0001308016-13-000004.txt : 20130508 0001308016-13-000004.hdr.sgml : 20130508 20130508144937 ACCESSION NUMBER: 0001308016-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 EFFECTIVENESS DATE: 20130508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANDFIELD & DODD, LLC CENTRAL INDEX KEY: 0001308016 IRS NUMBER: 134154503 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10973 FILM NUMBER: 13824107 BUSINESS ADDRESS: STREET 1: 17 BATTERY PLACE, SUITE 1326 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 477-9626 MAIL ADDRESS: STREET 1: 17 BATTERY PLACE, SUITE 1326 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: Grandfield & Dodd, LLC DATE OF NAME CHANGE: 20041105 13F-HR/A 1 mar13-13fa.txt G&D 1Q13 13F AMENDED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [x]; Amendment Number: 1 This Amendment (Check only one.): [x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Grandfield & Dodd, LLC Address: 17 Battery Place, Suite 1326 New York, NY 10004 Form 13F File Number: 28-10973 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tae-Gene K. Cho Title: Principal & Chief Compliance Officer Phone: (212) 477-9626 x14 Signature, Place, and Date of Signing: TAE-GENE K. CHO New York, NY May 8, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 169 Form 13F Information Table Value Total: $ 514,528 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- -------- -------- -------- 3M CO COM 88579Y101 2402 22591 SH SOLE 21046 0 1545 ABB LTD SPONSORED ADR 000375204 12968 569791 SH SOLE 445961 0 123830 ABBOTT LABS COM 002824100 357 10118 SH SOLE 6718 0 3400 ABBVIE INC COM 00287Y109 413 10118 SH SOLE 6718 0 3400 ADOBE SYS INC COM 00724F101 878 20169 SH SOLE 9940 0 10229 AGRIUM INC COM 008916108 1658 17000 SH SOLE 17000 0 0 AIR PRODS & CHEMS INC COM 009158106 7975 91537 SH SOLE 71237 0 20300 ALLSTATE CORP COM 020002101 3205 65324 SH SOLE 1634 0 63690 ALTRIA GROUP INC COM 02209S103 485 14116 SH SOLE 6028 0 8088 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 223 10620 SH SOLE 10620 0 0 AMERICAN EXPRESS CO COM 025816109 3762 55769 SH SOLE 29116 0 26653 AMETEK INC NEW COM 031100100 219 5052 SH SOLE 3888 0 1164 AMGEN INC COM 031162100 11691 114048 SH SOLE 92328 0 21720 ANADARKO PETE CORP COM 032511107 752 8597 SH SOLE 6443 0 2154 ANALOG DEVICES INC COM 032654105 11978 257637 SH SOLE 204752 0 52885 APPLE INC COM 037833100 1740 3932 SH SOLE 3380 0 552 APPLIED MATLS INC COM 038222105 8530 632763 SH SOLE 521803 0 110960 AT&T INC COM 00206R102 634 17289 SH SOLE 9974 0 7315 AUTOMATIC DATA PROCESSING IN COM 053015103 628 9652 SH SOLE 5363 0 4289 BANK OF NEW YORK MELLON CORP COM 064058100 300 10701 SH SOLE 6302 0 4399 BECTON DICKINSON & CO COM 075887109 406 4243 SH SOLE 4243 0 0 BEMIS INC COM 081437105 1292 32000 SH SOLE 32000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4845 31 SH SOLE 23 0 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 10451 100296 SH SOLE 77379 0 22917 BIOGEN IDEC INC COM 09062X103 540 2804 SH SOLE 1964 0 840 BMC SOFTWARE INC COM 055921100 1120 24182 SH SOLE 