0001398344-13-000718.txt : 20130213 0001398344-13-000718.hdr.sgml : 20130213 20130213153014 ACCESSION NUMBER: 0001398344-13-000718 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARL DOMINO INC CENTRAL INDEX KEY: 0001308523 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12146 FILM NUMBER: 13602669 BUSINESS ADDRESS: STREET 1: 249 ROYAL PALM WAY STREET 2: SUITE 403 CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 561 3712484 MAIL ADDRESS: STREET 1: 249 ROYAL PALM WAY STREET 2: SUITE 403 CITY: PALM BEACH STATE: FL ZIP: 33480 13F-HR 1 fp0006457_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Carl Domino, Inc. Address: 251 Royal Palm Way, Suite 601 Palm Beach, FL 33480 Form 13F File Number: 028-12146 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael J. Dixon Title: Chief Compliance Officer/Chief Operating Officer Phone: (561) 833-2882 Signature, Place, and Date of Signing: /s/ Michael J. Dixon Palm Beach, FL February 13, 2013 -------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 159 ----------- Form 13F Information Table Value Total: $ 161,701 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------- ---------------- --------- ----------- -------------------- ---------- -------- -------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------- ---------------- --------- ----------- ----------- --- ---- ---------- -------- ------- ------ ----- ABBOTT LABORATORIES COM 002824100 2,457 37,507 SH Sole 37,507 ABIOMED, INC. COM 003654100 188 14,000 SH Sole 14,000 ACCURAY INCORPORATED COM 004397105 143 22,262 SH Sole 22,262 AGILENT TECHNOLOGIES INC COM 00846U101 412 10,060 SH Sole 10,060 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 141 15,000 SH Sole 15,000 ALTRIA GROUP INC COM COM 02209S103 206 6,538 SH Sole 6,538 AMARIN CORP ADR SPONS ADR NEW 023111206 186 23,000 SH Sole 23,000 AMERICAN CAPITAL AGENCY CORP COM 02503X105 1,638 56,666 SH Sole 56,666 AMERICAN EXPRESS COMPANY COM 025816109 279 4,860 SH Sole 4,860 AMGEN INC COM COM 031162100 742 8,605 SH Sole 8,605 AMYRIS INC COM COM 03236M101 106 34,000 SH Sole 34,000 ANTARES PHARMA INC COM 036642106 6 37,820 SH Sole 37,820 APACHE CORP COM COM 037411105 767 9,774 SH Sole 9,574 200 APPLE INC COM 037833100 2,841 5,338 SH Sole 5,338 AT&T INC COM COM 00206R102 812 24,086 SH Sole 23,986 100 AVON PRODUCTS INC COM COM 054303102 1,655 115,247 SH Sole 115,247 BANK OF AMERICA CORP COM 060505104 499 42,956 SH Sole 41,956 1,000 BAXTER INTL INC COM COM 071813109 2,096 31,446 SH Sole 31,446 BB&T CP COM 054937107 2,141 73,537 SH Sole 73,537 BRISTOL MYERS SQUIBB COM COM 110122108 239 7,330 SH Sole 7,330 CALGON CARBON CORP COM 129603106 407 28,735 SH Sole 28,735 CARBONITE INC COM 141337105 203 21,988 SH Sole 21,988 CARNIVAL CORP PAIRED CTF PAIRED CTF 143658300 2,172 59,081 SH Sole 59,081 CATERPILLAR INC DEL COM COM 149123101 2,442 27,250 SH Sole 27,250 CHESAPEAKE