0001308016-12-000005.txt : 20121113 0001308016-12-000005.hdr.sgml : 20121112 20121113130509 ACCESSION NUMBER: 0001308016-12-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANDFIELD & DODD, LLC CENTRAL INDEX KEY: 0001308016 IRS NUMBER: 134154503 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10973 FILM NUMBER: 121197565 BUSINESS ADDRESS: STREET 1: 17 BATTERY PLACE, SUITE 1326 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 477-9626 MAIL ADDRESS: STREET 1: 17 BATTERY PLACE, SUITE 1326 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: Grandfield & Dodd, LLC DATE OF NAME CHANGE: 20041105 13F-HR 1 sep12-13f.txt G&D 3Q12 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Grandfield & Dodd, LLC Address: 17 Battery Place, Suite 1326 New York, NY 10004 Form 13F File Number: 28-10973 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tae-Gene K. Cho Title: Principal & Chief Compliance Officer Phone: (212) 477-9626 x14 Signature, Place, and Date of Signing: TAE-GENE K. CHO New York, NY September 30, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ? FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 158 Form 13F Information Table Value Total: $ 460,832 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE ? FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- -------- -------- -------- 3M CO COM 88579Y101 2036 22029 SH SOLE 20484 0 1545 ABB LTD SPONSORED ADR 000375204 10593 566486 SH SOLE 441286 0 125200 ABBOTT LABS COM 002824100 762 11118 SH SOLE 7718 0 3400 ADOBE SYS INC COM 00724F101 667 20569 SH SOLE 10340 0 10229 AGRIUM INC COM 008916108 1759 17000 SH SOLE 17000 0 0 AIR PRODS & CHEMS INC COM 009158106 6717 81227 SH SOLE 63587 0 17640 ALLSTATE CORP COM 020002101 2627 66324 SH SOLE 1634 0 64690 ALTRIA GROUP INC COM 02209s103 465 13936 SH SOLE 6028 0 7908 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364w105 272 10703 SH SOLE 10703 0 0 AMERICAN EXPRESS CO COM 025816109 3308 58182 SH SOLE 30679 0 27503 AMGEN INC COM 031162100 9721 115328 SH SOLE 93618 0 21710 ANADARKO PETE CORP COM 032511107 601 8597 SH SOLE 6443 0 2154 ANALOG DEVICES INC COM 032654105 10809 275922 SH SOLE 223197 0 52725 APACHE CORP COM 037411105 201 2319 SH SOLE 1857 0 462 APPLE INC COM 037833100 2541 3809 SH SOLE 3305 0 504 APPLIED MATLS INC COM 038222105 7039 630413 SH SOLE 511613 0 118800 AT&T INC COM 00206r102 591 15688 SH SOLE 8373 0 7315 AUTOMATIC DATA PROCESSING IN COM 053015103 449 7652 SH SOLE 3363 0 4289 BANK OF NEW YORK MELLON CORP COM 064058100 256 11301 SH SOLE 6902 0 4399 BARRICK GOLD CORP COM 067901108 232 5550 SH SOLE 5550 0 0 BECTON DICKINSON & CO COM 075887109 309 3933 SH SOLE 3933 0 0 BEMIS INC COM 081437105 1007 32000 SH SOLE 32000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4379 33 SH SOLE 23 0 10 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8161 92533 SH SOLE 71553 0 20980 BIOGEN IDEC