Chief Compliance Officer

0001304229-19-000001.txt : 20190204 0001304229-19-000001.hdr.sgml : 20190204 20190204122454 ACCESSION NUMBER: 0001304229-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190204 DATE AS OF CHANGE: 20190204 EFFECTIVENESS DATE: 20190204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 19562755 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 12-31-2018 12-31-2018 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Chief Compliance Officer 9082735085 Susan E. Boyd Summit NJ 02-04-2019 0 246 275371 false INFORMATION TABLE 2 4Q2018.xml AT&T Inc. COM 00206R102 2001 70111 SH SOLE 70111 0 0 AbbVie Inc. COM 00287Y109 240 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 208 2875 SH SOLE 2875 0 0 Accenture Ltd. SHS CLASS A G1151C101 30 210 SH SOLE 210 0 0 Advance Auto Parts, Inc. COM 00751Y106 1040 6603 SH SOLE 6603 0 0 Agnico Eagle Miines Ltd COM 008474108 24 600 SH SOLE 600 0 0 Air Lease Corp CL A 00912X302 30 1000 SH SOLE 1000 0 0 Air Products & Chemicals Inc. COM 009158106 1185 7406 SH SOLE 7406 0 0 Alexander & Baldwin Inc. COM 014491104 2982 162263 SH SOLE 162263 0 0 Alibaba Group Holding Ltd-Sp A SPONSORED ADS 01609W102 21 152 SH SOLE 152 0 0 Allergan Plc SHS G0177J108 568 4248 SH SOLE 4248 0 0 Allstate Corp COM 020002101 447 5405 SH SOLE 5405 0 0 Alphabet, Inc. - Cl A CAP STK CL A 02079K305 3950 3780 SH SOLE 3780 0 0 Alphabet, Inc. - Cl C CAP STK CL C 02079K107 4336 4187 SH SOLE 4187 0 0 Altaba Inc. COM 021346101 79 1365 SH SOLE 1365 0 0 Amazon.Com, Inc. COM 023135106 409 272 SH SOLE 272 0 0 American International Group COM NEW 026874784 1805 45805 SH SOLE 45805 0 0 American States Water Co. COM 029899101 161 2400 SH SOLE 2400 0 0 American Tower Corp COM 03027x100 32 200 SH SOLE 200 0 0 Amgen Inc COM 031162100 3037 15601 SH SOLE 15601 0 0 Anheuser-Busch InBev Spons ADR SPONSORED ADR 03524A108 7 100 SH SOLE 100 0 0 Antero Resources Corp COM 03674x106 9 1000 SH SOLE 1000 0 0 Apple, Inc. COM 037833100 5562 35262 SH SOLE 35262 0 0 Aptiv PLC SHS G6095L109 783 12714 SH SOLE 12714 0 0 Ares Capital Corporation COM 04010L103 1951 125210 SH SOLE 125210 0 0 Arthur J. Gallagher & Co. COM 363576109 1269 17224 SH SOLE 17224 0 0 Axalta Coating Systems Ltd. COM G0750C108 2182 93162 SH SOLE 93162 0 0 Baidu, Inc. SPON ADR REP A 056752108 920 5800 SH SOLE 5800 0 0 Ball Corp. COM 058498106 67 1460 SH SOLE 1460 0 0 Bank of America Corp COM 060505104 3985 161717 SH SOLE 161717 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 4956 24275 SH SOLE 24275 0 0 Blackstone Group LP COM UNIT LTD 09253u108 27 900 SH SOLE 900 0 0 Blackstone Mortgage Trust Inc. COM CL A 09257W100 3121 97945 SH SOLE 97945 0 0 Booking holdings Inc. COM 09857L108 17 10 SH SOLE 10 0 0 Box, Inc. Cl A CL A 10316T104 68 4000 SH SOLE 4000 0 0 Brighthouse Financial, Inc. COM 10922N103 1 36 SH SOLE 36 0 0 