0001420506-14-000333.txt : 20140815 0001420506-14-000333.hdr.sgml : 20140815 20140815132238 ACCESSION NUMBER: 0001420506-14-000333 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140815 DATE AS OF CHANGE: 20140815 EFFECTIVENESS DATE: 20140815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HHG & Company, LLC CENTRAL INDEX KEY: 0001307203 IRS NUMBER: 061414579 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12169 FILM NUMBER: 141045941 BUSINESS ADDRESS: STREET 1: 23 OLD KINGS HIGHWAY SOUTH CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 203-656-5500 MAIL ADDRESS: STREET 1: PO BOX 4004 CITY: DARIEN STATE: CT ZIP: 06820 FORMER COMPANY: FORMER CONFORMED NAME: HYNES, HIMMELREICH, GLENNON & CO, LLC DATE OF NAME CHANGE: 20090209 FORMER COMPANY: FORMER CONFORMED NAME: HYNES, HIMMELREICH, GLENNON & CO DATE OF NAME CHANGE: 20041028 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001307203 XXXXXXXX 06-30-2014 06-30-2014 false HHG & Company, LLC

PO BOX 4004 DARIEN CT 06820

13F HOLDINGS REPORT 028-12169 N George J. Stapleton 203-656-5500 George J. Stapleton, Chief Compliance Officer DARIEN CT 08-15-2014 0 171 306873 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR HHG & COMPANY, LLC 3M CO COM 88579Y101 4663 32560 SH SOLE 32560 0 0 ABRAXAS PETE CORP COM 003830106 157 25110 SH SOLE 25110 0 0 AIR PRODS & CHEMS INC COM 009158106 473 3679 SH SOLE 3679 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 555 29235 SH SOLE 29235 0 0 ALTRIA GROUP INC COM 02209S103 1615 38489 SH SOLE 38489 0 0 AMAZON COM INC COM 023135106 1142 3517 SH SOLE 3517 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 786 17350 SH SOLE 17350 0 0 AMPHENOL CORP NEW CL A 032095101 1244 12850 SH SOLE 12850 0 0 APPLE INC COM 037833100 2858 30761 SH SOLE 30761 0 0 ARCH COAL INC COM 039380100 40 10960 SH SOLE 10960 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 855 11500 SH SOLE 11500 0 0 AT&T INC COM 00206R102 4163 117641 SH SOLE 117641 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 4159 52440 SH SOLE 52440 0 0 BAIDU INC SPON ADR REP A 056752108 506 2704 SH SOLE 2704 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 286 11275 SH SOLE 11275 0 0 BECTON DICKINSON & CO COM 075887109 2998 25336 SH SOLE 25336 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1520 8 SH SOLE 8 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2730 21571 SH SOLE 21571 0 0 BLACKROCK INC COM 09247X101 2200 6885 SH SOLE 6885 0 0 BOEING CO COM 097023105 758 5935 SH SOLE 5935 0 0 BP PLC SPONSORED ADR 055622104 792 15019 SH SOLE 15019 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2474 51000 SH SOLE 51000 0 0 CHEVRON CORP NEW COM 166764100 3470 26580 SH SOLE 26580 0 0 CIGNA CORPORATION COM 125509109 329 3578 SH SOLE 3578 0 0 CINCINNATI FINL CORP COM 172062101 240 5000 SH SOLE 5000 0 0 CISCO SYS INC COM 17275R102 1513 60886 SH SOLE 60886 0 0 CNH INDL N V SHS N20944109 234 22775 SH SOLE 22775 0 0 COCA COLA CO COM 191216100 2398 56663 SH SOLE 56663 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1327 26970 SH SOLE 26970 0 0 COLGATE PALMOLIVE CO COM 194162103 2743 40257 SH SOLE 40257 0 0 COMMERCE BANCSHARES INC COM 200525103 1487 31921 SH SOLE 31921 0 0 CONOCOPHILLIPS COM 20825C104 1789 20862 SH SOLE 20862 0 0 CONSOLIDATED EDISON INC COM 209115104 480 8309 SH SOLE 8309 0 0 CORENERGY INFRASTRUCTURE TR COM 21870U205 92 12380 SH SOLE 12380 0 0 CSX CORP COM 126408103 234 7592 SH SOLE 7592 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1264 9904 SH SOLE 9904 0 0 DIGITAL RLTY TR INC COM 253868103 1094 18816 SH SOLE 18816 0 0 DISNEY WALT CO COM DISNEY 254687106 445 5187 SH SOLE 5187 0 0 DOMINION RES INC VA NEW COM 25746U109 332 4650 SH SOLE 4650 0 0 DOVER CORP COM 260003108 468 5144 SH SOLE 5144 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 2683 