0001493152-23-016378.txt : 20230511
0001493152-23-016378.hdr.sgml : 20230511
20230511160542
ACCESSION NUMBER: 0001493152-23-016378
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230508
FILED AS OF DATE: 20230511
DATE AS OF CHANGE: 20230511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knaster Alexander M
CENTRAL INDEX KEY: 0001308574
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40365
FILM NUMBER: 23910904
MAIL ADDRESS:
STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLP
STREET 2: 25 PARK LANE
CITY: LONDON
STATE: X0
ZIP: W1K 1RA
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pamplona Capital Management, LLC
CENTRAL INDEX KEY: 0001554913
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40365
FILM NUMBER: 23910906
BUSINESS ADDRESS:
STREET 1: 375 PARK AVENUE, 17TH FLOOR
STREET 2: NEW YORK
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: 212-207-6820
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE, 17TH FLOOR
STREET 2: NEW YORK
CITY: NEW YORK
STATE: NY
ZIP: 10152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pamplona Capital Partners III, L.P.
CENTRAL INDEX KEY: 0001554914
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40365
FILM NUMBER: 23910913
BUSINESS ADDRESS:
STREET 1: 94 SOLARIS AVENUE
STREET 2: CAMANA BAY, P.O. BOX 1348
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
BUSINESS PHONE: 345-814-9103
MAIL ADDRESS:
STREET 1: 94 SOLARIS AVENUE
STREET 2: CAMANA BAY, P.O. BOX 1348
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pamplona Capital Management, LLP
CENTRAL INDEX KEY: 0001554942
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40365
FILM NUMBER: 23910907
BUSINESS ADDRESS:
STREET 1: 25 PARK LANE
CITY: LONDON
STATE: X0
ZIP: W1K 1RA
BUSINESS PHONE: 212-207-6820
MAIL ADDRESS:
STREET 1: 25 PARK LANE
CITY: LONDON
STATE: X0
ZIP: W1K 1RA
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pamplona Private Equity Carryco III, L.P.
CENTRAL INDEX KEY: 0001915347
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40365
FILM NUMBER: 23910911
BUSINESS ADDRESS:
STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC
STREET 2: 667 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: (212) 207-6820
MAIL ADDRESS:
STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC
STREET 2: 667 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pamplona Equity Carryco Advisors III, Ltd.
CENTRAL INDEX KEY: 0001915350
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40365
FILM NUMBER: 23910910
BUSINESS ADDRESS:
STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC
STREET 2: 667 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: (212) 207-6820
MAIL ADDRESS:
STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC
STREET 2: 667 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Halsted John C.
CENTRAL INDEX KEY: 0001844403
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40365
FILM NUMBER: 23910905
MAIL ADDRESS:
STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC
STREET 2: 667 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pamplona Equity Advisors III Ltd
CENTRAL INDEX KEY: 0001859731
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40365
FILM NUMBER: 23910912
BUSINESS ADDRESS:
STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT, LLC
STREET 2: 667 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: 212-207-6820
MAIL ADDRESS:
STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT, LLC
STREET 2: 667 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pamplona PE Investments II, Ltd.
CENTRAL INDEX KEY: 0001915345
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40365
FILM NUMBER: 23910909
BUSINESS ADDRESS:
STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC
STREET 2: 667 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: (212) 207-6820
MAIL ADDRESS:
STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC
STREET 2: 667 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pamplona PE Investments Malta Ltd
CENTRAL INDEX KEY: 0001650903
STATE OF INCORPORATION: O1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40365
FILM NUMBER: 23910908
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR MARINA BUSINESS CENTRE
STREET 2: TRIQ L-ABATE RIGORD
CITY: TA'XBIEX
STATE: O1
ZIP: XBX 1127
BUSINESS PHONE: 356 2090 9004
MAIL ADDRESS:
STREET 1: 5TH FLOOR MARINA BUSINESS CENTRE
STREET 2: TRIQ L-ABATE RIGORD
CITY: TA'XBIEX
STATE: O1
ZIP: XBX 1127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Privia Health Group, Inc.
CENTRAL INDEX KEY: 0001759655
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 950 N. GLEBE RD., SUITE 700
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 571-366-8850
MAIL ADDRESS:
STREET 1: 950 N. GLEBE RD., SUITE 700
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: PH Group Parent Corp.
