Chief Compliance Officer

0001304229-17-000005.txt : 20171019 0001304229-17-000005.hdr.sgml : 20171019 20171019132331 ACCESSION NUMBER: 0001304229-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171019 DATE AS OF CHANGE: 20171019 EFFECTIVENESS DATE: 20171019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 171144218 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 09-30-2017 09-30-2017 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Chief Compliance Officer 908-273-5085 Susan E. Boyd Summit NJ 10-19-2017 0 257 428275 false INFORMATION TABLE 2 3Qtr17.xml AT&T Inc. COM 00206R102 1113 28410 SH SOLE 28410 0 0 AbbVie Inc. COM 00287Y109 231 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 153 2875 SH SOLE 2875 0 0 Accenture Ltd. SHS CLASS A G1151C101 28 210 SH SOLE 210 0 0 Actuant Corporation Class A CL A NEW 00508X203 2620 102358 SH SOLE 102358 0 0 AdvanSix Inc. COM 00773T101 40 1003 SH SOLE 1003 0 0 Advance Auto Parts, Inc. COM 00751Y106 946 9539 SH SOLE 9539 0 0 Aetna Inc. COM 00817Y108 30 190 SH SOLE 190 0 0 Agilent Technologies Inc COM 00846U101 48 750 SH SOLE 750 0 0 Alexander & Baldwin Holdings, COM 014491104 9157 197639 SH SOLE 197639 0 0 Allergan Plc SHS G0177J108 1047 5110 SH SOLE 5110 0 0 Allstate Corp COM 020002101 497 5405 SH SOLE 5405 0 0 Alphabet, Inc. - Cl A CAP STK CL A 02079K305 5748 5903 SH SOLE 5903 0 0 Alphabet, Inc. - Cl C CAP STK CL C 02079K107 5280 5505 SH SOLE 5505 0 0 Altaba Inc. COM 021346101 53 800 SH SOLE 800 0 0 Amazon.Com, Inc. COM 023135106 266 277 SH SOLE 277 0 0 American Express Company COM 025816109 91 1010 SH SOLE 1010 0 0 American States Water Co. COM 029899101 118 2400 SH SOLE 2400 0 0 American Tower Corp COM 03027x100 27 200 SH SOLE 200 0 0 Amgen Inc COM 031162100 3476 18645 SH SOLE 18645 0 0 Anadarko Petroleum Corp COM 032511107 20 400 SH SOLE 400 0 0 Anthem, Inc. COM 036752103 54 285 SH SOLE 285 0 0 Apollo Commercial Real Estate COM 03762U105 20 1115 SH SOLE 1115 0 0 Apple, Inc. COM 037833100 6684 43366 SH SOLE 43366 0 0 Ares Capital Corporation COM 04010L103 3561 217270 SH SOLE 217270 0 0 Arthur J. Gallagher & Co. COM 363576109 5961 96842 SH SOLE 96842 0 0 Axalta Coating Systems Ltd. COM G0750C108 3133 108320 SH SOLE 108320 0 0 Baidu, Inc. SPON ADR REP A 056752108 1522 6144 SH SOLE 6144 0 0 Ball Corp. COM 058498106 68 1640 SH SOLE 1640 0 0 Banco Santander SA-Spon ADR ADR 05964H105 16 2300 SH SOLE 2300 0 0 Bank of America Corp COM 060505104 5423 214005 SH SOLE 214005 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 2804 15294 SH SOLE 15294 0 0 Blackstone Mortgage Trust Inc. COM CL A 09257W100 3627 116910 SH SOLE 116910 0 0 Box, Inc. Cl A CL A 10316T104 39 2000 SH SOLE 2000 0 0 Brighthouse Financial, Inc. COM 10922N103 2 36 SH SOLE 36 0 0 Bristol-Myers Squibb Company COM 110122108 19 300 SH SOLE 300 0 0 Brixmor Property Group, Inc. R COM 11120U105 19 1000 SH SOLE 1000 0 0 Broadcom Limited SHS Y09827109 2086 8602 SH SOLE 8602 0 0 Brookfield