SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 4)*
zipRealty, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
98974V107
(CUSIP Number)
December 31, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
x Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
Page 1 of 12 Pages
Exhibit Index Contained on Page 11
CUSIP NO. 98974V107 | 13 G | Page 2 of 12 |
1 |
NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vanguard VI, L.P. (“Vanguard VI”) |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x |
3 | SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER -0- | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER -0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% |
12 |
TYPE OF REPORTING PERSON* PN |
CUSIP NO. 98974V107 | 13 G | Page 3 of 12 |
1 |
NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vanguard VI Affiliates Fund, L.P. (“Vanguard VI Affiliates”) |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x |
3 | SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER -0- | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER -0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% |
12 |
TYPE OF REPORTING PERSON* PN |
CUSIP NO. 98974V107 | 13 G | Page 4 of 12 |
1 |
NAME OF REPORTING Vanguard VI Annex Fund, L.P. (“Vanguard VI Annex”) |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x |
3 | SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER -0- | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER -0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% |
12 |
TYPE OF REPORTING PERSON* PN |
CUSIP NO. 98974V107 | 13 G | Page 5 of 12 |
1 |
NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vanguard VI Venture Partners, L.L.C. |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x |
3 | SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER -0- | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER -0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% |
12 |
TYPE OF REPORTING PERSON* OO |
CUSIP NO. 98974V107 | 13 G | Page 6 of 12 |
1 |
NAME OF REPORTING PERSON Jack M. Gill
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x |
3 | SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen |
NUMBER OF |
5 |
SOLE VOTING POWER 13,490 shares. |
6 |
SHARED VOTING POWER -0- | |
7 |
SOLE DISPOSITIVE POWER 13,490 shares. | |
8 |
SHARED DISPOSITIVE POWER -0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1 % |
12 |
TYPE OF REPORTING PERSON* IN |
CUSIP NO. 98974V107 | 13 G | Page 7 of 12 |
1 |
NAME OF REPORTING PERSON Robert D. Ulrich
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x |
3 | SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen |
NUMBER OF |
5 |
SOLE VOTING POWER -0- |
6 |
SHARED VOTING POWER -0- | |
7 |
SOLE DISPOSITIVE POWER -0- | |
8 |
SHARED DISPOSITIVE POWER -0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% |
12 |
TYPE OF REPORTING PERSON* IN |
CUSIP NO. 98974V107 | 13 G | Page 8 of 12 |
1 |
NAME OF REPORTING PERSON Donald F. Wood
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x |
3 | SEC USE ONLY |
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen |
NUMBER OF |
5 |
SOLE VOTING POWER 103,142 shares. |
6 |
SHARED VOTING POWER -0- | |
7 |
SOLE DISPOSITIVE POWER 103,142 shares. | |
8 |
SHARED DISPOSITIVE POWER -0- |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 103,142 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.5% |
12 |
TYPE OF REPORTING PERSON* IN |
CUSIP NO. 98974V107 | 13 G | Page 9 of 12 |
This Amendment No. 4 amends the Statement on Schedule 13G previously filed by Vanguard VI, L.P., a Delaware limited partnership, Vanguard VI Affiliates Fund, L.P., a Delaware limited partnership, Vanguard VI Annex Fund, L.P., a Delaware limited partnership and Vanguard VI Venture Partners, L.L.C., a Delaware limited liability company and Jack M. Gill, Robert D. Ulrich and Donald F. Wood. The foregoing entities and individuals are collectively referred to as the “Reporting Persons.” Only those items as to which there has been a change are included in this Amendment No. 4.
ITEM 4. | OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
(a) | Amount beneficially owned: See Row 9 of cover page for each Reporting Person. |
(b) | Percent of Class: See Row 11 of cover page for each Reporting Person. |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. |
(ii) | Shared power to vote or to direct the vote: |
See Row 6 of cover page for each Reporting Person.
(iii) | Sole power to dispose or to direct the disposition of: |
See Row 7 of cover page for each Reporting Person.
(iv) | Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. |
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
x Yes
CUSIP NO. 98974V107 | 13 G | Page 10 of 12 |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 8, 2012
VANGUARD VI, L.P., a Delaware Limited Partnership VANGUARD VI AFFILIATES FUND, L.P., a Delaware Limited Partnership VANGUARD VI ANNEX FUND, L.P., a Delaware Limited Partnership VANGUARD VI VENTURE PARTNERS, L.L.C., a Delaware Limited Liability Company | ||
By: | /s/ Ken Shilling | |
Ken Shilling Attorney-in-Fact* |
JACK M. GILL ROBERT D. ULRICH DONALD F. WOOD | ||
By: | /s/ Ken Shilling | |
Ken Shilling Attorney-in-Fact* |
*Signed pursuant to a Power of Attorney already on file with the appropriate agencies.
CUSIP NO. 98974V107 | 13 G | Page 11 of 12 |
EXHIBIT INDEX
Found on Sequentially | |
Exhibit | Numbered Page |
Exhibit A: Agreement of Joint Filing | 12 |
CUSIP NO. 98974V107 | 13 G | Page 12 of 12 |
exhibit A
Agreement of Joint Filing
The Reporting Persons hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of zipRealty, Inc. shall be filed on behalf of each of the Reporting Persons. Note that copies of the applicable Agreement of Joint Filing are already on file with the appropriate agencies.