DATE OF NAME CHANGE: 20181120
4
1
ownership.xml
X0407
4
2023-05-08
1
0001759655
Privia Health Group, Inc.
PRVA
0001554914
Pamplona Capital Partners III, L.P.
C/O PAMPLONA CAPITAL MANAGEMENT LLC,
667 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10065
0
0
1
0
0001859731
Pamplona Equity Advisors III Ltd
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10065
0
0
1
0
0001915347
Pamplona Private Equity Carryco III, L.P.
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10065
0
0
1
0
0001915350
Pamplona Equity Carryco Advisors III, Ltd.
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10065
0
0
1
0
0001915345
Pamplona PE Investments II, Ltd.
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10065
0
0
1
0
0001650903
Pamplona PE Investments Malta Ltd
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10065
0
0
1
0
0001554942
Pamplona Capital Management, LLP
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10065
0
0
1
0
0001554913
Pamplona Capital Management, LLC
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10065
0
0
1
0
0001844403
Halsted John C.
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10065
0
0
1
0
0001308574
Knaster Alexander M
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10065
0
0
1
0
0
Common Stock
2023-05-08
4
S
0
17741723
21.615
D
0
I
See Footnotes
This statement is being filed by (i) Pamplona Capital Partners III, L.P. ("PCP III") (ii) Pamplona Equity Advisors III Ltd. ("PEA III"), (iii) Pamplona Private Equity Carryco III, L.P. ("Carryco III"), (iv) Pamplona Equity Carryco Advisors III, Ltd. ("PECA III"), (v) Pamplona PE Investments II, Ltd. ("PE Inv II"), (vi) Pamplona PE Investments Malta Limited ("PE Malta"), (vii) Pamplona Capital Management LLP, (viii) Pamplona Capital Management LLC, (ix) John C. Halsted and (x) Alexander M. Knaster (the foregoing, collectively, the "Reporting Persons").
Pursuant to an underwriting agreement, dated May 4, 2023 (the "Underwriting Agreement"), and in connection with a registered secondary offering and sale of common stock, par value $0.01 per share (the "Common Stock") of Privia Health Group, Inc. (the "Company") by the selling stockholders listed on Schedule I to the Underwriting Agreement, PCP III sold 13,483,709 shares of Common Stock and Carryco III sold 4,258,014 shares of Common Stock at a purchase price of $21.615 per share.
PCP III and Carryco III are controlled by their respective general partners, PEA III and PECA III, which are both owned by PE Inv II, itself owned 100% by Mr. Knaster. PE Malta serves as an investment manager to PCP III. Pamplona Capital Management LLP and Pamplona Capital Management LLC (collectively, the "Pamplona Manager Entities") serve as investment advisors to PE Malta. Messrs. Halsted and Knaster are the principals of the Pamplona Manager Entities. Accordingly, each Reporting Person may be deemed to share beneficial ownership of the securities held of record by PCP III and Carryco III.
Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Ronan Guilfoyle, Director of Pamplona Equity Advisors III Ltd., its General Partner of PAMPLONA CAPITAL PARTNERS III, L.P.
2023-05-11
/s/ Ronan Guilfoyle, Director of PAMPLONA EQUITY ADVISORS III LTD.
2023-05-11
/s/ Ronan Guilfoyle, Director of Pamplona Equity Carryco Advisors III, Ltd., its General Partner of PAMPLONA PRIVATE EQUITY CARRYCO III, L.P.
2023-05-11
/s/ Ronan Guilfoyle, Director of PAMPLONA EQUITY CARRYCO ADVISORS III, LTD.
2023-05-11
/s/ Ronan Guilfoyle, Director of PAMPLONA PE INVESTMENTS II, LTD.
2023-05-11
/s/ Stephen Gauci, Director of PAMPLONA PE INVESTMENTS MALTA LIMITED
2023-05-11
/s/ Kevin O'Flaherty, Designated Member of PAMPLONA CAPITAL MANAGEMENT LLP
2023-05-11
/s/ Stephen Gauci, Managing Member of PAMPLONA CAPITAL MANAGEMENT LLC
2023-05-11
/s/ John C. Halsted
2023-05-11
/s/ Alexander Knaster
2023-05-11