0001308016-13-000002.txt : 20130205 0001308016-13-000002.hdr.sgml : 20130205 20130205104107 ACCESSION NUMBER: 0001308016-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 EFFECTIVENESS DATE: 20130205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANDFIELD & DODD, LLC CENTRAL INDEX KEY: 0001308016 IRS NUMBER: 134154503 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10973 FILM NUMBER: 13572592 BUSINESS ADDRESS: STREET 1: 17 BATTERY PLACE, SUITE 1326 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 477-9626 MAIL ADDRESS: STREET 1: 17 BATTERY PLACE, SUITE 1326 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: Grandfield & Dodd, LLC DATE OF NAME CHANGE: 20041105 13F-HR/A 1 dec12-13fa.txt G&D 4Q12 13F RESTATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Grandfield & Dodd, LLC Address: 17 Battery Place, Suite 1326 New York, NY 10004 Form 13F File Number: 28-10973 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tae-Gene K. Cho Title: Principal & Chief Compliance Officer Phone: (212) 477-9626 x14 Signature, Place, and Date of Signing: TAE-GENE K. CHO New York, NY February 5, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 159 Form 13F Information Table Value Total: $ 449,465 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- -------- -------- -------- 3M CO COM 88579Y101 2098 22591 SH SOLE 21046 0 1545 ABB LTD SPONSORED ADR 000375204 11725 563961 SH SOLE 438761 0 125200 ABBOTT LABS COM 002824100 663 10118 SH SOLE 6718 0 3400 ADOBE SYS INC COM 00724F101 760 20169 SH SOLE 9940 0 10229 AGRIUM INC COM 008916108 1698 17000 SH SOLE 17000 0 0 AIR PRODS & CHEMS INC COM 009158106 7450 88667 SH SOLE 68767 0 19900 ALLSTATE CORP COM 020002101 2624 65324 SH SOLE 1634 0 63690 ALTRIA GROUP INC COM 02209S103 438 13936 SH SOLE 6028 0 7908 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 246 10620 SH SOLE 10620 0 0 AMERICAN EXPRESS CO COM 025816109 3269 56879 SH SOLE 29116 0 27763 AMGEN INC COM 031162100 9840 114153 SH SOLE 92543 0 21610 ANADARKO PETE CORP COM 032511107 639 8597 SH SOLE 6443 0 2154 ANALOG DEVICES INC COM 032654105 10811 257047 SH SOLE 204522 0 52525 APPLE INC COM 037833100 2093 3932 SH SOLE 3380 0 552 APPLIED MATLS INC COM 038222105 7120 622393 SH SOLE 508543 0 113850 AT&T INC COM 00206R102 564 16739 SH SOLE 9424 0 7315 AUTOMATIC DATA PROCESSING IN COM 053015103 549 9652 SH SOLE 5363 0 4289 BANK OF NEW YORK MELLON CORP COM 064058100 275 10701 SH SOLE 6302 0 4399 BECTON DICKINSON & CO COM 075887109 332 4243 SH SOLE 4243 0 0 BEMIS INC COM 081437105 1071 32000 SH SOLE 32000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4156 31 SH SOLE 23 0 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8905 99271 SH SOLE 76241 0 23030 BIOGEN IDEC INC COM 09062X103 410 2804 SH SOLE 1964 0 840 BMC SOFTWARE INC COM 055921100 1207 30462 SH SOLE 24272 0 6190 BP PLC SPONSORED ADR 055622104 2630 