INC COM 09062x103 397 2664 SH SOLE 1964 0 700 BMC SOFTWARE INC COM 055921100 2226 53652 SH SOLE 41062 0 12590 BP PLC SPONSORED ADR 055622104 2950 69643 SH SOLE 49544 0 20099 BRISTOL MYERS SQUIBB CO COM 110122108 694 20567 SH SOLE 13777 0 6790 CABOT OIL & GAS CORP COM 127097103 1123 25000 SH SOLE 25000 0 0 CACI INTL INC CL A 127190304 6960 134394 SH SOLE 102949 0 31445 CAMPBELL SOUP CO COM 134429109 231 6625 SH SOLE 5825 0 800 CAPSTONE TURBINE CORP COM 14067D102 10 10000 SH SOLE 10000 0 0 CENOVUS ENERGY INC COM 15135U109 334 9586 SH SOLE 9586 0 0 CHEVRON CORP NEW COM 166764100 12429 106628 SH SOLE 77531 0 29097 CHUBB CORP COM 171232101 3557 46630 SH SOLE 35413 0 11217 CISCO SYS INC COM 17275r102 329 17224 SH SOLE 9144 0 8080 CLARCOR INC COM 179895107 1077 24122 SH SOLE 24122 0 0 COCA COLA CO COM 191216100 1578 41604 SH SOLE 21364 0 20240 COLGATE PALMOLIVE CO COM 194162103 1726 16096 SH SOLE 13196 0 2900 COMCAST CORP NEW CL A 20030n101 1768 49462 SH SOLE 37259 0 12203 CONAGRA FOODS INC COM 205887102 690 25000 SH SOLE 25000 0 0 CONOCOPHILLIPS COM 20825c104 7214 126171 SH SOLE 103688 0 22483 COSTCO WHSL CORP NEW COM 22160k105 1405 14025 SH SOLE 11503 0 2522 COVIDIEN LTD SHS G2554F113 2909 48952 SH SOLE 36575 0 12377 CREE INC COM 225447101 2626 102975 SH SOLE 76550 0 26425 CSX CORP COM 126408103 492 23700 SH SOLE 17100 0 6600 DANAHER CORP DEL COM 235851102 415 7526 SH SOLE 7526 0 0 DENTSPLY INTL INC NEW COM 249030107 6630 173830 SH SOLE 145935 0 27895 DEVON ENERGY CORP NEW COM 25179m103 3016 49846 SH SOLE 42806 0 7040 DISCOVER FINL SVCS COM 254709108 243 6107 SH SOLE 5648 0 459 DISNEY WALT CO COM DISNEY 254687106 2059 39379 SH SOLE 36329 0 3050 DOMINION RES INC VA NEW COM 25746U109 9642 182130 SH SOLE 138495 0 43635 DOVER CORP COM 260003108 5047 84838 SH SOLE 65508 0 19330 DOW CHEM CO COM 260543103 2534 87528 SH SOLE 67390 0 20138 DU PONT E I DE NEMOURS & CO COM 263534109 1961 39004 SH SOLE 25800 0 13204 DUKE ENERGY CORP NEW COM 26441C204 476 7350 SH SOLE 3314 0 4036 EATON VANCE CORP COM NON VTG 278265103 379 13082 SH SOLE 0 0 13082 ECOLAB INC COM 278865100 3348 51654 SH SOLE 42694 0 8960 EMERSON ELEC CO COM 291011104 7715 159832 SH SOLE 113494 0 46338 EXPRESS SCRIPTS HLDG CO COM 30219G108 229 3662 SH SOLE 2852 0 810 EXXON MOBIL CORP COM 30231G102 21723 237537 SH SOLE 152193 0 85344 FASTENAL CO COM 311900104 859 19982 SH SOLE 19982 0 0 FEDEX CORP COM 31428x106 5288 62494 SH SOLE 48377 0 14117 FISERV INC COM 337738108 251 3385 SH SOLE 1980 0 1405 FORD MTR CO DEL COM PAR $0.01 345370860 248 25112 SH SOLE 24912 0 200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 935 23634 SH SOLE 18242 0 5392 FULLER H B CO COM 359694106 677 22080 SH SOLE 22080 0 0 GENERAL ELECTRIC CO COM 369604103 3704 163089 SH SOLE 81604 0 81485 GENUINE PARTS CO COM 372460105 209 3424 SH SOLE 2135 0 1289 GILEAD SCIENCES INC COM 375558103 390 5881 SH SOLE 