0000909012-16-000616.txt : 20161115 0000909012-16-000616.hdr.sgml : 20161115 20161115144852 ACCESSION NUMBER: 0000909012-16-000616 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 EFFECTIVENESS DATE: 20161115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laffer Investments CENTRAL INDEX KEY: 0001307878 IRS NUMBER: 200536838 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10975 FILM NUMBER: 161999289 BUSINESS ADDRESS: STREET 1: 103 MURPHY COURT CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6154600100 MAIL ADDRESS: STREET 1: 103 MURPHY COURT CITY: NASHVILLE STATE: TN ZIP: 37203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307878 XXXXXXXX 09-30-2016 09-30-2016 Laffer Investments

103 MURPHY COURT NASHVILLE TN 37203

13F HOLDINGS REPORT 028-10975 N Arthur B. Laffer, Jr. 615 460 0100 /s/ ARTHUR B. LAFFER Nashville TN 11-15-2016 0 208 359756479 false INFORMATION TABLE 2 aci_13f.xml Vodafone Group Plc-Sp Adr AMERICAN DEPOSITARY RECEIPT 92857W308 754868 25896 SH OTR ALL 25896 0 0 Abbott Laboratories COMMON STOCKS 002824100 2076861 49110 SH OTR ALL 49110 0 0 Abbvie Inc COMMON STOCKS 00287Y109 2407129 38166 SH OTR ALL 38166 0 0 Altria Group Inc COMMON STOCKS 02209S103 3573127 56510 SH OTR ALL 56510 0 0 American Electric Power COMMON STOCKS 025537101 1342566 20909 SH OTR ALL 20909 0 0 American Express Co COMMON STOCKS 025816109 1717488 26819 SH OTR ALL 26819 0 0 American Water Works Co. COMMON STOCKS 030420103 1026580 13717 SH OTR ALL 13717 0 0 Amerisourcebergen Corp Com COMMON STOCKS 03073E105 1202894 14891 SH OTR ALL 14891 0 0 Amgen Inc COMMON STOCKS 031162100 3514353 21068 SH OTR ALL 21068 0 0 Apple Computer Inc COMMON STOCKS 037833100 11363220 100515 SH OTR ALL 100515 0 0 Ares Capital Corp COMMON STOCKS 04010L103 281092 18135 SH OTR ALL 18135 0 0 AT&T Inc COMMON STOCKS 00206R102 4582757 112848 SH OTR ALL 112848 0 0 Bank of America Corp COMMON STOCKS 060505104 3594632 229689 SH OTR ALL 229689 0 0 BCE Inc New COMMON STOCKS 05534B760 965162 20900 SH OTR ALL 20900 0 0 Block H & R Inc COMMON STOCKS 093671105 964892 41680 SH OTR ALL 41680 0 0 Boeing Co COMMON STOCKS 097023105 2632560 19983 SH OTR ALL 19983 0 0 Boston Properties Inc COMMON STOCKS 101121101 1280853 9398 SH OTR ALL 9398 0 0 Bristol Myers Squibb COMMON STOCKS 110122108 1908821 35401 SH OTR ALL 35401 0 0 Broadcom Corp New COMMON STOCKS y09827109 1969833 11418 SH OTR ALL 11418 0 0 C. H. Robinson Worldwide Inc COMMON STOCKS 12541W209 1017583 14442 SH OTR ALL 14442 0 0 Cardinal Health Inc COMMON STOCKS 14149Y108 1318025 16963 SH OTR ALL 16963 0 0 Carnival Corp COMMON STOCKS 143658300 1371207 28087 SH OTR ALL 28087 0 0 Centurylink Inc COMMON STOCKS 156700106 1164238 42444 SH OTR ALL 42444 0 0 Chubb Ltd. COMMON STOCKS H1467J104 1721153 13698 SH OTR ALL 13698 0 0 Cincinnati Financial Corp COMMON STOCKS 172062101 1126397 14935 SH OTR ALL 14935 0 0 Cisco Sys Inc COMMON STOCKS 17275R102 4431093 139694 SH OTR ALL 139694 0 