Infrastructure Part LP INT UNIT G16252101 620 14361 SH SOLE 14361 0 0 CBS Corp. CL B 124857202 22 381 SH SOLE 381 0 0 CF Industries Holdings Inc COM 125269100 4294 122135 SH SOLE 122135 0 0 CVS Corp COM 126650100 8 95 SH SOLE 95 0 0 Caterpillar Inc COM 149123101 6 50 SH SOLE 50 0 0 Celgene Corporation COM 151020104 641 4398 SH SOLE 4398 0 0 Cenovus Energy Inc. COM 15135U109 25 2500 SH SOLE 2500 0 0 Charles Schwab Corporation COM 808513105 3836 87705 SH SOLE 87705 0 0 Chatham Lodging Trust COM 16208T102 23 1065 SH SOLE 1065 0 0 Chevron Corporation COM 166764100 18 150 SH SOLE 150 0 0 China Lodging Group Ltd. SPONSORED ADR 16949N109 1870 15739 SH SOLE 15739 0 0 Chubb LTD PUT H1467J954 55 387 SH SOLE 387 0 0 Cimpress NV SHS EURO N20146101 1332 13641 SH SOLE 13641 0 0 Citigroup Inc. COM NEW 172967424 12415 170676 SH SOLE 170676 0 0 City Office REIT, Inc. COM 178587101 23 1650 SH SOLE 1650 0 0 Coach, Inc. COM 189754104 5638 139962 SH SOLE 139962 0 0 Coca-Cola Co. COM 191216100 36 800 SH SOLE 800 0 0 Cognizant Technology Solutions CL A 192446102 691 9523 SH SOLE 9523 0 0 Colfax Corporation COM 194014106 529 12712 SH SOLE 12712 0 0 Colgate-Palmolive Company COM 194162103 76 1042 SH SOLE 1042 0 0 Comcast Corporation Class A CL A 20030N101 1116 28995 SH SOLE 28995 0 0 Compass Minerals International COM 20451N101 7632 117601 SH SOLE 117601 0 0 CoreSite Realty Corporation COM 21870Q105 3985 35611 SH SOLE 35611 0 0 Costco Wholesale Corp COM 22160k105 854 5197 SH SOLE 5197 0 0 Credicorp Limited COM G2519Y108 182 890 SH SOLE 890 0 0 Crown Castle Intl Corp COM 22822V101 3370 33705 SH SOLE 33705 0 0 Crown Holdings, Inc. COM 228368106 361 6043 SH SOLE 6043 0 0 CyrusOne, Inc. COM 23283R100 2935 49811 SH SOLE 49811 0 0 DCP Midstream, LP COM UT LTO PTN 23311P100 14 400 SH SOLE 400 0 0 DaVita HealthCare Partners, In COM 23918K108 12 200 SH SOLE 200 0 0 Deere & Company COM 244199105 4570 36390 SH SOLE 36390 0 0 Delphi Automotive Plc SHS G27823106 1913 19442 SH SOLE 19442 0 0 Delta Air Lines Inc. COM NEW 247361702 11 230 SH SOLE 230 0 0 Digital Realty Trust, Inc. COM 253868103 485 4098 SH SOLE 4098 0 0 Dollar General COM 256677105 338 4172 SH SOLE 4172 0 0 Dominion Midstream Partners LP COM UT REP LTD 257454108 216 6750 SH SOLE 6750 0 0 Dominion Resources Inc/ VA COM 25746U109 46 600 SH SOLE 600 0 0 Duke Energy Corp COM NEW 26441C204 22 266 SH SOLE 266 0 0 Eaton Corporation SHS G29183103 390 5085 SH SOLE 5085 0 0 Enbridge Energy Management, LL SHS UNITS LLI 29250x103 9 584 SH SOLE 584 0 0 Energy Transfer Equity, LP COM UT LTD PTN 29273V100 35 2010 SH SOLE 2010 0 0 Energy Transfer Partners, LP UNIT LTD PRT INT 29278N103 211 11513 SH SOLE 11513 0 0 Enterprise Products Partners L COM 293792107 1931 74086 SH SOLE 74086 0 0 Equity Residential SH BEN INT 29476L107 53 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 945 8762 SH SOLE 8762 0 0 Expedia, Inc. COM NEW 30212P303 43 300 SH SOLE 300 0 0 Exxon Mobil Corp. COM 30231G102 419 