0001085146-16-004650.txt : 20161107 0001085146-16-004650.hdr.sgml : 20161107 20161107093017 ACCESSION NUMBER: 0001085146-16-004650 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 EFFECTIVENESS DATE: 20161107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ProVise Management Group, LLC CENTRAL INDEX KEY: 0001305707 IRS NUMBER: 010590880 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11109 FILM NUMBER: 161976783 BUSINESS ADDRESS: STREET 1: 611 DRUID ROAD EAST STREET 2: SUITE 105 CITY: CLEARWATER STATE: FL ZIP: 33756 BUSINESS PHONE: 727-441-9022 MAIL ADDRESS: STREET 1: 611 DRUID ROAD EAST STREET 2: SUITE 105 CITY: CLEARWATER STATE: FL ZIP: 33756 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001305707 XXXXXXXX 09-30-2016 09-30-2016 false ProVise Management Group, LLC

611 DRUID ROAD EAST SUITE 105 CLEARWATER FL 33756

13F HOLDINGS REPORT 028-11109 N V. Raymond Ferrara 727-441-9022 /s/ Raymond Ferrara Clearwater FL 11-04-2016 0 323 576958 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 473 2684 SH SOLE 0 0 2684 ABBOTT LABS COM 002824100 1474 34860 SH SOLE 0 0 34860 ABBVIE INC COM 00287Y109 1633 25890 SH SOLE 0 0 25890 ALLERGAN PLC SHS G0177J108 1423 6178 SH SOLE 0 0 6178 ALPHABET INC CAP STK CL A 02079K305 4749 5907 SH SOLE 0 0 5907 ALPHABET INC CAP STK CL C 02079K107 1761 2265 SH SOLE 0 0 2265 ALPS ETF TR ALERIAN MLP 00162Q866 946 74539 SH SOLE 0 0 74539 ALPS ETF TR INTL SEC DV DOG 00162Q718 294 12105 SH SOLE 0 0 12105 ALPS ETF TR SECTR DIV DOGS 00162Q858 11538 277552 SH SOLE 0 0 277552 ALTRIA GROUP INC COM 02209S103 723 11436 SH SOLE 0 0 11436 AMAG PHARMACEUTICALS INC COM 00163U106 277 11300 SH SOLE 0 0 11300 AMAZON COM INC COM 023135106 4038 4822 SH SOLE 0 0 4822 AMERICAN ELEC PWR INC COM 025537101 4079 63510 SH SOLE 0 0 63510 AMERICAN EXPRESS CO COM 025816109 4712 73575 SH SOLE 0 0 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DEUTSCHE STRATEGIC INCOME TR SHS 25160F109 211 17450 SH SOLE 0 0 17450 DIAGEO P L C SPON ADR NEW 25243Q205 1268 10927 SH SOLE 0 0 10927 DISCOVER FINL SVCS COM 254709108 397 7024 SH SOLE 0 0 7024 DISNEY WALT CO COM DISNEY 254687106 858 9245 SH SOLE 0 0 9245 DOW CHEM CO COM 260543103 624 12044 SH SOLE 0 0 12044 DREYFUS MUN INCOME INC COM 26201R102 515 53655 SH SOLE 0 0 53655 DREYFUS STRATEGIC MUN BD FD COM 26202F107 918 103622 SH SOLE 0 0 103622 DREYFUS STRATEGIC MUNS INC COM 261932107 1184 126671 SH SOLE 0 0 126671 DU PONT E I DE NEMOURS & CO COM 263534109 797 11908 SH SOLE 0 0 11908 DUKE ENERGY CORP NEW COM NEW 26441C204 2190 27363 SH SOLE 0 0 27363 EASTMAN CHEM CO COM 277432100 257 3800 SH SOLE 0 0 3800 EATON VANCE LTD DUR INCOME F COM 27828H105 612 44624 SH SOLE 0 0 44624 ELECTRONIC ARTS INC COM 285512109 351 4105 SH SOLE 0 0 4105 EMERSON ELEC CO COM 291011104 5653 103699 SH SOLE 0 0 103699 ENBRIDGE INC COM 29250N105 1499 33885 SH SOLE 0 0 33885 ENERGY TRANSFER EQUITY L P COM UT LTD 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3442 SH SOLE 0 0 3442 