-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OOP+1IYwDer1CKltaN3PuuPPinYQfbFbNkuxSvyJOr8KCT8zbgX3qKmttzL5ejPY jqpw3yM2GsVaN6QJ0Jfgmg== 0000892712-09-000135.txt : 20090211 0000892712-09-000135.hdr.sgml : 20090211 20090211124057 ACCESSION NUMBER: 0000892712-09-000135 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 EFFECTIVENESS DATE: 20090211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: New Star Asset Management Group Ltd CENTRAL INDEX KEY: 0001308686 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11008 FILM NUMBER: 09588585 BUSINESS ADDRESS: STREET 1: 1 KNIGHTSBRIDGE GREEN CITY: LONDON STATE: X0 ZIP: SW1X 7NE BUSINESS PHONE: 0044 20 7225 9586 MAIL ADDRESS: STREET 1: 1 KNIGHTSBRIDGE GREEN CITY: LONDON STATE: X0 ZIP: SW1X 7NE 13F-HR 1 nsam13fhrc.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: --------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: New Star Asset Management Group PLC --------------------------------------------------------- Address: 1 Knightsbridge Green --------------------------------------------------------- London, England --------------------------------------------------------- SW1X 7NE --------------------------------------------------------- Form 13F File No: 28-11008 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Name: Rupert Ruvigny ------------------------------------------------------------- Title: Chief Compliance Officer ------------------------------------------------------------- Phone: +44(0)20 7225 9200 ------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Rupert Ruvigny London, England February 10, 2009 - --------------------------------------------------------------------- (Signature) City/Country (Date) Report Type (Check only one.): [X] 13F Holdings Report (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F Notice (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F Combination Report (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None 2 FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 143 Form 13F Information Table Value Total $636,288 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 1. New Star Asset Management Ltd. (28-11009) 2. New Star Institutional Managers Ltd. (28-11235) 3 NEW STAR ASSET MANAGEMENT GROUP PLC FORM 13F INFORMATION TABLE DECEMBER 31, 2008
VALUE X INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP $1000 SHARES DISCRETION MANAGERS VOTING AUTHORITY - --------------- --------------- ------ ------ ------ ---------- -------- ----------------- ABBOTT LABS COM 2824100 6,037.108 113,118 Defined 1 113,118 ACCENTURE LTD BERMUDA CL A G1150G111 5,547.117 169,171 Defined 1 169,171 ACTIVISION BLIZZARD INC COM 00507V109 2,907.412 336,506 Defined 1 336,506 AFFILIATED COMPUTER SERVICES CL A 8190100 3,587.868 78,082 Defined 1 78,082 ALCOA INC COM 13817101 3,145.402 279,343 Defined 1,2 279,343 ALLERGAN INC COM 18490102 5,688.547 141,085 Defined 1,2 141,085 ALLIANZ SE SP ADR 1/10 SH 18805101 247.765 22,877 Defined 2 22,877 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 2,241.242 55,203 Defined 1 55,203 ALTRIA GROUP INC COM 02209S103 553.124 36,728 Defined 2 36,728 AMAZON COM INC COM 