Chief Compliance Officer

0001304229-19-000005.txt : 20190718 0001304229-19-000005.hdr.sgml : 20190718 20190718130351 ACCESSION NUMBER: 0001304229-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190718 DATE AS OF CHANGE: 20190718 EFFECTIVENESS DATE: 20190718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 19960964 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 06-30-2019 06-30-2019 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Chief Compliance Officer 9082735085 x209 Susan E. Boyd Summit NJ 07-18-2019 0 259 301033 false INFORMATION TABLE 2 2Q2019.xml 2Q2019 AT&T Inc. COM 00206R102 1594 47578 SH SOLE 47578 0 0 AbbVie Inc. COM 00287Y109 189 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 242 2875 SH SOLE 2875 0 0 Accenture Ltd. SHS CLASS A G1151C101 39 210 SH SOLE 210 0 0 Advance Auto Parts, Inc. COM 00751Y106 926 6009 SH SOLE 6009 0 0 Agnico Eagle Miines Ltd COM 008474108 51 1000 SH SOLE 1000 0 0 Air Lease Corp CL A 00912X302 62 1500 SH SOLE 1500 0 0 Air Products & Chemicals Inc. COM 009158106 1681 7425 SH SOLE 7425 0 0 Albemarle Corp. COM 012653101 14 200 SH SOLE 200 0 0 Alexander & Baldwin Inc. COM 014491104 3107 134487 SH SOLE 134487 0 0 Alibaba Group Holding Ltd-Sp A SPONSORED ADS 01609W102 76 449 SH SOLE 449 0 0 Allstate Corp COM 020002101 550 5405 SH SOLE 5405 0 0 Alphabet, Inc. - Cl A CAP STK CL A 02079K305 3464 3199 SH SOLE 3199 0 0 Alphabet, Inc. - Cl C CAP STK CL C 02079K107 4326 4002 SH SOLE 4002 0 0 Altaba Inc. COM 021346101 109 1565 SH SOLE 1565 0 0 Amazon.Com, Inc. COM 023135106 553 292 SH SOLE 292 0 0 American International Group COM NEW 026874784 2426 45530 SH SOLE 45530 0 0 American States Water Co. COM 029899101 181 2400 SH SOLE 2400 0 0 American Tower Corp COM 03027x100 41 200 SH SOLE 200 0 0 Amgen Inc COM 031162100 2833 15373 SH SOLE 15373 0 0 Anheuser-Busch InBev Spons ADR SPONSORED ADR 03524A108 9 100 SH SOLE 100 0 0 Antero Resources Corp COM 03674x106 11 2000 SH SOLE 2000 0 0 Apple, Inc. COM 037833100 6888 34800 SH SOLE 34800 0 0 Aptiv PLC SHS G6095L109 660 8169 SH SOLE 8169 0 0 Ares Capital Corporation COM 04010L103 2255 125695 SH SOLE 125695 0 0 Arista Networks, Inc. COM 040413106 13 50 SH SOLE 50 0 0 Arthur J. Gallagher & Co. COM 363576109 808 9229 SH SOLE 9229 0 0 Axalta Coating Systems Ltd. COM G0750C108 1986 66699 SH SOLE 66699 0 0 Baidu, Inc. SPON ADR REP A 056752108 694 5911 SH SOLE 5911 0 0 Ball Corp. COM 058498106 102 1460 SH SOLE 1460 0 0 Bank of America Corp COM 060505104 4464 153939 SH SOLE 153939 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 5346 25078 SH SOLE 25078 0 0 Blackstone Group Inc. COM 09260D107 53 1200 SH SOLE 1200 0 0 Blackstone Mortgage Trust Inc. COM CL A 09257W100 3442 96745 SH SOLE 96745 0 0 Booking holdings Inc. COM 09857L108 19 10 SH SOLE 10 0 0 Box, Inc. Cl A CL A 10316T104 70 4000 SH SOLE 4000 0 0 Brighthouse Financial, Inc. COM 10922N103 1 36 SH SOLE 36 0 0 Bristol-Myers Squibb Company COM 110122108 74 1633 SH SOLE 1633 0 0 Broadcom Inc. COM 