0001304762-11-000011.txt : 20111107 0001304762-11-000011.hdr.sgml : 20111107 20111107113344 ACCESSION NUMBER: 0001304762-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111107 DATE AS OF CHANGE: 20111107 EFFECTIVENESS DATE: 20111107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PacWest Financial Management Inc CENTRAL INDEX KEY: 0001304762 IRS NUMBER: 860859834 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11444 FILM NUMBER: 111183332 BUSINESS ADDRESS: STREET 1: 1643 E BETHANY HOME RD CITY: PHOENIX STATE: AZ ZIP: 85016 BUSINESS PHONE: 602-997-8882 MAIL ADDRESS: STREET 1: 1643 E BETHANY HOME RD CITY: PHOENIX STATE: AZ ZIP: 85016 13F-HR 1 final13fq32011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F HR FORM 13F HR COVER PAGE REPORT FOR THE QUARTER ENDED SEPTEMBER 30, 2011 RESTATEMENT AMENDMENT SUBMISSION OF 13F HOLDINGS REPORT BY PACWEST FINANCIAL MANAGEMENT INC. 1643 E. BETHANY HOME RD. PHOENIX, ARIZONA 85016 THE INSTITUTIONAL MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS SUBMISSION.
ELLIOT KAUFFMAN CHIEF COMPLIANCE OFFICER 602-997-8882 PHOENIX, ARIZONA SEPTEMBER 30, 2011 FORM 13F HR SUMMARY PAGE REPORT SUMMARY NO OTHER MANAGERS FORM 13F INFORMATION TABLE ENTRY TOTAL: 100 FORM 13F INFORMATION TABLE VALUE TOTAL: 112,510,000 FORM 13F-HR INFORMATION TABLE
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHARES SH/ INVSTMT VOTING AUTHORITY (X$1000) PRN AMT PRN DSCRETN SOLE NONE AAP ADVANCE AUTO PARTS INC COM 00751Y 10 6 1,468 25,265 SH SOLE 25,265 AAPL APPLE INC COM 037833 10 0 1,463 3,837 SH SOLE 3,837 ABT ABBOTT LABS COM 002824 10 0 339 6,636 SH SOLE 6,636 ABV COMPANHIA DE BEBIDAS DAS AME SPONSORED ADR 20441W 10 4 1,269 41,405 SH SOLE 41,405 ACN ACCENTURE PLC IRELAND SHS CLASS A G1151C 10 1 1,972 37,435 SH SOLE 37,435 APH AMPHENOL CORP NEW CL A 032095 10 1 1,401 34,360 SH SOLE 34,360 ATML ATMEL CORP COM 049513 10 4 94 11,700 SH SOLE 11,700 AXP AMERICAN EXPRESS CO COM 025816 10 9 1,361 30,306 SH SOLE 30,306 BCE BCE INC COM NEW 05534B 76 0 717 19,140 SH SOLE 19,140 BDX BECTON DICKINSON & CO COM 075887 10 9 1,443 19,680 SH SOLE 19,680 BHP BHP BILLITON LTD SPONSORED ADR 088606 10 8 1,111 16,715 SH SOLE 16,715 BIDU BAIDU INC SPON ADR REP A 056752 10 8 206 1,925 SH SOLE 1,925 BK BANK OF NEW YORK MELLON CORP COM 064058 10 0 520 27,960 SH SOLE 27,960 BRKB BERKSHIRE HATHAWAY INC DEL CL B NEW 084670 70 2 3,284 46,225 SH SOLE 46,225 BTU PEABODY ENERGY CORP COM 704549 10 4 253 7,455 SH SOLE 7,455 CAT CATERPILLAR INC DEL COM 149123 10 1 788 10,670 SH SOLE 10,670 CBG CB RICHARD ELLIS GROUP INC CL A 12497T 10 1 204 15,185 SH SOLE 15,185 CHD CHURCH & DWIGHT INC COM 171340 10 2 885 20,030 SH SOLE 20,030 COP CONOCOPHILLIPS COM 