ENERGY CORP. COM 165167107 1,764 106,110 SH Sole 106,110 CHEVRON CORP COM 166764100 2,912 26,930 SH Sole 26,930 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 572 9,735 SH Sole 9,735 CISCO SYS INC COM COM 17275R102 2,470 125,725 SH Sole 125,725 CLEAN ENERGY FUELS CORP. COM 184499101 214 17,200 SH Sole 17,200 CLEAR CHANNEL OUTDOOR CL A CL A 18451C109 199 28,300 SH Sole 28,300 COLGATE PALMOLIVE CO COM 194162103 2,206 21,100 SH Sole 21,100 CONOCOPHILLIPS COM COM 20825C104 2,160 37,245 SH Sole 37,245 CORNING INC COM COM 219350105 1,928 152,799 SH Sole 152,099 700 CORRECTIONS CORP OF AMERICA COM NEW 22025Y407 705 19,874 SH Sole 19,874 CREE INC COM COM 225447101 437 12,849 SH Sole 12,374 475 CTC MEDIA, INC COM 12642x106 172 22,120 SH Sole 22,120 D R HORTON INC COM COM 23331A109 297 15,000 SH Sole 15,000 DEERE & CO COM COM 244199105 2,194 25,387 SH Sole 25,387 DENDREAN CORP COM COM 24823Q107 143 27,000 SH Sole 27,000 DG FASTCHANNEL, INC. COM 25400B108 164 15,000 SH Sole 15,000 DOUBLELINE OPPORTUNITIES CREDI COM 258623107 225 8,325 SH Sole 8,325 DOW CHEMICAL CO COM COM 260543103 2,191 67,778 SH Sole 67,778 DU PONT E I DE NEMOURS COM COM 263534109 2,435 54,144 SH Sole 54,144 DUKE ENERGY CORP COM COM NEW 26441C204 258 4,044 SH Sole 3,944 100 E M C CORP MASS COM COM 268648102 898 35,483 SH Sole 35,383 100 EAGLE MATERIALS INC COM COM 26969P108 351 6,000 SH Sole 6,000 EMERSON ELEC CO COM COM 291011104 1,957 36,960 SH Sole 36,960 EXXON MOBIL CORP COM COM 30231G102 1,107 12,794 SH Sole 12,594 200 F5 NETWORKS INC COM 315616102 291 3,000 SH Sole 3,000 FACEBOOK INC CL A 30303M102 243 9,136 SH Sole 9,136 FREEPORT-MCMORAN COP&G INC COM 35671D857 2,562 74,900 SH Sole 74,700 200 FTI CONSULTING INC COM COM 302941109 387 11,730 SH Sole 11,730 GARMIN LTD. SHS H2906T109 1,692 41,512 SH Sole 41,512 GENERAL ELEC CO COM COM 369604103 2,524 120,252 SH Sole 120,152 100 GENERAL MTRS CORP COM COM 37045v100 245 8,508 SH Sole 8,508 GERON CORP COM 374163103 87 61,400 SH Sole 61,400 GILEAD SCIENCES INC COM COM 375558103 654 8,903 SH Sole 8,503 400 GOOGLE INC CL A CL A 38259P508 1,445 2,043 SH Sole 2,043 GT ADVANCED TECHNOLOGIES INC COM 36191U106 190 62,600 SH Sole 62,600 HALLIBURTON CO. COM 406216101 737 21,241 SH Sole 20,941 300 HANCOCK HLDG CO COM COM 410120109 1,730 54,516 SH Sole 54,516 HANSEN MEDICAL, INC. COM 411307101 139 67,000 SH Sole 67,000 HARLEY-DAVIDSON INC COM 412822108 2,434 49,840 SH Sole 49,840 HAWAIIAN ELEC INDS COM COM 419870100 372 14,802 SH Sole 14,802 HEALTHWAYS, INC. COM 422245100 182 17,000 SH Sole 17,000 HERBALIFE LTD COM USD SHS G4412G101 1,722 52,275 SH Sole 52,275 HOME DEPOT INC COM 437076102 3,300 53,361 SH Sole 52,861 500 HUNTINGTON BANCSHARES INCORPOR COM 446150104 160 25,100 SH Sole 25,100 HUNTSMAN CORP COM 447011107 2,751 172,995 SH Sole 172,995 IDEX CORPORATION COM 45167R104 483 10,370 SH Sole 10,370 IGI INC COM COM 449575109 