5106 SH SOLE 5106 0 0 Facebook Inc. Class A CL A 30303M102 252 1473 SH SOLE 1473 0 0 Five Prime Therapeutics, Inc. COM 33830X104 8 200 SH SOLE 200 0 0 GasLog Partners LP UNIT LTD PTNRP Y2687W108 23 1000 SH SOLE 1000 0 0 General Electric COM 369604103 1568 64860 SH SOLE 64860 0 0 Gilead Sciences, Inc. COM 375558103 1561 19270 SH SOLE 19270 0 0 Golar LNG Partners LP COM UNIT LPI Y2745C102 46 2000 SH SOLE 2000 0 0 Goldman Sachs Group, Inc. COM 38141G104 17 71 SH SOLE 71 0 0 Grupo Financiero Santander Mex SPON ADR SHS B 40053C105 419 41480 SH SOLE 41480 0 0 HD Supply Holdings, Inc. COM 40416M105 32 880 SH SOLE 880 0 0 HDFC Bank Ltd ADR REPS 3 SHS 40415F101 1275 13233 SH SOLE 13233 0 0 HRG Group, Inc. COM 40434J100 942 60363 SH SOLE 60363 0 0 HSBC Holdings Plc Spons ADR SPON ADR NEW 404280406 1936 39180 SH SOLE 39180 0 0 Halliburton Co. COM 406216101 51 1100 SH SOLE 1100 0 0 Harley-Davidson, Inc. COM 412822108 5181 107470 SH SOLE 107470 0 0 Highpower International, Inc. COM 43113X101 5 1000 SH SOLE 1000 0 0 HollySys Automation Technologi SHS G45667105 2215 102476 SH SOLE 102476 0 0 Home Depot Inc. COM 437076102 3181 19447 SH SOLE 19447 0 0 Honeywell International Inc COM 438516106 3767 26578 SH SOLE 26578 0 0 Howard Hughes Corporation COM 44267D107 9514 80679 SH SOLE 80679 0 0 Hubbell Inc. COM 443510607 8090 69732 SH SOLE 69732 0 0 IStar Financial Inc COM 45031U101 362 30719 SH SOLE 30719 0 0 ITT Inc. COM 45073V108 7789 175938 SH SOLE 175938 0 0 Illinois Tool Works Inc. COM 452308109 15 101 SH SOLE 101 0 0 Int'l Bus Machines COM 459200101 12604 86873 SH SOLE 86873 0 0 Intel Corp Com COM 458140100 4 100 SH SOLE 100 0 0 InterXion Holding NV SHS N47279109 611 12002 SH SOLE 12002 0 0 Interactive Brokers Group, Inc COM 45841N107 86 1920 SH SOLE 1920 0 0 Itau Unibanco Holding SA SPON ADR REP PFD 465562106 27 2000 SH SOLE 2000 0 0 J.P. Morgan Chase & Co. COM 46625H100 5665 59308 SH SOLE 59308 0 0 Jernigan Capital, Inc. COM 476405105 82 4000 SH SOLE 4000 0 0 Johnson & Johnson COM 478160104 16 125 SH SOLE 125 0 0 Kansas City Southern COM NEW 485170302 8104 74569 SH SOLE 74569 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 4393 236826 SH SOLE 236826 0 0 Keysight Technologies, Inc. COM 49338L103 15 350 SH SOLE 350 0 0 Kite Pharma, Inc. COM 49803L109 7 40 SH SOLE 40 0 0 Ladder Capital Corp - REIT CL A 505743104 1615 117165 SH SOLE 117165 0 0 Lennar Corp. CL A 526057104 52 994 SH SOLE 994 0 0 Leucadia National Corp. COM 527288104 538 21290 SH SOLE 21290 0 0 Liberty Broadband Corp. Class COM SER C 530307305 64 675 SH SOLE 675 0 0 Liberty Expedia Holdings, Inc. SER A COM 53046P109 405 7619 SH SOLE 7619 0 0 Liberty Global Inc. - Series A SHS CL A G5480U104 4 120 SH SOLE 120 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 4966 151861 SH SOLE 151861 0 0 Liberty Global Plc LiLAC Grp C LILAC SHS CL A G5480U138 0 14 SH SOLE 14 0 0 Liberty Global Plc LiLAC Grp C LILAC SHS CL C G5480U153 1921 82438 SH SOLE 82438 0 0 Liberty