11135F101 1774 6161 SH SOLE 6161 0 0 Brookfield Asset Management In CL A LTD VT SH 112585104 93 1950 SH SOLE 1950 0 0 Brookfield Infrastructure Part LP INT UNIT G16252101 505 11754 SH SOLE 11754 0 0 Brookfield Property REIT, Inc. CL A 11282X103 19 1000 SH SOLE 1000 0 0 Brunswick Corp. COM 117043109 3034 66123 SH SOLE 66123 0 0 CF Industries Holdings Inc COM 125269100 2736 58567 SH SOLE 58567 0 0 CVS Corp COM 126650100 27 500 SH SOLE 500 0 0 Cal-Maine Foods, Inc. COM NEW 128030202 852 20421 SH SOLE 20421 0 0 Celgene Corporation COM 151020104 68 730 SH SOLE 730 0 0 Cenovus Energy Inc. COM 15135U109 44 5000 SH SOLE 5000 0 0 Charles Schwab Corporation COM 808513105 2813 70000 SH SOLE 70000 0 0 Chevron Corporation COM 166764100 169 1358 SH SOLE 1358 0 0 Chubb LTD COM H1467J104 8 53 SH SOLE 53 0 0 Cimpress NV SHS EURO N20146101 1097 12066 SH SOLE 12066 0 0 Cisco Systems Inc COM 17275R102 148 2700 SH SOLE 2700 0 0 Citigroup Inc. COM NEW 172967424 7572 108127 SH SOLE 108127 0 0 Coca-Cola Co. COM 191216100 41 800 SH SOLE 800 0 0 Cognizant Technology Solutions CL A 192446102 482 7608 SH SOLE 7608 0 0 Colfax Corporation COM 194014106 681 24287 SH SOLE 24287 0 0 Colgate-Palmolive Company COM 194162103 75 1042 SH SOLE 1042 0 0 Comcast Corporation Class A CL A 20030N101 1993 47145 SH SOLE 47145 0 0 Compass Minerals International COM 20451N101 3982 72471 SH SOLE 72471 0 0 Consolidated Edison, Inc. COM 209115104 47 533 SH SOLE 533 0 0 Copa Holdings SA - Class A CL A P31076105 20 200 SH SOLE 200 0 0 CoreLogic, Inc. COM 21871D103 1230 29405 SH SOLE 29405 0 0 Cornerstone Building Brands In COM 21925D109 1417 243109 SH SOLE 243109 0 0 Costco Wholesale Corp COM 22160k105 1195 4522 SH SOLE 4522 0 0 Covetrus, Inc. COM 22304C100 5 200 SH SOLE 200 0 0 Crispr Therapeutics AG NAMEN AKT H17182108 14 300 SH SOLE 300 0 0 Crown Castle Intl Corp COM 22822V101 3964 30410 SH SOLE 30410 0 0 Crown Holdings, Inc. COM 228368106 393 6433 SH SOLE 6433 0 0 Cummins, Inc. COM 231021106 34 200 SH SOLE 200 0 0 D.R. Horton Inc COM 23331A109 22 500 SH SOLE 500 0 0 Deere & Company COM 244199105 3625 21873 SH SOLE 21873 0 0 Delta Air Lines Inc. COM NEW 247361702 23 400 SH SOLE 400 0 0 Dollar General COM 256677105 271 2005 SH SOLE 2005 0 0 Dominion Energy, Inc. COM 25746U109 46 600 SH SOLE 600 0 0 Dorian LPG Ltd. SHS USD Y2106R110 27 3000 SH SOLE 3000 0 0 Duke Energy Corp COM NEW 26441C204 23 266 SH SOLE 266 0 0 Eaton Corporation SHS G29183103 243 2920 SH SOLE 2920 0 0 Editas Medicine, Inc. COM 28106W103 5 200 SH SOLE 200 0 0 Enbridge Inc. COM 29250N105 98 2727 SH SOLE 2727 0 0 Energy Transfer, LP COM UT LTD PTN 29273V100 236 16747 SH SOLE 16747 0 0 Enterprise Products Partners L COM 293792107 1880 65122 SH SOLE 65122 0 0 Equinix Inc COM 29444U700 10 20 SH SOLE 20 0 0 Equity Residential SH BEN INT 29476L107 37 488 SH SOLE 488 0 0 Estee Lauder Cos., Inc. CL A 518439104 809 4418 SH SOLE 4418 0 0 Exelixis Inc COM 30161Q104 21 1000 SH SOLE 1000 0 0 Expedia, Inc. COM NEW 30212P303 