0001308016-12-000001.txt : 20120206 0001308016-12-000001.hdr.sgml : 20120206 20120206133056 ACCESSION NUMBER: 0001308016-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120206 DATE AS OF CHANGE: 20120206 EFFECTIVENESS DATE: 20120206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANDFIELD & DODD, LLC CENTRAL INDEX KEY: 0001308016 IRS NUMBER: 134154503 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10973 FILM NUMBER: 12572918 BUSINESS ADDRESS: STREET 1: 17 BATTERY PLACE, SUITE 1326 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 477-9626 MAIL ADDRESS: STREET 1: 17 BATTERY PLACE, SUITE 1326 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: Grandfield & Dodd, LLC DATE OF NAME CHANGE: 20041105 13F-HR 1 dec11-13F.txt G&D 4Q11 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Grandfield & Dodd, LLC Address: 17 Battery Place, Suite 1326 New York, NY 10004 Form 13F File Number: 28-10973 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tae-Gene K. Cho Title: Principal & Chief Compliance Officer Phone: (212) 477-9626 x14 Signature, Place, and Date of Signing: TAE-GENE K. CHO New York, NY February 6, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 152 Form 13F Information Table Value Total: $ 404,298 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- -------- -------- -------- 3M CO COM 88579Y101 2027 24799 SH SOLE 22254 0 2545 ABB LTD SPONSORED ADR 000375204 8950 475326 SH SOLE 364676 0 110650 ABBOTT LABS COM 002824100 627 11155 SH SOLE 6755 0 4400 ADOBE SYS INC COM 00724F101 592 20944 SH SOLE 9465 0 11479 AGRIUM INC COM 008916108 1141 17000 SH SOLE 17000 0 0 AIR PRODS & CHEMS INC COM 009158106 6355 74597 SH SOLE 58897 0 15700 ALLSTATE CORP COM 020002101 1846 67334 SH SOLE 1844 0 65490 ALTRIA GROUP INC COM 02209S103 368 12416 SH SOLE 5208 0 7208 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 265 11739 SH SOLE 11739 0 0 AMERICAN EXPRESS CO COM 025816109 3012 63855 SH SOLE 30622 0 33233 AMGEN INC COM 031162100 7301 113706 SH SOLE 92556 0 21150 AMYLIN PHARMACEUTICALS INC COM 032346108 238 20933 SH SOLE 17633 0 3300 ANADARKO PETE CORP COM 032511107 662 8677 SH SOLE 6523 0 2154 ANALOG DEVICES INC COM 032654105 9896 276587 SH SOLE 222642 0 53945 APACHE CORP COM 037411105 216 2385 SH SOLE 1923 0 462 APPLE INC COM 037833100 1562 3857 SH SOLE 3198 0 659 APPLIED MATLS INC COM 038222105 5881 549093 SH SOLE 442903 0 106190 AT&T INC COM 00206R102 392 12968 SH SOLE 6028 0 6940 AUTOMATIC DATA PROCESSING IN COM 053015103 408 7548 SH SOLE 2459 0 5089 BANK OF NEW YORK MELLON CORP COM 064058100 302 15174 SH SOLE 10273 0 4901 BARRICK GOLD CORP COM 067901108 251 5550 SH SOLE 5550 0 0 BECTON DICKINSON & CO COM 075887109 309 4133 SH SOLE 4133 0 0 BEMIS INC COM 081437105 963 32000 SH SOLE 32000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3443 