Chief Compliance Officer

0001304229-19-000004.txt : 20190430 0001304229-19-000004.hdr.sgml : 20190430 20190430103029 ACCESSION NUMBER: 0001304229-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190430 DATE AS OF CHANGE: 20190430 EFFECTIVENESS DATE: 20190430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 19779088 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 03-31-2019 03-31-2019 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Chief Compliance Officer 908-273-5085 Susan E. Boyd Summit NJ 03-31-2019 0 254 299113 false INFORMATION TABLE 2 1Q2019.xml AT&T Inc. COM 00206R102 1506 48008 SH SOLE 48008 0 0 AbbVie Inc. COM 00287Y109 210 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 230 2875 SH SOLE 2875 0 0 Accenture Ltd. SHS CLASS A G1151C101 37 210 SH SOLE 210 0 0 Advance Auto Parts, Inc. COM 00751Y106 1028 6028 SH SOLE 6028 0 0 Agnico Eagle Miines Ltd COM 008474108 26 600 SH SOLE 600 0 0 Air Lease Corp CL A 00912X302 34 1000 SH SOLE 1000 0 0 Air Products & Chemicals Inc. COM 009158106 1421 7440 SH SOLE 7440 0 0 Alexander & Baldwin Inc. COM 014491104 4108 161489 SH SOLE 161489 0 0 Alibaba Group Holding Ltd-Sp A SPONSORED ADS 01609W102 28 152 SH SOLE 152 0 0 Allstate Corp COM 020002101 509 5405 SH SOLE 5405 0 0 Alphabet, Inc. - Cl A CAP STK CL A 02079K305 3788 3219 SH SOLE 3219 0 0 Alphabet, Inc. - Cl C CAP STK CL C 02079K107 4698 4004 SH SOLE 4004 0 0 Altaba Inc. COM 021346101 101 1365 SH SOLE 1365 0 0 Amazon.Com, Inc. COM 023135106 520 292 SH SOLE 292 0 0 American International Group COM NEW 026874784 1972 45805 SH SOLE 45805 0 0 American States Water Co. COM 029899101 171 2400 SH SOLE 2400 0 0 American Tower Corp COM 03027x100 39 200 SH SOLE 200 0 0 Amgen Inc COM 031162100 2946 15508 SH SOLE 15508 0 0 Anheuser-Busch InBev Spons ADR SPONSORED ADR 03524A108 8 100 SH SOLE 100 0 0 Antero Resources Corp COM 03674x106 18 2000 SH SOLE 2000 0 0 Apple, Inc. COM 037833100 6649 35004 SH SOLE 35004 0 0 Aptiv PLC SHS G6095L109 656 8249 SH SOLE 8249 0 0 Ares Capital Corporation COM 04010L103 2160 126010 SH SOLE 126010 0 0 Arthur J. Gallagher & Co. COM 363576109 1335 17099 SH SOLE 17099 0 0 Axalta Coating Systems Ltd. COM G0750C108 2363 93717 SH SOLE 93717 0 0 Baidu, Inc. SPON ADR REP A 056752108 983 5962 SH SOLE 5962 0 0 Ball Corp. COM 058498106 84 1460 SH SOLE 1460 0 0 Bank of America Corp COM 060505104 4517 163702 SH SOLE 163702 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 4817 23978 SH SOLE 23978 0 0 Blackstone Group LP COM UNIT LTD 09253u108 31 900 SH SOLE 900 0 0 Blackstone Mortgage Trust Inc. COM CL A 09257W100 3363 97310 SH SOLE 97310 0 0 Booking holdings Inc. COM 09857L108 17 10 SH SOLE 10 0 0 Box, Inc. Cl A CL A 10316T104 77 4000 SH SOLE 4000 0 0 Brighthouse Financial, Inc. COM 10922N103 1 36 SH SOLE 36 0 0 Bristol-Myers Squibb Company COM 110122108 45 933 SH SOLE 933 0 0 Broadcom Inc. COM 11135F101 1966 6539 SH SOLE 6539 0 0 Brookfield Asset