20825C 10 4 1,362 21,509 SH SOLE 21,509 COST COSTCO WHSL CORP NEW COM 22160K 10 5 474 5,769 SH SOLE 5,769 CSCO CISCO SYS INC COM 17275R 10 2 1,331 85,900 SH SOLE 85,900 CSJ ISHARES TR BARCLYS 1-3YR CR 464288 64 6 3,234 31,100 SH SOLE 31,100 CVX CHEVRON CORP NEW COM 166764 10 0 2,145 23,170 SH SOLE 23,170 DVN DEVON ENERGY CORP NEW COM 25179M 10 3 684 12,333 SH SOLE 12,333 EMR EMERSON ELEC CO COM 291011 10 4 953 23,065 SH SOLE 23,065 ESRX EXPRESS SCRIPTS INC COM 302182 10 0 586 15,795 SH SOLE 15,795 EWC ISHARES INC MSCI CDA INDEX 464286 50 9 354 13,875 SH SOLE 13,875 FAST FASTENAL CO COM 311900 10 4 825 24,800 SH SOLE 24,800 GE GENERAL ELECTRIC CO COM 369604 10 3 1,112 73,068 SH SOLE 73,068 GLD SPDR GOLD TRUST GOLD SHS 78463V 10 7 632 4,000 SH SOLE 4,000 GOOG GOOGLE INC CL A 38259P 50 8 1,008 1,958 SH SOLE 1,958 GS GOLDMAN SACHS GROUP INC COM 38141G 10 4 1,936 20,475 SH SOLE 20,475 HBC HSBC HLDGS PLC SPON ADR NEW 404280 40 6 807 21,215 SH SOLE 21,215 HCBK HUDSON CITY BANCORP COM 443683 10 7 286 50,570 SH SOLE 50,570 HD HOME DEPOT INC COM 437076 10 2 358 10,905 SH SOLE 10,905 IBM INTERNATIONAL BUSINESS MACHS COM 459200 10 1 3,519 20,123 SH SOLE 20,123 IDXX IDEXX LABS INC COM 45168D 10 4 363 5,265 SH SOLE 5,265 IJR ISHARES TR S&P SMLCAP 600 464287 80 4 2,692 45,986 SH SOLE 45,986 ILF ISHARES TR S&P LTN AM 40 464287 39 0 285 7,335 SH SOLE 7,335 INTC INTEL CORP COM 458140 10 0 2,156 101,057 SH SOLE 101,057 ITW ILLINOIS TOOL WKS INC COM 452308 10 9 466 11,197 SH SOLE 11,197 JCI JOHNSON CTLS INC COM 478366 10 7 1,206 45,725 SH SOLE 45,725 JEC JACOBS ENGR GROUP INC DEL COM 469814 10 7 352 10,908 SH SOLE 10,908 JKE174103 TRAVELCENTERS OF AMERICA LLC COM 894174 10 1 0 40,000 SH SOLE 40,000 JNJ JOHNSON & JOHNSON COM 478160 10 4 3,141 49,312 SH SOLE 49,312 JOE ST JOE CO COM 790148 10 0 308 20,560 SH SOLE 20,560 JOYG JOY GLOBAL INC COM 481165 10 8 231 3,700 SH SOLE 3,700 KLAC KLA-TENCOR CORP COM 482480 10 0 202 5,285 SH SOLE 5,285 KMX CARMAX INC COM 143130 10 2 309 12,950 SH SOLE 12,950 KO COCA COLA CO COM 191216 10 0 488 7,226 SH SOLE 7,226 LMT LOCKHEED MARTIN CORP COM 539830 10 9 592 8,151 SH SOLE 8,151 LUK LEUCADIA NATL CORP COM 527288 10 4 643 28,350 SH SOLE 28,350 MA MASTERCARD INC CL A 57636Q 10 4 406 1,280 SH SOLE 1,280 MCD MCDONALDS CORP COM 580135 10 1 1,828 20,819 SH SOLE 20,819 MDT MEDTRONIC INC COM 585055 10 6 480 14,436 SH SOLE 14,436 MHK MOHAWK INDS INC COM 608190 10 4 1,296 30,202 SH SOLE 30,202 MKL MARKEL CORP COM 570535 10 4 680 1,903 SH SOLE 1,903 MMM 3M CO COM 88579Y 10 1 1,033 14,390 SH SOLE 14,390 MON MONSANTO CO NEW COM 61166W 10 1 718 11,960 SH SOLE 11,960 MRK MERCK & CO INC NEW COM 58933Y 10 5 1,522 46,541 SH SOLE 46,541 MSFT MICROSOFT