0 Citigroup Inc COMMON STOCKS 172967424 3178862 67306 SH OTR ALL 67306 0 0 CME Group Inc COMMON STOCKS 12572Q105 890405 8519 SH OTR ALL 8519 0 0 Coca-Cola Company COMMON STOCKS 191216100 4316809 102004 SH OTR ALL 102004 0 0 Consolidated Edison COMMON STOCKS 209115104 1191471 15823 SH OTR ALL 15823 0 0 Cummins Inc COMMON STOCKS 231021106 1319304 10295 SH OTR ALL 10295 0 0 CVS Corp COMMON STOCKS 126650100 2461107 27656 SH OTR ALL 27656 0 0 D.R. Horton Inc COMMON STOCKS 23331A109 1030635 34127 SH OTR ALL 34127 0 0 Darden Restaurants COMMON STOCKS 237194105 919002 14987 SH OTR ALL 14987 0 0 Delta Air Lines, Inc. COMMON STOCKS 247361702 1488831 37826 SH OTR ALL 37826 0 0 Dow Chem Co COMMON STOCKS 260543103 1762168 33999 SH OTR ALL 33999 0 0 Duke Energy Corp COMMON STOCKS 26441C204 1699009 21227 SH OTR ALL 21227 0 0 Eli Lilly & Co COMMON STOCKS 532457108 2152492 26819 SH OTR ALL 26819 0 0 Equity Residential P COMMON STOCKS 29476L107 1276564 19844 SH OTR ALL 19844 0 0 Eversource Energy COMMON STOCKS 30040W108 1119738 20667 SH OTR ALL 20667 0 0 Exelon Corp COMMON STOCKS 30161N101 1352106 40616 SH OTR ALL 40616 0 0 Exxon Mobil Corp COMMON STOCKS 30231G102 6002071 68768 SH OTR ALL 68768 0 0 Firstenergy Corp COMMON STOCKS 337932107 1093724 33063 SH OTR ALL 33063 0 0 Ford Motor Co COMMON STOCKS 345370860 1559275 129186 SH OTR ALL 129186 0 0 General Dynamics Corp COMMON STOCKS 369550108 1572081 10132 SH OTR ALL 10132 0 0 General Mills Inc COMMON STOCKS 370334104 1448606 22677 SH OTR ALL 22677 0 0 HASBRO INC COMMON STOCKS 418056107 947517 11944 SH OTR ALL 11944 0 0 Hcp Inc COMMON STOCKS 40414L109 1217170 32073 SH OTR ALL 32073 0 0 Health Care Reit Inc COMMON STOCKS 95040Q104 1291576 17274 SH OTR ALL 17274 0 0 Hershey Foods Corp COMMON STOCKS 427866108 1160870 12143 SH OTR ALL 12143 0 0 Home Depot Inc COMMON STOCKS 437076102 3548994 27580 SH OTR ALL 27580 0 0 Honeywell Intl Inc COMMON STOCKS 438516106 2170439 18616 SH OTR ALL 18616 0 0 INTEL CORP COMMON STOCKS 458140100 3868544 102478 SH OTR ALL 102478 0 0 International Paper Co COMMON STOCKS 460146103 1320793 27528 SH OTR ALL 27528 0 0 Intl Business Machines COMMON STOCKS 459200101 3104087 19541 SH OTR ALL 19541 0 0 Iron Mountain Inc. COMMON STOCKS 46284V101 956639 25490 SH OTR ALL 25490 0 0 J P Morgan Chase & Co COMMON STOCKS 46625H100 5460446 82001 SH OTR ALL 82001 0 0 Johnson & Johnson COMMON STOCKS 478160104 6580549 55706 SH OTR ALL 55706 0 0 Kimberly Clark Corp COMMON STOCKS 494368103 1561865 12382 SH OTR ALL 12382 0 0 Kimco Realty Corp COMMON STOCKS 49446R109 1044255 36071 SH OTR ALL 36071 0 0 Kohl's Corp COMMON STOCKS 500255104 1256587 28722 SH OTR ALL 28722 0 0 L-3 Communications COMMON STOCKS 502424104 1043805 6925 SH OTR ALL 6925 0 0 L Brands Inc COMMON STOCKS 501797104 1263456 17853 SH OTR ALL 17853 0 0 Leggett & Platt Inc COMMON STOCKS 524660107 897743 19696 SH OTR ALL 19696 0 0 Lockheed Martin Corp COMMON STOCKS 539830109 1751394 7306 SH OTR ALL 