4031 0 1850 GLAXOSMITHKLINE PLC SPONSORED ADR 37733w105 743 16071 SH SOLE 13315 0 2756 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 135 16000 SH SOLE 16000 0 0 HESS CORP COM 42809h107 276 5130 SH SOLE 3866 0 1264 HEWLETT PACKARD CO COM 428236103 386 22606 SH SOLE 11335 0 11271 HONEYWELL INTL INC COM 438516106 573 9598 SH SOLE 8186 0 1412 HORMEL FOODS CORP COM 440452100 12403 424189 SH SOLE 327585 0 96604 HUBBELL INC CL A 443510102 44 600 SH SOLE 0 0 600 HUBBELL INC CL B 443510201 239 2955 SH SOLE 2793 0 162 ILLINOIS TOOL WKS INC COM 452308109 10195 171424 SH SOLE 122934 0 48490 INTEL CORP COM 458140100 1425 62885 SH SOLE 47302 0 15583 INTERNATIONAL BUSINESS MACHS COM 459200101 3242 15629 SH SOLE 8142 0 7487 ISHARES INC MSCI JAPAN 464286848 540 58850 SH SOLE 50350 0 8500 ISHARES TR BARCLAYS TIPS BD 464287176 312 2560 SH SOLE 2560 0 0 JOHNSON & JOHNSON COM 478160104 7458 108224 SH SOLE 73232 0 34992 JPMORGAN CHASE & CO COM 46625h100 1672 41298 SH SOLE 24885 0 16413 KENNAMETAL INC COM 489170100 356 9600 SH SOLE 9600 0 0 KIMBERLY CLARK CORP COM 494368103 753 8773 SH SOLE 8313 0 460 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 200 2430 SH SOLE 1430 0 1000 KRAFT FOODS INC CL A 50075n104 12541 303290 SH SOLE 239239 0 64051 LILLY ELI & CO COM 532457108 346 7287 SH SOLE 4414 0 2873 MEADWESTVACO CORP COM 583334107 205 6707 SH SOLE 2181 0 4526 MEDTRONIC INC COM 585055106 9343 216674 PRN SOLE 172544 0 44130 MERCK & CO INC NEW COM 58933Y105 15570 345261 SH SOLE 273913 0 71348 MICROSOFT CORP COM 594918104 15563 522957 SH SOLE 409133 0 113824 MOLEX INC COM 608554101 30 1141 SH SOLE 0 0 1141 MOLEX INC CL A 608554200 1823 83930 PRN SOLE 62429 0 21501 NEXTERA ENERGY INC COM 65339F101 221 3136 SH SOLE 2000 0 1136 NOBLE ENERGY INC COM 655044105 1796 19375 SH SOLE 15775 0 3600 NOVARTIS A G SPONSORED ADR 66987V109 1017 16598 SH SOLE 13515 0 3083 NOVO-NORDISK A S ADR 670100205 296 1876 SH SOLE 470 0 1406 NYSE EURONEXT COM 629491101 468 18995 SH SOLE 18995 0 0 ORACLE CORP COM 68389x105 379 12045 SH SOLE 8505 0 3540 PALL CORP COM 696429307 5972 94058 SH SOLE 71468 0 22590 PARTNERRE LTD COM g6852t105 328 4412 SH SOLE 3712 0 700 PAYCHEX INC COM 704326107 10948 328865 SH SOLE 256735 0 72130 PEPSICO INC COM 713448108 2465 34825 SH SOLE 11036 0 23789 PFIZER INC COM 717081103 1856 74690 SH SOLE 38075 0 36615 PHILIP MORRIS INTL INC COM 718172109 1241 13798 SH SOLE 6590 0 7208 PHILLIPS 66 COM 718546104 2871 61908 SH SOLE 51016 0 10892 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 287 5500 SH SOLE 5500 0 0 PPG INDS INC COM 693506107 2468 21493 SH SOLE 20866 0 627 PRAXAIR INC COM 74005p104 1631 15704 SH SOLE 11943 0 3761 PRECISION CASTPARTS CORP COM 740189105 5227 32000 SH SOLE 32000 0 0 PROCTER & GAMBLE CO COM 742718109 8469 122106 SH SOLE 87044 0 35062 PROGRESSIVE CORP OHIO COM 743315103 527 25415 SH SOLE 25415 0 0 QEP RES INC