Bristol-Myers Squibb Company COM 110122108 33 633 SH SOLE 633 0 0 Broadcom Inc. COM 11135F101 1995 7846 SH SOLE 7846 0 0 Brookfield Asset Management In CL A LTD VT SH 112585104 75 1950 SH SOLE 1950 0 0 Brookfield Infrastructure Part LP INT UNIT G16252101 406 11754 SH SOLE 11754 0 0 Brunswick Corp. COM 117043109 3126 67291 SH SOLE 67291 0 0 CBS Corp. CL B 124857202 5 111 SH SOLE 111 0 0 CF Industries Holdings Inc COM 125269100 4259 97881 SH SOLE 97881 0 0 Cal-Maine Foods, Inc. COM NEW 128030202 844 19961 SH SOLE 19961 0 0 Celgene Corporation COM 151020104 855 13353 SH SOLE 13353 0 0 Charles Schwab Corporation COM 808513105 2904 69925 SH SOLE 69925 0 0 Chevron Corporation COM 166764100 148 1358 SH SOLE 1358 0 0 Chubb LTD PUT H1467J954 11 87 SH SOLE 87 0 0 Cimpress NV SHS EURO N20146101 922 8912 SH SOLE 8912 0 0 Cisco Systems Inc COM 17275R102 117 2700 SH SOLE 2700 0 0 Citigroup Inc. COM NEW 172967424 6437 123644 SH SOLE 123644 0 0 Coca-Cola Co. COM 191216100 38 800 SH SOLE 800 0 0 Cognizant Technology Solutions CL A 192446102 572 9003 SH SOLE 9003 0 0 Colfax Corporation COM 194014106 512 24511 SH SOLE 24511 0 0 Colgate-Palmolive Company COM 194162103 62 1042 SH SOLE 1042 0 0 Comcast Corporation Class A CL A 20030N101 1606 47165 SH SOLE 47165 0 0 Compass Minerals International COM 20451N101 2928 70240 SH SOLE 70240 0 0 Consolidated Edison, Inc. COM 209115104 41 533 SH SOLE 533 0 0 CoreSite Realty Corporation COM 21870Q105 272 3123 SH SOLE 3123 0 0 Costco Wholesale Corp COM 22160k105 925 4542 SH SOLE 4542 0 0 Crispr Therapeutics AG NAMEN AKT H17182108 9 300 SH SOLE 300 0 0 Crown Castle Intl Corp COM 22822V101 3342 30762 SH SOLE 30762 0 0 Crown Holdings, Inc. COM 228368106 267 6433 SH SOLE 6433 0 0 Deere & Company COM 244199105 2905 19477 SH SOLE 19477 0 0 Dollar General COM 256677105 376 3482 SH SOLE 3482 0 0 Dominion Energy, Inc. COM 25746U109 43 600 SH SOLE 600 0 0 Duke Energy Corp COM NEW 26441C204 23 266 SH SOLE 266 0 0 East West Bancorp Inc COM 27579R104 30 700 SH SOLE 700 0 0 Eaton Corporation SHS G29183103 207 3020 SH SOLE 3020 0 0 Editas Medicine, Inc. COM 28106W103 5 200 SH SOLE 200 0 0 Enbridge Inc. COM 29250N105 85 2727 SH SOLE 2727 0 0 Energy Transfer, LP COM 29273V100 221 16747 SH SOLE 16747 0 0 Enterprise Products Partners L COM 293792107 1576 64089 SH SOLE 64089 0 0 Equinix Inc COM PAR $0.001 29444U700 7 20 SH SOLE 20 0 0 Equity Residential SH BEN INT 29476L107 53 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 924 7106 SH SOLE 7106 0 0 Exelixis Inc COM 30161Q104 10 500 SH SOLE 500 0 0 Expedia, Inc. COM NEW 30212P303 17 150 SH SOLE 150 0 0 Exxon Mobil Corp. COM 30231G102 372 5458 SH SOLE 5458 0 0 Facebook Inc. Class A CL A 30303M102 50 380 SH SOLE 380 0 0 FedEx Corp. COM 31428X106 981 6080 SH SOLE 6080 0 0 Frank's International NV COM N33462107 140 26790 SH SOLE 26790 0 