Chief Compliance Officer

0001304229-18-000004.txt : 20180419 0001304229-18-000004.hdr.sgml : 20180419 20180419154939 ACCESSION NUMBER: 0001304229-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180419 DATE AS OF CHANGE: 20180419 EFFECTIVENESS DATE: 20180419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 18763780 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 03-31-2018 03-31-2018 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Chief Compliance Officer (908) 273-5085 x209 Susan E. Boyd Summit NJ 04-19-2018 0 251 445265 false INFORMATION TABLE 2 20181STQTR.xml AT&T Inc. COM 00206R102 996 27945 SH SOLE 27945 0 0 AbbVie Inc. COM 00287Y109 246 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 172 2875 SH SOLE 2875 0 0 Accenture Ltd. SHS CLASS A G1151C101 32 210 SH SOLE 210 0 0 Actuant Corporation Class A CL A NEW 00508X203 2347 100938 SH SOLE 100938 0 0 Advance Auto Parts, Inc. COM 00751Y106 1695 14297 SH SOLE 14297 0 0 Aetna Inc. COM 00817Y108 15 90 SH SOLE 90 0 0 Agilent Technologies Inc COM 00846U101 50 750 SH SOLE 750 0 0 Alexander & Baldwin Inc. COM 014491104 6612 285881 SH SOLE 285881 0 0 Allergan Plc SHS G0177J108 841 4999 SH SOLE 4999 0 0 Allstate Corp COM 020002101 512 5405 SH SOLE 5405 0 0 Alphabet, Inc. - Cl A CAP STK CL A 02079K305 5953 5740 SH SOLE 5740 0 0 Alphabet, Inc. - Cl C CAP STK CL C 02079K107 5497 5328 SH SOLE 5328 0 0 Altaba Inc. COM 021346101 59 800 SH SOLE 800 0 0 Amazon.Com, Inc. COM 023135106 505 349 SH SOLE 349 0 0 American Express Company COM 025816109 94 1010 SH SOLE 1010 0 0 American States Water Co. COM 029899101 127 2400 SH SOLE 2400 0 0 American Tower Corp COM 03027x100 29 200 SH SOLE 200 0 0 Amgen Inc COM 031162100 3176 18631 SH SOLE 18631 0 0 Anadarko Petroleum Corp COM 032511107 24 400 SH SOLE 400 0 0 Anheuser-Busch InBev Spons ADR COM 03524A108 22 200 SH SOLE 200 0 0 Antero Resources Corp COM 03674x106 20 1000 SH SOLE 1000 0 0 Anthem, Inc. COM 036752103 30 135 SH SOLE 135 0 0 Apollo Commercial Real Estate COM 03762U105 20 1115 SH SOLE 1115 0 0 Apple, Inc. COM 037833100 7106 42353 SH SOLE 42353 0 0 Aptiv PLC SHS G6095L109 1626 19142 SH SOLE 19142 0 0 Ares Capital Corporation COM 04010L103 3356 211490 SH SOLE 211490 0 0 Arthur J. Gallagher & Co. COM 363576109 4965 72242 SH SOLE 72242 0 0 Axalta Coating Systems Ltd. COM G0750C108 3255 107812 SH SOLE 107812 0 0 Baidu, Inc. SPON ADR REP A 056752108 1462 6549 SH SOLE 6549 0 0 Ball Corp. COM 058498106 58 1460 SH SOLE 1460 0 0 Banco Santander, Grupo Fin San SPONSORED ADR B 05969B103 211 29460 SH SOLE 29460 0 0 Bank of America Corp COM 060505104 6399 213387 SH SOLE 213387 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 4764 23882 SH SOLE 23882 0 0 Blackstone Group LP COM UNIT LTD 09253u108 29 900 SH SOLE 900 0 0 Blackstone Mortgage Trust Inc. COM CL A 09257W100 3621 115250 SH SOLE 115250 0 0 Booking holdings