Interactive Corp. Vent LBT VEN COM A NE 53071M856 864 15014 SH SOLE 15014 0 0 Liberty Interactive Corporatio QVC GP COM SER A 53071M104 2494 105827 SH SOLE 105827 0 0 Liberty Media Corp - Liberty F COM SER C FRMLA 531229854 477 12513 SH SOLE 12513 0 0 Liberty Sirius Group - C COM C SIRIUSXM 531229607 610 14567 SH SOLE 14567 0 0 Lowe's Cos Inc. COM 548661107 3463 43320 SH SOLE 43320 0 0 MFA Financial Inc COM 55272X102 4144 473070 SH SOLE 473070 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2578 36282 SH SOLE 36282 0 0 MasterCard, Inc. - Class A CL A 57636Q104 1750 12393 SH SOLE 12393 0 0 McDonald's Corp. COM 580135101 139 890 SH SOLE 890 0 0 McKesson HBOC Inc COM 58155Q103 19 125 SH SOLE 125 0 0 Mellanox Technologies Ltd. SHS M51363113 13 275 SH SOLE 275 0 0 Merck & Co COM 58933Y105 16 250 SH SOLE 250 0 0 MetLife Inc COM 59156R108 21 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 5332 71580 SH SOLE 71580 0 0 Mohawk Industries Inc COM 608190104 3413 13788 SH SOLE 13788 0 0 Monroe Capital Corp. COM 610335101 14 991 SH SOLE 991 0 0 NCI Building Systems Inc. COM NEW 628852204 4285 274692 SH SOLE 274692 0 0 NOW Inc. COM 67011P100 488 35370 SH SOLE 35370 0 0 NXP Semiconductors NV COM N6596X109 551 4871 SH SOLE 4871 0 0 National Oilwell Varco Inc COM 637071101 6 175 SH SOLE 175 0 0 New Residential Investment Cor COM NEW 64828T201 3624 216615 SH SOLE 216615 0 0 NextEra Energy, Inc. COM 65339F101 22 150 SH SOLE 150 0 0 Norfolk Southern Corp COM 655844108 20 150 SH SOLE 150 0 0 PayPay Holdings, Inc. COM 70450Y103 606 9457 SH SOLE 9457 0 0 Pentair Inc. SHS G7S00T104 8258 121510 SH SOLE 121510 0 0 Petroleo Brasileiro S.A. ADR SPONSORED ADR 71654V408 3 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 2528 70806 SH SOLE 70806 0 0 Physicians Realty Trust COM 71943U104 18 1030 SH SOLE 1030 0 0 Pioneer Natural Resources Co COM 723787107 6432 43594 SH SOLE 43594 0 0 Plains GP LTD PARTNR INT A 72651A207 7 315 SH SOLE 315 0 0 Post Holdings Inc. COM 737446104 1173 13285 SH SOLE 13285 0 0 Prudential Financial COM 744320102 95 890 SH SOLE 890 0 0 QTS Realty Trust Inc. COM CL A 74736A103 362 6916 SH SOLE 6916 0 0 RPM International, Inc. COM 749685103 7736 150690 SH SOLE 150690 0 0 Realogy Holdings Corp. COM 75605Y106 40 1223 SH SOLE 1223 0 0 Red Hat, Inc. COM 756577102 738 6660 SH SOLE 6660 0 0 Regions Financial Corp. COM 7591EP100 7531 494491 SH SOLE 494491 0 0 Royal Dutch Shell PLC - ADR A SPONS ADR A 780259206 256 4230 SH SOLE 4230 0 0 SPX Corporation COM 784635104 5883 200526 SH SOLE 200526 0 0 SPX Flow, Inc. COM 78469X107 3312 85900 SH SOLE 85900 0 0 Schlumberger N.V. COM 806857108 200 2860 SH SOLE 2860 0 0 Seagate Technology PLC SHS G7945M107 3873 116756 SH SOLE 116756 0 0 Selecta Biosciences, Inc. COM 816212104 2 95 SH SOLE 95 0 0 Senior Housing Properties Trus SH BEN INT 81721M109 7787 398309 SH SOLE 398309 0 0 ServiceNow, Inc. COM 81762P102 118 1000 SH SOLE 1000 0 0 Shire Plc ADR SPONSORED ADR 