 886547108 225 6,326 SH Sole 6,326 Time Warner Inc. COM 887317105 272 20,765 SH Sole 20,765 US Bancorp COM 902973304 605 16,800 SH Sole 16,800 Union Pacific COM 907818108 354 4,969 SH Sole 4,969 United Parcel Service Class B COM 911312106 312 4,954 SH Sole 4,954 United Technologies Corp. COM 913017109 344 5,730 SH Sole 5,730 Verizon Communications COM 92343V104 612 19,057 SH Sole 19,057 Wal-Mart COM 931142103 1,014 16,929 SH Sole 16,929 Walgreen Company COM 931422109 281 9,067 SH Sole 9,067 Wells Fargo & Co New COM 949746101 2,235 59,558 SH Sole 59,558 Wrigley William Jr. Company COM 982526105 240 3,017 SH Sole 3,017 Wyeth COM 983024100 344 9,299 SH Sole 9,299 YUM! Brands Inc COM 988498101 298 9,143 SH Sole 9,143
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