23135106 4,143.270 80,797 Defined 1 80,797 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 2,682.494 86,560 Defined 1,2 86,560 AMGEN INC COM 31162100 6,226.681 107,821 Defined 1,2 107,821 ANADARKO PETE CORP COM 32511107 3,714.524 96,356 Defined 1,2 96,356 AON CORP COM 37389103 8,839.308 193,505 Defined 1,2 193,505 APPLE INC COM 37833100 3,256.188 38,151 Defined 1,2 38,151 ARCH CAP GROUP LTD ORD G0450A105 3,286.008 46,876 Defined 1 46,876 ASML HOLDING N V NY REG SHS N07059186 310.858 17,203 Defined 2 17,203 AT&T INC COM 00206R102 7,144.694 250,691 Defined 1,2 250,691 BANCO BRADESCO S A SP ADR PFD NEW 59460303 1,391.798 141,013 Defined 1,2 141,013 BANCO ITAU HLDG FINANCIERA S SP ADR 500 PFD 59602201 5,541.192 477,689 Defined 1,2 477,689 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 435.773 12,440 Defined 1,2 12,440 BANK MONTREAL QUE COM 63671101 8,741.722 345,333 Defined 2 345,333 BANK NOVA SCOTIA HALIFAX COM 64149107 380.373 14,097 Defined 1 14,097 BANK OF AMERICA CORPORATION COM 60505104 6,553.524 465,449 Defined 1,2 465,449 BAXTER INTL INC COM 71813109 4,717.581 88,031 Defined 1 88,031 BE AEROSPACE INC COM 73302101 961.888 125,083 Defined 1,2 125,083 BOEING CO COM 97023105 6,013.355 140,927 Defined 1,2 140,927 BRUNSWICK CORP COM 117043109 874.278 207,667 Defined 1,2 207,667 CBS CORP NEW CL B 124857202 1,246.223 152,164 Defined 1,2 152,164 CHEVRON CORP NEW COM 166764100 9,624.069 130,107 Defined 1,2 130,107 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 4,292.366 84,412 Defined 1,2 84,412 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 2,506.141 40,559 Defined 1,2 40,559 CHUBB CORP COM 171232101 3,369.978 66,078 Defined 1 66,078 CHUNGHWA TELECOM CO LTD SPON ADR NEW 17133Q304 8,427.806 540,244 Defined 1,2 540,244 CISCO SYS INC COM 17275R102 17,500.984 1,073,680 Defined 1,2 1,073,680 CITIGROUP INC COM 172967101 217.565 32,424 Defined 1,2 32,424 CNOOC LTD SPONSORED ADR 126132109 1,850.132 19,426 Defined 1,2 19,426 COCA COLA CO COM 191216100 5,769.209 127,440 Defined 1,2 127,440 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3,545.539 196,320 Defined 1 196,320 COMCAST CORP NEW CL A 20030N101 11,931.999 706,872 Defined 1,2 706,872 COMCAST CORP NEW CL A SPL 20030N200 877.639 54,343 Defined 1,2 54,343 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1,461.787 32,990 Defined 1,2 32,990 COMPANHIA VALE DO RIO DOCE SPON ADR PFD 204412100 3,672.972 344,880 Defined 1,2 344,880 CONOCOPHILLIPS COM 20825C104 3,937.007 76,004 Defined 1,2 76,004 COOPER COS INC COM NEW 216648402 2,064.022 125,855 Defined 1,2 125,855 COVIDIEN LTD COM G2552X108 2,554.739 70,495 Defined 1 70,495 CVS CAREMARK CORPORATION COM 126650100 521.200 18,135 Defined 1,2 18,135 DANAHER CORP DEL COM 235851102 2,960.985 52,304 Defined 1,2 52,304 DELL INC COM 24702R101 329.277 32,156 Defined 2 32,156 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 294.540 19,251 Defined 2 19,251 DOW CHEM CO COM 260543103 880.637 58,359 Defined 2 58,359 DR PEPPER SNAPPLE GROUP INC COM 26138E109 4,189.331 257,805 Defined 1,2 257,805 DUKE ENERGY CORP NEW COM 26441C105 1,831.880 122,044 Defined 2 122,044 EATON CORP COM 278058102 1,327.207 