-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VJfXG49vDn3WlbN9d3UWd90w6CW3oC8eXAv2rVwX3L+Pj/z8+g8bbQ4HIhKGSCTb rK8T4+/4LZAHmDG8XWpjBg== 0001398344-09-000481.txt : 20090504 0001398344-09-000481.hdr.sgml : 20090504 20090504134335 ACCESSION NUMBER: 0001398344-09-000481 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090504 DATE AS OF CHANGE: 20090504 EFFECTIVENESS DATE: 20090504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARL DOMINO INC CENTRAL INDEX KEY: 0001308523 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12146 FILM NUMBER: 09792703 BUSINESS ADDRESS: STREET 1: 249 ROYAL PALM WAY STREET 2: SUITE 403 CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 561 3712484 MAIL ADDRESS: STREET 1: 249 ROYAL PALM WAY STREET 2: SUITE 403 CITY: PALM BEACH STATE: FL ZIP: 33480 13F-HR 1 fp0000693_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Carl Domino, Inc. Address: 249 Royal Palm Way, Suite 403 Palm Beach, FL 33480 Form 13F File Number: 028-12146 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael J. Dixon Title: Chief Compliance Officer/ Chief Operating Officer Phone: (561) 833-2882 Signature, Place, and Date of Signing: /s/ Michael J. Dixon Palm Beach, FL 5-4-2009 - -------------------------- ------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-______________ _______________________________ [Repeat as necessary. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 131 Form 13F Information Table Value Total: $ 69,412 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ______ 28-______________________ ______________________________ [Repeat as necessary.]
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------------- --------------- --------- ---------- --------------- -------- -------- ------------------ VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVSTMT OTHER ------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED OTHER - ---------------------------------------- --------------- --------- ---------- ------- --- --- ------- -------- ----- ------ ----- 3M CO COM Common Stock 88579Y101 1,082 21,760 SH Sole 21,760 ABBOTT LABORATORIES Common Stock 002824100 1,533 32,148 SH Sole 32,148 AIRTRAN HLDGS INC COM Common Stock 00949P108 157 34,500 SH Sole 34,500 AKAMAI TECHNOLOGIES COM Common Stock 00971T101 194 10,000 SH Sole 10,000 ALCOA INC Common Stock 013817101 678 92,403 SH Sole 92,403 ALLSCRIPTS HLTHCAR SOL COM Common Stock 01988P108 113 11,000 SH Sole 11,000 AMERICAN EXPRESS COMPANY Common Stock 025816109 675 49,545 SH Sole 49,545 AMERICAN INTL GROUP INC Common Stock 026874107 79 78,930 SH Sole 78,830 100 AMGEN INC COM Common Stock 031162100 377 7,610 SH Sole 7,610 APACHE CORP COM Common Stock 037411105 461 7,195 SH Sole 6,995 200 APPLIED MICRO CIRCUITS COM Common Stock 03822W109 368 75,750 SH Sole 75,750 AT&T INC COM Common Stock 00206R102 336 13,348 SH Sole 13,348 AVERY DENNISON CORP COM Common Stock 053611109 631 28,235 SH Sole 28,235 AVIS BUDGET GROUP COM Common Stock 053774105 16 18,000 SH Sole 18,000 AVON PRODUCTS INC COM Common Stock 054303102 980 50,953 SH Sole 50,953 BAFFINLAND IRON MINES Common Stock 056620107 25 75,000 SH Sole 75,000 BANK OF AMERICA CORP Preferred Stock 060505104 199 29,252 SH Sole 28,252 1,000 BAXTER INTL INC COM Common Stock 071813109 1,387 27,078 SH Sole 27,078 BB&T CP Common Stock 054937107 991 58,595 SH Sole 58,595 BECKMAN COULTER INC COM Common Stock 075811109 344 6,752 SH Sole 6,752 BRISTOL MYERS SQUIBB COM Common Stock 110122108 1,400 63,867 SH Sole 63,867 CALIFORNIA PIZZA KITCHEN INC Common Stock 13054D109 256 19,589 SH Sole 19,589 CARDIODYNAMICS INTL COM Common Stock 141597104 79 83,871 SH Sole 83,871 CHARDAN SOUTH CHINA ACQUISITIO Common Stock G04136100 187 43,000 SH Sole 43,000 CHEVRON CORP Common Stock 166764100 1,140 16,960 SH Sole 16,960 CHINA