Management In CL A LTD VT SH 112585104 91 1950 SH SOLE 1950 0 0 Brookfield Infrastructure Part LP INT UNIT G16252101 492 11754 SH SOLE 11754 0 0 Brunswick Corp. COM 117043109 3352 66608 SH SOLE 66608 0 0 CF Industries Holdings Inc COM 125269100 4001 97876 SH SOLE 97876 0 0 CVS Corp COM 126650100 11 200 SH SOLE 200 0 0 Cal-Maine Foods, Inc. COM NEW 128030202 911 20421 SH SOLE 20421 0 0 Celgene Corporation COM 151020104 42 440 SH SOLE 440 0 0 Celgene Corporation - DON'T SE COM 151020104 43 460 SH SOLE 460 0 0 Cenovus Energy Inc. COM 15135U109 26 3000 SH SOLE 3000 0 0 Charles Schwab Corporation COM 808513105 3007 70320 SH SOLE 70320 0 0 Chevron Corporation COM 166764100 167 1358 SH SOLE 1358 0 0 Chubb LTD PUT H1467J954 7 53 SH SOLE 53 0 0 Cimpress NV SHS EURO N20146101 720 8982 SH SOLE 8982 0 0 Cisco Systems Inc COM 17275R102 146 2700 SH SOLE 2700 0 0 Citigroup Inc. COM NEW 172967424 7675 123354 SH SOLE 123354 0 0 Coca-Cola Co. COM 191216100 37 800 SH SOLE 800 0 0 Cognizant Technology Solutions CL A 192446102 551 7608 SH SOLE 7608 0 0 Colfax Corporation COM 194014106 733 24706 SH SOLE 24706 0 0 Colgate-Palmolive Company COM 194162103 71 1042 SH SOLE 1042 0 0 Comcast Corporation Class A CL A 20030N101 1887 47210 SH SOLE 47210 0 0 Compass Minerals International COM 20451N101 3971 73033 SH SOLE 73033 0 0 Consolidated Edison, Inc. COM 209115104 45 533 SH SOLE 533 0 0 Copa Holdings SA - Class A CL A P31076105 16 200 SH SOLE 200 0 0 CoreLogic, Inc. COM 21871D103 1263 33890 SH SOLE 33890 0 0 CoreSite Realty Corporation COM 21870Q105 195 1818 SH SOLE 1818 0 0 Costco Wholesale Corp COM 22160k105 1097 4532 SH SOLE 4532 0 0 Covetrus, Inc. COM 22304C100 9 280 SH SOLE 280 0 0 Crispr Therapeutics AG NAMEN AKT H17182108 11 300 SH SOLE 300 0 0 Crown Castle Intl Corp COM 22822V101 3912 30565 SH SOLE 30565 0 0 Crown Holdings, Inc. COM 228368106 351 6433 SH SOLE 6433 0 0 Cummins, Inc. COM 231021106 32 200 SH SOLE 200 0 0 Deere & Company COM 244199105 3005 18797 SH SOLE 18797 0 0 Dollar General COM 256677105 246 2060 SH SOLE 2060 0 0 Dominion Energy, Inc. COM 25746U109 46 600 SH SOLE 600 0 0 Duke Energy Corp COM NEW 26441C204 24 266 SH SOLE 266 0 0 East West Bancorp Inc COM 27579R104 34 700 SH SOLE 700 0 0 Eaton Corporation SHS G29183103 243 3020 SH SOLE 3020 0 0 Editas Medicine, Inc. COM 28106W103 5 200 SH SOLE 200 0 0 Enbridge Inc. COM 29250N105 99 2727 SH SOLE 2727 0 0 Energy Transfer, LP COM UT LTD PTN 29273V100 257 16747 SH SOLE 16747 0 0 Enterprise Products Partners L COM 293792107 1899 65259 SH SOLE 65259 0 0 Equinix Inc COM 29444U700 9 20 SH SOLE 20 0 0 Equity Residential SH BEN INT 29476L107 37 488 SH SOLE 488 0 0 Estee Lauder Cos., Inc. CL A 518439104 731 4418 SH SOLE 4418 0 0 Exelixis Inc COM 30161Q104 24 1000 SH SOLE 1000 0 0 Expedia, Inc. COM NEW 30212P303 18 150 SH SOLE 150 0 0 Exxon Mobil Corp. COM 30231G102 415 5139 SH SOLE 5139 0 0 Facebook Inc. Class A CL A 30303M102 60 360 SH SOLE 