ISHARES TR INTL SEL DIV ETF 464288448 208 6950 SH SOLE 0 0 6950 ISHARES TR MIN VOL EAFE ETF 46429B689 7569 111900 SH SOLE 0 0 111900 ISHARES TR MIN VOL USA ETF 46429B697 450 9905 SH SOLE 0 0 9905 ISHARES TR MSCI EAFE ETF 464287465 4040 68331 SH SOLE 0 0 68331 ISHARES TR MSCI EMG MKT ETF 464287234 453 12105 SH SOLE 0 0 12105 ISHARES TR MSCI KLD400 SOC 464288570 621 7710 SH SOLE 0 0 7710 ISHARES TR NATIONAL MUN ETF 464288414 484 4292 SH SOLE 0 0 4292 ISHARES TR RUS 1000 GRW ETF 464287614 3781 36300 SH SOLE 0 0 36300 ISHARES TR RUS MDCP VAL ETF 464287473 263 3428 SH SOLE 0 0 3428 ISHARES TR RUS MID-CAP ETF 464287499 251 1439 SH SOLE 0 0 1439 ISHARES TR RUSSELL 2000 ETF 464287655 422 3401 SH SOLE 0 0 3401 ISHARES TR S&P 500 GRWT ETF 464287309 1018 8362 SH SOLE 0 0 8362 ISHARES TR S&P MC 400GR ETF 464287606 532 3047 SH SOLE 0 0 3047 ISHARES TR S&P MC 400VL ETF 464287705 266 2005 SH SOLE 0 0 2005 ISHARES TR SELECT DIVID ETF 464287168 660 7700 SH SOLE 0 0 7700 ISHARES TR 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539830109 658 2746 SH SOLE 0 0 2746 LOWES COS INC COM 548661107 3083 42695 SH SOLE 0 0 42695 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2270 32087 SH SOLE 0 0 32087 MASTERCARD INCORPORATED CL A 57636Q104 2084 20476 SH SOLE 0 0 20476 MAXLINEAR INC CL A 57776J100 441 21748 SH SOLE 0 0 21748 MCDONALDS CORP COM 580135101 811 7029 SH SOLE 0 0 7029 MCKESSON CORP COM 58155Q103 814 4875 SH SOLE 0 0 4875 MERCK & CO INC COM 58933Y105 2387 38246 SH SOLE 0 0 38246 METLIFE INC COM 59156R108 1353 30459 SH SOLE 0 0 30459 MFS INTER INCOME TR SH BEN INT 55273C107 181 40100 SH SOLE 0 0 40100 MICRON TECHNOLOGY INC COM 595112103 187 10500 SH SOLE 0 0 10500 MICROSEMI CORP COM 595137100 248 5900 SH SOLE 0 0 5900 MICROSOFT CORP COM 594918104 2193 38072 SH SOLE 0 0 38072 MONDELEZ INTL INC CL A 609207105 1511 34408 SH SOLE 0 0 34408 MONSANTO CO NEW COM 61166W101 235 2300 SH SOLE 0 0 2300 MORGAN STANLEY COM NEW 617446448 313 9749 SH SOLE 0 0 9749 MSCI INC COM 55354G100 2268 27020 SH SOLE 0 0 27020 MUELLER WTR PRODS INC COM SER A 624758108 144 11500 SH SOLE 0 0 11500 MYLAN N V SHS EURO N59465109 455 11930 SH SOLE 0 0 11930 NATIONAL GRID PLC SPON ADR NEW 636274300 293 4119 SH SOLE 0 0 4119 NEUBERGER BERMAN INTER MUNI COM 64124P101 926 55792 SH SOLE 0 0 55792 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 480 10351 SH SOLE 0 0 10351 NOVARTIS A G SPONSORED ADR 66987V109 5983 75763 SH SOLE 0 0 75763 NOVAVAX INC COM 670002104 21 10000 SH SOLE 0 0 10000 NTT DOCOMO INC SPONS ADR 62942M201 443 17425 SH SOLE 0 0 17425 NUVEEN AMT FREE QLTY MUN INC COM 670657105 323 22152 SH SOLE 0 0 22152 NUVEEN ENHANCED AMT FREE MUN COM 67071L106 248 15422 SH SOLE 0 0 15422 NUVEEN ENHANCED MUN CREDIT O COM SH BEN INT 67070X101 566 35936 SH SOLE 0 0 35936 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 1149 72167 SH SOLE 0 0 72167 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 880 79591 SH SOLE 0 0 79591 NUVEEN MULTI MKT INCOME FD