0001493152-23-016378.txt : 20230511 0001493152-23-016378.hdr.sgml : 20230511 20230511160542 ACCESSION NUMBER: 0001493152-23-016378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230508 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knaster Alexander M CENTRAL INDEX KEY: 0001308574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40365 FILM NUMBER: 23910904 MAIL ADDRESS: STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLP STREET 2: 25 PARK LANE CITY: LONDON STATE: X0 ZIP: W1K 1RA REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pamplona Capital Management, LLC CENTRAL INDEX KEY: 0001554913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40365 FILM NUMBER: 23910906 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, 17TH FLOOR STREET 2: NEW YORK CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-207-6820 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 17TH FLOOR STREET 2: NEW YORK CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pamplona Capital Partners III, L.P. CENTRAL INDEX KEY: 0001554914 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40365 FILM NUMBER: 23910913 BUSINESS ADDRESS: STREET 1: 94 SOLARIS AVENUE STREET 2: CAMANA BAY, P.O. BOX 1348 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 BUSINESS PHONE: 345-814-9103 MAIL ADDRESS: STREET 1: 94 SOLARIS AVENUE STREET 2: CAMANA BAY, P.O. BOX 1348 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pamplona Capital Management, LLP CENTRAL INDEX KEY: 0001554942 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40365 FILM NUMBER: 23910907 BUSINESS ADDRESS: STREET 1: 25 PARK LANE CITY: LONDON STATE: X0 ZIP: W1K 1RA BUSINESS PHONE: 212-207-6820 MAIL ADDRESS: STREET 1: 25 PARK LANE CITY: LONDON STATE: X0 ZIP: W1K 1RA REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pamplona Private Equity Carryco III, L.P. CENTRAL INDEX KEY: 0001915347 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40365 FILM NUMBER: 23910911 BUSINESS ADDRESS: STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC STREET 2: 667 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 207-6820 MAIL ADDRESS: STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC STREET 2: 667 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pamplona Equity Carryco Advisors III, Ltd. CENTRAL INDEX KEY: 0001915350 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40365 FILM NUMBER: 23910910 BUSINESS ADDRESS: STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC STREET 2: 667 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 207-6820 MAIL ADDRESS: STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC STREET 2: 667 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Halsted John C. CENTRAL INDEX KEY: 0001844403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40365 FILM NUMBER: 23910905 MAIL ADDRESS: STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC STREET 2: 667 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pamplona Equity Advisors III Ltd CENTRAL INDEX KEY: 0001859731 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40365 FILM NUMBER: 23910912 BUSINESS ADDRESS: STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT, LLC STREET 2: 667 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-207-6820 MAIL ADDRESS: STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT, LLC STREET 2: 667 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pamplona PE Investments II, Ltd. CENTRAL INDEX KEY: 0001915345 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40365 FILM NUMBER: 23910909 BUSINESS ADDRESS: STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC STREET 2: 667 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 207-6820 MAIL ADDRESS: STREET 1: C/O PAMPLONA CAPITAL MANAGEMENT LLC STREET 2: 667 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pamplona PE Investments Malta Ltd CENTRAL INDEX KEY: 0001650903 STATE OF INCORPORATION: O1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40365 FILM NUMBER: 23910908 BUSINESS ADDRESS: STREET 1: 5TH FLOOR MARINA BUSINESS CENTRE STREET 2: TRIQ L-ABATE RIGORD CITY: TA'XBIEX STATE: O1 ZIP: XBX 1127 BUSINESS PHONE: 356 2090 9004 MAIL ADDRESS: STREET 1: 5TH FLOOR MARINA BUSINESS CENTRE STREET 2: TRIQ L-ABATE RIGORD CITY: TA'XBIEX STATE: O1 ZIP: XBX 1127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Privia Health Group, Inc. CENTRAL INDEX KEY: 0001759655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 