0 GCI Liberty, Inc. Class A COM CLASS A 36164V305 1361 33058 SH SOLE 33058 0 0 GDS Holdings Ltd. Spons ADR Cl SPONSORED ADR 36165L108 12 500 SH SOLE 500 0 0 Garrett Motion, Inc. COM 366505105 28 2286 SH SOLE 2286 0 0 GasLog Partners LP UNIT LTD PTNRP Y2687W108 40 2000 SH SOLE 2000 0 0 General Electric COM 369604103 10 1266 SH SOLE 1266 0 0 Gilead Sciences, Inc. COM 375558103 1590 25423 SH SOLE 25423 0 0 Global X MLP & Energy Infras GLB V MLP ENRG 1 37950E226 11 1000 SH SOLE 1000 0 0 Golar LNG Partners LP COM UNIT LPI Y2745C102 43 4000 SH SOLE 4000 0 0 HDFC Bank Ltd ADR REPS 3 SHS 40415F101 813 7847 SH SOLE 7847 0 0 HSBC Holdings Plc Spons ADR SPON ADR NEW 404280406 1235 30040 SH SOLE 30040 0 0 Halliburton Co. COM 406216101 29 1100 SH SOLE 1100 0 0 Hanesbrands, Inc. COM 410345102 3179 253713 SH SOLE 253713 0 0 Harley-Davidson, Inc. COM 412822108 2809 82326 SH SOLE 82326 0 0 Henry Schein Inc COM 806407102 55 700 SH SOLE 700 0 0 HollySys Automation Technologi SHS G45667105 1417 80953 SH SOLE 80953 0 0 Home Depot Inc. COM 437076102 2675 15567 SH SOLE 15567 0 0 Honeywell International Inc COM 438516106 3060 23157 SH SOLE 23157 0 0 Howard Hughes Corporation COM 44267D107 4574 46859 SH SOLE 46859 0 0 Huazhu Group Ltd. SPONSORED ADS 44332N106 1160 40504 SH SOLE 40504 0 0 Hubbell Inc. COM 443510607 3821 38462 SH SOLE 38462 0 0 ITT Inc. COM 45073V108 4427 91720 SH SOLE 91720 0 0 Illinois Tool Works Inc. COM 452308109 3 23 SH SOLE 23 0 0 Int'l Bus Machines COM 459200101 6723 59144 SH SOLE 59144 0 0 Intel Corp Com COM 458140100 5 100 SH SOLE 100 0 0 Intellia Therapeutics, Inc. COM 45826J105 4 300 SH SOLE 300 0 0 InterXion Holding NV SHS N47279109 578 10668 SH SOLE 10668 0 0 Interactive Brokers Group, Inc COM CL A 45841N107 45 815 SH SOLE 815 0 0 Itau Unibanco Holding SA SPON ADR REP PFD 465562106 27 3000 SH SOLE 3000 0 0 J.P. Morgan Chase & Co. COM 46625H100 4383 44896 SH SOLE 44896 0 0 Jefferies Financial Group Inc. COM 47233W109 1038 59816 SH SOLE 59816 0 0 Jernigan Capital, Inc. COM 476405105 59 3000 SH SOLE 3000 0 0 Johnson & Johnson COM 478160104 16 125 SH SOLE 125 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 3414 187918 SH SOLE 187918 0 0 Knot Offshore Partners LP COM UNITS Y48125101 36 2000 SH SOLE 2000 0 0 Kroger Co COM 501044101 1019 37061 SH SOLE 37061 0 0 Laredo Petroleum Inc. COM 516806106 7 2000 SH SOLE 2000 0 0 Lennar Corporation Cl. A CL A 526057104 53 1360 SH SOLE 1360 0 0 Liberty Broadband Corp. Class COM SER C 530307305 27 369 SH SOLE 369 0 0 Liberty Expedia Holdings, Inc. SER A COM 53046P109 831 21245 SH SOLE 21245 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 871 42212 SH SOLE 42212 0 0 Liberty Latin America Ltd. Cla COM CL A G9001E102 0 14 SH SOLE 14 0 0 Liberty Latin America Ltd. Cla COM CL C G9001E128 1632 112024 SH SOLE 112024 0 0 Liberty Media Corp - Liberty F