Inc. COM 09857L108 21 10 SH SOLE 10 0 0 Box, Inc. Cl A CL A 10316T104 41 2000 SH SOLE 2000 0 0 Brighthouse Financial, Inc. COM 10922N103 2 36 SH SOLE 36 0 0 Bristol-Myers Squibb Company COM 110122108 40 633 SH SOLE 633 0 0 Brixmor Property Group, Inc. R COM 11120U105 15 1000 SH SOLE 1000 0 0 Broadcom Inc. COM 11135F101 1328 5637 SH SOLE 5637 0 0 Brookfield Asset Management In CL A LTD VT SH 112585104 47 1200 SH SOLE 1200 0 0 Brookfield Infrastructure Part LP INT UNIT G16252101 504 12104 SH SOLE 12104 0 0 Brunswick Corp. COM 117043109 7747 130435 SH SOLE 130435 0 0 CBS Corp. CL B 124857202 11 211 SH SOLE 211 0 0 CF Industries Holdings Inc COM 125269100 7040 186595 SH SOLE 186595 0 0 Cal-Maine Foods, Inc. COM NEW 128030202 1048 23977 SH SOLE 23977 0 0 Caterpillar Inc COM 149123101 7 50 SH SOLE 50 0 0 Celgene Corporation COM 151020104 431 4833 SH SOLE 4833 0 0 Cenovus Energy Inc. COM 15135U109 21 2500 SH SOLE 2500 0 0 Charles Schwab Corporation COM 808513105 4468 85570 SH SOLE 85570 0 0 Chatham Lodging Trust COM 16208T102 20 1065 SH SOLE 1065 0 0 Chevron Corporation COM 166764100 52 458 SH SOLE 458 0 0 China Lodging Group Ltd. SPONSORED ADR 16949N109 1544 11722 SH SOLE 11722 0 0 Chubb LTD PUT H1467J954 53 387 SH SOLE 387 0 0 Cimpress NV SHS EURO N20146101 1479 9559 SH SOLE 9559 0 0 Citigroup Inc. COM NEW 172967424 11489 170207 SH SOLE 170207 0 0 City Office REIT, Inc. COM 178587101 42 3650 SH SOLE 3650 0 0 Coca-Cola Co. COM 191216100 35 800 SH SOLE 800 0 0 Cognizant Technology Solutions CL A 192446102 771 9578 SH SOLE 9578 0 0 Colfax Corporation COM 194014106 885 27728 SH SOLE 27728 0 0 Colgate-Palmolive Company COM 194162103 75 1042 SH SOLE 1042 0 0 Comcast Corporation Class A CL A 20030N101 1022 29900 SH SOLE 29900 0 0 Compass Minerals International COM 20451N101 8820 146267 SH SOLE 146267 0 0 Consolidated Edison, Inc. COM 209115104 42 533 SH SOLE 533 0 0 CoreSite Realty Corporation COM 21870Q105 392 3912 SH SOLE 3912 0 0 Costco Wholesale Corp COM 22160k105 956 5072 SH SOLE 5072 0 0 Credicorp Limited COM G2519Y108 194 855 SH SOLE 855 0 0 Crispr Therapeutics AG NAMEN AKT H17182108 14 300 SH SOLE 300 0 0 Crown Castle Intl Corp COM 22822V101 3695 33710 SH SOLE 33710 0 0 Crown Holdings, Inc. COM 228368106 296 5833 SH SOLE 5833 0 0 CyrusOne, Inc. COM 23283R100 2169 42355 SH SOLE 42355 0 0 Deere & Company COM 244199105 5572 35872 SH SOLE 35872 0 0 Delphi Technologies PLC SHS G2709G107 251 5263 SH SOLE 5263 0 0 Dollar General COM 256677105 411 4394 SH SOLE 4394 0 0 Dominion Resources Inc/ VA COM 25746U109 40 600 SH SOLE 600 0 0 Duke Energy Corp COM NEW 26441C204 21 266 SH SOLE 266 0 0 Eaton Corporation SHS G29183103 400 5010 SH SOLE 5010 0 0 Editas Medicine, Inc. COM 28106W103 7 200 SH SOLE 200 0 0 Enbridge Energy Management LLC SHS UNITS LLI 29250x103 6 614 SH SOLE 614 0 0 Energy Transfer Equity, LP COM UT LTD PTN 29273V100 