MOBILE LIMITED Common Stock 16941M109 1,295 29,745 SH Sole 29,745 CIENA CORP COM Common Stock 171779309 540 69,429 SH Sole 69,429 CISCO SYS INC COM Common Stock 17275R102 497 29,639 SH Sole 29,039 600 CIT GROUP INC Common Stock 125581108 65 22,820 SH Sole 22,820 CLEAR CHANNEL OUTDOOR CL A Preferred Stock 18451C109 73 20,000 SH Sole 20,000 COLGATE PALMOLIVE CO Common Stock 194162103 1,145 19,413 SH Sole 19,413 COLONIAL BANCGROUP Common Stock 195493309 43 48,000 SH Sole 48,000 COMPOSITE TECH CORP COM Preferred Stock 20461s108 56 221,400 SH Sole 221,400 CONCURRENT COMPUTR NEW COM Common Stock 206710204 250 69,000 SH Sole 69,000 CONEXANT SYSTEMS INC COM Common Stock 207142100 73 111,600 SH Sole 111,600 CONOCOPHILLIPS COM Common Stock 20825C104 1,284 32,796 SH Sole 32,696 100 CORNING INC COM Common Stock 219350105 189 14,250 SH Sole 13,350 900 CTC MEDIA, INC. Common Stock 12642X106 111 24,413 SH Sole 24,413 DEERE & CO COM Common Stock 244199105 751 22,835 SH Sole 22,835 DU PONT E I DE NEMOURS COM Common Stock 263534109 1,155 51,740 SH Sole 51,740 DYADIC INTL INC DEL COM Common Stock 26745T101 17 55,000 SH Sole 55,000 E M C CORP MASS COM Common Stock 268648102 415 36,425 SH Sole 36,425 E*TRADE FINANCIAL CORPORATION Common Stock 269246104 62 50,000 SH Sole 50,000 EMERSON ELEC CO COM Common Stock 291011104 956 33,450 SH Sole 33,450 EV3 INC. Common Stock 26928A200 240 33,770 SH Sole 33,770 EVERGREENSOLAR INC Common Stock 30033r108 43 20,000 SH Sole 20,000 EXXON MOBIL CORP COM Common Stock 30231G102 1,160 17,035 SH Sole 16,835 200 FTI CONSULTING INC COM Common Stock 302941109 398 8,035 SH Sole 8,035 FUELCELL ENERGY, INC. Common Stock 35952H106 55 23,000 SH Sole 23,000 GARMIN LTD. Common Stock G37260109 776 36,575 SH Sole 36,575 GENERAL ELEC CO COM Common Stock 369604103 1,259 124,508 SH Sole 124,308 200 GILEAD SCIENCES INC COM Common Stock 375558103 239 5,170 SH Sole 4,870 300 GOOGLE INC CL A Common Stock 38259P508 383 1,101 SH Sole 1,101 HA-LO INDS INC COM Common Stock 404429102 0 25,000 SH Sole 25,000 HALLIBURTON CO Common Stock 406216101 1,063 68,691 SH Sole 68,091 600 HARLEY-DAVIDSON INC Common Stock 412822108 842 62,900 SH Sole 62,900 HARRIS CP Common Stock 413875105 911 31,470 SH Sole 31,470 HAWAIIAN ELEC INDS COM Common Stock 419870100 208 15,165 SH Sole 15,165 HOME DEPOT INC Common Stock 437076102 1,454 61,702 SH Sole 61,102 600 HUMAN GENOME SCIENCES COM Common Stock 444903108 41 50,000 SH Sole 50,000 HUNTSMAN CORP Common Stock 447011107 78 25,000 SH Sole 25,000 I-FLOW CORP COM NEW Common Stock 449520303 58 16,000 SH Sole 16,000 ICAD INC COM Common Stock 44934S107 82 90,500 SH Sole 90,500 IMMERSION CORPORATION Common Stock 452521107 35 12,000 SH Sole 12,000 IMPATH INC COM Common Stock 45255g101 0 31,500 SH Sole 31,500 INTEL CORP COM Common Stock 458140100 1,407 93,590 SH Sole 92,990 600 JOHNSON & JOHNSON COM Common Stock 478160104 1,803 34,286 SH Sole 33,986 300 JPMORGAN & CHASE & CO COM Common Stock 46625H100 1,160 43,645 SH Sole 43,645 KIMBERLY CLARK Common Stock 494368103 1,027 22,269 SH Sole 22,269 KRAFT FOODS INC CL A Preferred Stock 50075N104 1,435 64,385 SH Sole 64,385 LEVEL 3 COMMUNICTIONS COM Common Stock 52729N100 92 100,000 SH Sole 100,000 LIBERTY GLOBAL INC COM SER C Common Stock 530555309 197 13,955 SH Sole 13,955 LUNA INOVATIONS Common Stock 550351100 23 21,404 SH Sole 21,404 MARATHON OIL CORP COM Common Stock 565849106 1,432 54,460 SH Sole 54,460 MAXIM INTEGRATED PRODS INC Common Stock 57772K101 1,408 106,590 SH Sole 106,590 MBIA INC COM Common Stock 55262C100 105 23,000 SH Sole 23,000 MCDONALDS CORPORATION Common Stock 580135101 972 17,811 SH Sole 17,811 MEDICAL STAFFNG NTWK Common Stock 58463F104 15 100,225 SH Sole 100,225 MERCK & CO INC COM Common Stock 589331107 1,157 43,254 SH Sole 43,254 MGIC INVT CORP WIS COM Common