21992 0 2190 BP PLC SPONSORED ADR 055622104 2603 61473 SH SOLE 46932 0 14541 BRISTOL MYERS SQUIBB CO COM 110122108 879 21352 SH SOLE 14562 0 6790 CABOT OIL & GAS CORP COM 127097103 1690 25000 SH SOLE 25000 0 0 CACI INTL INC CL A 127190304 8178 141314 SH SOLE 108509 0 32805 CAMPBELL SOUP CO COM 134429109 301 6625 SH SOLE 5825 0 800 CAPSTONE TURBINE CORP COM 14067D102 9 10000 SH SOLE 10000 0 0 CENOVUS ENERGY INC COM 15135U109 297 9586 SH SOLE 9586 0 0 CHEVRON CORP NEW COM 166764100 12242 103032 SH SOLE 71665 0 31367 CHUBB CORP COM 171232101 4090 46730 SH SOLE 35513 0 11217 CISCO SYS INC COM 17275R102 313 14974 SH SOLE 6894 0 8080 CLARCOR INC COM 179895107 1264 24122 SH SOLE 24122 0 0 COCA COLA CO COM 191216100 1673 41364 SH SOLE 22124 0 19240 COLGATE PALMOLIVE CO COM 194162103 1857 15730 SH SOLE 12830 0 2900 COMCAST CORP NEW CL A 20030N101 1086 25872 SH SOLE 16529 0 9343 CONOCOPHILLIPS COM 20825C104 7317 121752 SH SOLE 101009 0 20743 COSTCO WHSL CORP NEW COM 22160K105 1488 14025 SH SOLE 11683 0 2342 COVIDIEN LTD SHS G2554F113 2276 33545 SH SOLE 30065 0 3480 CREE INC COM 225447101 5612 102585 SH SOLE 78050 0 24535 CSX CORP COM 126408103 584 23700 SH SOLE 17100 0 6600 DANAHER CORP DEL COM 235851102 468 7526 SH SOLE 7526 0 0 DEERE & CO COM 244199105 209 2425 SH SOLE 225 0 2200 DENTSPLY INTL INC NEW COM 249030107 7704 181525 SH SOLE 151830 0 29695 DEVON ENERGY CORP NEW COM 25179M103 1988 35231 SH SOLE 31036 0 4195 DISCOVER FINL SVCS COM 254709108 238 5307 SH SOLE 4848 0 459 DISNEY WALT CO COM DISNEY 254687106 2289 40300 SH SOLE 36790 0 3510 DOMINION RES INC VA NEW COM 25746U109 9063 155780 SH SOLE 111555 0 44225 DOVER CORP COM 260003108 6046 82963 SH SOLE 64083 0 18880 DOW CHEM CO COM 260543103 4585 144013 SH SOLE 111875 0 32138 DU PONT E I DE NEMOURS & CO COM 263534109 1908 38804 SH SOLE 25600 0 13204 DUKE ENERGY CORP NEW COM 26441C204 541 7446 SH SOLE 3410 0 4036 EATON VANCE CORP COM NON VTG 278265103 547 13082 SH SOLE 0 0 13082 ECOLAB INC COM 278865100 4217 52589 SH SOLE 42509 0 10080 EMERSON ELEC CO COM 291011104 8659 154987 SH SOLE 109969 0 45018 EOG RES INC COM 26875P101 223 1740 SH SOLE 690 0 1050 EXPRESS SCRIPTS HLDG CO COM 30219G108 220 3820 SH SOLE 2690 0 1130 EXXON MOBIL CORP COM 30231G102 21248 235803 SH SOLE 150967 0 84836 FASTENAL CO COM 311900104 1026 19982 SH SOLE 19982 0 0 FEDEX CORP COM 31428X106 5974 60834 SH SOLE 46687 0 14147 FISERV INC COM 337738108 297 3385 SH SOLE 1980 0 1405 FORD MTR CO DEL COM PAR $0.01 345370860 330 25112 SH SOLE 24912 0 200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 796 24054 SH SOLE 18242 0 5812 FULLER H B CO COM 359694106 914 23400 SH SOLE 22080 0 1320 GENERAL ELECTRIC CO COM 369604103 3887 168115 SH SOLE 84930 0 83185 GENUINE PARTS CO COM 372460105 267 3424 SH SOLE 2235 0 1189 GILEAD SCIENCES INC COM 375558103 609 12442 SH SOLE 8062 0 4380 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 684 14589 SH SOLE 11833 0 2756 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 103 16000 SH SOLE 16000 0 0 HESS CORP COM 42809H107 367 5130 SH SOLE 3866 