29 2010 SH SOLE 2010 0 0 Energy Transfer Partners, LP UNIT LTD PRI INT 29278N103 187 11513 SH SOLE 11513 0 0 Enterprise Products Partners L COM 293792107 1745 71296 SH SOLE 71296 0 0 Equinix Inc COM PAR $0.001 29444U700 8 20 SH SOLE 20 0 0 Equity Residential SH BEN INT 29476L107 49 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 1317 8799 SH SOLE 8799 0 0 Exelixis Inc COM 30161Q104 11 500 SH SOLE 500 0 0 Expedia, Inc. COM NEW 30212P303 17 150 SH SOLE 150 0 0 Exxon Mobil Corp. COM 30231G102 436 5847 SH SOLE 5847 0 0 Facebook Inc. Class A CL A 30303M102 103 647 SH SOLE 647 0 0 Foundation Medicine, Inc. COM 350465100 52 666 SH SOLE 666 0 0 GCI Liberty, Inc. Class A COM CLASS A 36164V305 1327 25110 SH SOLE 25110 0 0 GasLog Partners LP UNIT LTD PTNRP Y2687W108 23 1000 SH SOLE 1000 0 0 General Electric COM 369604103 722 53586 SH SOLE 53586 0 0 Gilead Sciences, Inc. COM 375558103 2282 30273 SH SOLE 30273 0 0 Golar LNG Partners LP COM UNIT LPI Y2745C102 34 2000 SH SOLE 2000 0 0 Goldman Sachs Group, Inc. COM 38141G104 18 71 SH SOLE 71 0 0 HDFC Bank Ltd ADR REPS 3 SHS 40415F101 1288 13041 SH SOLE 13041 0 0 HRG Group, Inc. COM 40434J100 1186 71936 SH SOLE 71936 0 0 HSBC Holdings Plc Spons ADR SPON ADR NEW 404280406 1847 38737 SH SOLE 38737 0 0 Halliburton Co. COM 406216101 52 1100 SH SOLE 1100 0 0 Hanesbrands, Inc. COM 410345102 6431 349130 SH SOLE 349130 0 0 Harley-Davidson, Inc. COM 412822108 6604 154005 SH SOLE 154005 0 0 HollySys Automation Technologi SHS G45667105 2434 98476 SH SOLE 98476 0 0 Home Depot Inc. COM 437076102 3475 19497 SH SOLE 19497 0 0 Honeywell International Inc COM 438516106 3838 26556 SH SOLE 26556 0 0 Howard Hughes Corporation COM 44267D107 11067 79546 SH SOLE 79546 0 0 Hubbell Inc. COM 443510607 8387 68873 SH SOLE 68873 0 0 IStar Financial Inc COM 45031U101 315 30934 SH SOLE 30934 0 0 ITT Inc. COM 45073V108 8499 173518 SH SOLE 173518 0 0 Illinois Tool Works Inc. COM 452308109 16 101 SH SOLE 101 0 0 Int'l Bus Machines COM 459200101 14872 96927 SH SOLE 96927 0 0 Intel Corp Com COM 458140100 5 100 SH SOLE 100 0 0 Intellia Therapeutics, Inc. COM 45826J105 6 300 SH SOLE 300 0 0 InterXion Holding NV SHS N47279109 821 13213 SH SOLE 13213 0 0 Interactive Brokers Group, Inc COM 45841N107 55 815 SH SOLE 815 0 0 Itau Unibanco Holding SA SPON ADR REP PFD 465562106 31 2000 SH SOLE 2000 0 0 J.P. Morgan Chase & Co. COM 46625H100 6161 56022 SH SOLE 56022 0 0 Jernigan Capital, Inc. COM 476405105 36 2000 SH SOLE 2000 0 0 Johnson & Johnson COM 478160104 16 125 SH SOLE 125 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 4304 247376 SH SOLE 247376 0 0 Keysight Technologies, Inc. COM 49338L103 18 350 SH SOLE 350 0 0 Kroger Co COM 501044101 1067 44556 SH SOLE 44556 0 0 Laredo Petroleum Inc. COM 516806106 17 2000 SH SOLE 2000 0 0 Lennar Corporation Cl. A CL A 526057104 47 794 SH SOLE 794 0 0 Lennar Corporation