35 33,900 SH Sole 33,900 INTEL CORP COM COM 458140100 738 35,810 SH Sole 35,210 600 INTRALINKS HLDGS INC COM COM 46118H104 160 26,000 SH Sole 26,000 INVESCO LTD SHS G491BT108 2,395 91,809 SH Sole 91,809 ISHARES CORE TOTAL US BOND MAR CORE TOTUSBD ETF 464287226 214 1,929 SH Sole 1,929 ISHARES IBOXX $ INVEST GRADE C IBOXX INV CPBD 464287242 717 5,927 SH Sole 5,927 ISHARES IBOXX HY CORPORATE BD HIGH YLD CORP 464288513 855 9,159 SH Sole 9,159 ISHARES S&P NATIONAL S&P NTL AMTFREE 464288414 7,664 69,270 SH Sole 69,270 JOHNSON & JOHNSON COM COM 478160104 807 11,516 SH Sole 11,216 300 JPMORGAN & CHASE & CO COM COM 46625H100 2,737 62,251 SH Sole 62,251 KIMBERLY CLARK COM 494368103 2,309 27,348 SH Sole 27,348 KINDER MORGAN ENERGY PARTNERS, UT LTD PARTNER 494550106 342 4,290 SH Sole 4,290 LIBERTY GLOBAL INC COM SER C COM SER C 530555309 640 10,887 SH Sole 10,887 MAGNA INTERNATIONAL INC. COM 559222401 2,371 47,406 SH Sole 47,406 MAKO SURGICAL CORP COM COM 560879108 154 12,000 SH Sole 12,000 MARATHON OIL CORP COM COM 565849106 1,778 58,003 SH Sole 58,003 MASCO CORP COM COM 574599106 2,648 158,929 SH Sole 158,929 MASTEC INC COM COM 576323109 244 9,800 SH Sole 9,800 MAXIM INTEGRATED PRODS INC COM 57772K101 2,626 89,310 SH Sole 89,310 MBIA INC COM COM 55262C100 181 23,000 SH Sole 23,000 MCDONALDS CORPORATION COM 580135101 463 5,252 SH Sole 5,152 100 MEDGENICS INC COM NEW 58436q203 141 19,000 SH Sole 19,000 MEMC ELECTRONIC MATERIALS, INC COM 552715104 67 21,000 SH Sole 21,000 MERCK & CO INC NEWCOM COM 58933Y105 2,326 56,821 SH Sole 56,821 METLIFE INC COM 59156R108 530 16,086 SH Sole 16,086 MGIC INVT CORP WIS COM COM 552848103 277 104,000 SH Sole 104,000 MGM RESORTS INTERNATIONAL COM 552953101 339 29,100 SH Sole 29,100 MICROSOFT CORP COM COM 594918104 2,421 90,646 SH Sole 90,146 500 MICROVISION INC DEL COM COM NEW 594960304 101 52,961 SH Sole 52,961 MOLYCORP INC COM 608753109 227 24,000 SH Sole 24,000 MONDELEZ INTERNATIONAL INC CL A 609207105 1,994 78,338 SH Sole 78,338 MOTRICITY, INC. COM 620107102 42 101,937 SH Sole 101,937 MYREXIS, INC. COM 62856h107 136 48,200 SH Sole 48,200 NATURAL RESOURCE PARTNERS COM UNIT L P 63900P103 276 14,899 SH Sole 14,899 NEUROCRINE BIOSCIENCES COM 64125C109 194 26,000 SH Sole 26,000 NEXTERA ENERGY, INC. COM 65339F101 633 9,149 SH Sole 9,149 NOKIA CORP SPONSORED ADR SPONSORED ADR 654902204 196 49,635 SH Sole 49,635 NORDIC AMERICAN TANKER SHIPPIN COM G65773106 96 11,000 SH Sole 11,000 NORTHROP GRUMMAN CORP COM COM 666807102 511 7,564 SH Sole 7,564 NUANCE COMMUNICATIONS COM COM 67020y100 270 12,107 SH Sole 12,107 OMNICELL, INC. COM 68213n109 164 11,000 SH Sole 11,000 PALL CORP COM COM 696429307 2,118 35,155 SH Sole 35,155 PARTNERRE LTD COM COM G6852T105 2,909 36,143 SH Sole 36,143 PAYCHEX INC COM 704326107 2,108 67,781 SH Sole 67,681 100 PEABODY ENERGY CORP COM COM 704549104 210 7,875 SH Sole 7,400 475 PENTAIR INC