COM 67075J107 347 46264 SH SOLE 0 0 46264 NUVEEN QUALITY MUNCP INCOME COM 67066V101 699 46389 SH SOLE 0 0 46389 NVIDIA CORP COM 67066G104 396 5771 SH SOLE 0 0 5771 NXP SEMICONDUCTORS N V COM N6596X109 379 3711 SH SOLE 0 0 3711 ODYSSEY MARINE EXPLORATION I COM NEW 676118201 124 34465 SH SOLE 0 0 34465 ORACLE CORP COM 68389X105 1675 42645 SH SOLE 0 0 42645 ORANGE SPONSORED ADR 684060106 159 10200 SH SOLE 0 0 10200 PALO ALTO NETWORKS INC COM 697435105 318 2000 SH SOLE 0 0 2000 PAYCHEX INC COM 704326107 1070 18496 SH SOLE 0 0 18496 PAYPAL HLDGS INC COM 70450Y103 1114 27210 SH SOLE 0 0 27210 PEPSICO INC COM 713448108 8207 75451 SH SOLE 0 0 75451 PFIZER INC COM 717081103 7375 217773 SH SOLE 0 0 217773 PGT INC COM 69336V101 391 36606 SH SOLE 0 0 36606 PHILIP MORRIS INTL INC COM 718172109 3872 39829 SH SOLE 0 0 39829 PIMCO DYNAMIC INCOME FD SHS 72201Y101 1838 64535 SH SOLE 0 0 64535 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 261 13857 SH SOLE 0 0 13857 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 228 5872 SH SOLE 0 0 5872 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 820 43050 SH SOLE 0 0 43050 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 546 23544 SH SOLE 0 0 23544 PRICELINE GRP INC COM NEW 741503403 2886 1961 SH SOLE 0 0 1961 PROCTER AND GAMBLE CO COM 742718109 8242 91834 SH SOLE 0 0 91834 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 134 16708 SH SOLE 0 0 16708 QORVO INC COM 74736K101 391 7016 SH SOLE 0 0 7016 QUALCOMM INC COM 747525103 1027 14989 SH SOLE 0 0 14989 REALTY INCOME CORP COM 756109104 2461 36772 SH SOLE 0 0 36772 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W833 1310 14052 SH SOLE 0 0 14052 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 1819 58216 SH SOLE 0 0 58216 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 432 2776 SH SOLE 0 0 2776 RYDEX ETF TRUST GUG S&P500EQWTMA 78355W825 1684 19368 SH SOLE 0 0 19368 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 1478 14010 SH SOLE 0 0 14010 RYDEX ETF TRUST GUGGENHEIM SP 78355W486 769 28017 SH SOLE 0 0 28017 SANOFI SPONSORED ADR 80105N105 1526 39946 SH SOLE 0 0 39946 SCHLUMBERGER LTD COM 806857108 541 6884 SH SOLE 0 0 6884 SCHWAB CHARLES CORP NEW COM 808513105 617 19556 SH SOLE 0 0 19556 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 235 10173 SH SOLE 0 0 10173 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 3659 127109 SH SOLE 0 0 127109 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 257 4622 SH SOLE 0 0 4622 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 353 11399 SH SOLE 0 0 11399 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 3902 125295 SH SOLE 0 0 125295 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2462 45891 SH SOLE 0 0 45891 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1154 22056 SH SOLE 0 0 22056 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 8577 202730 SH SOLE 0 0 202730 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5737 