-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FjxgDeD88HbxUFpOahGsc0Jp/lDkiVtAQrCohuAACksc8scAHdYvisJagu0WGXmO xkR7JOl7g4/NjQzOp+VhKQ== 0000892712-08-000697.txt : 20080811 0000892712-08-000697.hdr.sgml : 20080811 20080811160716 ACCESSION NUMBER: 0000892712-08-000697 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080811 DATE AS OF CHANGE: 20080811 EFFECTIVENESS DATE: 20080811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: New Star Asset Management Group Ltd CENTRAL INDEX KEY: 0001308686 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11008 FILM NUMBER: 081006311 BUSINESS ADDRESS: STREET 1: 1 KNIGHTSBRIDGE GREEN CITY: LONDON STATE: X0 ZIP: SW1X 7NE BUSINESS PHONE: 0044 20 7225 9586 MAIL ADDRESS: STREET 1: 1 KNIGHTSBRIDGE GREEN CITY: LONDON STATE: X0 ZIP: SW1X 7NE 13F-HR 1 nsam13fhrc.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: ----------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: New Star Asset Management Group PLC ------------------------------------------------------ Address: 1 Knightsbridge Green ------------------------------------------------------ London, England ------------------------------------------------------ SW1X 7NE ------------------------------------------------------ Form 13F File No: 28-11008 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Name: Rupert Ruvigny ---------------------------------------------------------- Title: Chief Compliance Officer ---------------------------------------------------------- Phone: +44(0)20 7225 9200 ---------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Rupert Ruvigny London, England August 5, 2008 - ------------------------------------------------------------------ (Signature) City/Country (Date) Report Type (Check only one.): [X] 13F Holdings Report (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F Notice (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F Combination Report (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None 2 FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 177 Form 13F Information Table Value Total $1,088,440 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 1. New Star Asset Management Ltd. (28-11009) 2. New Star Institutional Managers Ltd. (28-11235) 3 NEW STAR ASSET MANAGEMENT GROUP PLC FORM 13F INFORMATION TABLE JUNE 30, 2008
VALUE X INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP $1000 SHARES DISCRETION MANAGERS VOTING AUTHORITY - --------------- -------------- ------ ------ ------- ---------- -------- ----------------- SOLE SHARED NONE 3M CO COM 88579Y101 1,904.539 27,368 Defined 2 27,368 ACCENTURE LTD BERMUDA CL A G1150G111 5,306.915 130,327 Defined 1 130,327 ADOBE SYS INC COM 00724F101 7,430.924 188,650 Defined 1,2 188,650 AES CORP COM 00130H105 630.415 32,817 Defined 1 32,817 AFFILIATED COMPUTER SERVICES CL A 008190100 6,694.487 125,154 Defined 1 125,154 ALCOA INC COM 013817101 8,979.268 252,085 Defined 1,2 252,085 ALLERGAN INC COM 018490102 6,338.753 121,782 Defined 1,2 121,782 ALLIANZ SE SP ADR 1/10 SH 