0001398344-12-003603.txt : 20121115 0001398344-12-003603.hdr.sgml : 20121115 20121115095327 ACCESSION NUMBER: 0001398344-12-003603 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121115 DATE AS OF CHANGE: 20121115 EFFECTIVENESS DATE: 20121115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARL DOMINO INC CENTRAL INDEX KEY: 0001308523 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12146 FILM NUMBER: 121207248 BUSINESS ADDRESS: STREET 1: 249 ROYAL PALM WAY STREET 2: SUITE 403 CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 561 3712484 MAIL ADDRESS: STREET 1: 249 ROYAL PALM WAY STREET 2: SUITE 403 CITY: PALM BEACH STATE: FL ZIP: 33480 13F-HR 1 fp0005826_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Carl Domino, Inc. Address: 251 Royal Palm Way, Suite 601 Palm Beach, FL 33480 Form 13F File Number: 028-12146 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael J. Dixon Title: Chief Compliance Officer/Chief Operating Officer Phone: (561) 833-2882 Signature, Place, and Date of Signing: /s/ Michael J. Dixon Palm Beach, FL November 13, 2012 -------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 158 ----------- Form 13F Information Table Value Total: $ 157,368 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------- ------------ --------- ---------- --------------------- ---------- -------- -------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------- ------------ --------- ---------- ---------- --- ---- ---------- -------- ------- ------ ----- ABBOTT LABORATORIES COMMON STOCK 002824100 2,579 37,610 SH Sole 37,610 ACCURAY INCORPORATED COMMON STOCK 004397105 158 22,262 SH Sole 22,262 AGILENT TECHNOLOGIES INC COMMON STOCK 00846U101 391 10,165 SH Sole 10,165 ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 124 10,000 SH Sole 10,000 ALTRIA GROUP INC COM COMMON STOCK 02209S103 218 6,538 SH Sole 6,538 AMARIN CORP ADR COMMON STOCK 023111206 151 12,000 SH Sole 12,000 AMERICAN CAPITAL AGENCY CORP COMMON STOCK 02503X105 2,095 60,558 SH Sole 60,558 AMERICAN EXPRESS COMPANY COMMON STOCK 025816109 318 5,590 SH Sole 5,590 AMGEN INC COM COMMON STOCK 031162100 752 8,918 SH Sole 8,918 AMYRIS INC COM COMMON STOCK 03236M101 182 53,000 SH Sole 53,000 ANCESTRY.COM INC COM COMMON STOCK 032803108 271 9,000 SH Sole 9,000 ANTARES PHARMA INC COMMON STOCK 036642106 121 27,820 SH Sole 27,820 APACHE CORP COM COMMON STOCK 037411105 838 9,689 SH Sole 9,489 200 APPLE INC COMMON STOCK 037833100 3,588 5,379 SH Sole 5,379 AT&T INC COM COMMON STOCK 00206R102 1,185 31,445 SH Sole 31,345 100 BANK OF AMERICA CORP COMMON STOCK 060505104 527 59,656 SH Sole 58,656 1,000 BAXTER INTL INC COM COMMON STOCK 071813109 2,056 34,106 SH Sole 34,106 BB&T CP COMMON STOCK 054937107 2,438 73,517 SH Sole 73,517 BRISTOL MYERS SQUIBB COM COMMON STOCK 110122108 254 7,530 SH Sole 7,530 CALGON CARBON CORP COMMON STOCK 129603106 411 28,705 SH Sole 28,705 CARBONITE INC COMMON STOCK 141337105 154 21,988 SH Sole 21,988 CARNIVAL CORP PAIRED CTF COMMON STOCK 143658300 2,178 59,790 SH Sole 59,790 CATERPILLAR INC DEL COM COMMON STOCK 149123101 2,518 29,270 SH Sole 29,270 CHESAPEAKE ENERGY CORP. COMMON STOCK 165167107 208 11,000 SH Sole 11,000 CHEVRON CORP