CORP COM 594918 10 4 2,419 97,175 SH SOLE 97,175 MTW MANITOWOC INC COM 563571 10 8 92 13,670 SH SOLE 13,670 NE NOBLE ENERGY INC COM 655044 10 5 1,542 52,530 SH SOLE 52,530 NEE NEXTERA ENERGY INC COM 65339F 10 1 217 4,025 SH SOLE 4,025 NUE NUCOR CORP COM 670346 10 5 546 17,263 SH SOLE 17,263 NVO NOVO-NORDISK A S ADR 670100 20 5 1,048 10,535 SH SOLE 10,535 NVS NOVARTIS A G SPONSORED ADR 66987V 10 9 306 5,479 SH SOLE 5,479 ORCL ORACLE CORP COM 68389X 10 5 536 18,665 SH SOLE 18,665 ORLY O REILLY AUTOMOTIVE INC NEW COM 67103H 10 7 513 7,700 SH SOLE 7,700 OXY OCCIDENTAL PETE CORP DEL COM 674599 10 5 1,838 25,700 SH SOLE 25,700 PEP PEPSICO INC COM 713448 10 8 1,406 22,712 SH SOLE 22,712 PFE PFIZER INC COM 717081 10 3 1,256 71,057 SH SOLE 71,057 PG PROCTER & GAMBLE CO COM 742718 10 9 1,126 17,817 SH SOLE 17,817 POT POTASH CORP SASK INC COM 73755L 10 7 778 17,990 SH SOLE 17,990 PX PRAXAIR INC COM 74005P 10 4 961 10,275 SH SOLE 10,275 QCOM QUALCOMM INC COM 747525 10 3 1,697 34,906 SH SOLE 34,906 RAVN RAVEN INDS INC COM 754212 10 8 1,000 20,750 SH SOLE 20,750 RY ROYAL BK CDA MONTREAL QUE COM 780087 10 2 930 20,335 SH SOLE 20,335 SCPB SPDR SERIES TRUST BARC CAPTL ETF 78464A 47 4 4,100 13,5220 SH SOLE 135,220 SHM SPDR SERIES TRUST NUVN BR SHT MUNI 78464A 42 5 713 29,300 SH SOLE 29,300 SLB SCHLUMBERGER LTD COM 806857 10 8 1,446 24,215 SH SOLE 24,215 STRA STRAYER ED INC COM 863236 10 5 550 7,170 SH SOLE 7,170 SYK STRYKER CORP COM 863667 10 1 822 17,445 SH SOLE 17,445 T AT&T INC COM 00206R 10 2 1,233 43,248 SH SOLE 43,248 TD TORONTO DOMINION BK ONT COM NEW 891160 50 9 258 3,640 SH SOLE 3,640 TEVA TEVA PHARMACEUTICAL INDS LTD ADR 881624 20 9 1,362 36,585 SH SOLE 36,585 TGT TARGET CORP COM 87612E 10 6 325 6,621 SH SOLE 6,621 TJX TJX COS INC NEW COM 872540 10 9 2,583 46,567 SH SOLE 46,567 USB US BANCORP DEL COM NEW 902973 30 4 1,612 68,463 SH SOLE 68,463 UTX UNITED TECHNOLOGIES CORP COM 913017 10 9 1,776 25,243 SH SOLE 25,243 VCIT VANGUARD SCOTTSDALE FDA INT-TERM CORP 92206C 87 0 2,458 30,355 SH SOLE 30,355 VCSH VANGUARD SCOTTSDALE FDS SHT-TERM CORP 92206C 40 9 951 12,250 SH SOLE 12,250 VFC V F CORP COM 918204 10 8 701 5,765 SH SOLE 5,765 VIG VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908 84 4 2,392 49,065 SH SOLE 49,065 VYM VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946 40 6 2,289 56,625 SH SOLE 56,625 VZ VERIZON COMMUNICATIONS INC COM 92343V 10 4 741 20,131 SH SOLE 20,131 WFC WELLS FARGO & CO NEW COM 949746 10 1 1,757 72,862 SH SOLE 72,862 WFR MEMC ELECTR MATLS INC COM 552715 10 4 58 10,980 SH SOLE 10,980 WMT WAL MART STORES INC COM 931142 10 3 1,973 38,023 SH SOLE 38,023 XOM EXXON MOBIL CORP COM 30231G 10 2 2,419 33,303 SH SOLE 33,303 112,510