018805101 399.215 22,877 Defined 2 22,877 ALTRIA GROUP INC COM 02209S103 739.728 35,979 Defined 1,2 35,979 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 13,612.665 258,060 Defined 1,2 258,060 AMERICAN INTL GROUP INC COM 026874107 4,660.109 176,119 Defined 1,2 176,119 AMGEN INC COM 031162100 8,019.588 171,591 Defined 1,2 171,591 ANADARKO PETE CORP COM 032511107 2,499.207 33,394 Defined 1,2 33,394 ANALOG DEVICES INC COM 032654105 6,422.591 202,159 Defined 1 202,159 APPLE INC COM 037833100 7,503.096 44,638 Defined 1,2 44,638 APPLIED MATLS INC COM 038222105 4,174.716 218,686 Defined 1 218,686 ARCHER DANIELS MIDLAND CO COM 039483102 2,366.786 70,127 Defined 1,2 70,127 ARVINMERITOR INC COM 043353101 237.494 19,030 Defined 1,2 19,030 ASML HOLDING N V NY REG SHS N07059186 326.791 13,295 Defined 2 13,295 AT&T INC COM 00206R102 3,087.931 91,657 Defined 1,2 91,657 BANCO BRADESCO S A SP ADR PFD NEW 059460303 8,073.618 394,605 Defined 1,2 394,605 BANCO ITAU HLDG FINANCIERA S SP ADR 500 PFD 059602201 7,827.352 385,394 Defined 1,2 385,394 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 500.636 11,640 Defined 1,2 11,640 BANK MONTREAL QUE COM 063671101 14,464.410 345,291 Defined 1,2 345,291 BANK NOVA SCOTIA HALIFAX COM 064149107 8,739.855 189,994 Defined 1 189,994 BANK OF AMERICA CORPORATION COM 060505104 6,379.023 267,240 Defined 1,2 267,240 BEARINGPOINT INC COM 074002106 1,238.823 1,529,411 Defined 1,2 1,529,411 BJ SVCS CO COM 055482103 6,048.957 189,385 Defined 1,2 189,385 BMC SOFTWARE INC COM 055921100 3,960.000 110,000 Defined 1 110,000 BOEING CO COM 097023105 6,763.245 102,910 Defined 1,2 102,910 BROADCOM CORP CL A 111320107 10,591.798 387,700 Defined 1,2 387,700 BRUNSWICK CORP COM 117043109 2,177.844 205,457 Defined 1,2 205,457 CA INC COM 12673P105 2,994.311 129,680 Defined 1 129,680 CAMERON INTERNATIONAL CORP COM 13342B105 777.225 14,042 Defined 1 14,042 CAPITAL ONE FINL CORP COM 14040H105 6,293.208 165,567 Defined 1,2 165,567 CARNIVAL CORP PAIRED CTF 143658300 3,866.604 117,312 Defined 2 117,312 CBS CORP NEW CL B 124857202 4,431.773 227,387 Defined 1,2 227,387 CHEVRON CORP NEW COM 166764100 8,414.327 84,881 Defined 1,2 84,881 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 3,294.764 49,212 Defined 2 49,212 CHUNGHWA TELECOM CO LTD SPON ADR NEW 17133Q304 16,315.447 643,100 Defined 1,2 643,100 CISCO SYS INC COM 17275R102 13,135.643 561,926 Defined 1,2 561,926 CITIGROUP INC COM 172967101 4,537.250 270,719 Defined 1,2 270,719 CNOOC LTD SPONSORED ADR 126132109 5,661.916 32,626 Defined 1,2 32,626 COCA COLA CO COM 191216100 1,829.592 35,198 Defined 1,2 35,198 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 7,341.636 225,827 Defined 1 225,827 COMCAST CORP NEW CL A 20030N101 8,661.950 458,140 Defined 1,2 458,140 COMCAST CORP NEW CL A SPL 20030N200 569.358 30,893 Defined 1,2 30,893 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1,133.332 17,890 Defined 1,2 17,890 COMPANHIA VALE DO RIO DOCE SPON ADR PFD 204412100 27,285.099 914,380 Defined 1,2 914,380 CONOCOPHILLIPS COM 