7306 0 0 Lowe's Cos Inc COMMON STOCKS 548661107 1819692 25200 SH OTR ALL 25200 0 0 LyondellBasell Industries NV COMMON STOCKS N53745100 2148137 26632 SH OTR ALL 26632 0 0 Macquarie Infrastructure Corp COMMON STOCKS 55608B105 1008535 12116 SH OTR ALL 12116 0 0 Marsh & Mclennan Cos COMMON STOCKS 571748102 1422135 21147 SH OTR ALL 21147 0 0 Martin Marietta Materials COMMON STOCKS 573284106 1013941 5661 SH OTR ALL 5661 0 0 McDonalds Corp COMMON STOCKS 580135101 2499389 21666 SH OTR ALL 21666 0 0 Mckesson Corp COMMON STOCKS 58155Q103 1336167 8013 SH OTR ALL 8013 0 0 Merck & Co Inc COMMON STOCKS 58933Y105 3471244 55620 SH OTR ALL 55620 0 0 Microsoft Corp COMMON STOCKS 594918104 9527731 165412 SH OTR ALL 165412 0 0 Morgan Stanley COMMON STOCKS 617446448 1915585 59750 SH OTR ALL 59750 0 0 Motorola Solutions Inc. COMMON STOCKS 620076307 1219717 15990 SH OTR ALL 15990 0 0 Newmont Mng Corp Hld COMMON STOCKS 651639106 1162591 29590 SH OTR ALL 29590 0 0 NextEra Energy Inc COMMON STOCKS 65339F101 2253990 18427 SH OTR ALL 18427 0 0 Nike Inc COMMON STOCKS 654106103 2441959 46381 SH OTR ALL 46381 0 0 Nordstrom Inc COMMON STOCKS 655664100 1380786 26615 SH OTR ALL 26615 0 0 Northrop Corp COMMON STOCKS 666807102 1412497 6602 SH OTR ALL 6602 0 0 Paccar Inc COMMON STOCKS 693718108 1278465 21750 SH OTR ALL 21750 0 0 Paychex Inc COMMON STOCKS 704326107 969669 16756 SH OTR ALL 16756 0 0 Pfizer Inc COMMON STOCKS 717081103 4496581 132760 SH OTR ALL 132760 0 0 PG&E Corporation COMMON STOCKS 69331C108 1306407 21357 SH OTR ALL 21357 0 0 Pinnacle West Cap Co COMMON STOCKS 723484101 998584 13141 SH OTR ALL 13141 0 0 PPL Corp COMMON STOCKS 69351T106 1134967 32831 SH OTR ALL 32831 0 0 Principal Financial COMMON STOCKS 74251V102 1323343 25691 SH OTR ALL 25691 0 0 Proctor & Gamble Co COMMON STOCKS 742718109 5594925 62339 SH OTR ALL 62339 0 0 Prudential Finl Inc COMMON STOCKS 744320102 1591113 19487 SH OTR ALL 19487 0 0 Public Storage Inc COMMON STOCKS 74460D109 1381682 6192 SH OTR ALL 6192 0 0 Pulte Homes Inc COMMON STOCKS 745867101 1036949 51744 SH OTR ALL 51744 0 0 Raytheon Co COMMON STOCKS 755111507 1452370 10669 SH OTR ALL 10669 0 0 Republic Services Inc COMMON STOCKS 760759100 1079226 21392 SH OTR ALL 21392 0 0 Rockwell Collins Inc COMMON STOCKS 774341101 1049105 12439 SH OTR ALL 12439 0 0 Ross Stores Inc. COMMON STOCKS 778296103 1461667 22732 SH OTR ALL 22732 0 0 Royal Caribbean Cruises Ltd COMMON STOCKS V7780T103 1122451 14976 SH OTR ALL 14976 0 0 Sherwin Williams Co COMMON STOCKS 824348106 1176081 4251 SH OTR ALL 4251 0 0 Simon Ppty Group Inc COMMON STOCKS 828806109 1902835 9192 SH OTR ALL 9192 0 0 Six Flags Entertainment COMMON STOCKS 83001A102 846984 15799 SH OTR ALL 15799 0 0 Southern Co COMMON STOCKS 842587107 1619233 31564 SH OTR ALL 31564 0 0 Southwest Airlines co COMMON STOCKS 844741108 1301648 33470 SH OTR ALL 33470 0 0 Spectra Energy Corp COMMON STOCKS 847560109 346018 8094 SH OTR ALL 8094 0 0 Spectra Energy