950 N. GLEBE RD., SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 571-366-8850 MAIL ADDRESS: STREET 1: 950 N. GLEBE RD., SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: PH Group Parent Corp. DATE OF NAME CHANGE: 20181120 4 1 ownership.xml X0407 4 2023-05-08 1 0001759655 Privia Health Group, Inc. PRVA 0001554914 Pamplona Capital Partners III, L.P. C/O PAMPLONA CAPITAL MANAGEMENT LLC, 667 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10065 0 0 1 0 0001859731 Pamplona Equity Advisors III Ltd C/O PAMPLONA CAPITAL MANAGEMENT LLC 667 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10065 0 0 1 0 0001915347 Pamplona Private Equity Carryco III, L.P. C/O PAMPLONA CAPITAL MANAGEMENT LLC 667 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10065 0 0 1 0 0001915350 Pamplona Equity Carryco Advisors III, Ltd. C/O PAMPLONA CAPITAL MANAGEMENT LLC 667 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10065 0 0 1 0 0001915345 Pamplona PE Investments II, Ltd. C/O PAMPLONA CAPITAL MANAGEMENT LLC 667 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10065 0 0 1 0 0001650903 Pamplona PE Investments Malta Ltd C/O PAMPLONA CAPITAL MANAGEMENT LLC 667 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10065 0 0 1 0 0001554942 Pamplona Capital Management, LLP C/O PAMPLONA CAPITAL MANAGEMENT LLC 667 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10065 0 0 1 0 0001554913 Pamplona Capital Management, LLC C/O PAMPLONA CAPITAL MANAGEMENT LLC 667 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10065 0 0 1 0 0001844403 Halsted John C. C/O PAMPLONA CAPITAL MANAGEMENT LLC 667 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10065 0 0 1 0 0001308574 Knaster Alexander M C/O PAMPLONA CAPITAL MANAGEMENT LLC 667 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10065 0 0 1 0 0 Common Stock 2023-05-08 4 S 0 17741723 21.615 D 0 I See Footnotes This statement is being filed by (i) Pamplona Capital Partners III, L.P. ("PCP III") (ii) Pamplona Equity Advisors III Ltd. ("PEA III"), (iii) Pamplona Private Equity Carryco III, L.P. ("Carryco III"), (iv) Pamplona Equity Carryco Advisors III, Ltd. ("PECA III"), (v) Pamplona PE Investments II, Ltd. ("PE Inv II"), (vi) Pamplona PE Investments Malta Limited ("PE Malta"), (vii) Pamplona Capital Management LLP, (viii) Pamplona Capital Management LLC, (ix) John C. Halsted and (x) Alexander M. Knaster (the foregoing, collectively, the "Reporting Persons"). Pursuant to an underwriting agreement, dated May 4, 2023 (the "Underwriting Agreement"), and in connection with a registered secondary offering and sale of common stock, par value $0.01 per share (the "Common Stock") of Privia Health Group, Inc. (the "Company") by the selling stockholders listed on Schedule I to the Underwriting Agreement, PCP III sold 13,483,709 shares of Common Stock and Carryco III sold 4,258,014 shares of Common Stock at a purchase price of $21.615 per share. PCP III and Carryco III are controlled by their respective general partners, PEA III and PECA III, which are both owned by PE Inv II, itself owned 100% by Mr. Knaster. PE Malta serves as an investment manager to PCP III. Pamplona Capital Management LLP and Pamplona Capital Management LLC (collectively, the "Pamplona Manager Entities") serve as investment advisors to PE Malta. Messrs. Halsted and Knaster are the principals of the Pamplona Manager Entities. Accordingly, each Reporting Person may be deemed to share beneficial ownership of the securities held of record by PCP III and Carryco III. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Ronan Guilfoyle, Director of Pamplona Equity Advisors III Ltd., its General Partner of PAMPLONA CAPITAL PARTNERS III, L.P. 2023-05-11 /s/ Ronan Guilfoyle, Director of PAMPLONA EQUITY ADVISORS III LTD. 2023-05-11 /s/ Ronan Guilfoyle, Director of Pamplona Equity Carryco Advisors III, Ltd., its General Partner of PAMPLONA PRIVATE EQUITY CARRYCO III, L.P. 2023-05-11 /s/ Ronan Guilfoyle, Director of PAMPLONA EQUITY CARRYCO ADVISORS III, LTD. 2023-05-11 /s/ Ronan Guilfoyle, Director of PAMPLONA PE INVESTMENTS II, LTD. 2023-05-11 /s/ Stephen Gauci, Director of PAMPLONA PE INVESTMENTS MALTA LIMITED 2023-05-11 /s/ Kevin O'Flaherty, Designated Member of PAMPLONA CAPITAL MANAGEMENT LLP 2023-05-11 /s/ Stephen Gauci, Managing Member of PAMPLONA CAPITAL MANAGEMENT LLC 2023-05-11 /s/ John C. Halsted 2023-05-11 /s/ Alexander Knaster 2023-05-11