103406 SH SOLE 0 0 103406 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 2326 51073 SH SOLE 0 0 51073 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 14611 335757 SH SOLE 0 0 335757 SCHWAB STRATEGIC TR US REIT ETF 808524847 1459 34225 SH SOLE 0 0 34225 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 5185 90102 SH SOLE 0 0 90102 SCOTTS MIRACLE GRO CO CL A 810186106 377 4523 SH SOLE 0 0 4523 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 388 11839 SH SOLE 0 0 11839 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1344 19036 SH SOLE 0 0 19036 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1612 83468 SH SOLE 0 0 83468 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 808 13826 SH SOLE 0 0 13826 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1492 31258 SH SOLE 0 0 31258 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3292 68898 SH SOLE 0 0 68898 SENIOR HSG PPTYS TR SH BEN INT 81721M109 817 35960 SH SOLE 0 0 35960 SHIP FINANCE INTERNATIONAL L SHS G81075106 286 19400 SH SOLE 0 0 19400 SOUTHERN CO COM 842587107 2617 51029 SH SOLE 0 0 51029 SPDR GOLD TRUST GOLD SHS 78463V107 264 2096 SH SOLE 0 0 2096 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 2783 55862 SH SOLE 0 0 55862 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1034 28081 SH SOLE 0 0 28081 SPDR S&P 500 ETF TR TR UNIT 78462F103 798 3692 SH SOLE 0 0 3692 SPDR SER TR SPDR S&P 500 ETF 78468R796 482 9254 SH SOLE 0 0 9254 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 202 3395 SH SOLE 0 0 3395 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 624 3261 SH SOLE 0 0 3261 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1227 11445 SH SOLE 0 0 11445 SPDR SERIES TRUST S&P DIVID ETF 78464A763 15405 182605 SH SOLE 0 0 182605 SPECTRA ENERGY CORP COM 847560109 4062 95013 SH SOLE 0 0 95013 SPECTRA ENERGY PARTNERS LP COM 84756N109 703 16064 SH SOLE 0 0 16064 STARBUCKS CORP COM 855244109 1710 31584 SH SOLE 0 0 31584 SYNOVUS FINL CORP COM NEW 87161C501 460 14140 SH SOLE 0 0 14140 TCW STRATEGIC INCOME FUND IN COM 872340104 255 48200 SH SOLE 0 0 48200 TIME WARNER INC COM NEW 887317303 4793 60202 SH SOLE 0 0 60202 TITAN PHARMACEUTICALS INC DE COM NEW 888314309 8 27091 SH SOLE 0 0 27091 TOTAL S A SPONSORED ADR 89151E109 954 19997 SH SOLE 0 0 19997 TRAVELCENTERS AMER LLC COM 894174101 78 10910 SH SOLE 0 0 10910 TWENTY FIRST CENTY FOX INC CL B 90130A200 512 20704 SH SOLE 0 0 20704 UBS AG JERSEY BRH ALERIAN INFRST 902641646 671 23642 SH SOLE 0 0 23642 UNILEVER PLC SPON ADR NEW 904767704 4847 102256 SH SOLE 0 0 102256 UNION PAC CORP COM 907818108 3678 37713 SH SOLE 0 0 37713 UNITED PARCEL SERVICE INC CL B 911312106 2684 24545 SH SOLE 0 0 24545 UNITED TECHNOLOGIES CORP COM 913017109 5443 53575 SH SOLE 0 0 53575 UNIVERSAL DISPLAY CORP COM 91347P105 349 6296 SH SOLE 0 0 6296 US BANCORP DEL COM NEW 902973304 1451 33834 SH SOLE 0 0 33834 VALERO ENERGY CORP NEW COM 91913Y100 1805 34060 SH SOLE 0 0 34060 