82481R106 1991 13001 SH SOLE 13001 0 0 Simpson Manufacturing Co. Inc. COM 829073105 7888 160844 SH SOLE 160844 0 0 Starbucks Corp COM 855244109 16 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 3405 156765 SH SOLE 156765 0 0 Steelcase, Inc. Class A CL A 858155203 5395 350320 SH SOLE 350320 0 0 Supervalu Inc. COM 868536103 35 1621 SH SOLE 1621 0 0 Synchrony Financial COM 87165B103 7004 225575 SH SOLE 225575 0 0 TE Connectivity Ltd. REG SHS H84989104 6247 75208 SH SOLE 75208 0 0 Taiwan Semiconductor-Sp ADR SPONSORED ADR 874039100 4639 123555 SH SOLE 123555 0 0 Teck Resources Ltd CL B 878742204 17 800 SH SOLE 800 0 0 Tesla, Inc. COM 88160R101 0 1 SH SOLE 1 0 0 The Priceline Group Inc. COM NEW 741503403 18 10 SH SOLE 10 0 0 Thermo Fisher Scientific COM 883556102 3573 18884 SH SOLE 18884 0 0 Thor Industries Inc COM 885160101 2288 18170 SH SOLE 18170 0 0 Time Warner, Inc. COM NEW 887317303 3966 38712 SH SOLE 38712 0 0 Time, Inc. COM 887228104 0 1 SH SOLE 1 0 0 Transocean Ltd REG SHS H8817H100 0 3 SH SOLE 3 0 0 Twenty-First Century Fox, Inc. CL B 90130A200 1095 42472 SH SOLE 42472 0 0 Unilever NV NY SHS NEW 904784709 248 4200 SH SOLE 4200 0 0 Unit Group Inc. COM 91325V108 88 6000 SH SOLE 6000 0 0 United Parcel Service, Inc Cl CL B 911312106 7669 63864 SH SOLE 63864 0 0 United Technologies Corp. COM 913017109 155 1338 SH SOLE 1338 0 0 Veeva Systems Inc. Class A CL A COM 922475108 39 700 SH SOLE 700 0 0 Verizon Communications Inc COM 92343V104 34 678 SH SOLE 678 0 0 Viacom Inc. - CL B CL B 92553P201 10 359 SH SOLE 359 0 0 WPP PLC - Spons ADR ADR 92937A102 1077 11610 SH SOLE 11610 0 0 Wells Fargo Company COM 949746101 7 120 SH SOLE 120 0 0 Weyerhaeuser Company COM 962166104 9327 274089 SH SOLE 274089 0 0 Williams Companies, Inc. COM 969457100 160 5328 SH SOLE 5328 0 0 Xylem Inc. COM 98419M100 2022 32288 SH SOLE 32288 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 4 30 SH SOLE 30 0 0 ClearBridge Energy MLP Fund COM 184692101 1652 111345 SH SOLE 111345 0 0 ClearBridge Energy MLP Opportu COM 18469P100 1396 114735 SH SOLE 114735 0 0 India Fund, Inc. COM 454089103 22 820 SH SOLE 820 0 0 Ishares Mortgage Real Estate MTG REL ETF NEW 46435g342 15 310 SH SOLE 310 0 0 Ishares S&P SmallCap 600/BARRA SP SMCP600VL ETF 464287879 22 148 SH SOLE 148 0 0 Materials Select Sector SPDR SBI MATERIALS 81369Y100 6 100 SH SOLE 100 0 0 Morgan Stanley India Investmen COM 61745C105 245 7162 SH SOLE 7162 0 0 ProShares Short S&P500 ETF SHORT S&P 500 NE 74347b425 189 5880 SH SOLE 5880 0 0 SPDR S&P China ETF S&P CHINA ETF 78463X400 19 190 SH SOLE 190 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 295 3225 SH SOLE 3225 0 0 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 5509 97053 SH SOLE 97053 0 0 Short QQQ ProShares ETF SHORT QQQ NEW 74347B714 63 1640 SH SOLE 1640 0 0 Short Russell 2000 ProShares E SHRT RUSSELL2000 74348A210 95 2180 SH SOLE 2180 0 0 Tekla Life Sciences SH BEN INT 87911K100 21 956 SH SOLE 956 0 0 The Global