0001181431-12-066423.txt : 20121220 0001181431-12-066423.hdr.sgml : 20121220 20121220200438 ACCESSION NUMBER: 0001181431-12-066423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121218 FILED AS OF DATE: 20121220 DATE AS OF CHANGE: 20121220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher John H N CENTRAL INDEX KEY: 0001304934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 121278541 MAIL ADDRESS: STREET 1: 3 WEST PLUMERIA CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLARCITY CORP CENTRAL INDEX KEY: 0001408356 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 020781046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-638-1028 MAIL ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund, LLC CENTRAL INDEX KEY: 0001564069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 121278540 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund III, LLC CENTRAL INDEX KEY: 0001565224 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 121278539 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, #150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, #150 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 rrd364303.xml FORM 4 X0306 4 2012-12-18 0 0001408356 SOLARCITY CORP SCTY 0001304934 Fisher John H N C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 1 0 1 0 0001564069 Draper Associates Riskmasters Fund, LLC C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 1 0 1 0 0001565224 Draper Associates Riskmasters Fund III, LLC C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 1 0 1 0 Common Stock 2012-12-18 2012-12-18 4 C 0 160396 A 160396 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 C 0 7561714 A 7561714 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 C 0 854188 A 854188 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 C 0 177612 A 177612 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 C 0 5381876 A 5381876 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 C 0 204916 A 204916 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 C 0 435110 A 435110 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 C 0 26098 A 26098 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 P 0 705750 8.00 A 8267464 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 P 0 450000 8.00 A 1304188 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 P 0 231300 8.00 A 5613176 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 P 0 19125 8.00 A 224041 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 P 0 18700 8.00 A 453810 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 P 0 13750 8.00 A 39848 I See Footnotes Common Stock 2012-12-18 2012-12-18 4 P 0 61375 8.00 A 61375 I See Footnotes Series A Preferred Stock 2012-12-18 2012-12-18 4 C 0 190476 D Common Stock 190476 0 I See Footnotes Series C Preferred Stock 2012-12-18 2012-12-18 4 C 0 7495366 D Common Stock 7495366 0 I See Footnotes Series D Preferred Stock 2012-12-18 2012-12-18 4 C 0 2525094 D Common Stock 2525094 0 I See Footnotes Series E Preferred Stock 2012-12-18 2012-12-18 4 C 0 739370 D Common Stock 739370 0 I See Footnotes Series E-1 Preferred Stock 2012-12-18 2012-12-18 4 C 0 1440000 D Common Stock 1440000 0 I See Footnotes Series F Preferred Stock 2012-12-18 2012-12-18 4 C 0 611096 D Common Stock 611096 0 I See Footnotes Each share of the issuer's Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock automatically converted into one share of common stock upon the closing of the issuer's initial public offering and has no expiration date. These shares are owned directly by Draper Associates Riskmasters Fund, LLC. These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P. These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P. These shares are owned directly by Draper Associates, L.P. These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P. These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. These shares are owned directly by Draper Associates Riskmasters Fund III, LLC. 6,380 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 179,238 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., and 4,858 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC. 3,526,570 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 125,548 of these shares are owned directly by Draper Associates, L.P., 3,467,356 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 95,566 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 280,326 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. 68,158 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 907,252 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 605,042 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 12,880 of these shares are owned directly by Draper Associates, L.P., 822,216 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 24,586 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 66,474 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 18,486 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. 347,874 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 12,384 of these shares are owned directly by Draper Associates, L.P., 342,034 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 9,426 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 27,652 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. 752,800 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 26,800 of these shares are owned directly by Draper Associates, L.P., 592,128 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 20,400 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 47,872 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. 24,754 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 204,470 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 216,928 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 141,346 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 5,542 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 11,428 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 6,628 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. (continue to footnote 18). The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Baily are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Baily. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Form 2 of 2 /s/ John H.N. Fisher 2012-12-18 /s/ Timothy C. Draper, Managing Member, Draper Associates Riskmasters Fund, LLC 2012-12-18 /s/ Timothy C. Draper, Managing Member, Draper Associates Riskmasters Fund III, LLC 2012-12-18