20 150 SH SOLE 150 0 0 Exxon Mobil Corp. COM 30231G102 375 4889 SH SOLE 4889 0 0 Facebook Inc. Class A CL A 30303M102 69 360 SH SOLE 360 0 0 FedEx Corp. COM 31428X106 121 735 SH SOLE 735 0 0 Fox Corporation Class B CL B COM 35137L204 538 14715 SH SOLE 14715 0 0 Frank's International NV COM N33462107 567 103810 SH SOLE 103810 0 0 GCI Liberty, Inc. Class A COM CLASS A 36164V305 1182 19238 SH SOLE 19238 0 0 GDS Holdings Ltd. Spons ADR Cl SPONSORED ADS 36165L108 38 1000 SH SOLE 1000 0 0 Garrett Motion, Inc. COM 366505105 35 2262 SH SOLE 2262 0 0 General Electric COM 369604103 13 1266 SH SOLE 1266 0 0 Gilead Sciences, Inc. COM 375558103 1648 24390 SH SOLE 24390 0 0 Golar LNG Partners LP COM UNIT LPI Y2745C102 68 6000 SH SOLE 6000 0 0 HDFC Bank Ltd SPONSORED ADS 40415F101 1037 7974 SH SOLE 7974 0 0 HSBC Holdings Plc Spons ADR SPON ADR NEW 404280406 1376 32960 SH SOLE 32960 0 0 Halliburton Co. COM 406216101 25 1100 SH SOLE 1100 0 0 Hanesbrands, Inc. COM 410345102 4395 255233 SH SOLE 255233 0 0 Harley-Davidson, Inc. COM 412822108 2887 80581 SH SOLE 80581 0 0 Henry Schein Inc COM 806407102 49 700 SH SOLE 700 0 0 HollySys Automation Technologi SHS G45667105 1538 80953 SH SOLE 80953 0 0 Home Depot Inc. COM 437076102 3255 15652 SH SOLE 15652 0 0 Honeywell International Inc COM 438516106 3995 22885 SH SOLE 22885 0 0 Howard Hughes Corporation COM 44267D107 5656 45675 SH SOLE 45675 0 0 Huazhu Group Ltd. SPONSORED ADS 44332N106 1241 34224 SH SOLE 34224 0 0 Hubbell Inc. COM 443510607 4859 37264 SH SOLE 37264 0 0 ITT Inc. COM 45073V108 4275 65284 SH SOLE 65284 0 0 Illinois Tool Works Inc. COM 452308109 3 23 SH SOLE 23 0 0 Int'l Bus Machines COM 459200101 8242 59768 SH SOLE 59768 0 0 Intel Corp Com COM 458140100 5 100 SH SOLE 100 0 0 Intellia Therapeutics, Inc. COM 45826J105 5 300 SH SOLE 300 0 0 InterXion Holding NV SHS N47279109 606 7958 SH SOLE 7958 0 0 Interactive Brokers Group, Inc COM CL A 45841N107 44 815 SH SOLE 815 0 0 Itau Unibanco Holding SA SPON ADR REP PFD 465562106 28 3000 SH SOLE 3000 0 0 J.P. Morgan Chase & Co. COM 46625H100 5015 44856 SH SOLE 44856 0 0 JD.com, Inc ADR SPON ADR CL A 47215p106 769 25374 SH SOLE 25374 0 0 Jefferies Financial Group Inc. COM 47233W109 615 32001 SH SOLE 32001 0 0 Jernigan Capital, Inc. COM 476405105 82 4000 SH SOLE 4000 0 0 Johnson & Johnson COM 478160104 17 125 SH SOLE 125 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 3667 178263 SH SOLE 178263 0 0 Knot Offshore Partners LP COM UNITS Y48125101 38 2000 SH SOLE 2000 0 0 Kroger Co COM 501044101 925 42598 SH SOLE 42598 0 0 Laredo Petroleum Inc. COM 516806106 12 4000 SH SOLE 4000 0 0 Lennar Corporation Cl. A CL A 526057104 66 1360 SH SOLE 1360 0 0 Liberty Broadband Corp. Class COM SER C 530307305 38 369 SH SOLE 369 0 0 Liberty Expedia Holdings, Inc. SER A COM 53046P109 567 11861 SH SOLE 11861 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 1123 42322 SH SOLE 42322 0 0 Liberty Latin America Ltd. Cla COM CL A G9001E102 0 14 SH SOLE 14 0 0 Liberty