0001398344-12-003603.txt : 20121115
0001398344-12-003603.hdr.sgml : 20121115
20121115095327
ACCESSION NUMBER: 0001398344-12-003603
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121115
DATE AS OF CHANGE: 20121115
EFFECTIVENESS DATE: 20121115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARL DOMINO INC
CENTRAL INDEX KEY: 0001308523
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12146
FILM NUMBER: 121207248
BUSINESS ADDRESS:
STREET 1: 249 ROYAL PALM WAY
STREET 2: SUITE 403
CITY: PALM BEACH
STATE: FL
ZIP: 33480
BUSINESS PHONE: 561 3712484
MAIL ADDRESS:
STREET 1: 249 ROYAL PALM WAY
STREET 2: SUITE 403
CITY: PALM BEACH
STATE: FL
ZIP: 33480
13F-HR
1
fp0005826_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Carl Domino, Inc.
Address: 251 Royal Palm Way, Suite 601
Palm Beach, FL 33480
Form 13F File Number: 028-12146
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael J. Dixon
Title: Chief Compliance Officer/Chief Operating Officer
Phone: (561) 833-2882
Signature, Place, and Date of Signing:
/s/ Michael J. Dixon Palm Beach, FL November 13, 2012
-------------------- -------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 158
-----------
Form 13F Information Table Value Total: $ 157,368
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------- ------------ --------- ---------- --------------------- ---------- -------- --------------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------- ------------ --------- ---------- ---------- --- ---- ---------- -------- ------- ------ -----
ABBOTT LABORATORIES COMMON STOCK 002824100 2,579 37,610 SH Sole 37,610
ACCURAY INCORPORATED COMMON STOCK 004397105 158 22,262 SH Sole 22,262
AGILENT TECHNOLOGIES INC COMMON STOCK 00846U101 391 10,165 SH Sole 10,165
ALLSCRIPTS HEALTHCARE
SOLUTION COMMON STOCK 01988P108 124 10,000 SH Sole 10,000
ALTRIA GROUP INC COM COMMON STOCK 02209S103 218 6,538 SH Sole 6,538
AMARIN CORP ADR COMMON STOCK 023111206 151 12,000 SH Sole 12,000
AMERICAN CAPITAL AGENCY CORP COMMON STOCK 02503X105 2,095 60,558 SH Sole 60,558
AMERICAN EXPRESS COMPANY COMMON STOCK 025816109 318 5,590 SH Sole 5,590
AMGEN INC COM COMMON STOCK 031162100 752 8,918 SH Sole 8,918
AMYRIS INC COM COMMON STOCK 03236M101 182 53,000 SH Sole 53,000
ANCESTRY.COM INC COM COMMON STOCK 032803108 271 9,000 SH Sole 9,000
ANTARES PHARMA INC COMMON STOCK 036642106 121 27,820 SH Sole 27,820
APACHE CORP COM COMMON STOCK 037411105 838 9,689 SH Sole 9,489 200
APPLE INC COMMON STOCK 037833100 3,588 5,379 SH Sole 5,379
AT&T INC COM COMMON STOCK 00206R102 1,185 31,445 SH Sole 31,345 100
BANK OF AMERICA CORP COMMON STOCK 060505104 527 59,656 SH Sole 58,656 1,000
BAXTER INTL INC COM COMMON STOCK 071813109 2,056 34,106 SH Sole 34,106
BB&T CP COMMON STOCK 054937107 2,438 73,517 SH Sole 73,517
BRISTOL MYERS SQUIBB COM COMMON STOCK 110122108 254 7,530 SH Sole 7,530
CALGON CARBON CORP COMMON STOCK 129603106 411 28,705 SH Sole 28,705
CARBONITE INC COMMON STOCK 141337105 154 21,988 SH Sole 21,988
CARNIVAL CORP PAIRED CTF COMMON STOCK 143658300 2,178 59,790 SH Sole 59,790
CATERPILLAR INC DEL COM COMMON STOCK 149123101 2,518 29,270 SH Sole 29,270
CHESAPEAKE ENERGY CORP. COMMON STOCK 165167107 208 11,000 SH Sole 11,000
