0001181431-12-066423.txt : 20121220
0001181431-12-066423.hdr.sgml : 20121220
20121220200438
ACCESSION NUMBER: 0001181431-12-066423
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121218
FILED AS OF DATE: 20121220
DATE AS OF CHANGE: 20121220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fisher John H N
CENTRAL INDEX KEY: 0001304934
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35758
FILM NUMBER: 121278541
MAIL ADDRESS:
STREET 1: 3 WEST PLUMERIA
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOLARCITY CORP
CENTRAL INDEX KEY: 0001408356
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 020781046
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3055 CLEARVIEW WAY
CITY: SAN MATEO
STATE: CA
ZIP: 94402
BUSINESS PHONE: 650-638-1028
MAIL ADDRESS:
STREET 1: 3055 CLEARVIEW WAY
CITY: SAN MATEO
STATE: CA
ZIP: 94402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund, LLC
CENTRAL INDEX KEY: 0001564069
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35758
FILM NUMBER: 121278540
BUSINESS ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-233-9000
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund III, LLC
CENTRAL INDEX KEY: 0001565224
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35758
FILM NUMBER: 121278539
BUSINESS ADDRESS:
STREET 1: 2882 SAND HILL ROAD, #150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-233-9000
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, #150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
rrd364303.xml
FORM 4
X0306
4
2012-12-18
0
0001408356
SOLARCITY CORP
SCTY
0001304934
Fisher John H N
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
1
0
1
0
0001564069
Draper Associates Riskmasters Fund, LLC
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
1
0
1
0
0001565224
Draper Associates Riskmasters Fund III, LLC
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
1
0
1
0
Common Stock
2012-12-18
2012-12-18
4
C
0
160396
A
160396
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
C
0
7561714
A
7561714
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
C
0
854188
A
854188
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
C
0
177612
A
177612
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
C
0
5381876
A
5381876
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
C
0
204916
A
204916
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
C
0
435110
A
435110
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
C
0
26098
A
26098
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
P
0
705750
8.00
A
8267464
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
P
0
450000
8.00
A
1304188
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
P
0
231300
8.00
A
5613176
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
P
0
19125
8.00
A
224041
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
P
0
18700
8.00
A
453810
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
P
0
13750
8.00
A
39848
I
See Footnotes
Common Stock
2012-12-18
2012-12-18
4
P
0
61375
8.00
A
61375
I
See Footnotes
Series A Preferred Stock
2012-12-18
2012-12-18
4
C
0
190476
D
Common Stock
190476
0
I
See Footnotes
Series C Preferred Stock
2012-12-18
2012-12-18
4
C
0
7495366
D
Common Stock
7495366
0
I
See Footnotes
Series D Preferred Stock
2012-12-18
2012-12-18
4
C
0
2525094
D
Common Stock
2525094
0
I
See Footnotes
Series E Preferred Stock
2012-12-18
2012-12-18
4
C
0
739370
D
Common Stock
739370
0
I
See Footnotes
Series E-1 Preferred Stock
2012-12-18
2012-12-18
4
C
0
1440000
D
Common Stock
1440000
0
I
See Footnotes
Series F Preferred Stock
2012-12-18
2012-12-18
4
C
0
611096
D
Common Stock
611096
0
I
See Footnotes
Each share of the issuer's Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock automatically converted into one share of common stock upon the closing of the issuer's initial public offering and has no expiration date.
These shares are owned directly by Draper Associates Riskmasters Fund, LLC.
These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P.
These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P.
These shares are owned directly by Draper Associates, L.P.
These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.
These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC
These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
These shares are owned directly by Draper Associates Riskmasters Fund III, LLC.
6,380 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 179,238 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., and 4,858 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC.
3,526,570 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 125,548 of these shares are owned directly by Draper Associates, L.P., 3,467,356 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 95,566 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 280,326 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
68,158 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 907,252 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 605,042 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 12,880 of these shares are owned directly by Draper Associates, L.P., 822,216 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 24,586 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 66,474 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 18,486 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
347,874 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 12,384 of these shares are owned directly by Draper Associates, L.P., 342,034 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 9,426 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 27,652 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
752,800 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 26,800 of these shares are owned directly by Draper Associates, L.P., 592,128 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 20,400 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 47,872 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
24,754 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 204,470 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 216,928 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 141,346 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 5,542 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 11,428 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 6,628 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. (continue to footnote 18).
The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010.
The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Baily are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Baily. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
Form 2 of 2
/s/ John H.N. Fisher
2012-12-18
/s/ Timothy C. Draper, Managing Member, Draper Associates Riskmasters Fund, LLC
2012-12-18
/s/ Timothy C. Draper, Managing Member, Draper Associates Riskmasters Fund III, LLC
2012-12-18