0001209191-15-051471.txt : 20150609
0001209191-15-051471.hdr.sgml : 20150609
20150609165756
ACCESSION NUMBER: 0001209191-15-051471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150605
FILED AS OF DATE: 20150609
DATE AS OF CHANGE: 20150609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QLIK TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001305294
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 201643718
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 150 N. RADNOR CHESTER ROAD
STREET 2: SUITE E220
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 888-828-9768
MAIL ADDRESS:
STREET 1: 150 N. RADNOR CHESTER ROAD
STREET 2: SUITE E220
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOFTON DEBORAH C
CENTRAL INDEX KEY: 0001250610
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34803
FILM NUMBER: 15921498
MAIL ADDRESS:
STREET 1: 100 WEST SIXTH STREET
STREET 2: SUITE 300
CITY: MEDIA
STATE: PA
ZIP: 19063
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-05
0
0001305294
QLIK TECHNOLOGIES INC
QLIK
0001250610
LOFTON DEBORAH C
C/O QLIK TECHNOLOGIES INC.
150 N. RADNOR CHESTER ROAD
RADNOR
PA
19087
0
1
0
0
VP and General Counsel
Common Stock
2015-06-06
4
M
0
4150
A
5824
D
Common Stock
2015-06-07
4
M
0
1275
A
7099
D
Common Stock
2015-06-07
4
M
0
1125
A
8224
D
Common Stock
2015-06-08
4
S
0
2054
36.4493
D
6170
D
Common Stock
2015-06-08
4
S
0
4496
36.4247
D
1674
D
Employee Stock Option (Right to Buy)
37.32
2015-06-05
4
A
0
31100
0.00
A
2025-06-05
Common Stock
31100
31100
D
Restricted Stock Unit
2015-06-05
4
A
0
13400
0.00
A
Common Stock
13400
13400
D
Restricted Stock Unit
2015-06-06
4
M
0
4150
0.00
D
Common Stock
4150
12450
D
Restricted Stock Unit
2015-06-07
4
M
0
1275
0.00
D
Common Stock
1275
2550
D
Restricted Stock Unit
2015-06-07
4
M
0
1125
0.00
D
Common Stock
1125
1125
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of RSUs described in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.33 to $36.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.40 to $36.61, inclusive.
Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 5, 2016 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
The RSUs vest in four equal annual installments beginning June 5, 2016, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
Not applicable.
The RSUs vest in four (4) equal annual installments beginning June 6, 2015, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
The RSUs vest in four (4) equal annual installments beginning June 7, 2014, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
The RSUs vest in four (4) equal annual installments beginning June 7, 2013, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
/s/ Deborah C. Lofton
2015-06-09