SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
BAVP, L.P.

(Last) (First) (Middle)
950 TOWER LANE
SUITE 700

(Street)
FOSTER CITY CA 94404

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/21/2007
3. Issuer Name and Ticker or Trading Symbol
GLU MOBILE INC [ GLUU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 11,000(1) I(2) By Sharon L. Weinbar(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series C Preferred Stock (3) (3) Common Stock 1,997,631 (3) D(4)
Series D Preferred Stock (5) (5) Common Stock 307,950 (5) D(4)
Junior Preferred Stock (6) (6) Common Stock 95,238 (6) D(4)
Stock Option (Right to Buy) (7) 03/21/2017 Common Stock 33,000 $11.5 I(2) By Sharon L. Weinbar(2)
1. Name and Address of Reporting Person*
BAVP, L.P.

(Last) (First) (Middle)
950 TOWER LANE
SUITE 700

(Street)
FOSTER CITY CA 94404

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
BA Venture Partners VI, LLC

(Last) (First) (Middle)
950 TOWER LANE
SUITE 700

(Street)
FOSTER CITY CA 94404

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Pursuant to an award of restricted stock to Sharon L. Wienbar, 16 2/3% of which shall vest six months from the Vesting Commencement Date (03/21/2007) and thereafter at a rate of 1/36 of the award per month at a price of $0.0001 per share.
2. Pursuant to the policies of Scale Venture Management I, LLC, Ms. Wienbar, a member of Scale Venture Management I, LLC, is deemed to hold the option and the restricted stock award for its benefit and must exercise the option and/or the award solely at its direction. As a result, Scale Venture Management I, LLC may be deemed to be the indirect beneficial owner of the option and the award.
3. The Series C Preferred Stock has no expiration date and is convertible at any time at the option of the holder and will automatically convert to common stock on a one-to-one basis upon the closing of the Issuer's initial public offering for no additional consideration.
4. The voting and disposition of these shares held by BAVP, L.P. is determined by Scale Venture Management I, LLC, the ultimate general partner of BAVP, L.P. Such decisions by Scale Venture Management I, LLC are, in turn, determined by a majority-in-interest of its managing members.
5. The Series D Preferred Stock has no expiration date and is convertible at any time at the option of the holder and will automatically convert to common stock on a one-to-one basis upon the closing of the Issuer's initial public offering for no additional consideration.
6. The Junior Preferred Stock has no expiration date and is convertible at any time at the option of the holder and will automatically convert to common stock on a one-to-one basis upon the closing of the Issuer's initial public offering for no additional consideration.
7. 16 2/3% of the option shall vest six months from the Vesting Commencement Date (03/21/2007) and thereafter at a rate of 1/36 of the option per month.
/s/ Sharon L. Weinbar, Member of Scale Venture Management I, LLC (f/k/a BA Venture Partners VI, LLC), General Partner of BAVP, L.P. 03/21/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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