0001144204-19-004634.txt : 20190204 0001144204-19-004634.hdr.sgml : 20190204 20190204144901 ACCESSION NUMBER: 0001144204-19-004634 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190204 DATE AS OF CHANGE: 20190204 EFFECTIVENESS DATE: 20190204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 19563229 BUSINESS ADDRESS: STREET 1: 767 THIRD AVE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-561-2622 MAIL ADDRESS: STREET 1: 767 THIRD AVE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 12-31-2018 12-31-2018 false Trellus Management Company, LLC

767 Third Ave 32nd Floor New York NY 10017

13F HOLDINGS REPORT 028-10974 N James Scaplen 646-561-2622 /s/ James Scaplen New York NY 02-04-2019 0 48 44256 INFORMATION TABLE 2 infotable.xml ACCELERATE DIAGNOSTICS INC COM 00430H102 1436 124848 SH SOLE 124848 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 702 61000 SH Call SOLE 61000 0 0 AIRGAIN INC COM 00938A104 192 19378 SH SOLE 19378 0 0 AK STL HLDG CORP COM 001547108 39 17500 SH SOLE 17500 0 0 ALCOA CORP COM 013872106 396 14915 SH SOLE 14915 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1713 12500 SH SOLE 12500 0 0 AMAZON COM INC COM 023135106 1502 1000 SH SOLE 1000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 2373 15000 SH SOLE 15000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 4684 51600 SH SOLE 51600 0 0 APPLIED MATLS INC COM 038222105 327 10000 SH SOLE 10000 0 0 AUTODESK INC COM 052769106 514 4000 SH SOLE 4000 0 0 BAIDU INC SPON ADR REP A 056752108 793 5000 SH SOLE 5000 0 0 BIOLASE INC COM NEW 090911207 143 144913 SH SOLE 144913 0 0 BLACKROCK INC COM 09247X101 786 2000 SH SOLE 2000 0 0 CIDARA THERAPEUTICS INC COM 171757107 221 94143 SH SOLE 94143 0 0 COHERENT INC COM 192479103 264 2500 SH SOLE 2500 0 0 CONTRAFECT CORP COM 212326102 185 120676 SH SOLE 120676 0 0 COOPER STD HLDGS INC COM 21676P103 928 14940 SH SOLE 14940 0 0 DARLING INGREDIENTS INC COM 237266101 1476 76727 SH SOLE 76727 0 0 DIGITAL TURBINE INC COM NEW 25400W102 1646 899662 SH SOLE 899662 0 0 FEDEX CORP COM 31428X106 1484 9200 SH SOLE 9200 0 0 FERROGLOBE PLC SHS G33856108 52 33000 SH SOLE 33000 0 0 FIREEYE INC COM 31816Q101 1704 105096 SH SOLE 105096 0 0 FIRST DATA CORP NEW COM CL A 32008D106 719 42500 SH SOLE 42500 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 1604 60000 SH SOLE 60000 0 0 IMPINJ INC COM 453204109 477 32810 SH SOLE 32810 0 0 ISHARES TR 20 YR TR BD ETF 464287432 243 2000 SH SOLE 2000 0 0 ISHARES TR IBOXX INV CP ETF 464287242 382 3386 SH SOLE 3386 0 0 JPMORGAN CHASE & CO COM 46625H100 1074 11000 SH SOLE 11000 0 0 LKQ CORP COM 501889208 593 25000 SH SOLE 25000 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 1323 36200 SH SOLE 36200 0 0 NETFLIX INC COM 64110L106 268 1000 SH SOLE 1000 0 0 NUTANIX INC CL A 67059N108 420 10100 SH SOLE 10100 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 821 111000 SH SOLE 111000 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 365 71200 SH SOLE 71200 0 0 PHILIP MORRIS INTL INC COM 718172109 467 7000 SH SOLE 7000 0 0 PLANTRONICS INC NEW COM 727493108 244 7358 SH SOLE 7358 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 489 5000 SH SOLE 5000 0 0 SOLENO THERAPEUTICS INC COM NEW 834203200 290 169380 SH SOLE 169380 0 0 SPARK ENERGY INC CL A COM 846511103 208 28035 SH SOLE 28035 0 0 SPARTAN MTRS INC COM 846819100 305 42140 SH SOLE 42140 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 500 2000 SH SOLE 2000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 1950 73500 SH Call SOLE 73500 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 1419 12500 SH SOLE 12500 0 0 USA TECHNOLOGIES INC COM NO PAR 90328S500 428 110000 SH SOLE 110000 0 0 VERTEX ENERGY INC COM 92534K107 847 829943 SH SOLE 829943 0 0 VICOR CORP COM 925815102 4839 128045 SH SOLE 128045 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 421 316360 SH SOLE 316360 0 0