360 0 0 FedEx Corp. COM 31428X106 133 735 SH SOLE 735 0 0 Fox Corporation Class B CL B COM 35137L204 512 14265 SH SOLE 14265 0 0 Frank's International NV COM N33462107 351 56450 SH SOLE 56450 0 0 GCI Liberty, Inc. Class A COM CLASS A 36164V305 1679 30197 SH SOLE 30197 0 0 GDS Holdings Ltd. Spons ADR Cl SPONSORED ADS 36165L108 36 1000 SH SOLE 1000 0 0 Garrett Motion, Inc. COM 366505105 33 2262 SH SOLE 2262 0 0 General Electric COM 369604103 13 1266 SH SOLE 1266 0 0 Gilead Sciences, Inc. COM 375558103 1649 25370 SH SOLE 25370 0 0 Golar LNG Partners LP COM UNIT LPI Y2745C102 77 6000 SH SOLE 6000 0 0 HDFC Bank Ltd SPONSORED ADS 40415F101 926 7987 SH SOLE 7987 0 0 HSBC Holdings Plc Spons ADR SPON ADR NEW 404280406 1338 32960 SH SOLE 32960 0 0 Halliburton Co. COM 406216101 32 1100 SH SOLE 1100 0 0 Hanesbrands, Inc. COM 410345102 4536 253713 SH SOLE 253713 0 0 Harley-Davidson, Inc. COM 412822108 2935 82306 SH SOLE 82306 0 0 Henry Schein Inc COM 806407102 42 700 SH SOLE 700 0 0 HollySys Automation Technologi SHS G45667105 1695 80953 SH SOLE 80953 0 0 Home Depot Inc. COM 437076102 3005 15662 SH SOLE 15662 0 0 Honeywell International Inc COM 438516106 3669 23085 SH SOLE 23085 0 0 Howard Hughes Corporation COM 44267D107 5071 46102 SH SOLE 46102 0 0 Huazhu Group Ltd. SPONSORED ADS 44332N106 1442 34224 SH SOLE 34224 0 0 Hubbell Inc. COM 443510607 4445 37675 SH SOLE 37675 0 0 ITT Inc. COM 45073V108 4464 76971 SH SOLE 76971 0 0 Illinois Tool Works Inc. COM 452308109 3 23 SH SOLE 23 0 0 Int'l Bus Machines COM 459200101 8488 60153 SH SOLE 60153 0 0 Intel Corp Com COM 458140100 5 100 SH SOLE 100 0 0 Intellia Therapeutics, Inc. COM 45826J105 5 300 SH SOLE 300 0 0 InterXion Holding NV SHS N47279109 531 7958 SH SOLE 7958 0 0 Interactive Brokers Group, Inc COM CL A 45841N107 42 815 SH SOLE 815 0 0 Itau Unibanco Holding SA SPON ADR REP PFD 465562106 26 3000 SH SOLE 3000 0 0 J.P. Morgan Chase & Co. COM 46625H100 4541 44856 SH SOLE 44856 0 0 Jefferies Financial Group Inc. COM 47233W109 1126 59936 SH SOLE 59936 0 0 Jernigan Capital, Inc. COM 476405105 63 3000 SH SOLE 3000 0 0 Johnson & Johnson COM 478160104 17 125 SH SOLE 125 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 3845 179753 SH SOLE 179753 0 0 Knot Offshore Partners LP COM UNITS Y48125101 38 2000 SH SOLE 2000 0 0 Kroger Co COM 501044101 1053 42788 SH SOLE 42788 0 0 Laredo Petroleum Inc. COM 516806106 12 4000 SH SOLE 4000 0 0 Lennar Corporation Cl. A CL A 526057104 67 1360 SH SOLE 1360 0 0 Liberty Broadband Corp. Class COM SER C 530307305 34 369 SH SOLE 369 0 0 Liberty Expedia Holdings, Inc. SER A COM 53046P109 645 15077 SH SOLE 15077 0 0 Liberty Global Inc. - Series C SHS CL A G5480U120 1030 42562 SH SOLE 42562 0 0 Liberty Latin America Ltd. Cla COM CL A G9001E102 0 14 SH SOLE 14 0 0 Liberty Latin America Ltd. Cla COM CL C G9001E128 2179 112024 SH SOLE 112024 0 0 Liberty Media Corp - Liberty F COM SER C FRMCA 531229854 830 23690 SH SOLE 