0000947871-14-000314.txt : 20140514 0000947871-14-000314.hdr.sgml : 20140514 20140514120755 ACCESSION NUMBER: 0000947871-14-000314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trellus Management Company, LLC CENTRAL INDEX KEY: 0001307877 IRS NUMBER: 133807183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10974 FILM NUMBER: 14840153 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE - 9TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-389-8799 MAIL ADDRESS: STREET 1: 350 MADISON AVENUE - 9TH FL CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307877 XXXXXXXX 03-31-2014 03-31-2014 false Trellus Management Company, LLC

350 Madison Avenue - 9th Fl New York NY 10017

13F HOLDINGS REPORT 028-10974 N James Scaplen 212-389-8805 /s/ James Scaplen New York NY 05-14-2014 0 115 112225 INFORMATION TABLE 2 infotable.xml ACACIA RESH CORP ACACIA TCH COM 003881307 272 17800 SH SOLE 17800 0 0 ADVAXIS INC *W EXP 07/15/201 007624117 13 10000 SH SOLE 10000 0 0 AG MTG INVT TR INC COM 001228105 525 30000 SH SOLE 30000 0 0 AKERS BIOSCIENCES INC COM 00973E102 53 11556 SH SOLE 11556 0 0 ALCOBRA LTD SHS M2239P109 878 48400 SH SOLE 48400 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 191 45000 SH SOLE 45000 0 0 ALTISOURCE RESIDENTIAL CORP CL B 02153W100 270 8569 SH SOLE 8569 0 0 AMAZON COM INC COM 023135106 1682 5000 SH SOLE 5000 0 0 AMERICAN RLTY CAP PPTYS INC COM 02917T104 1431 102064 SH SOLE 102064 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1228 15000 SH SOLE 15000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 2343 51600 SH SOLE 51600 0 0 AMPIO PHARMACEUTICALS INC COM 03209T109 732 115224 SH SOLE 115224 0 0 ANSYS INC COM 03662Q105 770 10000 SH SOLE 10000 0 0 APOLLO COML 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