CHEVRON CORP COMMON STOCK 166764100 3,217 27,602 SH Sole 27,602
CHINA MOBILE LIMITED COMMON STOCK 16941M109 546 9,855 SH Sole 9,855
CISCO SYS INC COM COMMON STOCK 17275R102 2,573 134,750 SH Sole 134,750
CLEAN ENERGY FUELS CORP. COMMON STOCK 184499101 187 14,200 SH Sole 14,200
CLEAR CHANNEL OUTDOOR CL A COMMON STOCK 18451C109 169 28,300 SH Sole 28,300
COLGATE PALMOLIVE CO COMMON STOCK 194162103 2,293 21,385 SH Sole 21,385
CONOCOPHILLIPS COM COMMON STOCK 20825C104 2,311 40,416 SH Sole 40,416
CORNING INC COM COMMON STOCK 219350105 2,150 163,517 SH Sole 162,817 700
CORRECTIONS CORP OF AMERICA COMMON STOCK 22025Y407 692 20,696 SH Sole 20,696
CREE INC COM COMMON STOCK 225447101 321 12,575 SH Sole 12,100 475
CTC MEDIA, INC COMMON STOCK 12642x106 213 23,500 SH Sole 23,500
D R HORTON INC COM COMMON STOCK 23331A109 309 15,000 SH Sole 15,000
DEERE & CO COM COMMON STOCK 244199105 2,297 27,847 SH Sole 27,847
DENDREAN CORP COM COMMON STOCK 24823Q107 111 23,000 SH Sole 23,000
DG FASTCHANNEL, INC. COMMON STOCK 25400B108 136 12,000 SH Sole 12,000
DOUBLELINE OPPORTUNITIES
CREDI COMMON STOCK 258623107 233 8,625 SH Sole 8,625
DOW CHEMICAL CO COM COMMON STOCK 260543103 2,151 74,272 SH Sole 74,272
DU PONT E I DE NEMOURS COM COMMON STOCK 263534109 2,946 58,607 SH Sole 58,607
DUKE ENERGY CORP COM COMMON STOCK 26441C204 259 3,994 SH Sole 3,894 100
E M C CORP MASS COM COMMON STOCK 268648102 968 35,513 SH Sole 35,413 100
E*TRADE FINANCIAL CORPORATION COMMON STOCK 269246401 141 16,000 SH Sole 16,000
EAGLE MATERIALS INC COM COMMON STOCK 26969P108 278 6,000 SH Sole 6,000
EMERSON ELEC CO COM COMMON STOCK 291011104 1,962 40,640 SH Sole 40,640
EXXON MOBIL CORP COM COMMON STOCK 30231G102 1,186 12,966 SH Sole 12,766 200
F5 NETWORKS INC COMMON STOCK 315616102 314 3,000 SH Sole 3,000
FORD MTR CO DEL COM PAR $0.01 COMMON STOCK 345370860 208 21,105 SH Sole 21,105
FREEPORT-MCMORAN COP&G INC COMMON STOCK 35671D857 2,258 57,048 SH Sole 56,948 100
FTI CONSULTING INC COM COMMON STOCK 302941109 315 11,800 SH Sole 11,800
FUSION-IO COM COMMON STOCK 36112J107 212 7,000 SH Sole 7,000
GANNETT INC COM COMMON STOCK 364730101 213 12,000 SH Sole 12,000
GARMIN LTD. COMMON STOCK H2906T109 1,750 41,927 SH Sole 41,927
GENERAL ELEC CO COM COMMON STOCK 369604103 2,782 122,507 SH Sole 122,407 100
GERON CORP COMMON STOCK 374163103 146 85,100 SH Sole 85,100
GILEAD SCIENCES INC COM COMMON STOCK 375558103 630 9,503 SH Sole 9,103 400
GOOGLE INC CL A COMMON STOCK 38259P508 834 1,106 SH Sole 1,106
GT ADVANCED TECHNOLOGIES INC COMMON STOCK 36191U106 331 60,765 SH Sole 60,765
HALLIBURTON CO. COMMON STOCK 406216101 717 21,281 SH Sole 20,981 300
HANCOCK HLDG CO COM COMMON STOCK 410120109 1,872 60,416 SH Sole 60,416
HANSEN MEDICAL, INC. COMMON STOCK 411307101 130 67,000 SH Sole 67,000
HARLEY-DAVIDSON INC COMMON STOCK 412822108 2,610 61,605 SH Sole 61,605
HAWAIIAN ELEC INDS COM COMMON STOCK 419870100 412 15,652 SH Sole 15,652
HEALTHWAYS, INC. COMMON STOCK 422245100 199 17,000 SH Sole 17,000
HEWLETT PACKARD CO COM COMMON STOCK 428236103 1,845 108,130 SH Sole 108,130
HOME DEPOT INC COMMON STOCK 437076102 3,284 54,406 SH Sole 53,906 500
HUNTINGTON BANCSHARES
INCORPOR COMMON STOCK 446150104 173 25,100 SH Sole 25,100