23690 0 0 Liberty Sirius Group - C COM C SIRIUSXM 531229607 71 1853 SH SOLE 1853 0 0 Lowe's Cos Inc. COM 548661107 4759 43470 SH SOLE 43470 0 0 MFA Financial Inc COM 55272X102 2906 399760 SH SOLE 399760 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2087 34416 SH SOLE 34416 0 0 Marathon Petroleum Corporation COM 56585A102 30 500 SH SOLE 500 0 0 Markel Corporation COM 570535104 69 69 SH SOLE 69 0 0 MasterCard, Inc. - Class A CL A 57636Q104 1200 5098 SH SOLE 5098 0 0 McDonald's Corp. COM 580135101 169 890 SH SOLE 890 0 0 Merck & Co COM 58933Y105 3129 37618 SH SOLE 37618 0 0 MetLife Inc COM 59156R108 17 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 5490 46550 SH SOLE 46550 0 0 Mohawk Industries Inc COM 608190104 1757 13926 SH SOLE 13926 0 0 Myers Industries, Inc. COM 628464109 349 20375 SH SOLE 20375 0 0 NCI Building Systems Inc. COM NEW 628852204 1310 212733 SH SOLE 212733 0 0 NOW Inc. COM 67011P100 756 54190 SH SOLE 54190 0 0 National Oilwell Varco Inc COM 637071101 5 175 SH SOLE 175 0 0 New Residential Investment Cor COM NEW 64828T201 3003 177595 SH SOLE 177595 0 0 Newell Brands, Inc. COM 651229106 2531 164977 SH SOLE 164977 0 0 Newtek Business Services Corp. COM NEW 652526203 20 1000 SH SOLE 1000 0 0 NextEra Energy, Inc. COM 65339F101 29 150 SH SOLE 150 0 0 Norfolk Southern Corp COM 655844108 28 150 SH SOLE 150 0 0 PayPay Holdings, Inc. COM 70450Y103 700 6742 SH SOLE 6742 0 0 Pentair Inc. SHS G7S00T104 1409 31657 SH SOLE 31657 0 0 Petroleo Brasileiro S.A. ADR SPONSORED ADS 71654V408 2 155 SH SOLE 155 0 0 Pfizer Inc COM 717081103 2768 65176 SH SOLE 65176 0 0 Pfizer Inc - DO NOT SELL COM 717081103 64 1500 SH SOLE 1500 0 0 Pioneer Natural Resources Co COM 723787107 2371 15568 SH SOLE 15568 0 0 Plains GP LTD PARTNER INT 72651A207 8 315 SH SOLE 315 0 0 Post Holdings Inc. COM 737446104 1183 10815 SH SOLE 10815 0 0 Procter & Gamble Company COM 742718109 41 390 SH SOLE 390 0 0 Prudential Financial COM 744320102 64 700 SH SOLE 700 0 0 Qualcomm COM 747525103 23 400 SH SOLE 400 0 0 Qurate Retail Group, Inc. QVC COM SER A 74915M100 15 924 SH SOLE 924 0 0 RPM International, Inc. COM 749685103 4191 72212 SH SOLE 72212 0 0 Red Hat, Inc. COM 756577102 481 2635 SH SOLE 2635 0 0 Regions Financial Corp. COM 7591EP100 3567 252114 SH SOLE 252114 0 0 Resideo Technologies, Inc. COM 76118Y104 71 3674 SH SOLE 3674 0 0 Royal Dutch Shell PLC - ADR A SPONS ADR A 780259206 232 3700 SH SOLE 3700 0 0 SPX Corporation COM 784635104 3003 86310 SH SOLE 86310 0 0 SPX Flow, Inc. COM 78469X107 1238 38807 SH SOLE 38807 0 0 Schlumberger N.V. COM 806857108 117 2686 SH SOLE 2686 0 0 Seagate Technology PLC SHS G7945M107 4351 90861 SH SOLE 90861 0 0 Senior Housing Properties Trus SH BEN INT 81721M109 2646 224609 SH SOLE 224609 0 0 ServiceNow, Inc. COM 81762P102 164 665 SH SOLE 665 0 0 Simpson Manufacturing Co. Inc. COM 829073105 4680 78958 SH SOLE 78958 0 0 Sociedad Quimica y Minera de C SPON ADR SER B 