0001144204-12-006700.txt : 20120209 0001144204-12-006700.hdr.sgml : 20120209 20120208190348 ACCESSION NUMBER: 0001144204-12-006700 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120208 GROUP MEMBERS: DONALD F. WOOD GROUP MEMBERS: JACK M. GILL GROUP MEMBERS: ROBERT D. ULRICH GROUP MEMBERS: VANGUARD VI AFFILIATES FUND, L.P. GROUP MEMBERS: VANGUARD VI ANNEX FUND, L.P. GROUP MEMBERS: VANGUARD VI VENTURE PARTNERS, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZIPREALTY INC CENTRAL INDEX KEY: 0001142512 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 943319956 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80398 FILM NUMBER: 12583530 BUSINESS ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 300 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-735-2600 MAIL ADDRESS: STREET 1: 2000 POWELL STREET, SUITE 300 CITY: EMERYVILLE STATE: CA ZIP: 94608 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Vanguard VI, L.P. CENTRAL INDEX KEY: 0001307707 IRS NUMBER: 770484871 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVE, SUITE 1200 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-321-2900 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVE, SUITE 1200 CITY: PALO ALTO STATE: CA ZIP: 94301 SC 13G/A 1 v301735_sc13g-a.htm

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Schedule 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

 

(Amendment No. 4)*

zipRealty, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

98974V107

(CUSIP Number)

December 31, 2011

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

o Rule 13d-1(c)

x Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on following pages)

 

Page 1 of 12 Pages

Exhibit Index Contained on Page 11

 

 
 

 

 

CUSIP NO. 98974V107 13 G Page 2 of 12

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Vanguard VI, L.P. (“Vanguard VI”)

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)    o          (b)    x

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5

SOLE VOTING POWER

-0-

6

SHARED VOTING POWER

-0-

7

SOLE DISPOSITIVE POWER

-0-

8

SHARED DISPOSITIVE POWER

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.0%

12

TYPE OF REPORTING PERSON*

PN

 

 
 

 

CUSIP NO. 98974V107 13 G Page 3 of 12

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Vanguard VI Affiliates Fund, L.P. (“Vanguard VI Affiliates”)

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)    o          (b)    x

3    SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5

SOLE VOTING POWER

-0-

6

SHARED VOTING POWER

-0-

7

SOLE DISPOSITIVE POWER

-0-

8

SHARED DISPOSITIVE POWER

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.0%

12

TYPE OF REPORTING PERSON*

PN

 
 

 

CUSIP NO. 98974V107 13 G Page 4 of 12

 

1

NAME OF REPORTING
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Vanguard VI Annex Fund, L.P. (“Vanguard VI Annex”)

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)    o          (b)    x

3    SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5

SOLE VOTING POWER

-0-

6

SHARED VOTING POWER

-0-

7

SOLE DISPOSITIVE POWER

-0-

8

SHARED DISPOSITIVE POWER

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.0%

12

TYPE OF REPORTING PERSON*

PN

 

 
 

 

CUSIP NO. 98974V107 13 G Page 5 of 12

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Vanguard VI Venture Partners, L.L.C.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)    o          (b)    x

3    SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
5

SOLE VOTING POWER

-0-

6

SHARED VOTING POWER

-0-

7

SOLE DISPOSITIVE POWER

-0-

8

SHARED DISPOSITIVE POWER

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.0%

12

TYPE OF REPORTING PERSON*

OO

 

 
 

 

CUSIP NO. 98974V107 13 G Page 6 of 12

 

 

1

NAME OF REPORTING PERSON Jack M. Gill

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)    o          (b)    x

3    SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

13,490 shares.

6

SHARED VOTING POWER

-0-

7

SOLE DISPOSITIVE POWER

13,490 shares.

8

SHARED DISPOSITIVE POWER

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.1 %

12

TYPE OF REPORTING PERSON*

IN

 

 
 

 

CUSIP NO. 98974V107 13 G Page 7 of 12

 

 

1

NAME OF REPORTING PERSON Robert D. Ulrich

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)    o          (b)    x

3    SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

-0-

6

SHARED VOTING POWER

-0-

7

SOLE DISPOSITIVE POWER

-0-

8

SHARED DISPOSITIVE POWER

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

0

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.0%

12

TYPE OF REPORTING PERSON*

IN

 

 
 

 

CUSIP NO. 98974V107 13 G Page 8 of 12

 

1

NAME OF REPORTING PERSON Donald F. Wood

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)    o          (b)    x

3    SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

5

SOLE VOTING POWER

103,142 shares.

6

SHARED VOTING POWER

-0-

7

SOLE DISPOSITIVE POWER

103,142 shares.

8

SHARED DISPOSITIVE POWER

-0-

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

103,142

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.5%

12

TYPE OF REPORTING PERSON*

IN

 

 
 

 

CUSIP NO. 98974V107 13 G Page 9 of 12

 

  

This Amendment No. 4 amends the Statement on Schedule 13G previously filed by Vanguard VI, L.P., a Delaware limited partnership, Vanguard VI Affiliates Fund, L.P., a Delaware limited partnership, Vanguard VI Annex Fund, L.P., a Delaware limited partnership and Vanguard VI Venture Partners, L.L.C., a Delaware limited liability company and Jack M. Gill, Robert D. Ulrich and Donald F. Wood. The foregoing entities and individuals are collectively referred to as the “Reporting Persons.” Only those items as to which there has been a change are included in this Amendment No. 4.

 

ITEM 4.OWNERSHIP


Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a)Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.
(b)Percent of Class:

See Row 11 of cover page for each Reporting Person.
(c)Number of shares as to which such person has:
(i)Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.
(ii)Shared power to vote or to direct the vote:

See Row 6 of cover page for each Reporting Person.

(iii)Sole power to dispose or to direct the disposition of:

See Row 7 of cover page for each Reporting Person.

(iv)Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each Reporting Person.

ITEM 5.OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS


x Yes

 
 

 

CUSIP NO. 98974V107 13 G Page 10 of 12

 

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 8, 2012

 

   

VANGUARD VI, L.P., a Delaware Limited Partnership

VANGUARD VI AFFILIATES FUND, L.P., a Delaware Limited Partnership

VANGUARD VI ANNEX FUND, L.P., a Delaware Limited Partnership

VANGUARD VI VENTURE PARTNERS, L.L.C., a Delaware Limited Liability Company

   
  By:  /s/ Ken Shilling
    Ken Shilling
Attorney-in-Fact*

 

  JACK M. GILL
ROBERT D. ULRICH
DONALD F. WOOD

   
  By:  /s/ Ken Shilling
    Ken Shilling
Attorney-in-Fact*

 

 

*Signed pursuant to a Power of Attorney already on file with the appropriate agencies.

 

 
 

 

CUSIP NO. 98974V107 13 G Page 11 of 12

EXHIBIT INDEX

  Found on Sequentially
Exhibit Numbered Page
   
Exhibit A:  Agreement of Joint Filing 12

 

 
 

CUSIP NO. 98974V107 13 G Page 12 of 12

exhibit A

Agreement of Joint Filing

 

The Reporting Persons hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of zipRealty, Inc. shall be filed on behalf of each of the Reporting Persons. Note that copies of the applicable Agreement of Joint Filing are already on file with the appropriate agencies.