0001221073-13-000013.txt : 20130208 0001221073-13-000013.hdr.sgml : 20130208 20130207193845 ACCESSION NUMBER: 0001221073-13-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130208 DATE AS OF CHANGE: 20130207 EFFECTIVENESS DATE: 20130208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HYNES, HIMMELREICH, GLENNON & CO, LLC CENTRAL INDEX KEY: 0001307203 IRS NUMBER: 061414579 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12169 FILM NUMBER: 13584327 BUSINESS ADDRESS: STREET 1: 23 OLD KINGS HIGHWAY SOUTH CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 203-656-5500 MAIL ADDRESS: STREET 1: PO BOX 4004 CITY: DARIEN STATE: CT ZIP: 06820 FORMER COMPANY: FORMER CONFORMED NAME: HYNES, HIMMELREICH, GLENNON & CO DATE OF NAME CHANGE: 20041028 13F-HR 1 mktc_hhgc4q2012.txt HYNES, HIMMELREICH, GLENNON & CO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hynes, Himmelreich, Glennon & Co Address: 23 Old King's Highway South Darien, CT 06820 13F File Number: 028-12169 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: George J. Stapleton Title: CEO Phone: 203-656-5500 Signature, Place, and Date of Signing: /s/ George J. Stapleton Darien, CT February 04, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 182 Form 13F Information Table Value Total: $225,165 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 3101 33458 SH SOLE 33458 0 0 ABBOTT LABS COM 002824100 2417 36891 SH SOLE 36891 0 0 ABRAXAS PETE CORP COM 003830106 137 62210 SH SOLE 62210 0 0 ADOBE SYS INC COM 00724F101 1218 32330 SH SOLE 32330 0 0 AIR PRODS & CHEMS INC COM 009158106 302 3602 SH SOLE 3602 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 82 59293 SH SOLE 59293 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 717 44970 SH SOLE 44970 0 0 ALTRIA GROUP INC COM 02209S103 1352 43049 SH SOLE 43049 0 0 AMAZON COM INC COM 023135106 722 2877 SH SOLE 2877 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 230 5950 SH SOLE 5950 0 0 AMGEN INC COM 031162100 433 5028 SH SOLE 5028 0 0 AMKOR TECHNOLOGY INC COM 031652100 233 54860 SH SOLE 54860 0 0 AMPHENOL CORP NEW CL A 032095101 1130 17500 SH SOLE 17500 0 0 ANNALY CAP MGMT INC COM 035710409 504 35900 SH SOLE 35900 0 0 APPLE INC COM 037833100 2207 4153 SH SOLE 4153 0 0 ARCH COAL INC COM 039380100 200 27280 SH SOLE 27280 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 896 18855 SH SOLE 18855 0 0 AT&T INC COM 00206R102 3262 96901 SH SOLE 96901 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2374 41766 SH SOLE 41766 0 0 BAIDU INC SPON ADR REP A 056752108 282 2795 SH SOLE 2795 0 0 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 282 11275 SH SOLE 11275 0 0 BECTON DICKINSON & CO COM 075887109 1037 13260 SH SOLE 13260 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1206 9 SH SOLE 9 0 0 BLACKROCK INC COM 09247X101 1372 6636 SH SOLE 6636 0 0 BOEING CO COM 097023105 917 12160 SH SOLE 12160 0 0 BP PLC SPONSORED ADR 055622104 882 21167 SH SOLE 21167 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1663 51000 SH SOLE 51000 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 870 13760 SH SOLE 13760 0 0 CALLON PETE CO DEL COM 13123X102 109 23130 SH SOLE 23130 0 0 CATERPILLAR INC DEL COM 149123101 358 4000 SH SOLE 4000 0 0 CBS CORP NEW CL B 124857202 1339 35192 SH SOLE 35192 0 0 CELESTICA INC SUB VTG SHS 15101Q108 207 