COM SER C FRMLA 531229854 334 10882 SH SOLE 10882 0 0 Liberty Sirius Group - C COM C SIRIUSXM 531229607 69 1853 SH SOLE 1853 0 0 Lowe's Cos Inc. COM 548661107 3883 42043 SH SOLE 42043 0 0 MFA Financial Inc COM 55272X102 2633 394190 SH SOLE 394190 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 1936 33925 SH SOLE 33925 0 0 Marathon Petroleum Corporation COM 56585A102 30 500 SH SOLE 500 0 0 Markel Corporation COM 570535104 72 69 SH SOLE 69 0 0 MasterCard, Inc. - Class A CL A 57636Q104 919 4872 SH SOLE 4872 0 0 McDonald's Corp. COM 580135101 158 890 SH SOLE 890 0 0 Merck & Co COM 58933Y105 2894 37881 SH SOLE 37881 0 0 MetLife Inc COM 59156R108 16 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 4725 46520 SH SOLE 46520 0 0 Mohawk Industries Inc COM 608190104 901 7702 SH SOLE 7702 0 0 NCI Building Systems Inc. COM NEW 628852204 1544 212928 SH SOLE 212928 0 0 NOW Inc. COM 67011P100 623 53500 SH SOLE 53500 0 0 National Oilwell Varco Inc COM 637071101 4 175 SH SOLE 175 0 0 New Residential Investment Cor COM NEW 64828T201 2493 175460 SH SOLE 175460 0 0 Newell Brands, Inc. COM 651229106 3093 166397 SH SOLE 166397 0 0 Newtek Business Services Corp. COM NEW 652526203 17 1000 SH SOLE 1000 0 0 NextEra Energy, Inc. COM 65339F101 26 150 SH SOLE 150 0 0 Norfolk Southern Corp COM 655844108 22 150 SH SOLE 150 0 0 PayPay Holdings, Inc. COM 70450Y103 548 6522 SH SOLE 6522 0 0 Pentair Inc. SHS G7S00T104 2452 64899 SH SOLE 64899 0 0 Petroleo Brasileiro S.A. ADR SPONSORED ADR 71654V408 2 155 SH SOLE 155 0 0 Pfizer Inc COM 717081103 2894 66306 SH SOLE 66306 0 0 Pioneer Natural Resources Co COM 723787107 2048 15568 SH SOLE 15568 0 0 Plains GP LTD PARTNR INT A 72651A207 6 315 SH SOLE 315 0 0 Post Holdings Inc. COM 737446104 1120 12566 SH SOLE 12566 0 0 Procter & Gamble Company COM 742718109 36 390 SH SOLE 390 0 0 Prudential Financial COM 744320102 57 700 SH SOLE 700 0 0 Qualcomm COM 747525103 3131 55021 SH SOLE 55021 0 0 Qurate Retail Group, Inc. QVC COM SER A 74915M100 1080 55312 SH SOLE 55312 0 0 RPM International, Inc. COM 749685103 3582 60941 SH SOLE 60941 0 0 Red Hat, Inc. COM 756577102 433 2465 SH SOLE 2465 0 0 Regions Financial Corp. COM 7591EP100 3496 261296 SH SOLE 261296 0 0 Resideo Technologies, Inc. COM 76118Y104 76 3714 SH SOLE 3714 0 0 Royal Dutch Shell PLC - ADR A SPONS ADR A 780259206 220 3782 SH SOLE 3782 0 0 SPX Corporation COM 784635104 3299 117781 SH SOLE 117781 0 0 SPX Flow, Inc. COM 78469X107 1191 39157 SH SOLE 39157 0 0 Schlumberger N.V. COM 806857108 97 2686 SH SOLE 2686 0 0 Seagate Technology PLC SHS G7945M107 3529 91454 SH SOLE 91454 0 0 Senior Housing Properties Trus SH BEN INT 81721M109 2639 225139 SH SOLE 225139 0 0 ServiceNow, Inc. COM 81762P102 125 700 SH SOLE 700 0 0 Simpson Manufacturing Co. Inc. COM 829073105 4416 81577 SH SOLE 81577 0 0 Sociedad Quimica y Minera de C