0001209191-14-054557.txt : 20140826 0001209191-14-054557.hdr.sgml : 20140826 20140826205447 ACCESSION NUMBER: 0001209191-14-054557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140812 FILED AS OF DATE: 20140826 DATE AS OF CHANGE: 20140826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLARCITY CORP CENTRAL INDEX KEY: 0001408356 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 020781046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-638-1028 MAIL ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund III, LLC CENTRAL INDEX KEY: 0001565224 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 141066345 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, #150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, #150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund, LLC CENTRAL INDEX KEY: 0001564069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 141066346 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher John H N CENTRAL INDEX KEY: 0001304934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 141066347 MAIL ADDRESS: STREET 1: 3 WEST PLUMERIA CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-08-12 0 0001408356 SOLARCITY CORP SCTY 0001304934 Fisher John H N C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 1 0 1 0 0001564069 Draper Associates Riskmasters Fund, LLC C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 1 0 1 0 0001565224 Draper Associates Riskmasters Fund III, LLC C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 1 0 1 0 Common Stock 5373853 I See Footnotes Common Stock 847725 I See Footnotes Common Stock 2014-08-21 2014-08-21 4 S 0 23787 71.0178 D 3624778 I See Footnotes Common Stock 2014-08-25 2014-08-25 4 S 0 6213 72.1037 D 3618565 I See Footnotes Common Stock 25904 I See Footnotes Common Stock 145627 I See Footnotes Common Stock 294975 I See Footnotes Common Stock 2014-08-12 2014-08-12 4 G 0 200 0.00 D 188462 I By Family Trust Common Stock 399383 I See Footnotes Common Stock 274 I See Footnotes Common Stock 172 I See Footnotes Common Stock 5378 I See Footnote The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.14, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.92 to $72.23, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P. These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P. These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P. These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC. These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. Represents 177,612 shares held of record by Draper Associates, L.P., 160,396 shares held of record by Draper Associates Riskmasters Fund, LLC, and 61,375 shares held of record by Draper Associates Riskmasters Fund III, LLC. John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P. These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. These shares are owned directly by John Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated on 3/27/08, of which the reporting person is a co-trustee. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. These shares are owned directly by JHNF Investment LLC. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. Form 2 of 2 /s/ Timothy C. Draper, Managing Member Draper Associates Riskmasters Fund, LLC 2014-08-26 /s/ Timothy C. Draper, Managing Member Draper Associates Riskmasters Fund III, LLC 2014-08-26