Stock 552848103 27 19,310 SH Sole 19,310 MICROSOFT CORP COM Common Stock 594918104 185 10,075 SH Sole 9,575 500 MINDSPEED TECH INC COM Common Stock 602682106 44 35,467 SH Sole 35,467 NABI BIOPHARMACEUTICAL COM Common Stock 629519109 57 15,457 SH Sole 15,457 NATIONAL MED HLTH CARD COM NEW Common Stock 636918302 0 30,000 SH Sole 30,000 NATURAL RESOURCE PARTNERS Common Stock 63900P103 294 13,180 SH Sole 13,180 NOKIA CORP SPONSORED ADR Common Stock 654902204 890 76,280 SH Sole 76,280 NORDSTROM INC Common Stock 655664100 788 47,070 SH Sole 47,070 NORTHROP GRUMMAN CORP COM Common Stock 666807102 1,249 28,622 SH Sole 28,622 NUANCE COMMUNICATIONS COM Common Stock 67020y100 164 15,107 SH Sole 15,107 NUVEEN DIVID ADVNT MUN COM Common Stock 67066V101 1,034 93,674 SH Sole 93,674 OPEN JOINT STOCK CO.-VIMPEL CO Preferred Stock 68370R109 105 16,000 SH Sole 16,000 PALL CORP COM Common Stock 696429307 954 46,675 SH Sole 46,675 PAREXEL INTERNATIONAL CORPORAT Common Stock 699462107 97 10,000 SH Sole 10,000 PARTNERRE LTD COM Common Stock G6852T105 376 6,065 SH Sole 6,065 PEPSICO INC COM Common Stock 713448108 2,064 40,094 SH Sole 39,694 400 PFIZER INC COM Common Stock 717081103 1,317 96,683 SH Sole 95,683 1,000 POWERSHARES DIVIDEND ACHIEVERS Common Stock 73935X732 284 29,485 SH Sole 29,485 PRICE T ROWE GROUP INC COM Common Stock 74144T108 247 8,565 SH Sole 8,565 PROCTER & GAMBLE CO COM Common Stock 742718109 1,380 29,316 SH Sole 29,316 PROLOGIS Common Stock 743410102 986 151,715 SH Sole 151,715 QWEST COMMUNICATIONS INTL INC Common Stock 749121109 118 34,624 SH Sole 34,624 RACKABLE SYS INC COM Common Stock 750077109 57 14,000 SH Sole 14,000 REALNETWORKS INC. Common Stock 75605L104 65 28,000 SH Sole 28,000 REGAL ENTMT GROUP CL A Preferred Stock 758766109 1,371 102,273 SH Sole 102,273 RESEARCH FRONTIERS Common Stock 760911107 141 31,425 SH Sole 31,425 ROYAL CARIBBEAN CRUISE COM Common Stock V7780T103 93 11,605 SH Sole 11,605 RPM INTL INC COM Common Stock 749685103 209 16,435 SH Sole 16,435 SIRIUS XM RADIO INC COM Common Stock 82967N108 107 305,500 SH Sole 305,500 SKYWORKS SOLUTIONS INC COM Preferred Stock 83088M102 242 30,020 SH Sole 30,020 SUN MICROSYSTEMS INC COM Common Stock 866810203 538 73,500 SH Sole 73,500 TD AMERITRADE HLDG CP COM Common Stock 87236y108 138 10,000 SH Sole 10,000 TELLABS INC COM Common Stock 879664100 177 38,683 SH Sole 38,683 TENET HEALTHCARE CORP COM Common Stock 88033G100 95 82,000 SH Sole 82,000 TEVA PHARMACEUTCL INDS ADR Common Stock 881624209 623 13,838 SH Sole 13,838 TOMOTHERAPY INCORPORATED Common Stock 890088107 95 35,971 SH Sole 35,971 TUPPERWARE BRANDS CORPORATION Common Stock 899896104 1,361 80,080 SH Sole 80,080 TYCO INTL LTD NEW COM Common Stock H89128104 377 19,252 SH Sole 19,252 ULTRALIFE BATTERIES COM Common Stock 903899102 105 13,561 SH Sole 13,561 UNION PACIFIC CORP Common Stock 907818108 1,074 26,135 SH Sole 26,135 UNITED ONLINE, INC. Common Stock 911268100 45 10,000 SH Sole 10,000 UNITED PARCEL SERVICE INC Common Stock 911312106 1,222 24,830 SH Sole 24,830 UNITED STATES STEEL CORP Common Stock 912909108 521 24,660 SH Sole 24,660 VALUECLICK INC COM Common Stock 92046N102 145 17,000 SH Sole 17,000 VERIZON COMMUNICATIONS COM Common Stock 92343V104 276 9,138 SH Sole 9,138 WALGREEN CO COM Common Stock 931422109 1,031 39,700 SH Sole 39,700 WEYERHAEUSER CO COM Common Stock 962166104 568 20,601 SH Sole 20,601 WILLIAMS COMMNCT GROUP CL A Common Stock 969455104 0 396,467 SH Sole 396,467 WINDSTREAM CORP COM Common Stock 97381W104 1,255 155,648 SH Sole 155,648 WYETH COM Common Stock 983024100 205 4,760 SH Sole 4,760 FPL CAPITAL 7.45% DUE 2067 CLB Preferred Stock 302570502 229 9,015 SH Sole 9,015 METLIFE PFD A VAR RATE CLBL 9 Preferred Stock 59156R504 164 14,200 SH Sole 14,200
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