SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Barish Michael S

(Last) (First) (Middle)
201 EAST SECOND AVENUE, SUITE 400

(Street)
DENVER CO 80206

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/19/2014
3. Issuer Name and Ticker or Trading Symbol
LIQTECH INTERNATIONAL INC [ LIQT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 100,000(2) D
Common Stock 278,800 D
Common Stock 207,000 I By spouse
Common Stock 308,536 I By IRA
Common Stock 175,000 I By Espousal Trust
Common Stock 176,000 I By spouse's Children's Trust
Common Stock 55,000 I By Barish Family Foundation
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (Right to Buy) 10/09/2013 12/31/2016 Common Stock 60,000 $2.7 D
Warrants (Right to Buy) 10/09/2013 12/31/2016 Common Stock 111,000 $2.7 I By spouse
Warrants (Right to Buy) 10/09/2013 12/31/2016 Common Stock 113,000 $2.7 I By Espousal Trust
Warrants (Right to Buy) 10/09/2013 12/31/2016 Common Stock 114,000 $2.7 I By spouse's Children's Trust
Explanation of Responses:
1. Effective May 19, 2014, Michael S. Barish was appointed to serve as member of the Board of Directors of LiqTech International, Inc.
2. As compensation for his services, LiqTech International, Inc. granted 100,000 shares of Common Stock to Mr. Barish to vest in three annual increments of 33,333; 33,333; and 33,334 shares beginning on the first anniversary of the date of the grant.
/s/ Michael S. Barish 06/04/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.