40952 SH SOLE 40952 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 624 8437 SH SOLE 8437 0 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 747 46667 SH SOLE 46667 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 578 39098 SH SOLE 39098 0 0 ECOLAB INC COM 278865100 2456 22071 SH SOLE 22071 0 0 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 1003 36287 SH SOLE 36287 0 0 EMERSON ELEC CO COM 291011104 1740 26263 SH SOLE 26263 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 345 9300 SH SOLE 9300 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 567 7245 SH SOLE 7245 0 0 EQUIFAX INC COM 294429105 1833 25246 SH SOLE 25246 0 0 EXXON MOBIL CORP COM 30231G102 12524 124382 SH SOLE 124382 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 231 13354 SH SOLE 13354 0 0 GENERAL ELECTRIC CO COM 369604103 4457 169613 SH SOLE 169613 0 0 GENERAL MLS INC COM 370334104 1564 29763 SH SOLE 29763 0 0 GENUINE PARTS CO COM 372460105 1027 11715 SH SOLE 11715 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 509 9570 SH SOLE 9570 0 0 GLOBAL X FDS GLB X NXT EMRG 37950E218 905 34030 SH SOLE 34030 0 0 GOOGLE INC CL A 38259P508 527 906 SH SOLE 906 0 0 HALLIBURTON CO COM 406216101 318 4476 SH SOLE 4476 0 0 HANESBRANDS INC COM 410345102 614 6231 SH SOLE 6231 0 0 HCP INC COM 40414L109 1150 27715 SH SOLE 27715 0 0 HEALTH CARE REIT INC COM 42217K106 2428 38737 SH SOLE 38737 0 0 HEALTH NET INC COM 42222G108 1575 37923 SH SOLE 37923 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 85 12138 SH SOLE 12138 0 0 HONDA MOTOR LTD AMERN SHS 438128308 245 7000 SH SOLE 7000 0 0 HONEYWELL INTL INC COM 438516106 1049 11302 SH SOLE 11302 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 934 18300 SH SOLE 18300 0 0 ING GROEP N V SPONSORED ADR 456837103 145 10470 SH SOLE 10470 0 0 INTEL CORP COM 458140100 3424 110608 SH SOLE 110608 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 8298 45764 SH SOLE 45764 0 0 ISHARES S&P 500 GRWT ETF 464287309 3957 37600 SH SOLE 37600 0 0 ISHARES RUSSELL 2000 ETF 464287655 2336 19640 SH SOLE 19640 0 0 ISHARES MSCI EAFE ETF 464287465 558 8162 SH SOLE 8162 0 0 ISHARES S&P 500 VAL ETF 464287408 963 10654 SH SOLE 10654 0 0 ISHARES RUSSELL 3000 ETF 464287689 0 1200 SH SOLE 1200 0 0 ISHARES 7-10 Y TR BD ETF 464287440 2081 20062 SH SOLE 20062 0 0 ISHARES TIPS BD ETF 464287176 1883 16311 SH SOLE 16311 0 0 ISHARES RUS 3000 VAL ETF 464287663 0 6028 SH SOLE 6028 0 0 ISHARES CORE S&P500 ETF 464287200 1274 6471 SH SOLE 6471 0 0 ISHARES CORE S&P MCP ETF 464287507 278 1940 SH SOLE 1940 0 0 ISHARES CHINA LG-CAP ETF 464287184 385 10400 SH SOLE 10400 0 0 ISHARES INTL SEL DIV ETF 464288448 433 10870 SH SOLE 10870 0 0 ISHARES SELECT DIVID ETF 464287168 2818 36572 SH SOLE 36572 0 0 ISHARES U.S. PFD STK ETF 464288687 3194 79991 SH SOLE 79991 0 0 ISHARES MSCI GERMANY ETF 464286806 4362 139470 SH SOLE 139470 0 0 ISHARES EM MK MINVOL ETF 464286533 533 8885 SH SOLE 8885 0 0 ISHARES RUS MD CP GR ETF 464287481 1031 11486 SH SOLE 11486 0 0 ISHARES RUS 1000 VAL ETF 464287598 732 7226 SH SOLE 7226 0 0 ISHARES GOLD TRUST ISHARES 464285105 2240 173928 SH SOLE 173928 0 0 ISHARES TR A RATE CP BD ETF 46429B291 1384 26925 SH SOLE 26925 0 0 JOHNSON & JOHNSON COM 478160104 4186 39992 SH SOLE 39992 0 0 JPMORGAN CHASE & CO COM 46625H100 1717 29774 SH SOLE 29774 0 0 KAYNE ANDERSON MLP INVT CO COM 486606106 291 7400 SH SOLE 7400 0 0 KELLOGG CO COM 487836108 233 3550 SH SOLE 3550 0 0 KIMBERLY CLARK CORP COM 494368103 2615 23505 SH SOLE 23505 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 461 5600 SH SOLE 5600 0 0 LAUDER ESTEE COS INC CL A 518439104 369 4970 SH SOLE 4970 0 0 LILLY ELI & CO COM 532457108 1346 21624 SH SOLE 21624 0 0 LINEAR TECHNOLOGY CORP COM 535678106 1569 33319 SH SOLE 33319 0 0 MARRIOTT INTL INC NEW CL A 571903202 362 5647 