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 317 9300 SH SOLE 0 0 9300 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2860 35381 SH SOLE 0 0 35381 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 345 4103 SH SOLE 0 0 4103 VANGUARD INDEX FDS GROWTH ETF 922908736 3400 30277 SH SOLE 0 0 30277 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3552 33389 SH SOLE 0 0 33389 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3887 41545 SH SOLE 0 0 41545 VANGUARD INDEX FDS MID CAP ETF 922908629 2659 20550 SH SOLE 0 0 20550 VANGUARD INDEX FDS REIT ETF 922908553 1859 21433 SH SOLE 0 0 21433 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 474 2384 SH SOLE 0 0 2384 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2522 22797 SH SOLE 0 0 22797 VANGUARD INDEX FDS SMALL CP ETF 922908751 1502 12294 SH SOLE 0 0 12294 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2147 16297 SH SOLE 0 0 16297 VANGUARD INDEX FDS VALUE ETF 922908744 4620 53095 SH SOLE 0 0 53095 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 932 24787 SH SOLE 0 0 24787 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 344 7052 SH SOLE 0 0 7052 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2879 57980 SH SOLE 0 0 57980 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 259 2897 SH SOLE 0 0 2897 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 582 9511 SH SOLE 0 0 9511 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 26978 321427 SH SOLE 0 0 321427 VANGUARD STAR FD VG TL INTL STK F 921909768 314 6654 SH SOLE 0 0 6654 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 276 7393 SH SOLE 0 0 7393 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2845 39427 SH SOLE 0 0 39427 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 829 6060 SH SOLE 0 0 6060 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 365 2747 SH SOLE 0 0 2747 VENTAS INC COM 92276F100 3060 43326 SH SOLE 0 0 43326 VERIZON COMMUNICATIONS INC COM 92343V104 3025 58202 SH SOLE 0 0 58202 VISA INC COM CL A 92826C839 6999 84628 SH SOLE 0 0 84628 WALGREENS BOOTS ALLIANCE INC COM 931427108 753 9334 SH SOLE 0 0 9334 WAL-MART STORES INC COM 931142103 1274 17675 SH SOLE 0 0 17675 WASTE MGMT INC DEL COM 94106L109 1213 19032 SH SOLE 0 0 19032 WELLS FARGO & CO NEW COM 949746101 5994 135369 SH SOLE 0 0 135369 WELLTOWER INC COM 95040Q104 3822 51123 SH SOLE 0 0 51123 WESTERN ASSET INTM MUNI FD I COM 958435109 309 29300 SH SOLE 0 0 29300 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 2715 202312 SH SOLE 0 0 202312 WESTERN ASSET VAR RT STRG FD COM 957667108 201 12594 SH SOLE 0 0 12594 WESTERN DIGITAL CORP COM 958102105 1155 19750 SH SOLE 0 0 19750 WESTERN UN CO COM 959802109 267 12841 SH SOLE 0 0 12841 WISDOMTREE TR EMER MKT HIGH FD 97717W315 665 17702 SH SOLE 0 0 17702 WISDOMTREE TR EMG MKTS SMCAP 97717W281 768 18390 SH SOLE 0 0 18390 WISDOMTREE TR INTL EQUITY FD 97717W703 1167 24793 SH SOLE 0 0 24793 WISDOMTREE TR MIDCAP DIVI FD 97717W505 8236 90623 SH SOLE 0 0 90623