30 SH SOLE 20 0 10 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4819 63164 SH SOLE 43637 0 19527 BIOGEN IDEC INC COM 09062X103 304 2764 SH SOLE 2064 0 700 BMC SOFTWARE INC COM 055921100 1696 51732 SH SOLE 40292 0 11440 BP PLC SPONSORED ADR 055622104 3434 80353 SH SOLE 54185 0 26168 BRISTOL MYERS SQUIBB CO COM 110122108 880 24981 SH SOLE 17175 0 7806 CABOT OIL & GAS CORP COM 127097103 949 12500 SH SOLE 12500 0 0 CACI INTL INC CL A 127190304 5691 101779 SH SOLE 78164 0 23615 CAMPBELL SOUP CO COM 134429109 220 6625 SH SOLE 4000 0 2625 CAPSTONE TURBINE CORP COM 14067D102 12 10000 SH SOLE 10000 0 0 CENOVUS ENERGY INC COM 15135U109 289 8697 SH SOLE 8697 0 0 CHEVRON CORP NEW COM 166764100 8453 79448 SH SOLE 50451 0 28997 CHUBB CORP COM 171232101 3199 46212 SH SOLE 34895 0 11317 CISCO SYS INC COM 17275R102 313 17294 SH SOLE 9344 0 7950 CLARCOR INC COM 179895107 1206 24122 SH SOLE 24122 0 0 COCA COLA CO COM 191216100 1386 19802 SH SOLE 8472 0 11330 COLGATE PALMOLIVE CO COM 194162103 1164 12596 SH SOLE 9696 0 2900 COMCAST CORP NEW CL A 20030N101 1468 61895 SH SOLE 45276 0 16619 COMCAST CORP NEW CL A SPL 20030N200 3 112 SH SOLE 112 0 0 CONAGRA FOODS INC COM 205887102 660 25000 SH SOLE 25000 0 0 CONOCOPHILLIPS COM 20825C104 9148 125542 SH SOLE 101667 0 23875 COSTCO WHSL CORP NEW COM 22160K105 1177 14125 SH SOLE 10263 0 3862 COVIDIEN LTD SHS G2554F113 3295 73213 SH SOLE 51289 0 21924 CREE INC COM 225447101 2517 114215 SH SOLE 86540 0 27675 CSX CORP COM 126408103 436 20700 SH SOLE 14100 0 6600 DANAHER CORP DEL COM 235851102 260 5526 SH SOLE 5526 0 0 DENTSPLY INTL INC NEW COM 249030107 5435 155325 SH SOLE 130460 0 24865 DEVON ENERGY CORP NEW COM 25179M103 7994 128928 SH SOLE 106009 0 22919 DISNEY WALT CO COM DISNEY 254687106 1429 38099 SH SOLE 35049 0 3050 DOMINION RES INC VA NEW COM 25746U109 10113 190515 SH SOLE 143880 0 46635 DOVER CORP COM 260003108 4966 85548 SH SOLE 65968 0 19580 DU PONT E I DE NEMOURS & CO COM 263534109 1765 38544 SH SOLE 24528 0 14016 DUKE ENERGY CORP NEW COM 26441C105 369 16764 SH SOLE 4651 0 12113 EATON VANCE CORP COM NON VTG 278265103 309 13082 SH SOLE 0 0 13082 ECOLAB INC COM 278865100 3097 53574 SH SOLE 44014 0 9560 EMERSON ELEC CO COM 291011104 8039 172549 SH SOLE 117174 0 55375 ENCANA CORP COM 292505104 186 10032 SH SOLE 10032 0 0 EXXON MOBIL CORP COM 30231G102 19258 227210 SH SOLE 138199 0 89011 FASTENAL CO COM 311900104 871 19982 SH SOLE 19982 0 0 FEDEX CORP COM 31428X106 5165 61844 SH SOLE 47652 0 14192 FORD MTR CO DEL COM PAR $0.01 345370860 276 25623 SH SOLE 25423 0 200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 791 21500 SH SOLE 16108 0 5392 FULLER H B CO COM 359694106 550 23800 SH SOLE 23800 0 0 GENERAL ELECTRIC CO COM 369604103 2825 157749 SH SOLE 73656 0 84093 