Latin America Ltd. Cla COM CL C G9001E128 1923 111876 SH SOLE 111876 0 0 Liberty Media Corp - Liberty F COM SER C FRMLA 531229854 886 23690 SH SOLE 23690 0 0 Liberty Sirius Group - C COM C SIRIUSXM 531229607 70 1853 SH SOLE 1853 0 0 Lowe's Cos Inc. COM 548661107 4383 43435 SH SOLE 43435 0 0 MFA Financial Inc COM 55272X102 2864 398860 SH SOLE 398860 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2199 34357 SH SOLE 34357 0 0 Marathon Petroleum Corporation COM 56585A102 28 500 SH SOLE 500 0 0 Markel Corporation COM 570535104 75 69 SH SOLE 69 0 0 MasterCard, Inc. - Class A CL A 57636Q104 1347 5091 SH SOLE 5091 0 0 McDonald's Corp. COM 580135101 185 890 SH SOLE 890 0 0 Merck & Co COM 58933Y105 3710 44243 SH SOLE 44243 0 0 MetLife Inc COM 59156R108 20 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 6224 46458 SH SOLE 46458 0 0 Mohawk Industries Inc COM 608190104 2516 17062 SH SOLE 17062 0 0 Monmouth Real Estate Investmen CL A 609720107 14 1000 SH SOLE 1000 0 0 Myers Industries, Inc. COM 628464109 407 21141 SH SOLE 21141 0 0 NOW Inc. COM 67011P100 533 36096 SH SOLE 36096 0 0 National Oilwell Varco Inc COM 637071101 4 175 SH SOLE 175 0 0 New Residential Investment Cor COM NEW 64828T201 2707 175915 SH SOLE 175915 0 0 Newell Brands, Inc. COM 651229106 2844 184452 SH SOLE 184452 0 0 Newtek Business Services Corp. COM NEW 652526203 23 1000 SH SOLE 1000 0 0 NextEra Energy, Inc. COM 65339F101 31 150 SH SOLE 150 0 0 Norfolk Southern Corp COM 655844108 30 150 SH SOLE 150 0 0 PayPay Holdings, Inc. COM 70450Y103 769 6722 SH SOLE 6722 0 0 Pentair Inc. SHS G7S00T104 1171 31466 SH SOLE 31466 0 0 Petroleo Brasileiro S.A. ADR SPONSORED ADR 71654V408 0 29 SH SOLE 29 0 0 Pfizer Inc COM 717081103 2888 66676 SH SOLE 66676 0 0 Pioneer Natural Resources Co COM 723787107 2360 15338 SH SOLE 15338 0 0 Plains GP LTD PARTNR INT A 72651A207 8 315 SH SOLE 315 0 0 Post Holdings Inc. COM 737446104 1117 10742 SH SOLE 10742 0 0 Procter & Gamble Company COM 742718109 43 390 SH SOLE 390 0 0 Prudential Financial COM 744320102 70 700 SH SOLE 700 0 0 RPM International, Inc. COM 749685103 4362 71381 SH SOLE 71381 0 0 Red Hat, Inc. COM 756577102 470 2503 SH SOLE 2503 0 0 Regions Financial Corp. COM 7591EP100 3749 250950 SH SOLE 250950 0 0 Resideo Technologies, Inc. COM 76118Y104 81 3674 SH SOLE 3674 0 0 Royal Dutch Shell PLC - ADR A SPONS ADR A 780259206 241 3700 SH SOLE 3700 0 0 SPX Corporation COM 784635104 2784 84308 SH SOLE 84308 0 0 SPX Flow, Inc. COM 78469X107 1148 27435 SH SOLE 27435 0 0 Schlumberger N.V. COM 806857108 107 2686 SH SOLE 2686 0 0 Seagate Technology PLC SHS G7945M107 4220 89566 SH SOLE 89566 0 0 Senior Housing Properties Trus SH BEN INT 81721M109 2019 244077 SH SOLE 244077 0 0 ServiceNow, Inc. COM 81762P102 73 265 SH SOLE 265 0 0 Simpson Manufacturing Co. Inc. COM 829073105 5189 78082 SH SOLE 78082 0 0 Spectrum Brands Holdings, Inc. COM 84790A105 815 15159 SH SOLE 15159 0 0 Stanley Black & Decker, Inc. COM 854502101 213 1470 SH SOLE 1470 0 0 Starbucks