X China Consumer ET CHINA CONS ETF 37950E408 4 220 SH SOLE 220 0 0 Tortoise MLP Fund, Inc. COM 89148B101 1618 89295 SH SOLE 89295 0 0 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 17 120 SH SOLE 120 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 7 70 SH SOLE 70 0 0 Vanguard Total World Stock ETF TT WRLD ST ETF 922042742 2 30 SH SOLE 30 0 0 WisdomTree Europe SmallCap Div EUROPE SMCP DV 97717W869 13 190 SH SOLE 190 0 0 WisdomTree Intl SmallCap Divid INTL SMCAP DIV 97717W760 13 175 SH SOLE 175 0 0 WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 398 7270 SH SOLE 7270 0 0 iShares Core U.S. Value ETF CORE S&P US VLU 464287663 9 180 SH SOLE 180 0 0 iShares MSCI Eurozone ETF MSCI EURZONE ETF 464286608 517 11945 SH SOLE 11945 0 0 iShares MSCI India ETF MSCI INDIA ETF 46429B598 3 90 SH SOLE 90 0 0 iShares MSCI Mexico Index Fund MSCI MEX CAP ETF 464286822 6558 120083 SH SOLE 120083 0 0 iShares MSCI South Korea Index MSCI STH KOR ETF 464286772 449 6500 SH SOLE 6500 0 0 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 38 259 SH SOLE 259 0 0 iShares S&P Latin American 40 LATN AMER 40 ETF 464287390 10 292 SH SOLE 292 0 0 iShares S&P U.S. Preferred Sto S&P US PFD STK 464288687 193 4965 SH SOLE 4965 0 0 Aberdeen Asia Pac Income Fund COM 003009107 1748 338675 SH SOLE 338675 0 0 AllianceBernstein Global High COM 01879R106 1705 130645 SH SOLE 130645 0 0 BlackRock Limited Duration Inc COM SHS 09249W101 1334 82815 SH SOLE 82815 0 0 DoubleLine Income Solutions COM 258622109 2232 105033 SH SOLE 105033 0 0 Eaton Vance Enhanced Equity In COM 278277108 259 17300 SH SOLE 17300 0 0 Eaton Vance Senior Income Trus SH BEN INT 27826S103 230 34690 SH SOLE 34690 0 0 GuggenheimTotalReturnBondETF GUGGENHEIM ETF 18385P705 83 1570 SH SOLE 1570 0 0 Invesco Bond Fund COM 46132L107 1329 66440 SH SOLE 66440 0 0 Nuveen Floating Rate Income Op COM SHS 6706EN100 17 1410 SH SOLE 1410 0 0 PIMCO Income Opportunity Fund COM 72202B100 1575 59755 SH SOLE 59755 0 0 Pimco 0-5 Year High Yield Corp 0-5 HIGH YIELD 72201R783 1185 11675 SH SOLE 11675 0 0 PowerShares Senior Loan Portfo SENIOR LN PORT 73936Q769 468 20200 SH SOLE 20200 0 0 SPDR Barclays Short Term High BLOMBERG BRC SRT 78468R408 8 290 SH SOLE 290 0 0 SPDR DoubleLine Total Return T BLOOMBERG SRT TR 78467V848 1738 35265 SH SOLE 35265 0 0 SPDR Portfolio Short Term Corp SPDR TR TACTIC 78464A474 2742 89395 SH SOLE 89395 0 0 TCW Strategic Income Fund Inc. COM 872340104 118 20350 SH SOLE 20350 0 0 Vanguard Short Term Government SHTR GVT BD ETF 92206C102 811 13354 SH SOLE 13354 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 3017 37800 SH SOLE 37800 0 0 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 3097 38645 SH SOLE 38645 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 10 2000 SH SOLE 2000 0 0 iShares Barclays 1-3 Yr Credit 1-3 YR CR BD ETF 464288646 2689 25525 SH SOLE 25525 0 0 iShares Core U.S. Credit Bond US CR BD ETF 464288620 3053 27205 SH SOLE 27205 0 0