20825C104 10,263.780 108,738 Defined 1,2 108,738 CONSECO INC COM NEW 208464883 2,721.831 274,378 Defined 1,2 274,378 COOPER COS INC COM NEW 216648402 8,338.206 224,447 Defined 1,2 224,447 CORNING INC COM 219350105 6,333.080 274,754 Defined 1 274,754 COUNTRYWIDE FINANCIAL CORP COM 222372104 285.515 67,180 Defined 1,2 67,180 CVS CAREMARK CORPORATION COM 126650100 717.602 18,135 Defined 1,2 18,135 CYPRESS SEMICONDUCTOR CORP COM 232806109 3,606.768 145,728 Defined 1 145,728 DANAHER CORP DEL COM 235851102 6,831.154 88,371 Defined 1,2 88,371 DAVITA INC COM 23918K108 4,020.932 75,681 Defined 1,2 75,681 DELL INC COM 24702R101 6,969.241 316,766 Defined 1,2 316,766 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 390.670 23,865 Defined 2 23,865 DISH NETWORK CORP CL A 25470M109 3,131.891 106,975 Defined 1 106,975 DOW CHEM CO COM 260543103 1,995.072 57,149 Defined 2 57,149 DR PEPPER SNAPPLE GROUP INC COM ADDED 26138E113 5,064.048 241,375 Defined 1,2 241,375 DUKE ENERGY CORP NEW COM 26441C105 2,076.980 119,504 Defined 2 119,504 E TRADE FINANCIAL CORP COM 269246104 2,135.574 680,804 Defined 1,2 680,804 EBAY INC COM 278642103 2,466.327 89,470 Defined 1,2 89,470 ENERSIS S A SPONSORED ADR 29274F104 766.536 49,200 Defined 1,2 49,200 ENOVA SYSTEMS INC COM NEW 29355M200 3,180.875 761,100 Defined 1 761,100 EXELON CORP COM 30161N101 2,408.229 26,770 Defined 2 26,770 EXETER RES CORP COM 301835104 588.143 135,000 Defined 1 135,000 EXXON MOBIL CORP COM 30231G102 16,606.777 188,435 Defined 1,2 188,435 FEDERAL NATL MTG ASSN COM 313586109 399.662 20,485 Defined 2 20,485 FEDEX CORP COM 31428X106 1,948.792 24,734 Defined 2 24,734 FIRST SOLAR INC COM 336433107 4,318.737 15,830 Defined 1 15,830 FLUOR CORP NEW COM 343412102 5,340.868 28,702 Defined 1 28,702 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 709.501 15,590 Defined 2 15,590 FOSTER WHEELER LTD SHS NEW G36535139 3,591.072 49,162 Defined 1 49,162 GENERAL ELECTRIC CO COM 369604103 10,141.212 379,963 Defined 1,2 379,963 GENERAL MTRS CORP COM 370442105 2,881.797 250,591 Defined 1,2 250,591 GERDAU S A SPONSORED ADR 373737105 1,982.266 82,560 Defined 1,2 82,560 GILEAD SCIENCES INC COM 375558103 11,775.352 222,422 Defined 1 222,422 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1,405.223 31,778 Defined 2 31,778 GOLDMAN SACHS GROUP INC COM 38141G104 11,633.124 66,513 Defined 1,2 66,513 GOOGLE INC CL A 38259P508 13,679.572 25,966 Defined 1,2 25,966 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 756.549 32,030 Defined 1,2 32,030 HEWLETT PACKARD CO COM 428236103 2,044.491 46,245 Defined 2 46,245 HOME DEPOT INC COM 437076102 6,873.629 293,494 Defined 1,2 293,494 HUDSON CITY BANCORP COM 443683107 7,055.390 422,985 Defined 1 422,985 ICICI BK LTD ADR 45104G104 405.228 14,090 Defined 1,2 14,090 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 563.693 13,100 Defined 1 13,100 INTEL CORP COM 458140100 15,275.994 711,080 Defined 1,2 711,080 INTERNATIONAL BUSINESS MACHS COM 459200101 12,307.681 103,836 Defined 1,2 103,836 INTERNATIONAL RECTIFIER CORP