SH SOLE 5647 0 0 MCDONALDS CORP COM 580135101 1580 15712 SH SOLE 15712 0 0 MEADWESTVACO CORP COM 583334107 1315 29717 SH SOLE 29717 0 0 MEDTRONIC INC COM 585055106 2307 36226 SH SOLE 36226 0 0 MERCK & CO INC NEW COM 58933Y105 1672 28925 SH SOLE 28925 0 0 METLIFE INC COM 59156R108 1150 20650 SH SOLE 20650 0 0 MICRON TECHNOLOGY INC COM 595112103 234 7095 SH SOLE 7095 0 0 MICROSOFT CORP COM 594918104 4329 103756 SH SOLE 103756 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 86 13964 SH SOLE 13964 0 0 NIKE INC CL B 654106103 1128 14517 SH SOLE 14517 0 0 NOVARTIS A G SPONSORED ADR 66987V109 2211 24422 SH SOLE 24422 0 0 OMNICOM GROUP INC COM 681919106 1773 24886 SH SOLE 24886 0 0 ORACLE CORP COM 68389X105 2626 64808 SH SOLE 64808 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 353 23244 SH SOLE 23244 0 0 PEPSICO INC COM 713448108 3829 42903 SH SOLE 42903 0 0 PFIZER INC COM 717081103 13118 442182 SH SOLE 442182 0 0 PHILIP MORRIS INTL INC COM 718172109 1199 14213 SH SOLE 14213 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 4557 42647 SH SOLE 42647 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 322 11719 SH SOLE 11719 0 0 PPL CORP COM 69351T106 335 9450 SH SOLE 9450 0 0 PRAXAIR INC COM 74005P104 2782 20906 SH SOLE 20906 0 0 PRICE T ROWE GROUP INC COM 74144T108 1384 16381 SH SOLE 16381 0 0 PROCTER & GAMBLE CO COM 742718109 4489 57037 SH SOLE 57037 0 0 QUALCOMM INC COM 747525103 261 3295 SH SOLE 3295 0 0 RAYTHEON CO COM NEW 755111507 1118 12133 SH SOLE 12133 0 0 REALTY INCOME CORP COM 756109104 1392 31264 SH SOLE 31264 0 0 REPUBLIC SVCS INC COM 760759100 1494 39299 SH SOLE 39299 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 262 4717 SH SOLE 4717 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 2869 33126 SH SOLE 33126 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 930 11282 SH SOLE 11282 0 0 SCHLUMBERGER LTD COM 806857108 616 5228 SH SOLE 5228 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 954 9530 SH SOLE 9530 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 548 10150 SH SOLE 10150 0 0 SOUTHERN CO COM 842587107 1681 36976 SH SOLE 36976 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3284 25625 SH SOLE 25625 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5645 28788 SH SOLE 28788 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1306 17060 SH SOLE 17060 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 3298 107057 SH SOLE 107057 0 0 STARBUCKS CORP COM 855244109 458 5900 SH SOLE 5900 0 0 STERIS CORP COM 859152100 1713 31942 SH SOLE 31942 0 0 STONEMOR PARTNERS L P COM UNITS 86183Q100 1066 44096 SH SOLE 44096 0 0 TEXAS INSTRS INC COM 882508104 343 7157 SH SOLE 7157 0 0 TJX 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0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1347 31162 SH SOLE 31162 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1361 23507 SH SOLE 23507 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 6699 85878 SH SOLE 85878 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3049 71616 SH SOLE 71616 0 0 VARIAN MED SYS INC COM 92220P105 1312 15840 SH SOLE 15840 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5830 119189 SH SOLE 119189 0 0 VISA INC COM CL A 92826C839 693 3300 SH SOLE 3300 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 807 24062 SH SOLE 24062 0 0 WARREN RES INC COM 93564A100 199 32020 SH SOLE 32020 0 0 WATERS CORP COM 941848103 1388 13380 SH SOLE 13380 0 0 WISCONSIN ENERGY CORP COM 976657106 1568 33372 SH SOLE 33372 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 805 15540 SH SOLE 15540 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 1466 22658 SH SOLE 22658 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 221 3150 SH SOLE 3150 0 0 WISDOMTREE TR INDIA 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