SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
RUDY JEFFREY J

(Last) (First) (Middle)
12760 HIGH BLUFF DRIVE, STE 240

(Street)
SAN DIEGO CA 92130

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/29/2014
3. Issuer Name and Ticker or Trading Symbol
Celladon Corp [ CLDN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP Clinical Operations
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock option (right to buy) (1) 07/25/2016 Common Stock 40 $212.33 D
Stock option (right to buy) (1) 07/03/2017 Common Stock 40 $224.82 D
Stock option (right to buy) (1) 11/13/2017 Common Stock 201 $224.82 D
Stock option (right to buy) (1) 05/06/2018 Common Stock 55 $224.82 D
Stock option (right to buy) (1) 03/10/2019 Common Stock 25 $224.82 D
Stock option (right to buy) (1) 01/14/2020 Common Stock 25 $224.82 D
Stock option (right to buy) (2) 06/10/2020 Common Stock 98 $349.72 D
Stock option (right to buy) (3) 06/14/2022 Common Stock 108,354 $1.12 D
Stock option (right to buy) (4) 01/28/2024 Common Stock 30,900 $8 D
Explanation of Responses:
1. The stock options are fully vested and exercisable.
2. The shares subject to the option vest 1/48th per month beginning one month after April 27, 2010 (the "Vesting Commencement Date") and continue thereafter until the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.
3. 25% of the shares subject to the option vested and became exercisable on the one year anniversary of January 27, 2012 (the "Vesting Commencement Date"), and 1/48th of the shares vest in equal monthly intallments thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.
4. 25% of the shares subject to the option shall vest on the one year anniversary of January 29, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares vest in equal monthly intallments thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.
Remarks:
/s/ Rebecque Laba, Attorney-in-fact 01/29/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.