COM 460254105 5,199.782 270,822 Defined 1 270,822 INVESCO LTD SHS G491BT108 3,817.688 159,203 Defined 2 159,203 ISHARES TR RUSL 3000 GROW 464287671 3,204.897 71,490 Defined 1 71,490 ITT CORP NEW COM 450911102 931.394 14,707 Defined 1 14,707 JABIL CIRCUIT INC COM 466313103 341.312 20,799 Defined 1,2 20,799 JOHNSON & JOHNSON COM 478160104 9,131.431 141,924 Defined 1,2 141,924 JP MORGAN CHASE & CO COM 46625H100 9,012.619 262,682 Defined 1,2 262,682 KB HOME COM 48666K109 3,193.742 188,643 Defined 1,2 188,643 KLA-TENCOR CORP COM 482480100 3,670.699 90,167 Defined 1 90,167 KOREA FD COM 500634100 3,325.984 155,638 Defined 2 155,638 LEHMAN BROS HLDGS INC COM 524908100 3,664.518 184,983 Defined 1,2 184,983 LENNAR CORP CL A 526057104 225.094 18,241 Defined 1,2 18,241 LEVEL 3 COMMUNICATIONS INC COM 52729N100 2,842.856 963,680 Defined 1 963,680 LEXMARK INTL NEW CL A 529771107 4,460.348 133,423 Defined 1,2 133,423 LILLY ELI & CO COM 532457108 1,123.719 24,344 Defined 1,2 24,344 MANULIFE FINL CORP COM 56501R106 925.146 26,321 Defined 1 26,321 MARATHON OIL CORP COM 565849106 13,298.638 256,384 Defined 1,2 256,384 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 9,204.992 521,234 Defined 1 521,234 MCDONALDS CORP COM 580135101 743.172 13,219 Defined 1 13,219 MERRILL LYNCH & CO INC COM 590188108 4,256.560 134,234 Defined 1,2 134,234 MICROSOFT CORP COM 594918104 20,394.251 740,393 Defined 1,2 740,393 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 5,182.020 588,865 Defined 1,2 588,865 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 11,760.571 1,268,670 Defined 1 1,268,670 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 9,867.368 128,800 Defined 1,2 128,800 MOTOROLA INC COM 620076109 2,250.275 306,577 Defined 1,2 306,577 NATIONAL OILWELL VARCO INC COM 637071101 3,443.046 38,808 Defined 1,2 38,808 NETAPP INC COM ADDED 64110D104 7,225.362 330,503 Defined 1,2 330,503 NIDEC CORP SPONSORED ADR 654090109 432.363 25,999 Defined 2 25,999 NOKIA CORP SPONSORED ADR 654902204 455.138 18,577 Defined 2 18,577 NOMURA HLDGS INC SPONSORED ADR 65535H208 358.160 24,282 Defined 2 24,282 NORFOLK SOUTHERN CORP COM 655844108 8,165.374 130,291 Defined 1,2 130,291 NORTHERN TR CORP COM 665859104 741.466 10,749 Defined 1 10,749 NVIDIA CORP COM 67066G104 4,467.135 238,629 Defined 1 238,629 ON SEMICONDUCTOR CORP COM 682189105 3,747.091 408,625 Defined 1 408,625 ORACLE CORP COM 68389X105 8,417.766 400,402 Defined 1,2 400,402 PEPSICO INC COM 713448108 1,899.052 29,864 Defined 2 29,864 PETRO-CDA COM 71644E106 43,221.949 767,831 Defined 1,2 767,831 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 22,514.734 388,520 Defined 1,2 388,520 PFIZER INC COM 717081103 7,533.658 431,234 Defined 1,2 431,234 PHILIP MORRIS INTL INC COM ADDED 718172109 2,532.571 51,277 Defined 1,2 51,277 POSCO SPONSORED ADR 693483109 2,669.575 20,570 Defined 1,2 20,570 PROCTER & GAMBLE CO COM 742718109 9,020.251 148,335 Defined 1,2 148,335 PROSHARES TR ULTRA XIN CH25 74347R321 1,526.877 18,061 Defined 1 18,061 QUALCOMM INC COM 747525103 