0000947871-15-000111.txt : 20150213 0000947871-15-000111.hdr.sgml : 20150213 20150213120829 ACCESSION NUMBER: 0000947871-15-000111 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 15611447 BUSINESS ADDRESS: STREET 1: 767 THIRD AVE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-561-2622 MAIL ADDRESS: STREET 1: 767 THIRD AVE STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 12-31-2014 12-31-2014 false Trellus Management Company, LLC

767 Third Ave 32nd Floor New York NY 10017

13F HOLDINGS REPORT 028-10974 N James Scaplen 646-561-2622 /s/ James Scaplen New York NY 02-13-2015 0 81 68074 INFORMATION TABLE 2 infotable.xml ACCURAY INC COM 004397105 405 53610 SH SOLE 53610 0 0 ADVANCED EMISSIONS SOLUTS IN COM 00770C101 456 20000 SH SOLE 20000 0 0 AG MTG INVT TR INC COM 001228105 201 10849 SH SOLE 10849 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 312 3000 SH SOLE 3000 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 504 1762 SH SOLE 1762 0 0 AMAZON COM INC COM 023135106 310 1000 SH SOLE 1000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1483 15000 SH SOLE 15000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 2750 51600 SH SOLE 51600 0 0 AMPIO PHARMACEUTICALS INC COM 03209T109 557 162500 SH SOLE 162500 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 350 21418 SH SOLE 21418 0 0 BLACKROCK INC COM 09247X101 715 2000 SH SOLE 2000 0 0 BOINGO WIRELESS INC COM 09739C102 242 31600 SH SOLE 31600 0 0 BOULDER BRANDS INC COM 101405108 289 26100 SH SOLE 26100 0 0 CA INC COM 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