63159 SH SOLE 47076 0 16083 BRISTOL MYERS SQUIBB CO COM 110122108 706 21662 SH SOLE 14562 0 7100 CABOT OIL & GAS CORP COM 127097103 1244 25000 SH SOLE 25000 0 0 CACI INTL INC CL A 127190304 7720 140279 SH SOLE 107934 0 32345 CAMPBELL SOUP CO COM 134429109 231 6625 SH SOLE 5825 0 800 CAPSTONE TURBINE CORP COM 14067D102 9 10000 SH SOLE 10000 0 0 CENOVUS ENERGY INC COM 15135U109 322 9586 SH SOLE 9586 0 0 CHEVRON CORP NEW COM 166764100 11142 103032 SH SOLE 73865 0 29167 CHUBB CORP COM 171232101 3520 46730 SH SOLE 35513 0 11217 CISCO SYS INC COM 17275R102 291 14824 SH SOLE 6744 0 8080 CLARCOR INC COM 179895107 1153 24122 SH SOLE 24122 0 0 COCA COLA CO COM 191216100 1528 42164 SH SOLE 21924 0 20240 COLGATE PALMOLIVE CO COM 194162103 1644 15730 SH SOLE 12830 0 2900 COMCAST CORP NEW CL A 20030N101 1087 29103 SH SOLE 19010 0 10093 CONOCOPHILLIPS COM 20825C104 7187 123938 SH SOLE 103255 0 20683 COSTCO WHSL CORP NEW COM 22160K105 1385 14025 SH SOLE 11683 0 2342 COVIDIEN LTD SHS G2554F113 2141 37085 SH SOLE 31695 0 5390 CREE INC COM 225447101 3431 100975 SH SOLE 76700 0 24275 CSX CORP COM 126408103 468 23700 SH SOLE 17100 0 6600 DANAHER CORP DEL COM 235851102 421 7526 SH SOLE 7526 0 0 DEERE & CO COM 244199105 210 2425 SH SOLE 225 0 2200 DENTSPLY INTL INC NEW COM 249030107 7054 178080 SH SOLE 148755 0 29325 DEVON ENERGY CORP NEW COM 25179M103 1909 36676 SH SOLE 32601 0 4075 DISCOVER FINL SVCS COM 254709108 205 5307 SH SOLE 4848 0 459 DISNEY WALT CO COM DISNEY 254687106 1999 40144 SH SOLE 36634 0 3510 DOMINION RES INC VA NEW COM 25746U109 8041 155230 SH SOLE 111695 0 43535 DOVER CORP COM 260003108 5553 84513 SH SOLE 65533 0 18980 DOW CHEM CO COM 260543103 3999 123703 SH SOLE 95665 0 28038 DU PONT E I DE NEMOURS & CO COM 263534109 1727 38404 SH SOLE 25200 0 13204 DUKE ENERGY CORP NEW COM 26441C204 495 7758 SH SOLE 3722 0 4036 EATON VANCE CORP COM NON VTG 278265103 417 13082 SH SOLE 0 0 13082 ECOLAB INC COM 278865100 3701 51469 SH SOLE 42509 0 8960 EMERSON ELEC CO COM 291011104 8272 156187 SH SOLE 111169 0 45018 EOG RES INC COM 26875P101 215 1780 SH SOLE 730 0 1050 EXPRESS SCRIPTS HLDG CO COM 30219G108 206 3820 SH SOLE 2690 0 1130 EXXON MOBIL CORP COM 30231G102 20585 237838 SH SOLE 152463 0 85375 FASTENAL CO COM 311900104 932 19982 SH SOLE 19982 0 0 FEDEX CORP COM 31428X106 5567 60694 SH SOLE 46637 0 14057 FISERV INC COM 337738108 268 3385 SH SOLE 1980 0 1405 FORD MTR CO DEL COM PAR $0.01 345370860 325 25112 SH SOLE 24912 0 200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 823 24054 SH SOLE 18242 0 5812 FULLER H B CO COM 359694106 769 22080 SH SOLE 22080 0 0 GENERAL ELECTRIC CO COM 369604103 3444 164055 SH SOLE 81150 0 82905 GENUINE PARTS CO COM 372460105 218 3424 SH SOLE 2235 0 1189 GILEAD SCIENCES INC COM 375558103 457 6221 SH SOLE 4031 0 2190 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 634 14589 SH SOLE 11833 0 2756 