25240 SH SOLE 25240 0 0 CHEVRON CORP NEW COM 166764100 2300 21218 SH SOLE 21218 0 0 CINCINNATI FINL CORP COM 172062101 392 10000 SH SOLE 10000 0 0 CISCO SYS INC COM 17275R102 981 49955 SH SOLE 49955 0 0 COCA COLA CO COM 191216100 1459 40205 SH SOLE 40205 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1273 17190 SH SOLE 17190 0 0 COLGATE PALMOLIVE CO COM 194162103 1736 16695 SH SOLE 16695 0 0 COMMERCE BANCSHARES INC COM 200525103 575 16426 SH SOLE 16426 0 0 CONOCOPHILLIPS COM 20825C104 1366 23507 SH SOLE 23507 0 0 CONSOLIDATED EDISON INC COM 209115104 461 8309 SH SOLE 8309 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1175 10097 SH SOLE 10097 0 0 DIGITAL RLTY TR INC COM 253868103 580 8526 SH SOLE 8526 0 0 DISNEY WALT CO COM DISNEY 254687106 253 5085 SH SOLE 5085 0 0 DOMINION RES INC VA NEW COM 25746U109 809 15685 SH SOLE 15685 0 0 DOVER CORP COM 260003108 338 5144 SH SOLE 5144 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 966 21525 SH SOLE 21525 0 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 509 36347 SH SOLE 36347 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 457 36500 SH SOLE 36500 0 0 ECOLAB INC COM 278865100 961 13336 SH SOLE 13336 0 0 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 921 34569 SH SOLE 34569 0 0 EMERSON ELEC CO COM 291011104 1492 28144 SH SOLE 28144 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 237 8500 SH SOLE 8500 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 285 5700 SH SOLE 5700 0 0 EQUIFAX INC COM 294429105 1051 19450 SH SOLE 19450 0 0 EXXON MOBIL CORP COM 30231G102 8107 93643 SH SOLE 93643 0 0 FIRST TR BICK INDEX FD COM SHS 33733H107 388 15474 SH SOLE 15474 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 173 13354 SH SOLE 13354 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 292 8568 SH SOLE 8568 0 0 GENERAL ELECTRIC CO COM 369604103 3179 151502 SH SOLE 151502 0 0 GENERAL MLS INC COM 370334104 661 16377 SH SOLE 16377 0 0 GENUINE PARTS CO COM 372460105 757 11890 SH SOLE 11890 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 247 5700 SH SOLE 5700 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 196 15920 SH SOLE 15920 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 324 23490 SH SOLE 23490 0 0 HANESBRANDS INC COM 410345102 204 5685 SH SOLE 5685 0 0 HCP INC COM 40414L109 905 20075 SH SOLE 20075 0 0 HEALTH CARE REIT INC COM 42217K106 1603 26216 SH SOLE 26216 0 0 HEALTH NET INC COM 42222G108 829 34096 SH SOLE 34096 0 0 HEINZ H J CO COM 423074103 978 17015 SH SOLE 17015 0 0 HONDA MOTOR LTD AMERN SHS 438128308 259 7000 SH SOLE 7000 0 0 HONEYWELL INTL INC COM 438516106 736 11582 SH SOLE 11582 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 924 17433 SH SOLE 17433 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 222 8876 SH SOLE 8876 0 0 HYPERDYNAMICS CORP COM 448954107 9 16870 SH SOLE 16870 0 0 INTEL CORP COM 458140100 1437 69670 SH SOLE 69670 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 9109 47559 SH SOLE 47559 0 0 ISHARES GOLD TRUST ISHARES 464285105 1694 104092 SH SOLE 104092 0 0 ISHARES INC MSCI CDA INDEX 464286509 208 7299 SH SOLE 7299 0 0 ISHARES INC MSCI GERMAN 464286806 2041 82536 SH SOLE 82536 0 0 ISHARES INC MSCI HONG KONG 464286871 1904 98121 SH SOLE 98121 0 0 ISHARES TR DJ SEL DIV INX 464287168 1536 26843 SH SOLE 26843 0 0 ISHARES