Partners LP COMMON STOCKS 84756N109 526333 12047 SH OTR ALL 12047 0 0 Staples Inc COMMON STOCKS 855030102 971109 113580 SH OTR ALL 113580 0 0 Target Corp COMMON STOCKS 87612E106 2443909 35584 SH OTR ALL 35584 0 0 Tesoro Corporation COMMON STOCKS 881609101 1142799 14364 SH OTR ALL 14364 0 0 Tjx Cos Inc New COMMON STOCKS 872540109 1606498 21483 SH OTR ALL 21483 0 0 Travelers Companies COMMON STOCKS 89417E109 1448484 12645 SH OTR ALL 12645 0 0 United Parcel Services COMMON STOCKS 911312106 3366647 30785 SH OTR ALL 30785 0 0 United Technologies COMMON STOCKS 913017109 2089607 20567 SH OTR ALL 20567 0 0 Unitedhealth Group Inc COMMON STOCKS 91324P102 2799440 19996 SH OTR ALL 19996 0 0 Unum Group COMMON STOCKS 91529Y106 1053120 29825 SH OTR ALL 29825 0 0 US Bancorp COMMON STOCKS 902973304 2015572 46994 SH OTR ALL 46994 0 0 V F Corp COMMON STOCKS 918204108 1111079 19823 SH OTR ALL 19823 0 0 Ventas Inc COMMON STOCKS 92276F100 1231716 17439 SH OTR ALL 17439 0 0 Verizon Communications COMMON STOCKS 92343V104 4192498 80656 SH OTR ALL 80656 0 0 Vornado Rlty Tr COMMON STOCKS 929042109 1192759 11785 SH OTR ALL 11785 0 0 Vulcan Materials Co COMMON STOCKS 929160109 1102953 9698 SH OTR ALL 9698 0 0 Wal-Mart Stores Inc COMMON STOCKS 931142103 2474292 34308 SH OTR ALL 34308 0 0 Walgreens Boots Alliance COMMON STOCKS 931427108 2003245 24848 SH OTR ALL 24848 0 0 Walt Disney Co COMMON STOCKS 254687106 3010614 32421 SH OTR ALL 32421 0 0 Waste Mgmt Inc Del COMMON STOCKS 94106L109 1304720 20463 SH OTR ALL 20463 0 0 WELLS FARGO & CO NEW COM COMMON STOCKS 949746101 4058616 91658 SH OTR ALL 91658 0 0 Williams Cos Inc Del COMMON STOCKS 969457100 1531706 49844 SH OTR ALL 49844 0 0 Willis Tower Watson PLC COMMON STOCKS G96629103 1201170 9047 SH OTR ALL 9047 0 0 Wisconsin Energy Corp COMMON STOCKS 92939U106 906283 15135 SH OTR ALL 15135 0 0 Xcel Energy Inc COMMON STOCKS 98389B100 1167635 28382 SH OTR ALL 28382 0 0 Ares Capital Corp CONVERTIBLE BOND 04010LAG8 2631451 2582 SH OTR ALL 2582 0 0 Brocade Communications CONVERTIBLE BOND 111621AQ1 1747389 1752 SH OTR ALL 1752 0 0 Citrix Systems Inc CONVERTIBLE BOND 177376AD2 1639906 1441 SH OTR ALL 1441 0 0 Illumina Inc CONVERTIBLE BOND 452327AF6 2595748 2495 SH OTR ALL 2495 0 0 Janus Capitol Group Inc. CONVERTIBLE BOND 47102XAH8 1014921 741 SH OTR ALL 741 0 0 Lam Research Corp 1.25 CONVERTIBLE BOND 512807AL2 4530607 2825 SH OTR ALL 2825 0 0 Macquarie Infrastructure CONVERTIBLE BOND 55608BAA3 3097278 2599 SH OTR ALL 2599 0 0 Micron Technology CONVERTIBLE BOND 595112AY9 1047808 1140 SH OTR ALL 1140 0 0 Newmont Mining Corp CONVERTIBLE BOND 651639AJ5 1212319 1103 SH OTR ALL 1103 0 0 NVIDIA Corp CONVERTIBLE BOND 67066GAC8 2712042 794 SH OTR ALL 794 0 0 NXP Semiconductor NV CONVERTIBLE BOND 62952QAB6 3187907 2661 SH OTR ALL 2661 0 0 Old Republic Intl Corp CONVERTIBLE BOND 680223AH7 2103042 1740 SH OTR ALL 1740 0 0 Priceline Com Inc CONVERTIBLE BOND 741503AQ9 3187160 2011 SH OTR ALL 2011 0 