Corp COM 855244109 25 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 3170 139510 SH SOLE 139510 0 0 Steelcase, Inc. Class A CL A 858155203 4247 248371 SH SOLE 248371 0 0 TE Connectivity Ltd. REG SHS H84989104 1049 10956 SH SOLE 10956 0 0 TPG Specialty Lending, Inc. COM 87265K102 1208 61645 SH SOLE 61645 0 0 Taiwan Semiconductor-Sp ADR SPONSORED ADS 874039100 4881 124613 SH SOLE 124613 0 0 Talend SA Sponsored ADR ADS 874224207 12 300 SH SOLE 300 0 0 Tapestry, Inc. COM 876030107 2692 84837 SH SOLE 84837 0 0 Teck Resources Ltd CL B 878742204 18 800 SH SOLE 800 0 0 Teekay LNG Partners LP PRTNRSP UNITS Y8564M105 99 7000 SH SOLE 7000 0 0 Tesla, Inc. COM 88160R101 0 1 SH SOLE 1 0 0 The Walt Disney Co. COM DISNEY 254687106 88 627 SH SOLE 627 0 0 Thermo Fisher Scientific COM 883556102 3643 12405 SH SOLE 12405 0 0 United Parcel Service, Inc Cl CL B 911312106 3777 36577 SH SOLE 36577 0 0 United Technologies Corp. COM 913017109 174 1338 SH SOLE 1338 0 0 Viacom Inc. - CL B CL B 92553P201 5 184 SH SOLE 184 0 0 WPX Energy, Inc. COM 98212B103 2047 177853 SH SOLE 177853 0 0 Walgreens Boots Alliance, Inc. COM 931427108 22 400 SH SOLE 400 0 0 Wells Fargo Company COM 949746101 6 120 SH SOLE 120 0 0 Westinghouse Air Brake Technol COM 929740108 0 6 SH SOLE 6 0 0 Weyerhaeuser Company COM 962166104 3905 148256 SH SOLE 148256 0 0 Woodward, Inc. COM 980745103 91 800 SH SOLE 800 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 4 30 SH SOLE 30 0 0 iQIYI, Inc. Sponsored ADR Clas SPONSORED ADS 46267X108 397 19216 SH SOLE 19216 0 0 nVent Electric Plc SHS G6700G107 3479 140352 SH SOLE 140352 0 0 ClearBridge Energy MLP Fund COM 184692101 1059 88655 SH SOLE 88655 0 0 ClearBridge Energy MLP Opportu COM 18469P100 997 108405 SH SOLE 108405 0 0 Eaton Vance Enhanced Equity In COM 278277108 287 16870 SH SOLE 16870 0 0 Franklin FTSE China ETF FTSE CHINA 35473P819 23 1000 SH SOLE 1000 0 0 Global X MLP & Energy Infras GLB X MLP ENRG I 37950E226 26 2000 SH SOLE 2000 0 0 India Fund, Inc. COM 454089103 579 27196 SH SOLE 27196 0 0 Invesco China Technology ETF CHINA TECHNLG 46138E800 24 525 SH SOLE 525 0 0 Ishares Nasdaq Biotech Index F NASDAQ BIOTECH 464287556 55 500 SH SOLE 500 0 0 Vaneck Vectors Junior Gold Min JR GOLD MINERS E 92189F791 17 500 SH SOLE 500 0 0 Materials Select Sector SPDR SBI MATERIALS 81369Y100 6 100 SH SOLE 100 0 0 Morgan Stanley India Investmen COM 61745C105 113 5412 SH SOLE 5412 0 0 ProShares Short S&P500 ETF SHORT S&P 500 NE 74347b425 244 9180 SH SOLE 9180 0 0 SPDR S&P China ETF S&P CHINA ETF 78463X400 11 120 SH SOLE 120 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 223 2215 SH SOLE 2215 0 0 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 2591 48497 SH SOLE 48497 0 0 Short QQQ ProShares ETF SHORT QQQ NEW 74347B714 233 8250 SH SOLE 8250 0 0 Tekla Life Sciences SH BEN INT 87911K100 16 956 SH SOLE 956 0 0 The Global X China Consumer ET MSCI CHINA CNSMR 37950E408 20 1220 SH SOLE 1220 0 0 Tortoise MLP Fund, Inc. COM 89148B101 37 