0000947871-13-000742.txt : 20131114 0000947871-13-000742.hdr.sgml : 20131114 20131114124303 ACCESSION NUMBER: 0000947871-13-000742 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 131218257 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE - 9TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-389-8799 MAIL ADDRESS: STREET 1: 350 MADISON AVENUE - 9TH FL CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 09-30-2013 09-30-2013 false Trellus Management Company, LLC

350 Madison Avenue - 9th Fl New York NY 10017

13F HOLDINGS REPORT 028-10974 N James Scaplen 212-389-8805 /s/ James Scaplen New York NY 11-14-2013 0 98 78851 INFORMATION TABLE 2 infotable.xml ACACIA RESH CORP ACACIA TCH COM 003881307 4215 182800 SH SOLE 182800 0 0 AG MTG INVT TR INC COM 001228105 499 30000 SH SOLE 30000 0 0 AGRIUM INC COM 008916108 1535 18263 SH SOLE 18263 0 0 ALCOBRA LTD SHS M2239P109 496 27500 SH SOLE 27500 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 957 31355 SH SOLE 31355 0 0 ALTISOURCE RESIDENTIAL CORP CL B 02153W100 802 34900 SH SOLE 34900 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 323 20000 SH SOLE 20000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1112 15000 SH SOLE 15000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 2130 51600 SH SOLE 51600 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 688 45023 SH SOLE 45023 0 0 ASSURED GUARANTY LTD COM G0585R106 469 25000 SH SOLE 25000 0 0 BLACKROCK INC COM 09247X101 541 2000 SH SOLE 2000 0 0 BOULDER BRANDS INC COM 101405108 5088 317200 SH SOLE 317200 0 0 CAI INTERNATIONAL 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