26,699 Defined 2 26,699 EBAY INC COM 278642103 4,258.805 305,072 Defined 1,2 305,072 ECOLAB INC COM 278865100 2,465.210 70,134 Defined 1 70,134 ENERSIS S A SPONSORED ADR 29274F104 519.792 40,800 Defined 1,2 40,800 ENOVA SYSTEMS INC COM NEW 29355M200 461.893 750,600 Defined 1 750,600 EXELON CORP COM 30161N101 1,692.379 30,433 Defined 1,2 30,433 FEDEX CORP COM 31428X106 1,135.776 17,705 Defined 2 17,705 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 325.103 10,790 Defined 2 10,790 FPL GROUP INC COM 302571104 521.368 10,359 Defined 1 10,359 GAP INC DEL COM 364760108 404.860 30,236 Defined 1 30,236 GENENTECH INC COM NEW 368710406 13,741.586 165,741 Defined 1,2 165,741 GENERAL ELECTRIC CO COM 369604103 8,146.786 502,888 Defined 1,2 502,888 GENZYME CORP COM 372917104 3,143.416 47,362 Defined 1 47,362 GILEAD SCIENCES INC COM 375558103 15,204.536 297,312 Defined 1,2 297,312 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1,203.001 32,278 Defined 2 32,278 GOLDMAN SACHS GROUP INC COM 38141G104 2,817.698 33,389 Defined 1,2 33,389 GOOGLE INC CL A 38259P508 9,994.930 32,488 Defined 1,2 32,488 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 453.130 30,330 Defined 1,2 30,330 HCC INS HLDGS INC COM 404132102 9,340.164 349,165 Defined 1,2 349,165 HEINZ H J CO COM 423074103 3,728.078 99,151 Defined 1,2 99,151 HESS CORP COM 42809H107 2,025.768 37,766 Defined 1,2 37,766 HEWLETT PACKARD CO COM 428236103 8,216.310 226,407 Defined 1,2 226,407 HOME DEPOT INC COM 437076102 4,262.844 185,180 Defined 1,2 185,180 ICICI BK LTD ADR 45104G104 1,432.008 74,390 Defined 1,2 74,390 INTEL CORP COM 458140100 12,045.201 821,637 Defined 1,2 821,637 INTERNATIONAL BUSINESS MACHS COM 459200101 2,122.010 25,214 Defined 2 25,214 INTUIT COM 461202103 3,697.894 155,439 Defined 1 155,439 INVESCO LTD SHS G491BT108 1,915.119 132,626 Defined 2 132,626 IPC HLDGS LTD ORD G4933P101 4,293.311 143,589 Defined 1 143,589 JACOBS ENGR GROUP INC DEL COM 469814107 1,248.868 25,964 Defined 1 25,964 JOHNSON & JOHNSON COM 478160104 9,983.811 166,869 Defined 1,2 166,869 JPMORGAN & CHASE & CO COM 46625H100 3,993.684 126,663 Defined 1,2 126,663 JUNIPER NETWORKS INC COM 48203R104 2,580.414 147,368 Defined 1 147,368 KB HOME COM 48666K109 2,588.726 190,067 Defined 1,2 190,067 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1,686.576 26,185 Defined 1 26,185 LENNAR CORP CL A 526057104 372.671 42,984 Defined 1 42,984 LILLY ELI & CO COM 532457108 1,827.372 45,378 Defined 1,2 45,378 LOWES COS INC COM 548661107 391.212 18,179 Defined 1 18,179 MARATHON OIL CORP COM 565849106 8,793.176 321,388 Defined 1,2 321,388 MAXIM INTEGRATED PRODS INC COM 57772K101 1,443.762 126,424 Defined 1,2 126,424 MCDONALDS CORP COM 580135101 1,073.213 17,257 Defined 1 17,257 MEMC ELECTR MATLS INC COM 552715104 2,608.613 182,676 Defined 1,2 182,676 MERCK & CO INC COM 589331107 8,229.797 270,717 Defined 1,2 270,717 MERRILL LYNCH & CO INC COM 590188108 3,151.006 270,705 Defined 1,2 270,705 MICROSOFT CORP COM 594918104 13,382.418 688,396 Defined 1,2 688,396 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 247.630 39,875 Defined 2 39,875 MOLSON COORS BREWING CO CL B 60871R209 4,523.926 92,476 