2740 SH SOLE 2740 0 0 Vaneck Vectors Chinaamc Chin CHINAAMC CHINA B 92189F379 23 1000 SH SOLE 1000 0 0 Vaneck Vectors Gold Miners E GOLD MINERS ETF 92189f106 64 2500 SH SOLE 2500 0 0 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 18 120 SH SOLE 120 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 7 61 SH SOLE 61 0 0 Vanguard Total World Stock ETF TT WRLD ST ETF 922042742 2 30 SH SOLE 30 0 0 WisdomTree Intl SmallCap Divid INTL SMCAP DV 97717W760 11 175 SH SOLE 175 0 0 WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 354 7270 SH SOLE 7270 0 0 iShares MSCI Mexico Index Fund MSCI MEXICO ETF 464286822 73 1690 SH SOLE 1690 0 0 iShares MSCI South Korea Index MSCI STH KOR ETF 464286772 389 6500 SH SOLE 6500 0 0 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 40 259 SH SOLE 259 0 0 iShares S&P Latin American 40 LATN AMER 40 ETF 464287390 10 292 SH SOLE 292 0 0 iShares S&P U.S. Preferred Sto PFD AND INCM SEC 464288687 183 4965 SH SOLE 4965 0 0 AllianceBernstein Global High COM 01879R106 1304 110735 SH SOLE 110735 0 0 BlackRock Limited Duration Inc COM SHS 09249W101 1995 133005 SH SOLE 133005 0 0 DoubleLine Income Solutions COM 258622109 33 1630 SH SOLE 1630 0 0 Eaton Vance Senior Income Trus SH BEN INT 27826S103 139 22390 SH SOLE 22390 0 0 Invesco Bond Fund COM 46132L107 860 46175 SH SOLE 46175 0 0 Invesco BulletShares 2019 HYCo BULSHS 2019 HY 46138J403 577 24095 SH SOLE 24095 0 0 Invesco Senior Loan Portfolio SR LN ETF 46138G508 528 23295 SH SOLE 23295 0 0 Invesco Total Return Bond ETF TOTAL RETURN 46090A804 141 2645 SH SOLE 2645 0 0 Invesco Ultra Short Duration ULTRA SHRT DUR 46090A887 166 3305 SH SOLE 3305 0 0 Invesco Variable Rate Preferre VAR RATE PFD 46138G870 1923 77145 SH SOLE 77145 0 0 Pimco 0-5 Year High Yield Corp 0-5 HIGH YIELD 72201R783 758 7545 SH SOLE 7545 0 0 Pimco Enhanced Short Maturity ENHAN SHRT MA AC 72201R833 1759 17290 SH SOLE 17290 0 0 SPDR Bloomberg Barclays Inv Gr BLOMBERG BRC INV 78468R200 1246 40550 SH SOLE 40550 0 0 SPDR DoubleLine Total Return T SPDR TR TACTIC 78467V848 1267 25825 SH SOLE 25825 0 0 SPDR Portfolio Short Term Corp PORTFOLIO SHORT 78464A474 2573 83595 SH SOLE 83595 0 0 TCW Strategic Income Fund Inc. COM 872340104 1450 252220 SH SOLE 252220 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 2918 36230 SH SOLE 36230 0 0 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 2637 32685 SH SOLE 32685 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 10 2000 SH SOLE 2000 0 0 iShares 0-5 YearHigh Yield Cor 0-5YR HI YL CP 46434V407 3362 72000 SH SOLE 72000 0 0 iShares Aaa - A Rated Corporat A RATE CP BD ETF 46429B291 2138 39765 SH SOLE 39765 0 0 iShares Barclays Short Treas B SHORT TREAS BD 464288679 45 410 SH SOLE 410 0 0 iShares Broad USD Inv Gr Corp USD INV GRDE ETF 464288620 2667 46740 SH SOLE 46740 0 0 iShares Short Maturity Bond ET SHT MAT BD ETF 46431W507 1518 30165 SH SOLE 30165 0 0 iShares Short-Term Corporate B SH TR CRPORT ETF 464288646 4929 92225 SH SOLE 92225 0 0