-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G7AKyOXiqEuDnmnaO1in3BI5SsDFuq1d0cOm/qAa0TUkPyu1UdEi5ZcqzPqfj0pM MdudHJg1LFDYQ27xQe5h+Q== 0001398344-10-000200.txt : 20100204 0001398344-10-000200.hdr.sgml : 20100204 20100204102549 ACCESSION NUMBER: 0001398344-10-000200 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100204 DATE AS OF CHANGE: 20100204 EFFECTIVENESS DATE: 20100204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARL DOMINO INC CENTRAL INDEX KEY: 0001308523 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12146 FILM NUMBER: 10572802 BUSINESS ADDRESS: STREET 1: 249 ROYAL PALM WAY STREET 2: SUITE 403 CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 561 3712484 MAIL ADDRESS: STREET 1: 249 ROYAL PALM WAY STREET 2: SUITE 403 CITY: PALM BEACH STATE: FL ZIP: 33480 13F-HR 1 fp0001341_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Carl Domino, Inc. Address: 249 Royal Palm Way, Suite 403 Palm Beach, FL 33480 Form 13F File Number: 028-12146 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael J. Dixon Title: Chief Compliance Officer/ Chief Operating Officer Phone: (561) 833-2882 Signature, Place, and Date of Signing: /s/ Michael J. Dixon Palm Beach, FL 02/03/2010 - -------------------------- ------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-______________ _______________________________ [Repeat as necessary. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 154 Form 13F Information Table Value Total: $ 110,154 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ______ 28-______________________ ______________________________ [Repeat as necessary.]
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------------- --------------- --------- ---------- --------------- -------- -------- ------------------ VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVSTMT OTHER ------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED OTHER - ---------------------------------------- --------------- --------- ---------- ------- --- --- ------- -------- ----- ------ ----- 3M CO COM Common Stock 88579Y101 1,784 21,574 SH Sole 21,574 ABBOTT LABORATORIES Common Stock 002824100 1,652 30,603 SH Sole 30,603 ABIOMED, INC. Common Stock 003654100 166 19,000 SH Sole 19,000 ACXIOM CORPORATION Common Stock 005125109 148 11,000 SH Sole 11,000 AIRTRAN HLDGS INC COM Common Stock 00949P108 157 30,000 SH Sole 30,000 AKAMAI TECHNOLOGIES COM Common Stock 00971T101 253 10,000 SH Sole 10,000 ALCOA INC Common Stock 013817101 1,663 103,188 SH Sole 103,188 ALLSCRIPTS HLTHCAR SOL COM Common Stock 01988P108 283 14,000 SH Sole 14,000 AMERICAN EXPRESS COMPANY Common Stock 025816109 1,884 46,490 SH Sole 46,490 AMGEN INC COM Common Stock 031162100 433 7,646 SH Sole 7,646 AMYLIN PHARMACEUTICALS, INC. Common Stock 032346108 184 13,000 SH Sole 13,000 APACHE CORP COM Common Stock 037411105 742 7,194 SH Sole 6,994 200 APPLIED MICRO CIRCUITS COM Common Stock 03822W109 566 75,750 SH Sole 75,750 AT&T INC COM Common Stock 00206R102 464 16,543 SH Sole 16,543 AVIS BUDGET GROUP COM Common Stock 053774105 236 18,000 SH Sole 18,000 AVON PRODUCTS INC COM Common Stock 054303102 1,560 49,513 SH Sole 49,513 BAFFINLAND IRON MINES Common Stock 056620107 37 75,000 SH Sole 75,000 BANK OF AMERICA CORP Common Stock 060505104 