GENUINE PARTS CO COM 372460105 206 3362 SH SOLE 1703 0 1659 GILEAD SCIENCES INC COM 375558103 241 5881 SH SOLE 4581 0 1300 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 733 16071 SH SOLE 11833 0 4238 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 186 16000 SH SOLE 16000 0 0 HESS CORP COM 42809H107 291 5130 SH SOLE 3866 0 1264 HEWLETT PACKARD CO COM 428236103 618 24000 SH SOLE 11991 0 12009 HONEYWELL INTL INC COM 438516106 466 8569 SH SOLE 7157 0 1412 HORMEL FOODS CORP COM 440452100 11555 394519 SH SOLE 298075 0 96444 HUBBELL INC CL A 443510102 36 600 SH SOLE 0 0 600 HUBBELL INC CL B 443510201 238 3555 SH SOLE 3393 0 162 ILLINOIS TOOL WKS INC COM 452308109 7905 169234 SH SOLE 120894 0 48340 INTEL CORP COM 458140100 1575 64929 SH SOLE 49196 0 15733 INTERNATIONAL BUSINESS MACHS COM 459200101 3170 17237 SH SOLE 9150 0 8087 ISHARES INC MSCI JAPAN 464286848 619 67950 SH SOLE 58350 0 9600 JOHNSON & JOHNSON COM 478160104 7171 109343 SH SOLE 69769 0 39574 JPMORGAN CHASE & CO COM 46625H100 1194 35909 SH SOLE 20596 0 15313 KENNAMETAL INC COM 489170100 351 9600 SH SOLE 9600 0 0 KIMBERLY CLARK CORP COM 494368103 603 8193 SH SOLE 7293 0 900 KRAFT FOODS INC CL A 50075N104 11606 310642 SH SOLE 244941 0 65701 LILLY ELI & CO COM 532457108 228 5487 SH SOLE 2614 0 2873 MEADWESTVACO CORP COM 583334107 236 7890 SH SOLE 3364 0 4526 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 76 75000 PRN SOLE 75000 0 0 MEDTRONIC INC COM 585055106 7767 203049 SH SOLE 161419 0 41630 MERCK & CO INC NEW COM 58933Y105 10596 281068 SH SOLE 208724 0 72344 MICROSOFT CORP COM 594918104 13239 509987 SH SOLE 400633 0 109354 MOHAWK INDS INC COM 608190104 226 3773 SH SOLE 0 0 3773 MOLEX INC COM 608554101 48 2007 SH SOLE 0 0 2007 MOLEX INC CL A 608554200 1707 86305 SH SOLE 59380 0 26925 NOBLE ENERGY INC COM 655044105 1843 19529 SH SOLE 15529 0 4000 NOVARTIS A G SPONSORED ADR 66987V109 1828 31982 SH SOLE 26184 0 5798 NOVO-NORDISK A S ADR 670100205 220 1908 SH SOLE 470 0 1438 NYSE EURONEXT COM 629491101 325 12450 SH SOLE 12450 0 0 ORACLE CORP COM 68389X105 323 12601 SH SOLE 8521 0 4080 PALL CORP COM 696429307 5176 90568 SH SOLE 67865 0 22703 PARTNERRE LTD COM G6852T105 283 4412 SH SOLE 3712 0 700 PAYCHEX INC COM 704326107 9486 315050 SH SOLE 245210 0 69840 PEPSICO INC COM 713448108 2345 35350 SH SOLE 10221 0 25129 PFIZER INC COM 717081103 1585 73230 SH SOLE 37720 0 35510 PHILIP MORRIS INTL INC COM 718172109 1003 12774 SH SOLE 5566 0 7208 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 236 5500 SH SOLE 5500 0 0 PPG INDS INC COM 693506107 1830 21913 SH SOLE 20216 0 1697 PRAXAIR INC COM 74005P104 1579 14771 SH SOLE 11100 0 3671 PRECISION CASTPARTS CORP COM 740189105 5273 32000 SH SOLE 32000 0 0 PROCTER & GAMBLE CO COM 742718109 8220 123216 SH SOLE 87454 0 35762 