833635105 19 500 SH SOLE 500 0 0 Spectrum Brands Holdings, Inc. COM 84790A105 830 15159 SH SOLE 15159 0 0 Stanley Black & Decker, Inc. COM 854502101 200 1470 SH SOLE 1470 0 0 Starbucks Corp COM 855244109 22 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 3126 139870 SH SOLE 139870 0 0 Steelcase, Inc. Class A CL A 858155203 3655 251226 SH SOLE 251226 0 0 TE Connectivity Ltd. REG SHS H84989104 2301 28499 SH SOLE 28499 0 0 TPG Specialty Lending, Inc. COM 87265K102 1244 62211 SH SOLE 62211 0 0 Taiwan Semiconductor-Sp ADR SPONSORED ADS 874039100 5126 125150 SH SOLE 125150 0 0 Tapestry, Inc. COM 876030107 2792 85947 SH SOLE 85947 0 0 Teck Resources Ltd CL B 878742204 19 800 SH SOLE 800 0 0 Teekay LNG Partners LP PRTNRSP UNITS Y8564M105 90 6000 SH SOLE 6000 0 0 Tesla, Inc. COM 88160R101 0 1 SH SOLE 1 0 0 The Walt Disney Co. COM DISNEY 254687106 78 706 SH SOLE 706 0 0 Thermo Fisher Scientific COM 883556102 3411 12460 SH SOLE 12460 0 0 United Parcel Service, Inc Cl CL B 911312106 3367 30133 SH SOLE 30133 0 0 United Technologies Corp. COM 913017109 172 1338 SH SOLE 1338 0 0 Veeva Systems Inc. Class A CL A COM 922475108 89 700 SH SOLE 700 0 0 Viacom Inc. - CL B CL B 92553P201 5 184 SH SOLE 184 0 0 WPX Energy, Inc. COM 98212B103 2367 180534 SH SOLE 180534 0 0 Wells Fargo Company COM 949746101 6 120 SH SOLE 120 0 0 Westinghouse Air Brake Technol COM 929740108 0 6 SH SOLE 6 0 0 Weyerhaeuser Company COM 962166104 3952 150023 SH SOLE 150023 0 0 Woodward, Inc. COM 980745103 76 800 SH SOLE 800 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 4 30 SH SOLE 30 0 0 iQIYI, Inc. Sponsored ADR Clas SPONSORED ADS 46267X108 460 19216 SH SOLE 19216 0 0 nVent Electric Plc SHS G6700G107 3842 142398 SH SOLE 142398 0 0 ClearBridge Energy MLP Fund COM 184692101 1135 89635 SH SOLE 89635 0 0 ClearBridge Energy MLP Opportu COM 18469P100 1054 109685 SH SOLE 109685 0 0 Eaton Vance Enhanced Equity In COM 278277108 278 16870 SH SOLE 16870 0 0 Global X MLP & Energy Infras GLB XMLP ENRG 1 37950E226 13 1000 SH SOLE 1000 0 0 India Fund, Inc. COM 454089103 581 27196 SH SOLE 27196 0 0 Invesco China Technology ETF CHINA TECHNOLOGY 46138E800 26 525 SH SOLE 525 0 0 Ishares Nasdaq Biotech Index F NASDAQ BIOTECH 464287556 56 500 SH SOLE 500 0 0 Materials Select Sector SPDR SBI MATERIALS 81369Y100 6 100 SH SOLE 100 0 0 Morgan Stanley India Investmen COM 61745C105 113 5412 SH SOLE 5412 0 0 ProShares Short S&P500 ETF SHORT S&P 500 E 74347b425 254 9180 SH SOLE 9180 0 0 SPDR S&P China ETF S&P CHINA ETF 78463X400 12 120 SH SOLE 120 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 220 2215 SH SOLE 2215 0 0 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 2585 50347 SH SOLE 50347 0 0 Short QQQ ProShares ETF SHORT QQQ NEW 74347B714 243 8250 SH SOLE 8250 0 0 Tekla Life Sciences SH BEN INT 87911K100 16 956 SH SOLE 956 0 0 The Global X China Consumer ET MSCI CHINA CNSMR 37950E408 4 220 SH SOLE 220 0 0 Tortoise MLP