0000947871-14-000526.txt : 20140814 0000947871-14-000526.hdr.sgml : 20140814 20140814121741 ACCESSION NUMBER: 0000947871-14-000526 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 141040855 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE - 9TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-389-8799 MAIL ADDRESS: STREET 1: 350 MADISON AVENUE - 9TH FL CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 06-30-2014 06-30-2014 false Trellus Management Company, LLC

350 Madison Avenue - 9th Fl New York NY 10017

13F HOLDINGS REPORT 028-10974 N James Scaplen 212-389-8805 /s/ James Scaplen New York NY 08-14-2014 0 115 118632 INFORMATION TABLE 2 infotable.xml ADVAXIS INC *W EXP 07/15/201 007624117 12 10000 SH SOLE 10000 0 0 AG MTG INVT TR INC COM 001228105 568 30000 SH SOLE 30000 0 0 AGRIUM INC COM 008916108 302 3300 SH SOLE 3300 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 305 5000 SH SOLE 5000 0 0 ALCOBRA LTD SHS M2239P109 955 55185 SH SOLE 55185 0 0 ALTISOURCE RESIDENTIAL CORP CL B 02153W100 965 37069 SH SOLE 37069 0 0 AMAZON COM INC COM 023135106 2858 8800 SH SOLE 8800 0 0 AMERICAN RLTY CAP PPTYS INC COM 02917T104 1028 82064 SH SOLE 82064 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1350 15000 SH SOLE 15000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 2552 51600 SH SOLE 51600 0 0 AMPIO PHARMACEUTICALS INC COM 03209T109 1044 125000 SH SOLE 125000 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 742 45023 SH SOLE 45023 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 401 17290 SH SOLE 17290 0 0 ATLAS 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