0001144204-17-038025.txt : 20170725 0001144204-17-038025.hdr.sgml : 20170725 20170725133853 ACCESSION NUMBER: 0001144204-17-038025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170725 DATE AS OF CHANGE: 20170725 EFFECTIVENESS DATE: 20170725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 17980105 BUSINESS ADDRESS: STREET 1: 767 THIRD AVE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-561-2622 MAIL ADDRESS: STREET 1: 767 THIRD AVE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 06-30-2017 06-30-2017 false Trellus Management Company, LLC

767 Third Ave 32nd Floor New York NY 10017

13F HOLDINGS REPORT 028-10974 N James Scaplen 646-561-2622 /s/ James Scaplen New York NY 07-24-2017 0 67 68072 INFORMATION TABLE 2 infotable.xml ACACIA COMMUNICATIONS INC COM 00401C108 631 15220 SH SOLE 15220 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 798 29186 SH SOLE 29186 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1761 12500 SH SOLE 12500 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1985 15000 SH SOLE 15000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 4022 51600 SH SOLE 51600 0 0 ANTERO RES CORP COM 03674X106 432 20000 SH SOLE 20000 0 0 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 296 39700 SH SOLE 39700 0 0 AXON ENTERPRISE INC COM 05464C101 684 27200 SH SOLE 27200 0 0 BIOLASE INC COM 090911108 340 350857 SH SOLE 350857 0 0 BLACKHAWK NETWORK HLDGS INC COM 09238E104 519 11896 SH SOLE 11896 0 0 BLACKROCK INC COM 09247X101 845 2000 SH SOLE 2000 0 0 BOFI HLDG INC COM 05566U108 474 20000 SH SOLE 20000 0 0 CANADIAN SOLAR INC COM 136635109 599 37600 SH SOLE 37600 0 0 CATERPILLAR INC DEL COM 149123101 537 5000 SH Put SOLE 5000 0 0 CHEROKEE INC DEL NEW COM 16444H102 521 75000 SH SOLE 75000 0 0 CIDARA THERAPEUTICS INC COM 171757107 338 45000 SH SOLE 45000 0 0 CLIFFS NAT RES INC COM 18683K101 97 14000 SH SOLE 14000 0 0 CLOVIS ONCOLOGY INC COM 189464100 2809 30000 SH Put SOLE 30000 0 0 COTT CORP QUE COM 22163N106 1444 100000 SH SOLE 100000 0 0 CREDIT ACCEP CORP MICH COM 225310101 518 2014 SH SOLE 2014 0 0 CREDIT SUISSE NASSAU BRH 3X LONG GOLD 22542D688 153 15300 SH SOLE 15300 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 472 5651 SH SOLE 5651 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 648 47500 SH SOLE 47500 0 0 DIGITAL TURBINE INC COM NEW 25400W102 618 600000 SH SOLE 600000 0 0 DIREXION SHS ETF TR DLY GOLD INDX 3X 25460E844 348 11490 SH SOLE 11490 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1219 45000 SH SOLE 45000 0 0 FARMLAND PARTNERS INC COM 31154R109 603 67440 SH SOLE 67440 0 0 FIREEYE INC COM 31816Q101 1599 105096 SH SOLE 105096 0 0 GENERAL ELECTRIC CO COM 369604103 827 30604 SH SOLE 30604 0 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 278 13834 SH SOLE 13834 0 0 ISHARES TR IBOXX INV CP ETF 464287242 204 1690 SH SOLE 1690 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4228 30000 SH Put SOLE 30000 0 0 JPMORGAN CHASE & CO COM 46625H100 1005 11000 SH SOLE 11000 0 0 KINDER MORGAN INC DEL COM 49456B101 575 30000 SH SOLE 30000 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 1163 14840 SH SOLE 14840 0 0 MIDDLEBY CORP COM 596278101 620 5100 SH SOLE 5100 0 0 MPLX LP COM UNIT REP LTD 55336V100 200 5995 SH SOLE 5995 0 0 NABORS INDUSTRIES LTD SHS G6359F103 895 110000 SH SOLE 110000 0 0 NEWFIELD EXPL CO COM 651290108 854 30000 SH SOLE 30000 0 0 NOKIA CORP SPONSORED ADR 654902204 308 50000 SH SOLE 50000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 609 35000 SH SOLE 35000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 1869 525000 SH SOLE 525000 0 0 PLANET FITNESS INC CL A 72703H101 233 10000 SH SOLE 10000 0 0 POINTS INTL LTD COM NEW 730843208 828 91626 SH SOLE 91626 0 0 POTASH CORP SASK INC COM 73755L107 652 40000 SH SOLE 40000 0 0 PROSHARES TR II ULTA BLMBG 2017 74347W247 892 60000 SH SOLE 60000 0 0 QUIDEL CORP COM 74838J101 622 22930 SH SOLE 22930 0 0 RADISYS CORP COM 750459109 282 75000 SH SOLE 75000 0 0 RANGE RES CORP COM 75281A109 371 16000 SH SOLE 16000 0 0 RYERSON HLDG CORP COM 783754104 138 13974 SH SOLE 13974 0 0 SHAKE SHACK INC CL A 819047101 240 6877 SH SOLE 6877 0 0 SHOTSPOTTER INC COM 82536T107 1112 86910 SH SOLE 86910 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4721 40000 SH Call SOLE 40000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7254 30000 SH Put SOLE 30000 0 0 STONECASTLE FINL CORP COM 861780104 527 25841 SH SOLE 25841 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 1535 345000 SH SOLE 345000 0 0 TECHNIPFMC PLC COM G87110105 544 20000 SH Call SOLE 20000 0 0 TECK RESOURCES LTD CL B 878742204 544 31400 SH SOLE 31400 0 0 TESARO INC COM 881569107 1177 8419 SH SOLE 8419 0 0 TRINITY INDS INC COM 896522109 280 10000 SH SOLE 10000 0 0 UNITI GROUP INC COM 91325V108 2011 80000 SH SOLE 80000 0 0 UNIVERSAL FST PRODS INC COM 913543104 293 3356 SH SOLE 3356 0 0 VERMILLION INC COM NEW 92407M206 219 119122 SH SOLE 119122 0 0 VERTEX ENERGY INC COM 92534K107 879 821391 SH SOLE 821391 0 0 VICOR CORP COM 925815102 2437 136125 SH SOLE 136125 0 0 WABTEC CORP COM 929740108 915 10000 SH SOLE 10000 0 0 WHOLE FOODS MKT INC COM 966837106 421 10000 SH SOLE 10000 0 0