SPON ADR SER B 833635105 19 500 SH SOLE 500 0 0 Spectrum Brands Holdings, Inc. COM 84790A105 639 15129 SH SOLE 15129 0 0 Starbucks Corp COM 855244109 19 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 2685 136235 SH SOLE 136235 0 0 Steelcase, Inc. Class A CL A 858155203 3761 253621 SH SOLE 253621 0 0 TE Connectivity Ltd. REG SHS H84989104 3096 40942 SH SOLE 40942 0 0 Taiwan Semiconductor-Sp ADR SPONSORED ADR 874039100 3973 107633 SH SOLE 107633 0 0 Tapestry, Inc. COM 876030107 2901 85947 SH SOLE 85947 0 0 Teck Resources Ltd CL B 878742204 17 800 SH SOLE 800 0 0 Teekay LNG Partners LP PRTNRSP UNITS Y8564M105 22 2000 SH SOLE 2000 0 0 Tesla, Inc. COM 88160R101 0 1 SH SOLE 1 0 0 The Walt Disney Co. COM DISNEY 254687106 69 627 SH SOLE 627 0 0 Thermo Fisher Scientific COM 883556102 2798 12505 SH SOLE 12505 0 0 Twenty-First Century Fox, Inc. CL B 90130A200 406 8491 SH SOLE 8491 0 0 United Parcel Service, Inc Cl CL B 911312106 2967 30422 SH SOLE 30422 0 0 United Technologies Corp. COM 913017109 142 1338 SH SOLE 1338 0 0 Veeva Systems Inc. Class A CL A COM 922475108 63 700 SH SOLE 700 0 0 Verizon Communications Inc COM 92343V104 57 1018 SH SOLE 1018 0 0 Viacom Inc. - CL B CL B 92553P201 5 184 SH SOLE 184 0 0 WPP PLC - Spons ADR ADR 92937A102 261 4758 SH SOLE 4758 0 0 WPX Energy, Inc. COM 98212B103 2070 182337 SH SOLE 182337 0 0 Wayfair, Inc. Class A CL A 94419L101 22 245 SH SOLE 245 0 0 Wells Fargo Company COM 949746101 6 120 SH SOLE 120 0 0 Weyerhaeuser Company COM 962166104 3325 152118 SH SOLE 152118 0 0 Woodward, Inc. COM 980745103 59 800 SH SOLE 800 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 3 30 SH SOLE 30 0 0 iQIYI, Inc. Sponsored ADR Clas SPONSORED ADS 46267X108 286 19216 SH SOLE 19216 0 0 nVent Electric Plc SHS G6700G107 3227 143666 SH SOLE 143666 0 0 ClearBridge Energy MLP Fund COM 184692101 890 85485 SH SOLE 85485 0 0 ClearBridge Energy MLP Opportu COM 18469P100 820 105020 SH SOLE 105020 0 0 India Fund, Inc. COM 454089103 550 27196 SH SOLE 27196 0 0 Ishares Nasdaq Biotech Index F NASDAQ BIOTECH 464287556 48 500 SH SOLE 500 0 0 Materials Select Sector SPDR SBI MATERIALS 81369Y100 5 100 SH SOLE 100 0 0 Morgan Stanley India Investmen COM 61745C105 109 5412 SH SOLE 5412 0 0 ProShares Short S&P500 ETF SHORT S&P 500 NE 74347b425 319 10180 SH SOLE 10180 0 0 SPDR S&P China ETF S&P CHINA ETF 78463X400 10 120 SH SOLE 120 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 198 2215 SH SOLE 2215 0 0 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 3462 73988 SH SOLE 73988 0 0 Short QQQ ProShares ETF SHORT QQQ NEW 74347B714 284 8250 SH SOLE 8250 0 0 Tekla Life Sciences SH BEN INT 87911K100 14 956 SH SOLE 956 0 0 The Global X China Consumer ET MSCI CHINA CNSMR 37950E408 3 220 SH SOLE 220 0 0 Tortoise MLP Fund, Inc. COM 89148B101 38 3100 SH SOLE 3100 0 0 Vaneck Vectors Gold Miners