COMMON STOCK 166764100 3,217 27,602 SH Sole 27,602 CHINA MOBILE LIMITED COMMON STOCK 16941M109 546 9,855 SH Sole 9,855 CISCO SYS INC COM COMMON STOCK 17275R102 2,573 134,750 SH Sole 134,750 CLEAN ENERGY FUELS CORP. COMMON STOCK 184499101 187 14,200 SH Sole 14,200 CLEAR CHANNEL OUTDOOR CL A COMMON STOCK 18451C109 169 28,300 SH Sole 28,300 COLGATE PALMOLIVE CO COMMON STOCK 194162103 2,293 21,385 SH Sole 21,385 CONOCOPHILLIPS COM COMMON STOCK 20825C104 2,311 40,416 SH Sole 40,416 CORNING INC COM COMMON STOCK 219350105 2,150 163,517 SH Sole 162,817 700 CORRECTIONS CORP OF AMERICA COMMON STOCK 22025Y407 692 20,696 SH Sole 20,696 CREE INC COM COMMON STOCK 225447101 321 12,575 SH Sole 12,100 475 CTC MEDIA, INC COMMON STOCK 12642x106 213 23,500 SH Sole 23,500 D R HORTON INC COM COMMON STOCK 23331A109 309 15,000 SH Sole 15,000 DEERE & CO COM COMMON STOCK 244199105 2,297 27,847 SH Sole 27,847 DENDREAN CORP COM COMMON STOCK 24823Q107 111 23,000 SH Sole 23,000 DG FASTCHANNEL, INC. COMMON STOCK 25400B108 136 12,000 SH Sole 12,000 DOUBLELINE OPPORTUNITIES CREDI COMMON STOCK 258623107 233 8,625 SH Sole 8,625 DOW CHEMICAL CO COM COMMON STOCK 260543103 2,151 74,272 SH Sole 74,272 DU PONT E I DE NEMOURS COM COMMON STOCK 263534109 2,946 58,607 SH Sole 58,607 DUKE ENERGY CORP COM COMMON STOCK 26441C204 259 3,994 SH Sole 3,894 100 E M C CORP MASS COM COMMON STOCK 268648102 968 35,513 SH Sole 35,413 100 E*TRADE FINANCIAL CORPORATION COMMON STOCK 269246401 141 16,000 SH Sole 16,000 EAGLE MATERIALS INC COM COMMON STOCK 26969P108 278 6,000 SH Sole 6,000 EMERSON ELEC CO COM COMMON STOCK 291011104 1,962 40,640 SH Sole 40,640 EXXON MOBIL CORP COM COMMON STOCK 30231G102 1,186 12,966 SH Sole 12,766 200 F5 NETWORKS INC COMMON STOCK 315616102 314 3,000 SH Sole 3,000 FORD MTR CO DEL COM PAR $0.01 COMMON STOCK 345370860 208 21,105 SH Sole 21,105 FREEPORT-MCMORAN COP&G INC COMMON STOCK 35671D857 2,258 57,048 SH Sole 56,948 100 FTI CONSULTING INC COM COMMON STOCK 302941109 315 11,800 SH Sole 11,800 FUSION-IO COM COMMON STOCK 36112J107 212 7,000 SH Sole 7,000 GANNETT INC COM COMMON STOCK 364730101 213 12,000 SH Sole 12,000 GARMIN LTD. COMMON STOCK H2906T109 1,750 41,927 SH Sole 41,927 GENERAL ELEC CO COM COMMON STOCK 369604103 2,782 122,507 SH Sole 122,407 100 GERON CORP COMMON STOCK 374163103 146 85,100 SH Sole 85,100 GILEAD SCIENCES INC COM COMMON STOCK 375558103 630 9,503 SH Sole 9,103 400 GOOGLE INC CL A COMMON STOCK 38259P508 834 1,106 SH Sole 1,106 GT ADVANCED TECHNOLOGIES INC COMMON STOCK 36191U106 331 60,765 SH Sole 60,765 HALLIBURTON CO. COMMON STOCK 406216101 717 21,281 SH Sole 20,981 300 HANCOCK HLDG CO COM COMMON STOCK 410120109 1,872 60,416 SH Sole 60,416 HANSEN MEDICAL, INC. COMMON STOCK 411307101 130 67,000 SH Sole 67,000 HARLEY-DAVIDSON INC COMMON STOCK 412822108 2,610 61,605 SH Sole 61,605 HAWAIIAN ELEC INDS COM COMMON STOCK 419870100 412 15,652 SH Sole 15,652 HEALTHWAYS, INC. COMMON STOCK 422245100 199 17,000 SH Sole 17,000 HEWLETT PACKARD CO COM COMMON STOCK 428236103 1,845 108,130 SH Sole 108,130 HOME DEPOT INC COMMON STOCK 437076102 3,284 54,406 SH Sole 53,906 500 HUNTINGTON BANCSHARES INCORPOR COMMON STOCK 446150104 173 25,100 SH Sole 25,100 HUNTSMAN