PROGRESSIVE CORP OHIO COM 743315103 496 25415 SH SOLE 25415 0 0 QEP RES INC COM 74733V100 906 30932 SH SOLE 30932 0 0 QUESTAR CORP COM 748356102 678 34132 SH SOLE 30932 0 3200 ROCKWELL COLLINS INC COM 774341101 2945 53180 SH SOLE 39230 0 13950 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 897 12267 SH SOLE 8497 0 3770 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 11561 152103 SH SOLE 114883 0 37220 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 339 14910 SH SOLE 12810 0 2100 SCHLUMBERGER LTD COM 806857108 2128 31149 SH SOLE 19938 0 11211 SEALED AIR CORP NEW COM 81211K100 3379 196355 SH SOLE 159065 0 37290 SHERWIN WILLIAMS CO COM 824348106 1143 12800 SH SOLE 12800 0 0 SONOCO PRODS CO COM 835495102 482 14622 SH SOLE 11619 0 3003 SPDR GOLD TRUST GOLD SHS 78463V107 892 5869 SH SOLE 605 0 5264 SPECTRA ENERGY CORP COM 847560109 7380 240010 SH SOLE 178581 0 61429 STATOIL ASA SPONSORED ADR 85771P102 6510 254195 SH SOLE 206850 0 47345 SYNGENTA AG SPONSORED ADR 87160A100 267 4531 SH SOLE 4531 0 0 SYNOPSYS INC COM 871607107 1290 47440 SH SOLE 35695 0 11745 TALISMAN ENERGY INC COM 87425E103 367 28800 SH SOLE 28800 0 0 TARGET CORP COM 87612E106 227 4440 SH SOLE 1240 0 3200 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 551 13655 SH SOLE 13255 0 400 TGC INDS INC COM NEW 872417308 95 13291 SH SOLE 0 0 13291 THERMO FISHER SCIENTIFIC INC COM 883556102 2022 44959 SH SOLE 27819 0 17140 TIFFANY & CO NEW COM 886547108 272 4100 SH SOLE 4100 0 0 TIME WARNER INC COM NEW 887317303 371 10274 SH SOLE 6754 0 3520 TRINITY INDS INC COM 896522109 320 10650 SH SOLE 10650 0 0 TYCO INTERNATIONAL LTD SHS H89128104 10624 227448 SH SOLE 176508 0 50940 UNILEVER N V N Y SHS NEW 904784709 9031 262749 SH SOLE 202957 0 59792 UNILEVER PLC SPON ADR NEW 904767704 1661 49544 SH SOLE 46394 0 3150 UNION PAC CORP COM 907818108 1639 15468 SH SOLE 13172 0 2296 UNITED TECHNOLOGIES CORP COM 913017109 282 3855 SH SOLE 3855 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2031 40066 SH SOLE 40066 0 0 US BANCORP DEL COM NEW 902973304 1068 39481 SH SOLE 36735 0 2746 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 2082 43745 SH SOLE 34450 0 9295 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 253 6629 SH SOLE 5759 0 870 VERIZON COMMUNICATIONS INC COM 92343V104 254 6319 SH SOLE 4038 0 2281 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 14441 515193 SH SOLE 389473 0 125720 VULCAN MATLS CO COM 929160109 1377 35000 SH SOLE 9800 0 25200 WALGREEN CO COM 931422109 662 20014 SH SOLE 2697 0 17317 WELLS FARGO & CO NEW COM 949746101 290 10525 SH SOLE 9129 0 1396 WHOLE FOODS MKT INC COM 966837106 436 6265 SH SOLE 3915 0 2350 WILEY JOHN & SONS INC CL A 968223206 4745 106870 SH SOLE 91510 0 15360 WILEY JOHN & SONS INC CL B 968223305 38 850 SH SOLE 850 0 0