E GOLD MINERS ETF 92189f106 21 1000 SH SOLE 1000 0 0 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 16 120 SH SOLE 120 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 6 61 SH SOLE 61 0 0 Vanguard Total World Stock ETF TT WRLD ST ETF 922042742 2 30 SH SOLE 30 0 0 WisdomTree Intl SmallCap Divid INTL SMCAP DIV 97717W760 11 175 SH SOLE 175 0 0 WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 337 7270 SH SOLE 7270 0 0 iShares MSCI Mexico Index Fund MSCI MEXICO ETF 464286822 70 1690 SH SOLE 1690 0 0 iShares MSCI South Korea Index MSCI STH KOR ETF 464286772 383 6500 SH SOLE 6500 0 0 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 35 259 SH SOLE 259 0 0 iShares S&P Latin American 40 LATN AMER 40 ETF 464287390 9 292 SH SOLE 292 0 0 iShares S&P U.S. Preferred Sto S&P US PFD STK 464288687 177 5165 SH SOLE 5165 0 0 AllianceBernstein Global High COM 01879R106 1138 108090 SH SOLE 108090 0 0 BlackRock Limited Duration Inc COM SHS 09249W101 1785 133545 SH SOLE 133545 0 0 DoubleLine Income Solutions COM 258622109 8 465 SH SOLE 465 0 0 Eaton Vance Enhanced Equity In COM 278277108 247 16870 SH SOLE 16870 0 0 Eaton Vance Senior Income Trus SH BEN INT 27826S103 139 23160 SH SOLE 23160 0 0 Invesco Bond Fund COM 46132L107 787 46850 SH SOLE 46850 0 0 Invesco BulletShares 2019 HYCo BULSHS 2019 HY 46138J403 1315 55625 SH SOLE 55625 0 0 Invesco Senior Loan Portfolio SR LN ETF 46138G508 507 23295 SH SOLE 23295 0 0 Invesco Total Return Bond ETF TOTAL RETURN 46090A804 132 2645 SH SOLE 2645 0 0 Invesco Ultra Short Duration ULTRA SHRT DVR 46090A887 153 3050 SH SOLE 3050 0 0 Invesco Variable Rate Preferre VAR RATE PFD 46138G870 1741 76290 SH SOLE 76290 0 0 Pimco 0-5 Year High Yield Corp 0-5 HIGH YIELD 72201R783 718 7545 SH SOLE 7545 0 0 Pimco Enhanced Short Maturity ENHAN SHRT MA AC 72201R833 1746 17300 SH SOLE 17300 0 0 SPDR Bloomberg Barclays Inv Gr BLOMBERG BRC INV 78468R200 1228 40450 SH SOLE 40450 0 0 SPDR DoubleLine Total Return T SPDR TR TACTIC 78467V848 1211 25565 SH SOLE 25565 0 0 SPDR Portfolio Short Term Corp PORTFOLIO SHORT 78464A474 2492 82695 SH SOLE 82695 0 0 TCW Strategic Income Fund Inc. COM 872340104 531 100835 SH SOLE 100835 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 2817 35850 SH SOLE 35850 0 0 Vanguard Short-Term Corporate SHORT TRM CORP B 92206C409 2536 32540 SH SOLE 32540 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 9 2000 SH SOLE 2000 0 0 iShares 0-5 YearHigh Yield Cor 0-5YR HI YL CP 46434V407 2936 65900 SH SOLE 65900 0 0 iShares Barclays Short Treas B SHORT TREAS BD 464288679 45 410 SH SOLE 410 0 0 iShares Broad USD Inv Gr Corp USD INV GRDE ETF 464288620 2482 46880 SH SOLE 46880 0 0 iShares Short Maturity Bond ET SHT MAT BD ETF 46431W507 1499 30075 SH SOLE 30075 0 0 iShares Short-Term Corporate B SH TR CRPORT ETF 464288646 2216 42910 SH SOLE 42910 0 0