TR BARCLYS TIPS BD 464287176 6180 50878 SH SOLE 50878 0 0 ISHARES TR FTSE CHINA25 IDX 464287184 795 19723 SH SOLE 19723 0 0 ISHARES TR CORE S&P500 ETF 464287200 282 1967 SH SOLE 1967 0 0 ISHARES TR S&P500 GRW 464287309 2812 37144 SH SOLE 37144 0 0 ISHARES TR S&P LTN AM 40 464287390 256 5850 SH SOLE 5850 0 0 ISHARES TR S&P 500 VALUE 464287408 608 9167 SH SOLE 9167 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 1697 15827 SH SOLE 15827 0 0 ISHARES TR MSCI EAFE INDEX 464287465 533 9375 SH SOLE 9375 0 0 ISHARES TR RUSSELL MCP GR 464287481 312 4965 SH SOLE 4965 0 0 ISHARES TR RUSSELL1000VAL 464287598 513 7044 SH SOLE 7044 0 0 ISHARES TR RUSSELL 2000 464287655 1854 21939 SH SOLE 21939 0 0 ISHARES TR RUSL 3000 VALU 464287663 560 5876 SH SOLE 5876 0 0 ISHARES TR EPRA/NAR DEV R/E 464288489 3857 116449 SH SOLE 116449 0 0 ISHARES TR US PFD STK IDX 464288687 2144 54112 SH SOLE 54112 0 0 ISHARES TR AAA A RATED CP 46429B291 1182 22743 SH SOLE 22743 0 0 JOHNSON & JOHNSON COM 478160104 2402 34269 SH SOLE 34269 0 0 JPMORGAN CHASE & CO COM 46625H100 861 19587 SH SOLE 19587 0 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 218 7400 SH SOLE 7400 0 0 KIMBERLY CLARK CORP COM 494368103 1652 19603 SH SOLE 19603 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 400 5000 SH SOLE 5000 0 0 KINROSS GOLD CORP COM NO PAR 496902404 193 20012 SH SOLE 20012 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 807 9320 SH SOLE 9320 0 0 LAUDER ESTEE COS INC CL A 518439104 309 5170 SH SOLE 5170 0 0 LILLY ELI & CO COM 532457108 1098 22194 SH SOLE 22194 0 0 LINEAR TECHNOLOGY CORP COM 535678106 693 20148 SH SOLE 20148 0 0 MARATHON OIL CORP COM 565849106 218 7130 SH SOLE 7130 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 405 8718 SH SOLE 8718 0 0 MARRIOTT INTL INC NEW CL A 571903202 211 5647 SH SOLE 5647 0 0 MCDONALDS CORP COM 580135101 896 10134 SH SOLE 10134 0 0 MEADWESTVACO CORP COM 583334107 675 21216 SH SOLE 21216 0 0 MEDTRONIC INC COM 585055106 931 22690 SH SOLE 22690 0 0 MICRON TECHNOLOGY INC COM 595112103 222 35150 SH SOLE 35150 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 82 14899 SH SOLE 14899 0 0 MONDELEZ INTL INC CL A 609207105 764 30083 SH SOLE 30083 0 0 NIKE INC CL B 654106103 1065 20820 SH SOLE 20820 0 0 NOVARTIS A G SPONSORED ADR 66987V109 946 14997 SH SOLE 14997 0 0 OMNICOM GROUP INC COM 681919106 1406 28360 SH SOLE 28360 0 0 ORACLE CORP COM 68389X105 2409 72166 SH SOLE 72166 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 280 23244 SH SOLE 23244 0 0 PEPSICO INC COM 713448108 2777 40638 SH SOLE 40638 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 399 2800 SH SOLE 2800 0 0 PFIZER INC COM 717081103 5888 234763 SH SOLE 234763 0 0 PHILIP MORRIS INTL INC COM 718172109 1011 12070 SH SOLE 12070 0 0 PIMCO ETF TR TOTL RETN ETF 72201R775 608 5569 SH SOLE 5569 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 1825 58241 SH SOLE 58241 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 463 16519 SH SOLE 16519 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 240 12320 SH SOLE 12320 0 0 PPL CORP COM 69351T106 271 9450 SH SOLE 9450 0 0 PRAXAIR INC COM 74005P104 1266 11530 SH SOLE 11530 0 0 PRICE T ROWE GROUP INC COM 74144T108 1347 20760 SH SOLE 20760 0 0 PROCTER & GAMBLE CO COM 742718109 3599 53077 SH SOLE 53077 0 0 QUALCOMM INC COM 