0001308016-11-000004.txt : 20111115 0001308016-11-000004.hdr.sgml : 20111115 20111115111105 ACCESSION NUMBER: 0001308016-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111115 DATE AS OF CHANGE: 20111115 EFFECTIVENESS DATE: 20111115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANDFIELD & DODD, LLC CENTRAL INDEX KEY: 0001308016 IRS NUMBER: 134154503 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10973 FILM NUMBER: 111206063 BUSINESS ADDRESS: STREET 1: 17 BATTERY PLACE, SUITE 1326 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: (212) 477-9626 MAIL ADDRESS: STREET 1: 17 BATTERY PLACE, SUITE 1326 CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: Grandfield & Dodd, LLC DATE OF NAME CHANGE: 20041105 13F-HR 1 sep11-13f.txt G&D 3Q11 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Grandfield & Dodd, LLC Address: 17 Battery Place, Suite 1326 New York, NY 10004 Form 13F File Number: 28-10973 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Tae-Gene K. Cho Title: Principal Phone: 212-477-9626 x14 Signature, Place, and Date of Signing: TAE-GENE K. CHO New York, New York November 15, 2011 ____________________________ ____________________ ________________ Report Type (Check only one.): [X] 13-F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13-F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13-F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 142 Form 13F Information Table Value Total: $ 333,025 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- -------- -------- -------- 3M CO COM 88579Y101 1711 23831 SH SOLE 22286 0 1545 ABB LTD SPONSORED ADR 000375204 7042 412276 SH SOLE 328076 0 84200 ABBOTT LABS COM 002824100 459 8976 SH SOLE 6576 0 2400 ADOBE SYS INC COM 00724F101 506 20944 SH SOLE 9465 0 11479 AGRIUM INC COM 008916108 1133 17000 SH SOLE 17000 0 0 AIR PRODS & CHEMS INC COM 009158106 5374 70362 SH SOLE 56637 0 13725 ALLSTATE CORP COM 020002101 398 16794 SH SOLE 1944 0 14850 ALTRIA GROUP INC COM 02209S103 306 11416 SH SOLE 4208 0 7208 AMERICAN EXPRESS CO COM 025816109 2682 59735 SH SOLE 32422 0 27313 AMGEN INC COM 031162100 6003 109222 SH SOLE 90161 0 19061 AMYLIN PHARMACEUTICALS INC COM 032346108 204 22083 SH SOLE 18333 0 3750 ANADARKO PETE CORP COM 032511107 545 8642 SH SOLE 6488 0 2154 ANALOG DEVICES INC COM 032654105 8380 268157 SH SOLE 219112 0 49045 APPLE INC COM 037833100 1502 3939 SH SOLE 3180 0 759 APPLIED MATLS INC COM 038222105 5309 512743 SH SOLE 415453 0 97290 AT&T INC COM 00206R102 306 10727 SH SOLE 3787 0 6940 AUTOMATIC DATA PROCESSING IN COM 053015103 318 6748 SH SOLE 2459 0 4289 AVERY DENNISON CORP COM 053611109 232 9232 SH SOLE 6300 0 2932 BANK OF NEW YORK MELLON CORP COM 064058100 297 15962 SH SOLE 11061 0 4901 BARRICK GOLD CORP COM 067901108 259 5550 SH SOLE 5550 0 0 BECTON DICKINSON & CO COM 075887109 266 3633 SH SOLE 3633 0 0 BEMIS INC COM 081437105 938 32000 SH SOLE 32000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2354 26 SH SOLE 20 0 6 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4184 58893 SH SOLE 42399 0 16494 BIOGEN IDEC INC COM 09062X103 287 3084 SH SOLE 2384 0 700 BMC SOFTWARE INC COM 055921100 944 24472 SH SOLE 18365 0 6107 BP PLC SPONSORED ADR 055622104 2502 69372 SH SOLE 52362 0 17010 BRISTOL MYERS SQUIBB CO COM 110122108 627 19983 SH SOLE 17691 0 2292 CABOT OIL & GAS CORP COM 127097103 774 12500 SH SOLE 12500 0 0 CACI INTL INC CL A 127190304 5040 100929 SH SOLE 78014 0 22915 CAPSTONE TURBINE CORP COM 14067D102 10 10000 SH SOLE 10000 0 0 CENOVUS ENERGY INC COM 15135U109 267 8697 SH SOLE 8697 0 0 