834 55,410 SH Sole 54,410 1,000 BAXTER INTL INC COM Common Stock 071813109 1,103 18,800 SH Sole 18,800 BB&T CP Common Stock 054937107 1,244 49,030 SH Sole 49,030 BECKMAN COULTER INC COM Common Stock 075811109 440 6,722 SH Sole 6,722 BERGAMO AQUISITION CORP Common Stock 08373X109 1 10,000 SH Sole 10,000 BP PLC SPONSORED ADR Common Stock 055622104 510 8,802 SH Sole 8,702 100 BRISTOL MYERS SQUIBB COM Common Stock 110122108 1,528 60,498 SH Sole 60,498 CALIFORNIA PIZZA KITCHEN INC Common Stock 13054D109 263 19,525 SH Sole 19,525 CATERPILLAR INC DEL COM Common Stock 149123101 1,835 32,195 SH Sole 32,195 CHARDAN SOUTH CHINA ACQUISITIO Common Stock G04136100 732 40,000 SH Sole 40,000 CHEVRON CORP Common Stock 166764100 1,371 17,809 SH Sole 17,809 CHINA MOBILE LIMITED Common Stock 16941M109 1,366 29,420 SH Sole 29,420 CIENA CORP COM Common Stock 171779309 753 69,429 SH Sole 69,429 CISCO SYS INC COM Common Stock 17275R102 656 27,399 SH Sole 26,799 600 CLEAR CHANNEL OUTDOOR CL A Common Stock 18451C109 304 29,300 SH Sole 29,300 COLGATE PALMOLIVE CO Common Stock 194162103 1,545 18,803 SH Sole 18,803 COMPOSITE TECH CORP COM Common Stock 20461s108 58 218,400 SH Sole 218,400 CONCURRENT COMPUTR NEW COM Common Stock 206710204 273 69,000 SH Sole 69,000 CONEXANT SYSTEMS INC COM Common Stock 207142100 259 111,600 SH Sole 111,600 CONOCOPHILLIPS COM Common Stock 20825C104 1,425 27,896 SH Sole 27,896 CORNING INC COM Common Stock 219350105 267 13,850 SH Sole 12,950 900 COVIDIEN LIMITED COM SHS ISIN Common Stock g2552x108 230 4,813 SH Sole 4,813 CTC MEDIA, INC. Common Stock 12642X106 364 24,413 SH Sole 24,413 DEERE & CO COM Common Stock 244199105 1,231 22,760 SH Sole 22,760 DU PONT E I DE NEMOURS COM Common Stock 263534109 1,557 46,235 SH Sole 46,235 DUKE ENERGY CORP COM Common Stock 26441C105 248 14,400 SH Sole 14,100 300 DYADIC INTL INC DEL COM Common Stock 26745T101 130 55,000 SH Sole 55,000 E M C CORP MASS COM Common Stock 268648102 612 35,005 SH Sole 35,005 E*TRADE FINANCIAL CORPORATION Common Stock 269246104 123 70,000 SH Sole 70,000 EMERSON ELEC CO COM Common Stock 291011104 1,203 28,245 SH Sole 28,245 ENERGY CONVERSION DEVICES, INC Common Stock 292659109 111 10,500 SH Sole 10,500 EV TX MGD GBL EQ INC Common Stock 27829F108 200 16,250 SH Sole 16,250 EV3 INC. Common Stock 26928A200 450 33,770 SH Sole 33,770 EXXON MOBIL CORP COM Common Stock 30231G102 1,250 18,330 SH Sole 18,130 200 F P L GROUP INC Common Stock 302571104 367 6,950 SH Sole 6,950 FOSTER WHEELER AG Common Stock H27178104 282 9,565 SH Sole 9,565 FTI CONSULTING INC COM Common Stock 302941109 432 9,162 SH Sole 9,162 FUELCELL ENERGY, INC. Common Stock 35952H106 128 34,000 SH Sole 34,000 GANNETT INC COM Common Stock 364730101 223 15,000 SH Sole 15,000 GARMIN LTD. Common Stock G37260109 1,083 35,275 SH Sole 35,275 GENERAL ELEC CO COM Common Stock 369604103 1,650 109,073 SH Sole 108,973 100 GERON CORP Common Stock 374163103 125 22,600 SH Sole 22,600 GILEAD SCIENCES INC COM Common Stock 375558103 503 11,631 SH Sole 11,331 300 GOOGLE INC CL A Common Stock 38259P508 670 1,081 SH Sole 1,081 HA-LO INDS INC COM Common Stock 404429102 - 25,000 SH Sole 25,000 HALLIBURTON CO Common Stock 406216101 2,082 69,189 SH Sole 68,689 500 HANCOCK HLDG CO COM Common Stock 410120109 