0 Red Hat Inc. CONVERTIBLE BOND 756577AD4 2251889 1775 SH OTR ALL 1775 0 0 RPM International Inc. CONVERTIBLE BOND 749685AT0 1887419 1562 SH OTR ALL 1562 0 0 Spirit Realty Capital CONVERTIBLE BOND 84860WAA0 2275927 2015 SH OTR ALL 2015 0 0 TPG Specialty Lending CONVERTIBLE BOND 87265KAB8 2356985 2244 SH OTR ALL 2244 0 0 VEREIT CONVERTIBLE BOND 02917TAA2 916837 908 SH OTR ALL 908 0 0 Weatherford Bermuda CONVERTIBLE BOND 947075AH0 1229493 1014 SH OTR ALL 1014 0 0 Xilinx Inc CONVERTIBLE BOND 983919AF8 3331663 1756 SH OTR ALL 1756 0 0 Alcoa Inc. CONVERTIBLE PREFERRED STOCK 013817309 1070161 32165 SH OTR ALL 32165 0 0 Alexandria Real Estate CONVERTIBLE PREFERRED STOCK 015271505 2459433 69908 SH OTR ALL 69908 0 0 Allergan PLC CONVERTIBLE PREFERRED STOCK G0177J116 3755340 4576 SH OTR ALL 4576 0 0 American Tower Corp - Cl B CONVERTIBLE PREFERRED STOCK 03027X407 2258911 20625 SH OTR ALL 20625 0 0 AMG Capital Trust II CONVERTIBLE PREFERRED STOCK 00170F209 1147549 21130 SH OTR ALL 21130 0 0 Anadarko Pertroleum Corp CONVERTIBLE PREFERRED STOCK 032511404 2439866 58317 SH OTR ALL 58317 0 0 Anthem Inc CONVERTIBLE PREFERRED STOCK 036752202 3823104 87708 SH OTR ALL 87708 0 0 Bunge Ltd. Perpetual Conv Pfd CONVERTIBLE PREFERRED STOCK G16962204 1408872 14854 SH OTR ALL 14854 0 0 Dominion Resources CONVERTIBLE PREFERRED STOCK 25746U836 1695069 33641 SH OTR ALL 33641 0 0 Dominion Resources Inc CONVERTIBLE PREFERRED STOCK 25746U869 4020111 80050 SH OTR ALL 80050 0 0 Entertainment Properties CONVERTIBLE PREFERRED STOCK 26884U307 332255 8928 SH OTR ALL 8928 0 0 Frontier Communications Conv Prf CONVERTIBLE PREFERRED STOCK 35906A207 1748463 20858 SH OTR ALL 20858 0 0 Hess Corp - Conv Pr CONVERTIBLE PREFERRED STOCK 42809H404 1266359 19180 SH OTR ALL 19180 0 0 Kinder Morgan Inc/Delaware CONVERTIBLE PREFERRED STOCK 49456B200 231904 4561 SH OTR ALL 4561 0 0 Spire Inc CONVERTIBLE PREFERRED STOCK 505597500 2071262 36154 SH OTR ALL 36154 0 0 Stanley Black & Decker Inc. CONVERTIBLE PREFERRED STOCK 854502804 1392284 11017 SH OTR ALL 11017 0 0 Stericycle Inc CONVERTIBLE PREFERRED STOCK 858912207 1983614 30099 SH OTR ALL 30099 0 0 Teva Pharmaceutical Cv Pfd CONVERTIBLE PREFERRED STOCK M8769Q136 3873653 4778 SH OTR ALL 4778 0 0 Tyson Foods Inc CONVERTIBLE PREFERRED STOCK 902494301 2463690 30045 SH OTR ALL 30045 0 0 Wells Fargo & Company PFD CONVERTIBLE PREFERRED STOCK 949746804 3336162 2547 SH OTR ALL 2547 0 0 Welltower Inc Pfd CONVERTIBLE PREFERRED STOCK 95040Q203 1863473 27903 SH OTR ALL 27903 0 0 Alerian MLP ETF EXCHANGE TRADED FUND 00162Q866 572420 45108 SH OTR ALL 45108 0 0 Consumer Staples Spdr EXCHANGE TRADED FUND 81369Y308 49378 928 SH OTR ALL 928 0 0 Guggenheim Enhanced Short Duration Bond ETF EXCHANGE TRADED FUND 18383M654 333127 6636 SH OTR ALL 6636 0 0 iShares 1-3 Year Credit Bond EXCHANGE TRADED FUND 464288646 365612 3457 SH OTR ALL 3457 0 0 iShares Barclays 3-7 Year Tr EXCHANGE TRADED FUND 464288661 219167 1732 SH OTR