CHEVRON CORP NEW COM 166764100 5517 59585 SH SOLE 51076 0 8509 CHUBB CORP COM 171232101 2268 37803 SH SOLE 32616 0 5187 CISCO SYS INC COM 17275R102 246 15894 SH SOLE 9344 0 6550 CLARCOR INC COM 179895107 998 24122 SH SOLE 24122 0 0 COCA COLA CO COM 191216100 1263 18694 SH SOLE 8574 0 10120 COLGATE PALMOLIVE CO COM 194162103 1117 12596 SH SOLE 9696 0 2900 COMCAST CORP NEW CL A 20030N101 1714 81946 SH SOLE 62514 0 19432 COMCAST CORP NEW CL A SPL 20030N200 3 128 SH SOLE 128 0 0 CONAGRA FOODS INC COM 205887102 606 25022 SH SOLE 25022 0 0 CONOCOPHILLIPS COM 20825C104 7437 117452 SH SOLE 100309 0 17143 COSTCO WHSL CORP NEW COM 22160K105 1112 13545 SH SOLE 10263 0 3282 COVIDIEN LTD SHS G2554F113 3272 74188 SH SOLE 52764 0 21424 CREE INC COM 225447101 3756 144570 SH SOLE 112245 0 32325 CSX CORP COM 126408103 386 20700 SH SOLE 14100 0 6600 DANAHER CORP DEL COM 235851102 232 5526 SH SOLE 5526 0 0 DENTSPLY INTL INC NEW COM 249030107 4514 147100 SH SOLE 125935 0 21165 DEVON ENERGY CORP NEW COM 25179M103 6896 124394 SH SOLE 101925 0 22469 DISNEY WALT CO COM DISNEY 254687106 1149 38099 SH SOLE 35049 0 3050 DOMINION RES INC VA NEW COM 25746U109 9211 181427 SH SOLE 144392 0 37035 DOVER CORP COM 260003108 3861 82858 SH SOLE 63828 0 19030 DU PONT E I DE NEMOURS & CO COM 263534109 1089 27239 SH SOLE 23034 0 4205 DUKE ENERGY CORP NEW COM 26441C105 311 15564 SH SOLE 3451 0 12113 EATON VANCE CORP COM NON VTG 278265103 291 13082 SH SOLE 0 0 13082 ECOLAB INC COM 278865100 2565 52474 SH SOLE 42764 0 9710 EMERSON ELEC CO COM 291011104 6118 148092 SH SOLE 110399 0 37693 ENCANA CORP COM 292505104 198 10332 SH SOLE 10332 0 0 EXXON MOBIL CORP COM 30231G102 12566 173007 SH SOLE 134466 0 38541 FASTENAL CO COM 311900104 665 19982 SH SOLE 19982 0 0 FEDEX CORP COM 31428X106 4105 60649 SH SOLE 47157 0 13492 FORD MTR CO DEL COM PAR $0.01 345370860 248 25623 SH SOLE 25423 0 200 FREEPORT-MCMORAN COPPER & GO COM 35671D857 655 21525 SH SOLE 16133 0 5392 FULLER H B CO COM 359694106 434 23800 SH SOLE 23800 0 0 GENERAL ELECTRIC CO COM 369604103 1888 124019 SH SOLE 67460 0 56559 GILEAD SCIENCES INC COM 375558103 228 5881 SH SOLE 4581 0 1300 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 530 12824 SH SOLE 10468 0 2356 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 188 16000 SH SOLE 16000 0 0 HESS CORP COM 42809H107 269 5130 SH SOLE 3866 0 1264 HEWLETT PACKARD CO COM 428236103 506 22555 SH SOLE 11946 0 10609 HONEYWELL INTL INC COM 438516106 385 8770 SH SOLE 7358 0 1412 HORMEL FOODS CORP COM 440452100 10175 376585 SH SOLE 298965 0 77620 HUBBELL INC CL A 443510102 27 600 SH SOLE 0 0 600 HUBBELL INC CL B 443510201 176 3555 SH SOLE 3393 0 162 ILLINOIS TOOL WKS INC COM 452308109 6352 152682 SH SOLE 115542 0 37140 INTEL CORP COM 458140100 1443 67635 SH SOLE 50002 0 17633 INTERNATIONAL BUSINESS MACHS COM 459200101 2727 15596 SH SOLE 9409 0 6187 ISHARES INC MSCI JAPAN 464286848 643 67950 SH SOLE 58350 0 9600 JOHNSON & JOHNSON COM 478160104 6588 103444 SH SOLE 69010 0 34434 JPMORGAN CHASE & CO COM 46625H100 786 26096 SH SOLE 21196 0 4900 KENNAMETAL INC COM 489170100 314 9600 SH SOLE 9600 0 0 KIMBERLY CLARK CORP COM 494368103 562 7913 SH SOLE 7013 0 900 KRAFT FOODS INC CL A 50075N104 9939 295986 SH SOLE 241285 0 54701 LILLY ELI & CO COM 532457108 204 5515 SH SOLE 2642 0 2873 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 75 75000 PRN SOLE 75000 0 0 MEDTRONIC INC COM 585055106 6620 199169 SH SOLE 164789 0 34380 MERCK & CO INC NEW COM 58933Y105 8212 251133 SH SOLE 189240 0 61893 MICROSOFT CORP COM 594918104 12152 488243 SH SOLE 392239 