Cl. B CL B 526057302 0 8 SH SOLE 8 0 0 Leucadia National Corp. COM 527288104 943 41498 SH SOLE 41498 0 0 Liberty Broadband Corp. Class COM SER C 530307305 58 675 SH SOLE 675 0 0 Liberty Expedia Holdings, Inc. SER A COM 53046P109 1205 30675 SH SOLE 30675 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 5641 185389 SH SOLE 185389 0 0 Liberty Latin America Ltd. Cla COM CL A G9001E102 0 14 SH SOLE 14 0 0 Liberty Latin America Ltd. Cla COM CL C G9001E128 1917 100406 SH SOLE 100406 0 0 Liberty Media Corp - Liberty F COM SER C FRMLA 531229854 415 13449 SH SOLE 13449 0 0 Liberty Sirius Group - C COM C SIRIUSXM 531229607 370 9069 SH SOLE 9069 0 0 Lowe's Cos Inc. COM 548661107 4265 48599 SH SOLE 48599 0 0 MFA Financial Inc COM 55272X102 3463 459955 SH SOLE 459955 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2101 36002 SH SOLE 36002 0 0 Markel Corporation COM 570535104 40 34 SH SOLE 34 0 0 MasterCard, Inc. - Class A CL A 57636Q104 2049 11700 SH SOLE 11700 0 0 McDonald's Corp. COM 580135101 139 890 SH SOLE 890 0 0 McKesson HBOC Inc COM 58155Q103 7 50 SH SOLE 50 0 0 Mellanox Technologies Ltd. SHS M51363113 20 275 SH SOLE 275 0 0 Merck & Co COM 58933Y105 75 1383 SH SOLE 1383 0 0 MetLife Inc COM 59156R108 18 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 6407 70201 SH SOLE 70201 0 0 Mohawk Industries Inc COM 608190104 3170 13651 SH SOLE 13651 0 0 Monroe Capital Corp. COM 610335101 7 606 SH SOLE 606 0 0 NCI Building Systems Inc. COM NEW 628852204 5710 322602 SH SOLE 322602 0 0 NOW Inc. COM 67011P100 892 87236 SH SOLE 87236 0 0 National Oilwell Varco Inc COM 637071101 6 175 SH SOLE 175 0 0 New Residential Investment Cor COM NEW 64828T201 3431 208580 SH SOLE 208580 0 0 NextEra Energy, Inc. COM 65339F101 24 150 SH SOLE 150 0 0 Norfolk Southern Corp COM 655844108 20 150 SH SOLE 150 0 0 PayPay Holdings, Inc. COM 70450Y103 721 9507 SH SOLE 9507 0 0 Pentair Inc. SHS G7S00T104 8209 120486 SH SOLE 120486 0 0 Petroleo Brasileiro S.A. ADR SPONSORED ADR 71654V408 4 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 2485 70026 SH SOLE 70026 0 0 Physicians Realty Trust COM 71943U104 16 1030 SH SOLE 1030 0 0 Pioneer Natural Resources Co COM 723787107 7383 42979 SH SOLE 42979 0 0 Plains GP LTD PARTNR INT A 72651A207 7 315 SH SOLE 315 0 0 Post Holdings Inc. COM 737446104 1438 18987 SH SOLE 18987 0 0 Prudential Financial COM 744320102 82 790 SH SOLE 790 0 0 QTS Realty Trust Inc. COM CL A 74736A103 14 380 SH SOLE 380 0 0 Qualcomm COM 747525103 15 266 SH SOLE 266 0 0 Qurate Retail Group, Inc. QVC COM 74915M100 537 21332 SH SOLE 21332 0 0 RPM International, Inc. COM 749685103 7221 151470 SH SOLE 151470 0 0 Realogy Holdings Corp. COM 75605Y106 33 1223 SH SOLE 1223 0 0 Red Hat, Inc. COM 756577102 508 3401 SH SOLE 3401 0 0 Regions Financial Corp. COM 7591EP100 9056 487402 SH SOLE 487402 0 0 Royal Dutch Shell PLC - ADR A SPONS ADR A 