ALL 1732 0 0 iShares Floating Rate Bond ETF EXCHANGE TRADED FUND 46429B655 482175 9501 SH OTR ALL 9501 0 0 iShares iBoxx High Yield Corp Bond ETF EXCHANGE TRADED FUND 464288513 375654 4305 SH OTR ALL 4305 0 0 iShares iBoxx Investment Grade EXCHANGE TRADED FUND 464287242 670468 5443 SH OTR ALL 5443 0 0 ISHARES INC MSCI SINGAPORE INDEX FD EXCHANGE TRADED FUND 464286673 476754 43900 SH OTR ALL 43900 0 0 iShares Intermediate Credit EXCHANGE TRADED FUND 464288638 634583 5699 SH OTR ALL 5699 0 0 iShares Lehman 1-3 Tr EXCHANGE TRADED FUND 464287457 315243 3707 SH OTR ALL 3707 0 0 iShares Lehman 20+ Tr EXCHANGE TRADED FUND 464287432 37127 270 SH OTR ALL 270 0 0 iShares Lehman 7-10 Tr EXCHANGE TRADED FUND 464287440 58848 526 SH OTR ALL 526 0 0 iShares MBS ETF EXCHANGE TRADED FUND 464288588 499588 4538 SH OTR ALL 4538 0 0 iShares MSCI Germany Index EXCHANGE TRADED FUND 464286806 489199 18622 SH OTR ALL 18622 0 0 iShares MSCI Hong Kong Index Fund EXCHANGE TRADED FUND 464286871 535104 24311 SH OTR ALL 24311 0 0 iShares MSCI India ETF EXCHANGE TRADED FUND 46429B598 519439 17662 SH OTR ALL 17662 0 0 iShares MSCI Ireland Capped ETF EXCHANGE TRADED FUND 46429B507 446959 11759 SH OTR ALL 11759 0 0 iShares MSCI Spain Index EXCHANGE TRADED FUND 464286764 471307 17573 SH OTR ALL 17573 0 0 iShares MSCI Taiwan Index EXCHANGE TRADED FUND 464286731 543738 34633 SH OTR ALL 34633 0 0 iShares TIPS Bond ETF EXCHANGE TRADED FUND 464287176 58128 499 SH OTR ALL 499 0 0 Sector Healthcare Select Spider ETF EXCHANGE TRADED FUND 81369Y209 75859 1052 SH OTR ALL 1052 0 0 Spdr S&P 500 EXCHANGE TRADED FUND 78462F103 562163 2599 SH OTR ALL 2599 0 0 Vanguard Intermediate - Term Corporate Bond ETF EXCHANGE TRADED FUND 92206C870 186415 2081 SH OTR ALL 2081 0 0 Citigroup Inc. PREFERRED STOCK 172967358 288760 9971 SH OTR ALL 9971 0 0 Digital Realty Trust Inc PREFERRED STOCK 253868871 247272 8995 SH OTR ALL 8995 0 0 JPMorgan Chase & Co PREFERRED STOCK 48127A161 302674 10699 SH OTR ALL 10699 0 0 Morgan Stanley Repstng 1/1000 Non Cuml PFD F Pe PREFERRED STOCK 61763E207 312458 10617 SH OTR ALL 10617 0 0 Nustar Logistics Lp PREFERRED STOCK 67059T204 292496 11448 SH OTR ALL 11448 0 0 Seaspan Corp PREFERRED STOCK Y75638133 291033 11646 SH OTR ALL 11646 0 0 Wells Fargo & Co PREFERRED STOCK 949746556 288605 10789 SH OTR ALL 10789 0 0 CyrusOne Inc. REITS - usd 23283R100 500150 10514 SH OTR ALL 10514 0 0 Extra Space Storage Inc. REITS - usd 30225T102 502506 6328 SH OTR ALL 6328 0 0 General Growth Properties, Inc. REITS - usd 370023103 1123899 40721 SH OTR ALL 40721 0 0 Omega Healthcare Investors Inc REITS - usd 681936100 839491 23681 SH OTR ALL 23681 0 0 Realty Income Corporation REITS - usd 756109104 1162172 17364 SH OTR ALL 17364 0 0 W P Carey Inc REITS - usd 92936U109 890707 13803 SH OTR ALL 13803 0 0 Safeway Casa Ley CVR WARRANTS 786cvr209 84724 83481 SH OTR ALL 83481 0 0 Safeway PDC, LLC CVR WARRANTS 786cvr308 4073 83481 SH OTR ALL 83481 0 0