CORP COMMON STOCK 447011107 3,060 204,950 SH Sole 204,950 IDEX CORPORATION COMMON STOCK 45167R104 440 10,540 SH Sole 10,540 IGI INC COM COMMON STOCK 449575109 42 33,900 SH Sole 33,900 IMPATH INC COM COMMON STOCK 45255g101 0 31,500 SH Sole 31,500 INTEL CORP COM COMMON STOCK 458140100 791 34,924 SH Sole 34,324 600 INTRALINKS HLDGS INC COM COMMON STOCK 46118H104 209 32,000 SH Sole 32,000 INVESCO LTD COMMON STOCK G491BT108 2,309 92,392 SH Sole 92,392 ISHARES BARCLAYS AGGREGATE BON COMMON STOCK 464287226 217 1,929 SH Sole 1,929 ISHARES IBOXX $ INVEST GRADE C COMMON STOCK 464287242 716 5,882 SH Sole 5,882 ISHARES IBOXX HY CORPORATE BD COMMON STOCK 464288513 941 10,193 SH Sole 10,193 JOHNSON & JOHNSON COM COMMON STOCK 478160104 840 12,195 SH Sole 11,895 300 JPMORGAN & CHASE & CO COM COMMON STOCK 46625H100 2,589 63,964 SH Sole 63,964 KIMBERLY CLARK COMMON STOCK 494368103 2,374 27,673 SH Sole 27,673 KINDER MORGAN ENERGY PARTNERS, COMMON STOCK 494550106 354 4,290 SH Sole 4,290 LIBERTY GLOBAL INC COM SER C COMMON STOCK 530555309 644 11,393 SH Sole 11,393 MAGNA INTERNATIONAL INC. COMMON STOCK 559222401 2,036 47,075 SH Sole 47,075 MAKO SURGICAL CORP COM COMMON STOCK 560879108 209 12,000 SH Sole 12,000 MARATHON OIL CORP COM COMMON STOCK 565849106 1,843 62,315 SH Sole 62,315 MASCO CORP COM COMMON STOCK 574599106 2,426 161,226 SH Sole 161,226 MAXIM INTEGRATED PRODS INC COMMON STOCK 57772K101 2,621 98,470 SH Sole 98,470 MBIA INC COM COMMON STOCK 55262C100 233 23,000 SH Sole 23,000 MCDONALDS CORPORATION COMMON STOCK 580135101 2,325 25,337 SH Sole 25,237 100 MEDGENICS INC COMMON STOCK 58436q203 203 19,000 SH Sole 19,000 MEMC ELECTRONIC MATERIALS, INC COMMON STOCK 552715104 74 27,000 SH Sole 27,000 MERCK & CO INC NEWCOM COMMON STOCK 58933Y105 2,644 58,640 SH Sole 58,640 METLIFE INC COMMON STOCK 59156R108 457 13,260 SH Sole 13,260 METLIFE, INC. COM EQUITY UNIT COMMON STOCK 59156R116 265 3,835 SH Sole 3,835 MGIC INVT CORP WIS COM COMMON STOCK 552848103 173 113,300 SH Sole 113,300 MGM RESORTS INTERNATIONAL COMMON STOCK 552953101 313 29,100 SH Sole 29,100 MICROSOFT CORP COM COMMON STOCK 594918104 2,707 90,965 SH Sole 90,465 500 MICROVISION INC DEL COM COMMON STOCK 594960304 134 57,961 SH Sole 57,961 MID-AMER APT CMNTYS COMMON STOCK 59522J103 226 3,460 SH Sole 3,460 MOLYCORP INC COMMON STOCK 608753109 207 18,000 SH Sole 18,000 MOTRICITY, INC. COMMON STOCK 620107102 42 86,698 SH Sole 86,698 MYREXIS, INC. COMMON STOCK 62856h107 93 38,200 SH Sole 38,200 NATURAL RESOURCE PARTNERS COMMON STOCK 63900P103 305 14,724 SH Sole 14,724 NEUROCRINE BIOSCIENCES COMMON STOCK 64125C109 231 29,000 SH Sole 29,000 NEXTERA ENERGY, INC. COMMON STOCK 65339F101 643 9,149 SH Sole 9,149 NOKIA CORP SPONSORED ADR COMMON STOCK 654902204 112 43,635 SH Sole 43,635 NORDIC AMERICAN TANKER SHIPPIN COMMON STOCK G65773106 141 14,000 SH Sole 14,000 NORTHROP GRUMMAN CORP COM COMMON STOCK 666807102 543 8,174 SH Sole 8,174 NUANCE COMMUNICATIONS COM COMMON STOCK 67020y100 301 12,107 SH Sole 12,107 OMNICELL, INC. COMMON STOCK 68213n109 153 11,000 SH Sole 11,000 PALL CORP COM COMMON STOCK 696429307 2,260 35,595 SH Sole 35,595 PARTNERRE LTD COM COMMON STOCK G6852T105 2,733 36,788 SH Sole 36,788 PAYCHEX