780259206 270 4230 SH SOLE 4230 0 0 SPX Corporation COM 784635104 6368 196045 SH SOLE 196045 0 0 SPX Flow, Inc. COM 78469X107 4102 83389 SH SOLE 83389 0 0 Schlumberger N.V. COM 806857108 185 2860 SH SOLE 2860 0 0 Seagate Technology PLC SHS G7945M107 9782 167156 SH SOLE 167156 0 0 Senior Housing Properties Trus SH BEN INT 81721M109 6883 439499 SH SOLE 439499 0 0 ServiceNow, Inc. COM 81762P102 116 700 SH SOLE 700 0 0 Simpson Manufacturing Co. Inc. COM 829073105 9179 159385 SH SOLE 159385 0 0 Starbucks Corp COM 855244109 17 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 3322 158570 SH SOLE 158570 0 0 Steelcase, Inc. Class A CL A 858155203 5403 397248 SH SOLE 397248 0 0 Supervalu Inc. COM 868536301 12 776 SH SOLE 776 0 0 Synchrony Financial COM 87165B103 7543 224967 SH SOLE 224967 0 0 TE Connectivity Ltd. REG SHS H84989104 7426 74332 SH SOLE 74332 0 0 Taiwan Semiconductor-Sp ADR SPONSORED ADR 874039100 5502 125738 SH SOLE 125738 0 0 Tapestry, Inc. COM 876030107 7329 139307 SH SOLE 139307 0 0 Teck Resources Ltd CL B 878742204 21 800 SH SOLE 800 0 0 Tesla, Inc. COM 88160R101 0 1 SH SOLE 1 0 0 Thermo Fisher Scientific COM 883556102 3828 18540 SH SOLE 18540 0 0 Time Warner, Inc. COM NEW 887317303 3608 38152 SH SOLE 38152 0 0 Transocean Ltd REG SHS H8817H100 0 3 SH SOLE 3 0 0 Twenty-First Century Fox, Inc. CL B 90130A200 1181 32470 SH SOLE 32470 0 0 Unilever NV N Y SHS NEW 904784709 237 4200 SH SOLE 4200 0 0 Unit Group Inc. COM 91325V108 24 1500 SH SOLE 1500 0 0 United Parcel Service, Inc Cl CL B 911312106 6664 63673 SH SOLE 63673 0 0 United Technologies Corp. COM 913017109 168 1338 SH SOLE 1338 0 0 Veeva Systems Inc. Class A CL A COM 922475108 51 700 SH SOLE 700 0 0 Verizon Communications Inc COM 92343V104 18 383 SH SOLE 383 0 0 Viacom Inc. - CL B CL B 92553P201 8 264 SH SOLE 264 0 0 WPP PLC - Spons ADR ADR 92937A102 876 11010 SH SOLE 11010 0 0 Wells Fargo Company COM 949746101 6 120 SH SOLE 120 0 0 Weyerhaeuser Company COM 962166104 9511 271729 SH SOLE 271729 0 0 Williams Companies, Inc. COM 969457100 100 4003 SH SOLE 4003 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 3 30 SH SOLE 30 0 0 ClearBridge Energy MLP Fund COM 184692101 1417 112555 SH SOLE 112555 0 0 ClearBridge Energy MLP Opportu COM 18469P100 1437 146320 SH SOLE 146320 0 0 India Fund, Inc. COM 454089103 788 31975 SH SOLE 31975 0 0 Materials Select Sector SPDR SBI MATERIALS 81369Y100 6 100 SH SOLE 100 0 0 Morgan Stanley India Investmen COM 61745C105 218 7162 SH SOLE 7162 0 0 ProShares Short S&P500 ETF SHORT S&P 500 NE 74347b425 266 8780 SH SOLE 8780 0 0 SPDR S&P China ETF S&P CHINA ETF 78463X400 21 190 SH SOLE 190 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 202 2215 SH SOLE 2215 0 0 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 5767 95498 SH SOLE 95498 0 0 Tekla Life Sciences SH BEN INT 87911K100 18 956 SH SOLE 956 0 0 The Global X