Defined 1,2 92,476 NETAPP INC COM 64110D104 2,856.222 204,454 Defined 1,2 204,454 NOKIA CORP SPONSORED ADR 654902204 289.802 18,577 Defined 2 18,577 NOVELLUS SYS INC COM 670008101 2,501.725 202,733 Defined 1 202,733 NVIDIA CORP COM 67066G104 1,685.847 208,903 Defined 1 208,903 OCCIDENTAL PETE CORP DEL COM 674599105 5,365.146 89,434 Defined 1,2 89,434 ORACLE CORP COM 68389X105 12,587.573 709,959 Defined 1,2 709,959 PARTNERRE LTD COM G6852T105 2,374.503 33,317 Defined 1 33,317 PEPSICO INC COM 713448108 1,667.966 30,454 Defined 2 30,454 PETRO-CDA COM 71644E102 10,914.422 504,261 Defined 2 504,261 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 2,937.407 143,920 Defined 1,2 143,920 PFIZER INC COM 717081103 9,119.800 514,952 Defined 1,2 514,952 PHILIP MORRIS INTL INC COM 718172109 8,683.943 199,585 Defined 1,2 199,585 PITNEY BOWES INC COM 724479100 2,668.113 104,714 Defined 1 104,714 PROCTER & GAMBLE CO COM 742718109 4,493.263 72,683 Defined 1,2 72,683 QUALCOMM INC COM 747525103 7,810.438 217,986 Defined 1,2 217,986 RENAISSANCERE HOLDINGS LTD COM G7496G103 2,853.743 55,348 Defined 1 55,348 SAIC INC COM 78390X101 3,879.325 199,144 Defined 1 199,144 SEAGATE TECHNOLOGY SHS G7945J104 1,473.316 332,577 Defined 1,2 332,577 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 16,456.438 1,314,412 Defined 1,2 1,314,412 SHAW GROUP INC COM 820280105 2,371.736 115,864 Defined 1,2 115,864 SPRINT NEXTEL CORP COM SER 1 852061100 541.334 295,811 Defined 1,2 295,811 STERICYCLE INC COM 858912108 3,783.404 72,646 Defined 1 72,646 SUNCOR ENERGY INC COM 867229106 16,064.425 836,068 Defined 1,2 836,068 SUPERVALU INC COM 868536103 3,377.608 231,343 Defined 1,2 231,343 SYMANTEC CORP COM 871503108 5,314.590 393,091 Defined 1 393,091 TAIWAN FD INC COM 874036106 2,611.538 285,414 Defined 2 285,414 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 43,618.468 5,521,324 Defined 1,2 5,521,324 TALISMAN ENERGY INC COM 87425E103 13,155.979 1,333,420 Defined 2 1,333,420 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 1,516.056 72,400 Defined 1,2 72,400 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4,648.644 109,200 Defined 1,2 109,200 TEXAS INSTRS INC COM 882508104 2,208.512 142,301 Defined 1,2 142,301 TIME WARNER CABLE INC CL A 88732J108 2,972.498 138,578 Defined 1 138,578 TIME WARNER INC COM 887317105 4,525.843 449,885 Defined 1,2 449,885 TRAVELERS COMPANIES INC COM 89417E109 5,977.429 132,244 Defined 1 132,244 UNITED TECHNOLOGIES CORP COM 913017109 1,674.946 31,249 Defined 2 31,249 UNITEDHEALTH GROUP INC COM 91324P102 1,824.547 68,592 Defined 1,2 68,592 VERIZON COMMUNICATIONS INC COM 92343V104 9,689.773 285,834 Defined 1,2 285,834 VISA INC COM CL A 92826C839 6,342.883 120,932 Defined 1 120,932 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 206.199 10,088 Defined 2 10,088 WAL MART STORES INC COM 931142103 1,002.241 17,878 Defined 1 17,878 WELLS FARGO & CO NEW COM 949746101 718.663 24,378 Defined 1,2 24,378 WYETH COM 983024100 9,620.827 256,487 Defined 1,2 256,487 XYRATEX LTD COM G98268108 1,848.871 626,736 Defined 1,2 626,736 143 LINES OF SECURITIES 636,288.000
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