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 143 16000 SH SOLE 16000 0 0 HESS CORP COM 42809H107 272 5130 SH SOLE 3866 0 1264 HEWLETT PACKARD CO COM 428236103 262 18370 SH SOLE 9049 0 9321 HONEYWELL INTL INC COM 438516106 533 8398 SH SOLE 6986 0 1412 HORMEL FOODS CORP COM 440452100 13492 432299 SH SOLE 333945 0 98354 HUBBELL INC CL A 443510102 47 600 SH SOLE 0 0 600 HUBBELL INC CL B 443510201 250 2955 SH SOLE 2793 0 162 ILLINOIS TOOL WKS INC COM 452308109 10349 170179 SH SOLE 121689 0 48490 INTEL CORP COM 458140100 1383 67081 SH SOLE 51498 0 15583 INTERNATIONAL BUSINESS MACHS COM 459200101 2794 14587 SH SOLE 7332 0 7255 ISHARES INC MSCI JAPAN 464286848 525 53850 SH SOLE 50350 0 3500 ISHARES TR BARCLAYS TIPS BD 464287176 228 1875 SH SOLE 1875 0 0 JOHNSON & JOHNSON COM 478160104 7565 107924 SH SOLE 73112 0 34812 JPMORGAN CHASE & CO COM 46625H100 1835 41723 SH SOLE 24550 0 17173 KELLOGG CO COM 487836108 206 3684 SH SOLE 900 0 2784 KENNAMETAL INC COM 489170100 384 9600 SH SOLE 9600 0 0 KIMBERLY CLARK CORP COM 494368103 741 8773 SH SOLE 8313 0 460 KRAFT FOODS GROUP INC COM 50076Q106 5713 125642 SH SOLE 96158 0 29484 LILLY ELI & CO COM 532457108 359 7287 SH SOLE 4414 0 2873 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 75 75000 PRN SOLE 75000 0 0 MEDTRONIC INC COM 585055106 8712 212394 SH SOLE 168214 0 44180 MERCK & CO INC NEW COM 58933Y105 13564 331325 SH SOLE 260322 0 71003 MICROSOFT CORP COM 594918104 13478 504627 SH SOLE 390533 0 114094 MOLEX INC COM 608554101 31 1141 SH SOLE 0 0 1141 MOLEX INC CL A 608554200 1873 83930 SH SOLE 62429 0 21501 MONDELEZ INTL INC CL A 609207105 7574 297570 SH SOLE 233304 0 64266 NEXTERA ENERGY INC COM 65339F101 265 3836 SH SOLE 2700 0 1136 NOBLE ENERGY INC COM 655044105 1971 19375 SH SOLE 15775 0 3600 NOVARTIS A G SPONSORED ADR 66987V109 908 14345 SH SOLE 11262 0 3083 NOVO-NORDISK A S ADR 670100205 287 1756 SH SOLE 350 0 1406 NYSE EURONEXT COM 629491101 301 9545 SH SOLE 9545 0 0 ORACLE CORP COM 68389X105 388 11655 SH SOLE 8215 0 3440 PALL CORP COM 696429307 5645 93673 SH SOLE 71083 0 22590 PARTNERRE LTD COM G6852T105 355 4412 SH SOLE 3712 0 700 PAYCHEX INC COM 704326107 10283 330645 SH SOLE 256515 0 74130 PENTAIR LTD SHS H6169Q108 1010 20546 SH SOLE 15782 0 4764 PEPSICO INC COM 713448108 2392 34957 SH SOLE 11086 0 23871 PFIZER INC COM 717081103 1922 76650 SH SOLE 39075 0 37575 PHILIP MORRIS INTL INC COM 718172109 1162 13898 SH SOLE 6590 0 7308 PHILLIPS 66 COM 718546104 3273 61642 SH SOLE 50966 0 10676 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 306 5500 SH SOLE 5500 0 0 PPG INDS INC COM 693506107 2909 21493 SH SOLE 20866 0 627 PRAXAIR INC COM 74005P104 1768 16154 SH SOLE 12393 0 3761 PRECISION CASTPARTS CORP COM 740189105 6073 32060 SH SOLE 32000 0 60 PROCTER & GAMBLE CO COM 742718109 8374 123352 SH SOLE 88230 0 35122 PROGRESSIVE CORP OHIO COM 743315103 536 25415 SH SOLE 25415 