China Consumer ET CHINA CONS ETF 37950E408 4 220 SH SOLE 220 0 0 Tortoise MLP Fund, Inc. COM 89148B101 1430 89535 SH SOLE 89535 0 0 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 16 120 SH SOLE 120 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 6 61 SH SOLE 61 0 0 Vanguard Total World Stock ETF TT WRLD ST ETF 922042742 2 30 SH SOLE 30 0 0 WisdomTree Europe SmallCap Div EUROPE SMCP DV 97717W869 13 190 SH SOLE 190 0 0 WisdomTree Intl SmallCap Divid INTL SMCAP DIV 97717W760 13 175 SH SOLE 175 0 0 WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 884 15785 SH SOLE 15785 0 0 iShares Core U.S. Value ETF CORE S&P US VLU 464287663 10 180 SH SOLE 180 0 0 iShares MSCI Eurozone ETF MSCI EURZONE ETF 464286608 402 9279 SH SOLE 9279 0 0 iShares MSCI India ETF MSCI INDIA ETF 46429B598 3 90 SH SOLE 90 0 0 iShares MSCI Mexico Index Fund MSCI MEXICO ETF 464286822 6365 123538 SH SOLE 123538 0 0 iShares MSCI South Korea Index MSCI STH KOR ETF 464286772 490 6500 SH SOLE 6500 0 0 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 39 259 SH SOLE 259 0 0 iShares S&P Latin American 40 LATN AMER 40 ETF 464287390 11 292 SH SOLE 292 0 0 iShares S&P U.S. Preferred Sto S&P US PFD STK 464288687 186 4965 SH SOLE 4965 0 0 Aberdeen Asia Pac Income Fund COM 003009107 1380 291195 SH SOLE 291195 0 0 AllianceBernstein Global High COM 01879R106 1558 131050 SH SOLE 131050 0 0 BlackRock Limited Duration Inc COM SHS 09249W101 1230 81535 SH SOLE 81535 0 0 DoubleLine Income Solutions COM 258622109 2023 100758 SH SOLE 100758 0 0 Eaton Vance Enhanced Equity In COM 278277108 273 17300 SH SOLE 17300 0 0 Eaton Vance Senior Income Trus SH BEN INT 27826S103 183 26860 SH SOLE 26860 0 0 Invesco Bond Fund COM 46132L107 1140 63400 SH SOLE 63400 0 0 Nuveen Floating Rate Income Op COM SHS 6706EN100 15 1410 SH SOLE 1410 0 0 Pimco 0-5 Year High Yield Corp 0-5 HIGH YIELD 72201R783 713 7150 SH SOLE 7150 0 0 PowerShares Senior Loan Portfo SENIOR LN PORT 73936Q769 467 20200 SH SOLE 20200 0 0 Guggenheim Total Return GUGGENHEIM ETF 18385P705 98 1865 SH SOLE 1865 0 0 SPDR Barclays Short Term High BLOOMBERG SRT TR 78468R408 8 290 SH SOLE 290 0 0 SPDR DoubleLine Total Return T SPDR TR TACTIC 78467V848 1471 30655 SH SOLE 30655 0 0 SPDR Portfolio Short Term Corp PORTFOLIO SHORT 78464A474 2701 89435 SH SOLE 89435 0 0 TCW Strategic Income Fund Inc. COM 872340104 292 52360 SH SOLE 52360 0 0 Vanguard Short Term Government SHORT TERM TREAS 92206C102 26 440 SH SOLE 440 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 3011 38380 SH SOLE 38380 0 0 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 2935 37420 SH SOLE 37420 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 10 2000 SH SOLE 2000 0 0 iShares Barclays 1-3 Yr Credit 1 3 YR CR BD ETF 464288646 2320 22355 SH SOLE 22355 0 0 iShares Core U.S. Credit Bond US CR BD ETF 464288620 2817 25855 SH SOLE 25855 0 0