0001104659-21-060203.txt : 20210503
0001104659-21-060203.hdr.sgml : 20210503
20210503160655
ACCESSION NUMBER: 0001104659-21-060203
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210503
DATE AS OF CHANGE: 20210503
EFFECTIVENESS DATE: 20210503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Trellus Management Company, LLC
CENTRAL INDEX KEY: 0001307877
IRS NUMBER: 133807183
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10974
FILM NUMBER: 21883564
BUSINESS ADDRESS:
STREET 1: 1615 S. CONGRESS AVE
STREET 2: SUITE 103
CITY: DELRAY BEACH
STATE: FL
ZIP: 33445
BUSINESS PHONE: 646-561-2622
MAIL ADDRESS:
STREET 1: 1615 S. CONGRESS AVE
STREET 2: SUITE 103
CITY: DELRAY BEACH
STATE: FL
ZIP: 33445
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001307877
XXXXXXXX
03-31-2021
03-31-2021
false
Trellus Management Company, LLC
1615 S. Congress Ave
Suite 103
Delray Beach
FL
33445
13F HOLDINGS REPORT
028-10974
N
James Scaplen
Chief Compliance Officer
646-561-2622
/s/ James Scaplen
San Francisco
CA
05-03-2021
0
63
193116
true
INFORMATION TABLE
2
infotable.xml
ADAGENE INC
ADS
005329107
734
40907
SH
SOLE
40907
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2834
12500
SH
SOLE
12500
0
0
ALTERYX INC
COM CL A
02156B103
606
7300
SH
SOLE
7300
0
0
AMAZON COM INC
COM
023135106
1856
600
SH
SOLE
600
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
4542
19000
SH
SOLE
19000
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
7736
51600
SH
SOLE
51600
0
0
ASPEN AEROGELS INC
COM
04523Y105
2147
105563
SH
SOLE
105563
0
0
ATARA BIOTHERAPEUTICS INC
COM
046513107
144
10000
SH
SOLE
10000
0
0
ATLASSIAN CORP PLC
CL A
G06242104
632
3000
SH
SOLE
3000
0
0
AUTODESK INC
COM
052769106
1109
4000
SH
SOLE
4000
0
0
BLACKROCK INC
COM
09247X101
1508
2000
SH
SOLE
2000
0
0
BLINK CHARGING CO
COM
09354A100
411
10000
SH
Put
SOLE
10000
0
0
CAPRICOR THERAPEUTICS INC
COM NEW
14070B309
1264
270000
SH
SOLE
270000
0
0
CARPARTS COM INC
COM
14427M107
1999
140000
SH
SOLE
140000
0
0
CARPARTS COM INC
COM
14427M107
857
60000
SH
Call
SOLE
60000
0
0
CHURCHILL CAPITAL CORP IV
CL A
171439102
464
20000
SH
SOLE
20000
0
0
CODIAK BIOSCIENCES INC
COM
192010106
679
45000
SH
SOLE
45000
0
0
CONSTELLIUM SE
CL A SHS
F21107101
2205
150000
SH
SOLE
150000
0
0
CONSTELLIUM SE
CL A SHS
F21107101
5352
364100
SH
Call
SOLE
364100
0
0
COUPANG INC
CL A
22266T109
1308
26500
SH
SOLE
26500
0
0
DATADOG INC
CL A COM
23804L103
417
5000
SH
SOLE
5000
0
0
DERMTECH INC
COM
24984K105
1169
23025
SH
SOLE
23025
0
0
DESKTOP METAL INC
COM CL A
25058X105
373
25000
SH
SOLE
25000
0
0
DISNEY WALT CO
COM
254687106
2436
13200
SH
SOLE
13200
0
0
DMY TECHNOLOGY GROUP INC II
COM CL A
233277102
3678
250000
SH
SOLE
250000
0
0
DRAFTKINGS INC
COM CL A
26142R104
1141
18600
SH
SOLE
18600
0
0
EBIX INC
COM NEW
278715206
3523
110000
SH
SOLE
110000
0
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
2000
226000
SH
SOLE
226000
0
0
EZGO TECHNOLOGIES LTD
SHS
G5279F102
296
50000
SH
SOLE
50000
0
0
FINTECH ACQUISITION CORP V
UNIT 99/99/9999
31810Q305
502
42000
SH
SOLE
42000
0
0
FIREEYE INC
COM
31816Q101
2057
105096
SH
SOLE
105096
0
0
FIVERR INTL LTD
ORD SHS
M4R82T106
326
1500
SH
SOLE
1500
0
0
FUTU HLDGS LTD
SPON ADS CL A
36118L106
1112
7000
SH
SOLE
7000
0
0
GREAT ELM GROUP INC
COM NEW
39037G109
366
150200
SH
SOLE
150200
0
0
GTY TECHNOLOGY HOLDINGS INC
COM
362409104
564
88232
SH
SOLE
88232
0
0
HOUGHTON MIFFLIN HARCOURT CO
COM
44157R109
464
60845
SH
SOLE
60845
0
0
IMPINJ INC
COM
453204109
2253
39616
SH
SOLE
39616
0
0
INFINERA CORP
COM
45667G103
1059
110000
SH
SOLE
110000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
4419
20000
SH
Put
SOLE
20000
0
0
LIVEPERSON INC
COM
538146101
1139
21598
SH
SOLE
21598
0
0
MERCADOLIBRE INC
COM
58733R102
2944
2000
SH
SOLE
2000
0
0
METROMILE INC
COM
591697107
1389
135000
SH
SOLE
135000
0
0
MOTUS GI HLDGS INC
COM
62014P108
327
270008
SH
SOLE
270008
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
2400
340000
SH
SOLE
340000
0
0
PAYPAL HLDGS INC
COM
70450Y103
729
3000
SH
SOLE
3000
0
0
PROSHARES TR II
ULTRA SILVER NEW
74347W353
888
21600
SH
SOLE
21600
0
0
RIMINI STR INC DEL
COM
76674Q107
2906
324010
SH
SOLE
324010
0
0
SNAP INC
CL A
83304A106
523
10000
SH
SOLE
10000
0
0
SNOWFLAKE INC
CL A
833445109
459
2000
SH
SOLE
2000
0
0
SOLENO THERAPEUTICS INC
COM NEW
834203200
16
12612
SH
SOLE
12612
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
39622
120000
SH
Put
SOLE
120000
0
0
SPDR GOLD TR
GOLD SHS
78463V107
6398
40000
SH
Call
SOLE
40000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
39633
100000
SH
Put
SOLE
100000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
7927
20000
SH
Call
SOLE
20000
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
268
1000
SH
SOLE
1000
0
0
STAMPS COM INC
COM NEW
852857200
399
2000
SH
SOLE
2000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
1183
10000
SH
SOLE
10000
0
0
UBER TECHNOLOGIES INC
COM
90353T100
521
9560
SH
SOLE
9560
0
0
USA TECHNOLOGIES INC
COM
90328S500
1003
85600
SH
SOLE
85600
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1625
50000
SH
Call
SOLE
50000
0
0
VERTEX ENERGY INC
COM
92534K107
934
662109
SH
SOLE
662109
0
0
VICOR CORP
COM
925815102
11049
129945
SH
SOLE
129945
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
2296
319336
SH
SOLE
319336
0
0