1,294 29,535 SH Sole 29,535 HANSEN MEDICAL, INC. Common Stock 411307101 116 38,404 SH Sole 38,404 HARLEY-DAVIDSON INC Common Stock 412822108 1,576 62,520 SH Sole 62,520 HARRIS CP Common Stock 413875105 1,953 41,070 SH Sole 41,070 HAWAIIAN ELEC INDS COM Common Stock 419870100 380 18,200 SH Sole 18,200 HEALTHWAYS, INC. Common Stock 422245100 202 11,000 SH Sole 11,000 HEWLETT PACKARD CO COM Common Stock 428236103 203 3,944 SH Sole 3,944 HOME DEPOT INC Common Stock 437076102 1,869 64,617 SH Sole 64,017 600 HUMAN GENOME SCIENCES COM Common Stock 444903108 1,835 60,000 SH Sole 60,000 HUNTSMAN CORP Common Stock 447011107 525 46,500 SH Sole 46,500 ICAD INC COM Common Stock 44934S107 142 93,299 SH Sole 93,299 IMMERSION CORPORATION Common Stock 452521107 124 27,000 SH Sole 27,000 IMPATH INC COM Common Stock 45255g101 - 31,500 SH Sole 31,500 INTEL CORP COM Common Stock 458140100 1,710 83,842 SH Sole 83,242 600 ISHARES TR S&P 500 INDEX Common Stock 464287200 3,944 35,270 SH Sole 35,270 JOHNSON & JOHNSON COM Common Stock 478160104 2,164 33,596 SH Sole 33,296 300 JPMORGAN & CHASE & CO COM Common Stock 46625H100 202 4,847 SH Sole 4,847 KIMBERLY CLARK Common Stock 494368103 1,384 21,731 SH Sole 21,731 KRAFT FOODS INC CL A Common Stock 50075N104 1,583 58,230 SH Sole 58,230 LEVEL 3 COMMUNICTIONS COM Common Stock 52729N100 153 100,000 SH Sole 100,000 LIBERTY GLOBAL INC COM SER C Common Stock 530555309 317 14,500 SH Sole 14,500 LUNA INOVATIONS Common Stock 550351100 87 40,904 SH Sole 40,904 M G M MIRAGE Common Stock 552953101 264 29,000 SH Sole 29,000 MACROVISION SOLUTIONS CORP COM Common Stock 779376102 244 7,669 SH Sole 7,669 MARATHON OIL CORP COM Common Stock 565849106 1,633 52,320 SH Sole 52,320 MARKWEST ENERGY PARTNERS L.P. Common Stock 570759100 269 9,200 SH Sole 9,200 MASTEC INC COM Common Stock 576323109 254 20,300 SH Sole 20,300 MAXIM INTEGRATED PRODS INC Common Stock 57772K101 1,643 80,860 SH Sole 80,860 MBIA INC COM Common Stock 55262C100 139 35,000 SH Sole 35,000 MCDONALDS CORPORATION Common Stock 580135101 1,090 17,453 SH Sole 17,353 100 MEDICAL STAFFNG NTWK Common Stock 58463F104 40 97,225 SH Sole 97,225 MERCK & CO INC NEWCOM Common Stock 58933Y105 1,567 42,871 SH Sole 42,871 MGIC INVT CORP WIS COM Common Stock 552848103 205 35,500 SH Sole 35,500 MICROSOFT CORP COM Common Stock 594918104 212 6,950 SH Sole 6,450 500 MID-AMER APT CMNTYS COM Common Stock 59522J103 211 4,370 SH Sole 4,370 MINATURA GOLD COM Common Stock 602521106 127 18,091 SH Sole 18,091 MINDSPEED TECH INC COM Common Stock 602682106 166 35,467 SH Sole 35,467 MYRIAD PHARMACEUTICALS, INC. Common Stock 62856h107 112 22,275 SH Sole 22,275 NATIONAL MED HLTH CARD COM NEW Common Stock 636918302 - 30,000 SH Sole 30,000 NATURAL RESOURCE PARTNERS Common Stock 63900P103 319 13,180 SH Sole 13,180 NEUROCRINE BIOSCIENCES Common Stock 64125C109 135 49,621 SH Sole 49,621 NEW YORK CMNTY BANCORP COM Common Stock 649445103 1,502 103,515 SH Sole 103,515 NOKIA CORP SPONSORED ADR Common Stock 654902204 853 66,360 SH Sole 66,360 NORDSTROM INC Common Stock 655664100 1,737 46,210 SH Sole 46,210 NORTHROP GRUMMAN CORP COM Common Stock 666807102 1,468 26,282 SH Sole 26,282 NUANCE COMMUNICATIONS COM Common Stock 67020y100 235 15,107 SH Sole 15,107 NUCOR CP Common Stock 670346105 985 21,125 SH Sole 21,125 NYSE EURONEXT Common Stock 629491101 1,437 56,800 SH Sole 56,800 OMNICELL, INC. Common Stock 68213n109 129 11,000 SH Sole 11,000 OPEN JOINT STOCK CO.