COM 74733V100 979 30932 SH SOLE 30932 0 0 QUALCOMM INC COM 747525103 229 3661 SH SOLE 1411 0 2250 QUESTAR CORP COM 748356102 694 34132 SH SOLE 30932 0 3200 ROCKWELL COLLINS INC COM 774341101 3566 66475 SH SOLE 50225 0 16250 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 824 11867 SH SOLE 8197 0 3670 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 11145 156310 SH SOLE 120389 0 35921 SCHLUMBERGER LTD COM 806857108 2273 31426 SH SOLE 23195 0 8231 SEALED AIR CORP NEW COM 81211k100 3063 198140 SH SOLE 164830 0 33310 SHERWIN WILLIAMS CO COM 824348106 1906 12800 SH SOLE 12800 0 0 SONOCO PRODS CO COM 835495102 375 12105 SH SOLE 11181 0 924 SPDR GOLD TRUST GOLD SHS 78463V107 1128 6562 SH SOLE 1298 0 5264 SPECTRA ENERGY CORP COM 847560109 7042 239855 SH SOLE 178426 0 61429 STATOIL ASA SPONSORED ADR 85771p102 7883 305670 SH SOLE 241925 0 63745 SYNGENTA AG SPONSORED ADR 87160a100 339 4531 SH SOLE 4531 0 0 SYNOPSYS INC COM 871607107 2305 69865 SH SOLE 54970 0 14895 TALISMAN ENERGY INC COM 87425e103 384 28800 SH SOLE 28800 0 0 TARGET CORP COM 87612e106 282 4440 SH SOLE 1240 0 3200 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 287 6925 SH SOLE 6725 0 200 TEXAS INSTRS INC COM 882508104 227 8236 SH SOLE 8236 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2554 43416 SH SOLE 27579 0 15837 TIFFANY & CO NEW COM 886547108 204 3300 SH SOLE 3300 0 0 TIME WARNER CABLE INC COM 88732J207 277 2909 SH SOLE 2483 0 426 TIME WARNER INC COM NEW 887317303 334 7357 SH SOLE 5693 0 1664 TRINITY INDS INC COM 896522109 319 10650 SH SOLE 10650 0 0 TYCO INTERNATIONAL LTD SHS H89128104 11711 208150 SH SOLE 160137 0 48013 UNILEVER N V N Y SHS NEW 904784709 9237 260344 SH SOLE 204002 0 56342 UNILEVER PLC SPON ADR NEW 904767704 1922 52629 SH SOLE 49469 0 3160 UNION PAC CORP COM 907818108 1836 15468 SH SOLE 13172 0 2296 UNITED TECHNOLOGIES CORP COM 913017109 298 3805 SH SOLE 3805 0 0 UNITEDHEALTH GROUP INC COM 91324p102 1777 32066 SH SOLE 32066 0 0 US BANCORP DEL COM NEW 902973304 1182 34453 SH SOLE 33887 0 566 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 1988 39475 SH SOLE 30410 0 9065 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 284 6804 SH SOLE 5934 0 870 VERIZON COMMUNICATIONS INC COM 92343v104 291 6394 SH SOLE 4113 0 2281 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857w209 15117 530406 SH SOLE 403038 0 127368 VULCAN MATLS CO COM 929160109 1656 35000 SH SOLE 9800 0 25200 WALGREEN CO COM 931422109 270 7414 SH SOLE 1997 0 5417 WELLS FARGO & CO NEW COM 949746101 337 9759 SH SOLE 8659 0 1100 WESTLAKE CHEM CORP COM 960413102 2194 30025 SH SOLE 25180 0 4845 WHOLE FOODS MKT INC COM 966837106 557 5715 SH SOLE 3515 0 2200 WILEY JOHN & SONS INC CL A 968223206 6792 147808 SH SOLE 119370 0 28438 WILEY JOHN & SONS INC CL B 968223305 39 850 SH SOLE 850 0 0 WILLIAMS COS INC DEL COM 969457100 3680 105229 SH SOLE 83334 0 21895