0 0 QEP RES INC COM 74733V100 936 30932 SH SOLE 30932 0 0 QUALCOMM INC COM 747525103 277 4476 SH SOLE 1786 0 2690 QUESTAR CORP COM 748356102 674 34132 SH SOLE 30932 0 3200 ROCKWELL COLLINS INC COM 774341101 4454 76565 SH SOLE 57010 0 19555 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 818 11867 SH SOLE 8197 0 3670 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 10967 154700 SH SOLE 118779 0 35921 SCHLUMBERGER LTD COM 806857108 2108 30416 SH SOLE 21945 0 8471 SEALED AIR CORP NEW COM 81211K100 3489 199275 SH SOLE 159715 0 39560 SHERWIN WILLIAMS CO COM 824348106 1969 12800 SH SOLE 12800 0 0 SONOCO PRODS CO COM 835495102 345 11606 SH SOLE 10682 0 924 SPDR GOLD TRUST GOLD SHS 78463V107 1063 6562 SH SOLE 1298 0 5264 SPECTRA ENERGY CORP COM 847560109 6565 239780 SH SOLE 178351 0 61429 STATOIL ASA SPONSORED ADR 85771P102 7506 299765 SH SOLE 236270 0 63495 SYNGENTA AG SPONSORED ADR 87160A100 366 4531 SH SOLE 4531 0 0 SYNOPSYS INC COM 871607107 2673 83965 SH SOLE 64770 0 19195 TALISMAN ENERGY INC COM 87425E103 326 28800 SH SOLE 28800 0 0 TARGET CORP COM 87612E106 333 5620 SH SOLE 2240 0 3380 TEXAS INSTRS INC COM 882508104 254 8236 SH SOLE 8236 0 0 THE ADT CORPORATION COM 00101J106 2002 43067 SH SOLE 33098 0 9969 THERMO FISHER SCIENTIFIC INC COM 883556102 2769 43416 SH SOLE 27579 0 15837 TIME WARNER CABLE INC COM 88732J207 295 3039 SH SOLE 2483 0 556 TIME WARNER INC COM NEW 887317303 352 7357 SH SOLE 5693 0 1664 TRINITY INDS INC COM 896522109 381 10650 SH SOLE 10650 0 0 TYCO INTERNATIONAL LTD SHS H89128104 2520 86164 SH SOLE 66224 0 19940 UNILEVER N V N Y SHS NEW 904784709 9911 258784 SH SOLE 202442 0 56342 UNILEVER PLC SPON ADR NEW 904767704 1995 51529 SH SOLE 48449 0 3080 UNION PAC CORP COM 907818108 1958 15576 SH SOLE 13313 0 2263 UNITED TECHNOLOGIES CORP COM 913017109 359 4375 SH SOLE 4205 0 170 UNITEDHEALTH GROUP INC COM 91324P102 1414 26066 SH SOLE 26066 0 0 US BANCORP DEL COM NEW 902973304 1100 34453 SH SOLE 33887 0 566 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 2097 39275 SH SOLE 30210 0 9065 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 314 7054 SH SOLE 6184 0 870 VERISK ANALYTICS INC CL A 92345Y106 3016 59175 SH SOLE 43400 0 15775 VERIZON COMMUNICATIONS INC COM 92343V104 277 6394 SH SOLE 4113 0 2281 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 13002 516142 SH SOLE 388384 0 127758 VULCAN MATLS CO COM 929160109 1822 35000 SH SOLE 9800 0 25200 WALGREEN CO COM 931422109 271 7334 SH SOLE 1917 0 5417 WELLS FARGO & CO NEW COM 949746101 321 9392 SH SOLE 8292 0 1100 WESTLAKE CHEM CORP COM 960413102 3793 47833 SH SOLE 40393 0 7440 WHOLE FOODS MKT INC COM 966837106 519 5690 SH SOLE 3515 0 2175 WILEY JOHN & SONS INC CL A 968223206 6077 156098 SH SOLE 123160 0 32938 WILEY JOHN & SONS INC CL B 968223305 33 850 SH SOLE 850 0 0 WILLIAMS COS INC DEL COM 969457100 5989 182911 SH SOLE 135371 0 47540