0 1264 HEWLETT PACKARD CO COM 428236103 419 17570 SH SOLE 8255 0 9315 HOME DEPOT INC COM 437076102 277 3973 SH SOLE 3243 0 730 HONEYWELL INTL INC COM 438516106 633 8398 SH SOLE 6986 0 1412 HORMEL FOODS CORP COM 440452100 17875 432594 SH SOLE 334170 0 98424 HUBBELL INC CL A 443510102 53 600 SH SOLE 0 0 600 HUBBELL INC CL B 443510201 287 2955 SH SOLE 2793 0 162 ILLINOIS TOOL WKS INC COM 452308109 10451 171489 SH SOLE 123499 0 47990 INTEL CORP COM 458140100 1471 67381 SH SOLE 51798 0 15583 INTERNATIONAL BUSINESS MACHS COM 459200101 3065 14369 SH SOLE 7332 0 7037 ISHARES INC MSCI JAPAN 464286848 582 53850 SH SOLE 50350 0 3500 ISHARES TR BARCLAYS TIPS BD 464287176 227 1875 SH SOLE 1875 0 0 JOHNSON & JOHNSON COM 478160104 8881 108926 SH SOLE 74174 0 34752 JPMORGAN CHASE & CO COM 46625H100 2007 42286 SH SOLE 25283 0 17003 KELLOGG CO COM 487836108 237 3684 SH SOLE 900 0 2784 KENNAMETAL INC COM 489170100 375 9600 SH SOLE 9600 0 0 KIMBERLY CLARK CORP COM 494368103 881 8993 PRN SOLE 8473 0 520 KINDER MORGAN MANAGEMENT LLC SHS 494550106 218 2430 SH SOLE 1430 0 1000 KRAFT FOODS GROUP INC COM 50076Q106 7968 154633 SH SOLE 120931 0 33702 LILLY ELI & CO COM 532457108 414 7287 SH SOLE 4414 0 2873 MCDONALDS CORP COM 580135101 203 2040 SH SOLE 2040 0 0 MEADWESTVACO CORP COM 583334107 205 5635 SH SOLE 1109 0 4526 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 75 75000 PRN SOLE 75000 0 0 MEDTRONIC INC COM 585055106 10308 219504 SH SOLE 175734 0 43770 MERCK & CO INC NEW COM 58933Y105 14949 338215 SH SOLE 262032 0 76183 MICROSOFT CORP COM 594918104 15008 524669 SH SOLE 410215 0 114454 MOLEX INC COM 608554101 33 1141 SH SOLE 0 0 1141 MOLEX INC CL A 608554200 2024 83930 SH SOLE 62429 0 21501 MONDELEZ INTL INC CL A 609207105 9135 298375 SH SOLE 233679 0 64696 MONSANTO CO NEW COM 61166W101 212 2010 SH SOLE 1896 0 114 NEXTERA ENERGY INC COM 65339F101 298 3836 SH SOLE 2700 0 1136 NOBLE ENERGY INC COM 655044105 2142 18522 SH SOLE 15752 0 2770 NOVARTIS A G SPONSORED ADR 66987V109 1022 14345 SH SOLE 11262 0 3083 NOVO-NORDISK A S ADR 670100205 284 1756 SH SOLE 350 0 1406 NYSE EURONEXT COM 629491101 369 9545 SH SOLE 9545 0 0 ORACLE CORP COM 68389X105 377 11655 SH SOLE 8215 0 3440 PALL CORP COM 696429307 6432 94073 SH SOLE 71483 0 22590 PARTNERRE LTD COM G6852T105 411 4412 SH SOLE 3712 0 700 PAYCHEX INC COM 704326107 11975 341545 SH SOLE 268115 0 73430 PENTAIR LTD SHS H6169Q108 934 17701 SH SOLE 14045 0 3656 PEPSICO INC COM 713448108 2783 35177 SH SOLE 11496 0 23681 PFIZER INC COM 717081103 2241 77651 SH SOLE 40076 0 37575 PHILIP MORRIS INTL INC COM 718172109 1305 14078 SH SOLE 6590 0 7488 PHILLIPS 66 COM 718546104 4322 61772 SH SOLE 51066 0 10706 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 338 5500 SH SOLE 5500 0 0 PPG INDS INC COM 693506107 2902 21663 SH SOLE 20993 0 670 PRAXAIR INC COM 74005P104 1832 16424 SH SOLE 12663 0 3761 PRECISION CASTPARTS CORP COM 740189105 6068 32000 SH SOLE 32000 0 0 PROCTER & GAMBLE CO COM 742718109 9551 123947 SH SOLE 88955 0 34992 PROGRESSIVE CORP OHIO COM 743315103 642 25415 SH SOLE 