SHS H6169Q108 2,153 43,810 SH Sole 43,810 PEPSICO INC COM COM 713448108 981 14,343 SH Sole 14,043 300 PFIZER INC COM COM 717081103 3,092 123,279 SH Sole 122,779 500 PIMCO TOTAL RETURN EXCHANGE TR TOTL RETN ETF 72201R775 213 1,950 SH Sole 1,950 POWERSHARES DB USD INDEX BULLI DOLL INDX BULL 73936D107 212 9,700 SH Sole 9,700 PRICE T ROWE GROUP INC COM 74144T108 331 5,083 SH Sole 5,083 PROCTER & GAMBLE CO COM COM 742718109 2,565 37,787 SH Sole 37,787 PROLOGIS COM 74340W103 2,426 66,483 SH Sole 66,483 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 145 28,000 SH Sole 28,000 PULSE ELECTRONICS CORPORATION COM 74586W106 53 170,789 SH Sole 170,789 QUESTCOR PHAR INC COM 74835Y101 240 9,000 SH Sole 9,000 REGAL ENTERTAINMENT GROUP CL A 758766109 487 34,910 SH Sole 34,910 ROYAL CARIBBEAN CRUISE COM COM V7780T103 272 8,000 SH Sole 8,000 SAVIENT PHARMACEUTICALS INC COM 80517Q100 94 90,000 SH Sole 90,000 SCHLUMBERGER LTD COM COM 806857108 382 5,510 SH Sole 5,510 SILICON GRAPHICS INTL CORP COM 82706L108 246 24,000 SH Sole 24,000 SIRIUS XM RADIO INC COM COM 82967N108 435 150,500 SH Sole 150,500 SKYWORKS SOLUTIONS INC COM COM 83088M102 325 16,000 SH Sole 16,000 SPDR GOLD SHARES GOLD SHS 78463V107 672 4,146 SH Sole 4,146 STANDARD PACIFIC CORP. COM 85375C101 360 49,000 SH Sole 49,000 SYSCO CORP COM 871829107 460 14,535 SH Sole 14,535 TD AMERITRADE HLDG CP COM COM 87236y108 168 10,000 SH Sole 10,000 TELESTONE TECHNOLOGIES CORP. COM 87953J102 127 97,314 SH Sole 97,314 TELLABS INC COM COM 879664100 62 27,000 SH Sole 27,000 TENET HEALTHCARE CORP COM COM NEW 88033G407 355 10,925 SH Sole 10,925 TEVA PHARMACEUTICAL INDS ADR ADR 881624209 2,367 63,403 SH Sole 63,403 THOMPSON CREEK METALS CO INC C COM 884768102 207 50,000 SH Sole 50,000 TIFFANY & CO COM 886547108 1,922 33,521 SH Sole 33,521 TUPPERWARE BRANDS CORPORATION COM 899896104 2,754 42,960 SH Sole 42,960 UBIQUITI NETWORKS INC COM COM 90347A100 189 15,600 SH Sole 15,600 UNION PACIFIC CORP COM 907818108 2,629 20,913 SH Sole 20,913 UNITED PARCEL SERVICE INC CL B 911312106 2,220 30,115 SH Sole 30,115 VERIZON COMMUNICATIONS COM COM 92343V104 351 8,114 SH Sole 8,114 VIMPELCOM LTD SPONSORED ADR 92719a106 126 12,000 SH Sole 12,000 VIRNETX HOLDING CORP COM STK U COM 92823T108 351 12,000 SH Sole 12,000 VIVUS, INC. COM 928551100 148 11,000 SH Sole 11,000 WEATHERFORD INTERNATIONAL LTD. REG SHS H27013103 134 12,000 SH Sole 12,000 WELLPOINT INC COM COM 94973V107 2,185 35,866 SH Sole 35,666 200 WEYERHAEUSER CO COM COM 962166104 2,645 95,063 SH Sole 95,063 WINDSTREAM CORP COM COM 97381W104 189 22,860 SH Sole 22,860 WISDOMTREE EMERGING MARKET EQU EMERG MKTS ETF 97717W315 461 8,065 SH Sole 8,065 WYNN RESORTS, LIMITED COM 983134107 1,977 17,571 SH Sole 17,571 UNITED TECHNOLOGIES CP PFD UNIT 99/99/9999 913017117 226 4,050 SH Sole 4,050 AMERICAN INTL GROUP INC WT *W EXP 01/19/202 026874156 333 24,139 SH Sole 24,139