HUNTSMAN CORP COMMON STOCK 447011107 3,060 204,950 SH Sole 204,950
IDEX CORPORATION COMMON STOCK 45167R104 440 10,540 SH Sole 10,540
IGI INC COM COMMON STOCK 449575109 42 33,900 SH Sole 33,900
IMPATH INC COM COMMON STOCK 45255g101 0 31,500 SH Sole 31,500
INTEL CORP COM COMMON STOCK 458140100 791 34,924 SH Sole 34,324 600
INTRALINKS HLDGS INC COM COMMON STOCK 46118H104 209 32,000 SH Sole 32,000
INVESCO LTD COMMON STOCK G491BT108 2,309 92,392 SH Sole 92,392
ISHARES BARCLAYS AGGREGATE
BON COMMON STOCK 464287226 217 1,929 SH Sole 1,929
ISHARES IBOXX $ INVEST GRADE
C COMMON STOCK 464287242 716 5,882 SH Sole 5,882
ISHARES IBOXX HY CORPORATE BD COMMON STOCK 464288513 941 10,193 SH Sole 10,193
JOHNSON & JOHNSON COM COMMON STOCK 478160104 840 12,195 SH Sole 11,895 300
JPMORGAN & CHASE & CO COM COMMON STOCK 46625H100 2,589 63,964 SH Sole 63,964
KIMBERLY CLARK COMMON STOCK 494368103 2,374 27,673 SH Sole 27,673
KINDER MORGAN ENERGY
PARTNERS, COMMON STOCK 494550106 354 4,290 SH Sole 4,290
LIBERTY GLOBAL INC COM SER C COMMON STOCK 530555309 644 11,393 SH Sole 11,393
MAGNA INTERNATIONAL INC. COMMON STOCK 559222401 2,036 47,075 SH Sole 47,075
MAKO SURGICAL CORP COM COMMON STOCK 560879108 209 12,000 SH Sole 12,000
MARATHON OIL CORP COM COMMON STOCK 565849106 1,843 62,315 SH Sole 62,315
MASCO CORP COM COMMON STOCK 574599106 2,426 161,226 SH Sole 161,226
MAXIM INTEGRATED PRODS INC COMMON STOCK 57772K101 2,621 98,470 SH Sole 98,470
MBIA INC COM COMMON STOCK 55262C100 233 23,000 SH Sole 23,000
MCDONALDS CORPORATION COMMON STOCK 580135101 2,325 25,337 SH Sole 25,237 100
MEDGENICS INC COMMON STOCK 58436q203 203 19,000 SH Sole 19,000
MEMC ELECTRONIC MATERIALS,
INC COMMON STOCK 552715104 74 27,000 SH Sole 27,000
MERCK & CO INC NEWCOM COMMON STOCK 58933Y105 2,644 58,640 SH Sole 58,640
METLIFE INC COMMON STOCK 59156R108 457 13,260 SH Sole 13,260
METLIFE, INC. COM EQUITY UNIT COMMON STOCK 59156R116 265 3,835 SH Sole 3,835
MGIC INVT CORP WIS COM COMMON STOCK 552848103 173 113,300 SH Sole 113,300
MGM RESORTS INTERNATIONAL COMMON STOCK 552953101 313 29,100 SH Sole 29,100
MICROSOFT CORP COM COMMON STOCK 594918104 2,707 90,965 SH Sole 90,465 500
MICROVISION INC DEL COM COMMON STOCK 594960304 134 57,961 SH Sole 57,961
MID-AMER APT CMNTYS COMMON STOCK 59522J103 226 3,460 SH Sole 3,460
MOLYCORP INC COMMON STOCK 608753109 207 18,000 SH Sole 18,000
MOTRICITY, INC. COMMON STOCK 620107102 42 86,698 SH Sole 86,698
MYREXIS, INC. COMMON STOCK 62856h107 93 38,200 SH Sole 38,200
NATURAL RESOURCE PARTNERS COMMON STOCK 63900P103 305 14,724 SH Sole 14,724
NEUROCRINE BIOSCIENCES COMMON STOCK 64125C109 231 29,000 SH Sole 29,000
NEXTERA ENERGY, INC. COMMON STOCK 65339F101 643 9,149 SH Sole 9,149
NOKIA CORP SPONSORED ADR COMMON STOCK 654902204 112 43,635 SH Sole 43,635
NORDIC AMERICAN TANKER
SHIPPIN COMMON STOCK G65773106 141 14,000 SH Sole 14,000
NORTHROP GRUMMAN CORP COM COMMON STOCK 666807102 543 8,174 SH Sole 8,174
NUANCE COMMUNICATIONS COM COMMON STOCK 67020y100 301 12,107 SH Sole 12,107
OMNICELL, INC. COMMON STOCK 68213n109 153 11,000 SH Sole 11,000
PALL CORP COM COMMON STOCK 696429307 2,260 35,595 SH Sole 35,595
PARTNERRE LTD COM COMMON STOCK G6852T105 2,733 36,788 SH Sole 36,788