INC COMMON STOCK 704326107 2,323 69,796 SH Sole 69,696 100 PEPSICO INC COM COMMON STOCK 713448108 3,327 47,014 SH Sole 46,714 300 PFIZER INC COM COMMON STOCK 717081103 3,141 126,416 SH Sole 125,816 600 PIMCO TOTAL RETURN EXCHANGE TR COMMON STOCK 72201R775 220 2,025 SH Sole 2,025 POWERSHARES DB USD INDEX BULLI COMMON STOCK 73936D107 213 9,700 SH Sole 9,700 PRICE T ROWE GROUP INC COM COMMON STOCK 74144T108 328 5,188 SH Sole 5,188 PROCTER & GAMBLE CO COM COMMON STOCK 742718109 2,671 38,504 SH Sole 38,504 PROLOGIS COMMON STOCK 74340W103 2,467 70,435 SH Sole 70,435 PROTALIX BIOTHERAPEUTICS INC COMMON STOCK 74365A101 176 34,000 SH Sole 34,000 PULSE ELECTRONICS CORPORATION COMMON STOCK 74586W106 54 65,689 SH Sole 65,689 REGAL ENTERTAINMENT GROUP COMMON STOCK 758766109 510 36,225 SH Sole 36,225 ROYAL CARIBBEAN CRUISE COM COMMON STOCK V7780T103 242 8,000 SH Sole 8,000 SAVIENT PHARMACEUTICALS INC COMMON STOCK 80517Q100 105 42,000 SH Sole 42,000 SCHLUMBERGER LTD COM COMMON STOCK 806857108 396 5,475 SH Sole 5,475 SILICON GRAPHICS INTL CORP COMMON STOCK 82706L108 218 24,000 SH Sole 24,000 SIRIUS XM RADIO INC COM COMMON STOCK 82967N108 390 150,500 SH Sole 150,500 SKYWORKS SOLUTIONS INC COM COMMON STOCK 83088M102 377 16,000 SH Sole 16,000 SPDR GOLD SHARES COMMON STOCK 78463V107 713 4,146 SH Sole 4,146 STANDARD PACIFIC CORP. COMMON STOCK 85375C101 331 49,000 SH Sole 49,000 SUPER MICRO COMPUTER INC COMMON STOCK 86800U104 223 18,509 SH Sole 18,509 SYSCO CORP COMMON STOCK 871829107 461 14,745 SH Sole 14,745 TD AMERITRADE HLDG CP COM COMMON STOCK 87236y108 154 10,000 SH Sole 10,000 TELLABS INC COM COMMON STOCK 879664100 166 47,000 SH Sole 47,000 TENET HEALTHCARE CORP COM COMMON STOCK 88033G100 274 43,700 SH Sole 43,700 TEVA PHARMACEUTICAL INDS ADR COMMON STOCK 881624209 2,663 64,318 SH Sole 64,318 THOMPSON CREEK METALS CO INC C COMMON STOCK 884768102 128 45,000 SH Sole 45,000 TIFFANY & CO COMMON STOCK 886547108 2,092 33,810 SH Sole 33,810 TUPPERWARE BRANDS CORPORATION COMMON STOCK 899896104 2,518 46,990 SH Sole 46,990 TYCO INTERNATIONAL LTD NEW COMMON STOCK H89128104 2,405 42,755 SH Sole 42,755 UBIQUITI NETWORKS INC COM COMMON STOCK 90347A100 143 12,000 SH Sole 12,000 UNION PACIFIC CORP COMMON STOCK 907818108 2,542 21,418 SH Sole 21,418 UNITED PARCEL SERVICE INC COMMON STOCK 911312106 2,347 32,795 SH Sole 32,795 VERIZON COMMUNICATIONS COM COMMON STOCK 92343V104 415 9,108 SH Sole 9,108 VIMPELCOM LTD COMMON STOCK 92719a106 178 15,000 SH Sole 15,000 VIRNETX HOLDING CORP COM STK U COMMON STOCK 92823T108 534 21,000 SH Sole 21,000 VIVUS, INC. COMMON STOCK 928551100 196 11,000 SH Sole 11,000 WALGREEN CO COM COMMON STOCK 931422109 1,266 34,750 SH Sole 34,750 WEYERHAEUSER CO COM COMMON STOCK 962166104 2,546 97,398 SH Sole 97,398 WINDSTREAM CORP COM COMMON STOCK 97381W104 228 22,585 SH Sole 22,585 WYNN RESORTS, LIMITED COMMON STOCK 983134107 2,142 18,557 SH Sole 18,557 1/100000 WELLS FARGO PFD COMMON STOCK KEK746889 0 63,800 SH Sole 63,800 UNITED TECHNOLOGIES CP PFD COMMON STOCK 913017117 227 4,050 SH Sole 4,050 NEXTERA ENERGY CONVERTIBLE PFD COMMON STOCK 65339F705 215 4,200 SH Sole 4,200 AMERICAN INTL GROUP INC WT COMMON STOCK 026874156 325 24,139 SH Sole 24,139