7,846.191 176,391 Defined 1,2 176,391 RESEARCH IN MOTION LTD COM 760975102 5,721.554 48,944 Defined 1 48,944 ROYAL BK CDA MONTREAL QUE COM 780087102 862.754 19,099 Defined 1 19,099 SEAGATE TECHNOLOGY SHS G7945J104 3,997.194 208,949 Defined 1,2 208,949 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2,561.593 126,436 Defined 1 126,436 SENOMYX INC COM 81724Q107 479.787 96,331 Defined 1,2 96,331 SHAW GROUP INC COM 820280105 4,775.626 77,288 Defined 1,2 77,288 SKYWORKS SOLUTIONS INC COM 83088M102 6,715.578 680,403 Defined 1 680,403 SOVEREIGN BANCORP INC COM 845905108 726.300 98,682 Defined 1 98,682 SPDR GOLD TRUST GOLD SHS ADDED 78463V107 3,395.053 37,145 Defined 1 37,145 SPRINT NEXTEL CORP COM SER 1 852061100 2,926.960 308,101 Defined 1,2 308,101 SPX CORP COM 784635104 3,131.617 23,773 Defined 1 23,773 SUNCOR ENERGY INC COM 867229106 34,298.189 587,791 Defined 2 587,791 SUPERVALU INC COM 868536103 2,325.152 75,272 Defined 2 75,272 TAIWAN FD INC COM 874036106 4,438.188 285,414 Defined 2 285,414 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 71,097.513 6,516,728 Defined 1,2 6,516,728 TALISMAN ENERGY INC COM 87425E107 15,579.321 700,000 Defined 2 700,000 TD AMERITRADE HLDG CORP COM 87236Y108 260.586 14,405 Defined 1,2 14,405 TECK COMINCO LTD CL B 878742204 80,002.796 1,650,739 Defined 2 1,650,739 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 1,394.752 58,900 Defined 1,2 58,900 TELMEX INTERNACIONAL SAB DE SPONS ADR SR L ADDED 879690105 948.290 58,900 Defined 1,2 58,900 TERADYNE INC COM 880770102 3,067.718 277,120 Defined 1 277,120 TEXAS INSTRS INC COM 882508104 1,498.056 53,198 Defined 2 53,198 TIME WARNER INC COM 887317105 6,594.081 445,546 Defined 1,2 445,546 TORONTO DOMINION BK ONT COM NEW 891160509 2,594.192 40,964 Defined 1 40,964 TYCO ELECTRONICS LTD COM NEW G9144P105 7,772.653 216,992 Defined 1 216,992 UNIBANCO-UNIAO DE BANCOS BRA GDR REP PFD UT 90458E111 4,150.611 32,700 Defined 1,2 32,700 UNITED TECHNOLOGIES CORP COM 913017109 1,887.958 30,599 Defined 2 30,599 UNITEDHEALTH GROUP INC COM 91324P102 1,769.565 67,412 Defined 1,2 67,412 UNUM GROUP COM 91529Y106 2,625.187 128,371 Defined 1,2 128,371 US BANCORP DEL COM NEW 902973304 579.498 20,778 Defined 1 20,778 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 5,150.609 147,921 Defined 1 147,921 VERIZON COMMUNICATIONS INC COM 92343V104 6,064.693 171,319 Defined 1,2 171,319 VISA INC COM CL A ADDED 92826C839 6,153.378 75,678 Defined 1 75,678 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 297.192 10,088 Defined 2 10,088 WACHOVIA CORP NEW COM 929903102 3,065.606 197,399 Defined 1,2 197,399 WAL MART STORES INC COM 931142103 996.707 17,735 Defined 1 17,735 WEYERHAEUSER CO COM 962166104 7,388.758 144,481 Defined 1,2 144,481 WYETH COM 983024100 4,237.266 88,350 Defined 1,2 88,350 XILINX INC COM 983919101 7,078.156 280,323 Defined 1 280,323 XYRATEX LTD COM G98268108 9,366.479 563,751 Defined 1,2 563,751 YAHOO INC COM 984332106 1,582.556 76,600 Defined 1 76,600
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