25415 0 0 QEP RES INC COM 74733V100 985 30932 SH SOLE 30932 0 0 QUALCOMM INC COM 747525103 311 4641 SH SOLE 1951 0 2690 QUESTAR CORP COM 748356102 830 34132 SH SOLE 30932 0 3200 ROCKWELL COLLINS INC COM 774341101 5150 81590 SH SOLE 62235 0 19355 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 773 11867 SH SOLE 8197 0 3670 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 10549 157870 SH SOLE 122459 0 35411 SCHLUMBERGER LTD COM 806857108 2300 30706 SH SOLE 22165 0 8541 SEALED AIR CORP NEW COM 81211K100 5008 207715 SH SOLE 168085 0 39630 SHERWIN WILLIAMS CO COM 824348106 2162 12800 SH SOLE 12800 0 0 SIGMA ALDRICH CORP COM 826552101 202 2600 SH SOLE 0 0 2600 SONOCO PRODS CO COM 835495102 406 11606 SH SOLE 10682 0 924 SPDR GOLD TRUST GOLD SHS 78463V107 1014 6562 SH SOLE 1298 0 5264 SPDR S&P 500 ETF TR TR UNIT 78462F103 206 1315 SH SOLE 1315 0 0 SPECTRA ENERGY CORP COM 847560109 8605 279822 SH SOLE 206253 0 73569 STATOIL ASA SPONSORED ADR 85771P102 7466 303265 SH SOLE 241270 0 61995 SYNGENTA AG SPONSORED ADR 87160A100 379 4531 SH SOLE 4531 0 0 SYNOPSYS INC COM 871607107 3298 91915 SH SOLE 71620 0 20295 TALISMAN ENERGY INC COM 87425E103 353 28800 SH SOLE 28800 0 0 TARGET CORP COM 87612E106 372 5440 SH SOLE 2240 0 3200 TEXAS INSTRS INC COM 882508104 292 8236 SH SOLE 8236 0 0 THE ADT CORPORATION COM 00101J106 1815 37079 SH SOLE 29430 0 7649 THERMO FISHER SCIENTIFIC INC COM 883556102 3377 44156 SH SOLE 27779 0 16377 TIME WARNER CABLE INC COM 88732J207 279 2909 SH SOLE 2484 0 425 TIME WARNER INC COM NEW 887317303 460 7977 SH SOLE 6125 0 1852 TIMKEN CO COM 887389104 204 3600 SH SOLE 3600 0 0 TRINITY INDS INC COM 896522109 483 10650 SH SOLE 10650 0 0 TYCO INTERNATIONAL LTD SHS H89128104 2389 74662 SH SOLE 58882 0 15780 UNILEVER N V N Y SHS NEW 904784709 10627 259194 SH SOLE 202292 0 56902 UNILEVER PLC SPON ADR NEW 904767704 2147 50829 SH SOLE 47749 0 3080 UNION PAC CORP COM 907818108 2218 15576 SH SOLE 13313 0 2263 UNITED TECHNOLOGIES CORP COM 913017109 409 4375 SH SOLE 4205 0 170 UNITEDHEALTH GROUP INC COM 91324P102 1491 26066 SH SOLE 26066 0 0 US BANCORP DEL COM NEW 902973304 1169 34453 SH SOLE 33887 0 566 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 2279 39275 SH SOLE 30210 0 9065 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 303 7054 SH SOLE 6184 0 870 VERISK ANALYTICS INC CL A 92345Y106 4482 72730 SH SOLE 53555 0 19175 VERIZON COMMUNICATIONS INC COM 92343V104 314 6394 SH SOLE 4113 0 2281 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 15107 531922 SH SOLE 404584 0 127338 VULCAN MATLS CO COM 929160109 1810 35000 SH SOLE 9800 0 25200 WALGREEN CO COM 931422109 331 6934 SH SOLE 2934 0 4000 WELLS FARGO & CO NEW COM 949746101 357 9652 SH SOLE 8292 0 1360 WESTLAKE CHEM CORP COM 960413102 4482 47933 SH SOLE 40743 0 7190 WHOLE FOODS MKT INC COM 966837106 494 5690 SH SOLE 3515 0 2175 WILEY JOHN & SONS INC CL A 968223206 6361 163278 SH SOLE 130760 0 32518 WILEY JOHN & SONS INC CL B 968223305 33 850 SH SOLE 850 0 0 WILLIAMS COS INC DEL COM 969457100 7127 190251 SH SOLE 139766 0 50485