PAYCHEX INC COMMON STOCK 704326107 2,323 69,796 SH Sole 69,696 100
PEPSICO INC COM COMMON STOCK 713448108 3,327 47,014 SH Sole 46,714 300
PFIZER INC COM COMMON STOCK 717081103 3,141 126,416 SH Sole 125,816 600
PIMCO TOTAL RETURN EXCHANGE
TR COMMON STOCK 72201R775 220 2,025 SH Sole 2,025
POWERSHARES DB USD INDEX
BULLI COMMON STOCK 73936D107 213 9,700 SH Sole 9,700
PRICE T ROWE GROUP INC COM COMMON STOCK 74144T108 328 5,188 SH Sole 5,188
PROCTER & GAMBLE CO COM COMMON STOCK 742718109 2,671 38,504 SH Sole 38,504
PROLOGIS COMMON STOCK 74340W103 2,467 70,435 SH Sole 70,435
PROTALIX BIOTHERAPEUTICS INC COMMON STOCK 74365A101 176 34,000 SH Sole 34,000
PULSE ELECTRONICS CORPORATION COMMON STOCK 74586W106 54 65,689 SH Sole 65,689
REGAL ENTERTAINMENT GROUP COMMON STOCK 758766109 510 36,225 SH Sole 36,225
ROYAL CARIBBEAN CRUISE COM COMMON STOCK V7780T103 242 8,000 SH Sole 8,000
SAVIENT PHARMACEUTICALS INC COMMON STOCK 80517Q100 105 42,000 SH Sole 42,000
SCHLUMBERGER LTD COM COMMON STOCK 806857108 396 5,475 SH Sole 5,475
SILICON GRAPHICS INTL CORP COMMON STOCK 82706L108 218 24,000 SH Sole 24,000
SIRIUS XM RADIO INC COM COMMON STOCK 82967N108 390 150,500 SH Sole 150,500
SKYWORKS SOLUTIONS INC COM COMMON STOCK 83088M102 377 16,000 SH Sole 16,000
SPDR GOLD SHARES COMMON STOCK 78463V107 713 4,146 SH Sole 4,146
STANDARD PACIFIC CORP. COMMON STOCK 85375C101 331 49,000 SH Sole 49,000
SUPER MICRO COMPUTER INC COMMON STOCK 86800U104 223 18,509 SH Sole 18,509
SYSCO CORP COMMON STOCK 871829107 461 14,745 SH Sole 14,745
TD AMERITRADE HLDG CP COM COMMON STOCK 87236y108 154 10,000 SH Sole 10,000
TELLABS INC COM COMMON STOCK 879664100 166 47,000 SH Sole 47,000
TENET HEALTHCARE CORP COM COMMON STOCK 88033G100 274 43,700 SH Sole 43,700
TEVA PHARMACEUTICAL INDS ADR COMMON STOCK 881624209 2,663 64,318 SH Sole 64,318
THOMPSON CREEK METALS CO INC
C COMMON STOCK 884768102 128 45,000 SH Sole 45,000
TIFFANY & CO COMMON STOCK 886547108 2,092 33,810 SH Sole 33,810
TUPPERWARE BRANDS CORPORATION COMMON STOCK 899896104 2,518 46,990 SH Sole 46,990
TYCO INTERNATIONAL LTD NEW COMMON STOCK H89128104 2,405 42,755 SH Sole 42,755
UBIQUITI NETWORKS INC COM COMMON STOCK 90347A100 143 12,000 SH Sole 12,000
UNION PACIFIC CORP COMMON STOCK 907818108 2,542 21,418 SH Sole 21,418
UNITED PARCEL SERVICE INC COMMON STOCK 911312106 2,347 32,795 SH Sole 32,795
VERIZON COMMUNICATIONS COM COMMON STOCK 92343V104 415 9,108 SH Sole 9,108
VIMPELCOM LTD COMMON STOCK 92719a106 178 15,000 SH Sole 15,000
VIRNETX HOLDING CORP COM STK
U COMMON STOCK 92823T108 534 21,000 SH Sole 21,000
VIVUS, INC. COMMON STOCK 928551100 196 11,000 SH Sole 11,000
WALGREEN CO COM COMMON STOCK 931422109 1,266 34,750 SH Sole 34,750
WEYERHAEUSER CO COM COMMON STOCK 962166104 2,546 97,398 SH Sole 97,398
WINDSTREAM CORP COM COMMON STOCK 97381W104 228 22,585 SH Sole 22,585
WYNN RESORTS, LIMITED COMMON STOCK 983134107 2,142 18,557 SH Sole 18,557
1/100000 WELLS FARGO PFD COMMON STOCK KEK746889 0 63,800 SH Sole 63,800
UNITED TECHNOLOGIES CP PFD COMMON STOCK 913017117 227 4,050 SH Sole 4,050
NEXTERA ENERGY CONVERTIBLE
PFD COMMON STOCK 65339F705 215 4,200 SH Sole 4,200
AMERICAN INTL GROUP INC WT COMMON STOCK 026874156 325 24,139 SH Sole 24,139