Fund, Inc. COM 89148B101 43 3100 SH SOLE 3100 0 0 Vaneck Vectors Gold Miners E GOLD MINERS ETF 92189f106 22 1000 SH SOLE 1000 0 0 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 17 120 SH SOLE 120 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 7 61 SH SOLE 61 0 0 Vanguard Total World Stock ETF TT WRLD ST ETF 922042742 2 30 SH SOLE 30 0 0 WisdomTree Intl SmallCap Divid INTL SMALLCAP DI 97717W760 12 175 SH SOLE 175 0 0 WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 368 7270 SH SOLE 7270 0 0 iShares MSCI Mexico Index Fund MSCI MEXICO ETF 464286822 74 1690 SH SOLE 1690 0 0 iShares MSCI South Korea Index MSCI STH KOR ETF 464286772 396 6500 SH SOLE 6500 0 0 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 40 259 SH SOLE 259 0 0 iShares S&P Latin American 40 LATN AMER 40 ETF 464287390 10 292 SH SOLE 292 0 0 iShares S&P U.S. Preferred Sto PFD AND INCM SEC 464288687 189 5165 SH SOLE 5165 0 0 AllianceBernstein Global High COM 01879R106 1270 109570 SH SOLE 109570 0 0 BlackRock Limited Duration Inc COM SHS 09249W101 1953 132885 SH SOLE 132885 0 0 DoubleLine Income Solutions COM 258622109 32 1630 SH SOLE 1630 0 0 Eaton Vance Senior Income Trus SH BEN INT 27826S103 138 22390 SH SOLE 22390 0 0 Invesco Bond Fund COM 46132L107 854 46415 SH SOLE 46415 0 0 Invesco BulletShares 2019 HYCo BULSHS 2019 CB 46138J403 1321 55035 SH SOLE 55035 0 0 Invesco Senior Loan Portfolio SR LN ETF 46138G508 527 23295 SH SOLE 23295 0 0 Invesco Total Return Bond ETF TOTAL RETURN 46090A804 137 2645 SH SOLE 2645 0 0 Invesco Ultra Short Duration ULTRA SHRI DVR 46090A887 153 3050 SH SOLE 3050 0 0 Invesco Variable Rate Preferre VAR RATE PFD 46138G870 1879 76450 SH SOLE 76450 0 0 Pimco 0-5 Year High Yield Corp 0-5 HIGH YIELD 72201R783 756 7545 SH SOLE 7545 0 0 Pimco Enhanced Short Maturity ENHAN SHRT MA AC 72201R833 1735 17080 SH SOLE 17080 0 0 SPDR Bloomberg Barclays Inv Gr BLOMBERG BRC INV 78468R200 1228 39990 SH SOLE 39990 0 0 SPDR DoubleLine Total Return T SPDR TR TACTIC 78467V848 1236 25565 SH SOLE 25565 0 0 SPDR Portfolio Short Term Corp PORTFOLIO SHORT 78464A474 2511 82205 SH SOLE 82205 0 0 TCW Strategic Income Fund Inc. COM 872340104 1145 208245 SH SOLE 208245 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 2838 35660 SH SOLE 35660 0 0 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 2577 32310 SH SOLE 32310 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 10 2000 SH SOLE 2000 0 0 iShares 0-5 YearHigh Yield Cor 0-5 YR HI YL CP 46434V407 3109 66560 SH SOLE 66560 0 0 iShares Aaa - A Rated Corporat A RATE CP BD ETF 46429B291 2049 39280 SH SOLE 39280 0 0 iShares Barclays Short Treas B SHORT TREAS BD 464288679 45 410 SH SOLE 410 0 0 iShares Broad USD Inv Gr Corp USD INV GRDE ETF 464288620 2582 46700 SH SOLE 46700 0 0 iShares Short Maturity Bond ET SHT MAT BD ETF 46431W507 1494 29735 SH SOLE 29735 0 0 iShares Short-Term Corporate B SH TR CRPORT ETF 464288646 2246 42530 SH SOLE 42530 0 0