747525103 204 3295 SH SOLE 3295 0 0 RAYTHEON CO COM NEW 755111507 907 15843 SH SOLE 15843 0 0 REALTY INCOME CORP COM 756109104 646 16063 SH SOLE 16063 0 0 REPUBLIC SVCS INC COM 760759100 640 21767 SH SOLE 21767 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1457 20557 SH SOLE 20557 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 397 5736 SH SOLE 5736 0 0 SCHLUMBERGER LTD COM 806857108 419 6062 SH SOLE 6062 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 726 10160 SH SOLE 10160 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 501 13200 SH SOLE 13200 0 0 SOUTHERN CO COM 842587107 991 23189 SH SOLE 23189 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1021 7165 SH SOLE 7165 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 2800 91148 SH SOLE 91148 0 0 STARBUCKS CORP COM 855244109 317 5900 SH SOLE 5900 0 0 STONEMOR PARTNERS L P COM UNITS 86183Q100 947 45450 SH SOLE 45450 0 0 SYSCO CORP COM 871829107 215 6841 SH SOLE 6841 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 178 10328 SH SOLE 10328 0 0 TARGET CORP COM 87612E106 263 4450 SH SOLE 4450 0 0 TECK RESOURCES LTD CL B 878742204 224 6230 SH SOLE 6230 0 0 TEXAS INSTRS INC COM 882508104 321 10386 SH SOLE 10386 0 0 TJX COS INC NEW COM 872540109 869 20570 SH SOLE 20570 0 0 TORTOISE ENERGY CAP CORP COM 89147U100 5561 195638 SH SOLE 195638 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 4154 109580 SH SOLE 109580 0 0 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 731 28740 SH SOLE 28740 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 410 16289 SH SOLE 16289 0 0 TRAVELERS COMPANIES INC COM 89417E109 726 10125 SH SOLE 10125 0 0 UNILEVER N V N Y SHS NEW 904784709 1036 27065 SH SOLE 27065 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2062 28016 SH SOLE 28016 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1855 22633 SH SOLE 22633 0 0 V F CORP COM 918204108 723 4752 SH SOLE 4752 0 0 VALSPAR CORP COM 920355104 818 13125 SH SOLE 13125 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 6803 80921 SH SOLE 80921 0 0 VANGUARD INDEX FDS REIT ETF 922908553 5388 81864 SH SOLE 81864 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 231 2800 SH SOLE 2800 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1894 25930 SH SOLE 25930 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 592 12946 SH SOLE 12946 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 973 21883 SH SOLE 21883 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4200 70487 SH SOLE 70487 0 0 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 1895 53855 SH SOLE 53855 0 0 VARIAN MED SYS INC COM 92220P105 864 12220 SH SOLE 12220 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 8732 201766 SH SOLE 201766 0 0 VIACOM INC NEW CL B 92553P201 949 18000 SH SOLE 18000 0 0 VISA INC COM CL A 92826C839 499 3300 SH SOLE 3300 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1206 47738 SH SOLE 47738 0 0 WARREN RES INC COM 93564A100 222 79340 SH SOLE 79340 0 0 WATERS CORP COM 941848103 1264 14460 SH SOLE 14460 0 0 WINDSTREAM CORP COM 97381W104 102 12310 SH SOLE 12310 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 752 13120 SH SOLE 13120 0 0 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 1298 25485 SH SOLE 25485 0 0 WISDOMTREE TRUST INTL SMCAP DIV 97717W760 1220 23433 SH SOLE 23433 0 0