-VIMPEL CO Common Stock 68370R109 372 20,000 SH Sole 20,000 PALL CORP COM Common Stock 696429307 1,387 38,325 SH Sole 38,325 PAREXEL INTERNATIONAL CORPORAT Common Stock 699462107 169 12,000 SH Sole 12,000 PARTNERRE LTD COM Common Stock G6852T105 456 6,110 SH Sole 6,110 PEPSICO INC COM Common Stock 713448108 2,295 37,749 SH Sole 37,349 400 PFIZER INC COM Common Stock 717081103 717 39,391 SH Sole 38,391 1,000 PRICE T ROWE GROUP INC COM Common Stock 74144T108 443 8,310 SH Sole 8,310 PROCTER & GAMBLE CO COM Common Stock 742718109 1,603 26,433 SH Sole 26,433 PROLOGIS Common Stock 743410102 1,828 133,495 SH Sole 133,495 QWEST COMMUNICATIONS INTL INC Common Stock 749121109 1,278 303,489 SH Sole 303,489 REALNETWORKS INC. Common Stock 75605L104 141 38,000 SH Sole 38,000 REGAL ENTMT GROUP CL A Common Stock 758766109 1,218 84,333 SH Sole 84,333 REGENCY ENERGY PARTNERS LP - C Common Stock 75885Y107 209 10,000 SH Sole 10,000 RESEARCH FRONTIERS Common Stock 760911107 130 34,425 SH Sole 34,425 ROYAL CARIBBEAN CRUISE COM Common Stock V7780T103 348 13,775 SH Sole 13,775 RPM INTL INC COM Common Stock 749685103 330 16,235 SH Sole 16,235 SATYAM COMPUTER SERV Common Stock 804098101 127 27,500 SH Sole 27,500 SILICON GRAPHICS INTL CORP Common Stock 82706L108 140 20,000 SH Sole 20,000 SIRIUS XM RADIO INC COM Common Stock 82967N108 183 305,500 SH Sole 305,500 SKYWORKS SOLUTIONS INC COM Common Stock 83088M102 426 30,020 SH Sole 30,020 SUN MICROSYSTEMS INC COM Common Stock 866810203 689 73,500 SH Sole 73,500 TD AMERITRADE HLDG CP COM Common Stock 87236y108 194 10,000 SH Sole 10,000 TELLABS INC COM Common Stock 879664100 220 38,683 SH Sole 38,683 TENET HEALTHCARE CORP COM Common Stock 88033G100 458 85,000 SH Sole 85,000 TEVA PHARMACEUTCL INDS ADR Common Stock 881624209 774 13,783 SH Sole 13,783 TOMOTHERAPY INCORPORATED Common Stock 890088107 168 43,000 SH Sole 43,000 TUPPERWARE BRANDS CORPORATION Common Stock 899896104 2,800 60,130 SH Sole 60,130 TYCO INTL LTD NEW COM Common Stock H89128104 689 19,317 SH Sole 19,317 ULTRALIFE BATTERIES COM Common Stock 903899102 110 25,561 SH Sole 25,561 UNION PACIFIC CORP Common Stock 907818108 1,712 26,785 SH Sole 26,785 UNITED PARCEL SERVICE INC Common Stock 911312106 1,304 22,725 SH Sole 22,725 VALERO ENERGY CORP Common Stock 91913y100 859 51,295 SH Sole 51,295 VALUECLICK INC COM Common Stock 92046N102 172 17,000 SH Sole 17,000 VASCULAR SOLUTIONS INC COM Common Stock 92231M109 185 22,100 SH Sole 22,100 VERICHIP CORP Common Stock 73740J100 11 10,000 SH Sole 10,000 VERIZON COMMUNICATIONS COM Common Stock 92343V104 319 9,638 SH Sole 9,638 WALGREEN CO COM Common Stock 931422109 1,280 34,850 SH Sole 34,850 WARNER CHILCOTT PLC IRELAND SH Common Stock G94368100 214 7,500 SH Sole 7,500 WELLPOINT INC COM Common Stock 94973V107 291 5,000 SH Sole 4,800 200 WINDSTREAM CORP COM Common Stock 97381W104 352 32,063 SH Sole 32,063 FPL CAPITAL 7.45% DUE 2067 CLB Preferred Stock 302570502 241 8,935 SH Sole 8,935 METLIFE PFD A VAR RATE CLBL 9 Preferred Stock 59156R504 340 14,200 SH Sole 14,200
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