0 96004 MOLEX INC COM 608554101 10 500 SH SOLE 0 0 500 MOLEX INC CL A 608554200 1189 70412 SH SOLE 58008 0 12404 NOBLE ENERGY INC COM 655044105 1386 19579 SH SOLE 15579 0 4000 NOVARTIS A G SPONSORED ADR 66987V109 1730 31029 SH SOLE 26034 0 4995 NOVO-NORDISK A S ADR 670100205 204 2054 SH SOLE 470 0 1584 NYSE EURONEXT COM 629491101 292 12583 SH SOLE 12583 0 0 ORACLE CORP COM 68389X105 381 13247 SH SOLE 9167 0 4080 PALL CORP COM 696429307 3797 89543 SH SOLE 67540 0 22003 PAYCHEX INC COM 704326107 7702 292075 SH SOLE 235635 0 56440 PEPSICO INC COM 713448108 1650 26650 SH SOLE 10321 0 16329 PFIZER INC COM 717081103 1264 71474 SH SOLE 37314 0 34160 PHILIP MORRIS INTL INC COM 718172109 734 11774 SH SOLE 4566 0 7208 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 226 5500 SH SOLE 5500 0 0 PPG INDS INC COM 693506107 1490 21092 SH SOLE 20225 0 867 PRAXAIR INC COM 74005P104 1315 14071 SH SOLE 10725 0 3346 PRECISION CASTPARTS CORP COM 740189105 4975 32000 SH SOLE 32000 0 0 PROCTER & GAMBLE CO COM 742718109 7436 117691 SH SOLE 86229 0 31462 PROGRESSIVE CORP OHIO COM 743315103 451 25415 SH SOLE 25415 0 0 QEP RES INC COM 74733V100 837 30932 SH SOLE 30932 0 0 QUESTAR CORP COM 748356102 604 34132 SH SOLE 30932 0 3200 ROCKWELL COLLINS COM 774341101 2436 46175 SH SOLE 36650 0 9525 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 730 11867 SH SOLE 8097 0 3770 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 8873 142997 SH SOLE 112499 0 30498 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 737 32100 SH SOLE 27280 0 4820 SCHLUMBERGER LTD COM 806857108 1747 29249 SH SOLE 19938 0 9311 SEALED AIR CORP NEW COM 81211K100 3580 214380 SH SOLE 180190 0 34190 SHERWIN WILLIAMS CO COM 824348106 951 12800 SH SOLE 12800 0 0 SONOCO PRODS CO COM 835495102 371 13130 SH SOLE 11744 0 1386 SPDR GOLD TRUST GOLD SHS 78463V107 928 5869 SH SOLE 605 0 5264 SPECTRA ENERGY CORP COM 847560109 5635 229705 SH SOLE 175376 0 54329 STATOIL ASA SPONSORED ADR 85771P102 4772 221420 SH SOLE 184925 0 36495 SYNGENTA AG SPONSORED ADR 87160A100 235 4531 SH SOLE 4531 0 0 SYNOPSYS INC COM 871607107 746 30615 SH SOLE 22920 0 7695 TALISMAN ENERGY INC COM 87425E103 353 28800 SH SOLE 28800 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 738 19820 SH SOLE 19320 0 500 TGC INDS INC COM NEW 872417308 58 13291 SH SOLE 0 0 13291 THERMO FISHER SCIENTIFIC INC COM 883556102 2231 44059 SH SOLE 26919 0 17140 TIFFANY & CO NEW COM 886547108 249 4100 SH SOLE 4100 0 0 TIME WARNER INC COM NEW 887317303 304 10127 SH SOLE 7087 0 3040 TRINITY INDS INC COM 896522109 228 10650 SH SOLE 10650 0 0 TYCO INTERNATIONAL LTD SHS H89128104 8697 213423 SH SOLE 173133 0 40290 UNILEVER N V N Y SHS NEW 904784709 7846 249165 SH SOLE 199799 0 49366 UNILEVER PLC SPON ADR NEW 904767704 1472 47194 SH SOLE 44344 0 2850 UNION PAC CORP COM 907818108 1318 16133 SH SOLE 13848 0 2285 UNITED TECHNOLOGIES CORP COM 913017109 272 3867 SH SOLE 3867 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1850 40110 SH SOLE 40110 0 0 US BANCORP DEL COM NEW 902973304 1019 43288 SH SOLE 37616 0 5672 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 2266 46762 SH SOLE 37617 0 9145 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 12174 474450 SH SOLE 378669 0 95781 VULCAN MATLS CO COM 929160109 307 11140 SH SOLE 8240 0 2900 WELLS FARGO & CO NEW COM 949746101 313 12983 SH SOLE 11587 0 1396 WHOLE FOODS MKT INC COM 966837106 318 4865 SH SOLE 3515 0 1350 WILEY JOHN & SONS INC CL A 968223206 4609 103768 SH SOLE 89408 0 14360 WILEY JOHN & SONS INC CL B 968223305 38 850 SH SOLE 850 0 0