Chief Compliance Officer

0001304229-17-000004.txt : 20170724 0001304229-17-000004.hdr.sgml : 20170724 20170724142043 ACCESSION NUMBER: 0001304229-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170724 DATE AS OF CHANGE: 20170724 EFFECTIVENESS DATE: 20170724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 17978128 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 06-30-2017 06-30-2017 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Chief Compliance Officer (908) 273-5085 Susan E. Boyd Summit NJ 07-24-2017 0 265 415939 false INFORMATION TABLE 2 2Q2017.xml (1/100th) Berkshire Hathaway I CL A 084670108 255 100 SH SOLE 100 0 0 AT&T Inc. COM 00206R102 1078 28575 SH SOLE 28575 0 0 AbbVie Inc. COM 00287Y109 189 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 140 2875 SH SOLE 2875 0 0 Accenture Ltd. SHS CLASS A G1151C101 26 210 SH SOLE 210 0 0 Actuant Corporation Class A CL A NEW 00508X203 2531 102875 SH SOLE 102875 0 0 AdvanSix Inc. COM 00773T101 32 1015 SH SOLE 1015 0 0 Advance Auto Parts, Inc. COM 00751Y106 1126 9661 SH SOLE 9661 0 0 Aetna Inc. COM 00817Y108 64 424 SH SOLE 424 0 0 Agilent Technologies Inc COM 00846U101 44 750 SH SOLE 750 0 0 Alexander & Baldwin Holdings, COM 014491104 8225 198775 SH SOLE 198775 0 0 Allergan Plc SHS G0177J108 663 2729 SH SOLE 2729 0 0 Allstate Corp COM 020002101 478 5405 SH SOLE 5405 0 0 Alphabet, Inc. - Cl A CAP STK CL A 02079K305 5576 5998 SH SOLE 5998 0 0 Alphabet, Inc. - Cl C CAP STK CL C 02079K107 5091 5602 SH SOLE 5602 0 0 Altaba Inc. COM 021346101 44 800 SH SOLE 800 0 0 Amazon.Com, Inc. COM 023135106 263 272 SH SOLE 272 0 0 American Express Company COM 025816109 85 1010 SH SOLE 1010 0 0 American States Water Co. COM 029899101 114 2400 SH SOLE 2400 0 0 Amgen Inc COM 031162100 3255 18899 SH SOLE 18899 0 0 Anadarko Petroleum Corp COM 032511107 18 400 SH SOLE 400 0 0 Anthem, Inc. COM 036752103 122 650 SH SOLE 650 0 0 Apollo Commercial Real Estate COM 03762U105 21 1115 SH SOLE 1115 0 0 Apple, Inc. COM 037833100 6862 47646 SH SOLE 47646 0 0 Ares Capital Corporation COM 04010L103 3623 221195 SH SOLE 221195 0 0 Arthur J. Gallagher & Co. COM 363576109 5592 97685 SH SOLE 97685 0 0 Axalta Coating Systems Ltd. COM G0750C108 3242 101185 SH SOLE 101185 0 0 Baidu, Inc. SPON ADR REP A 056752108 1116 6242 SH SOLE 6242 0 0 Ball Corp. COM 058498106 69 1640 SH SOLE 1640 0 0 Banco Santander SA-Spon ADR ADR 05964H105 15 2300 SH SOLE 2300 0 0 Bank of America Corp COM 060505104 4832 199190 SH SOLE 199190 0 0 Bed, Bath & Beyond, Inc. COM 075896100 1761 57927 SH SOLE 57927 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 1998 11796 SH SOLE 11796 0 0 Blackstone Mortgage Trust Inc. COM CL A 09257W100 3704 117225 SH SOLE 117225 0 0 Bristol-Myers Squibb Company COM 110122108 17 300 SH SOLE 300 0 0 Brixmor Property Group, Inc. R COM 11120U105 18 1000 SH SOLE 1000 0 0 Broadcom Limited SHS Y09827109 2039 8750 SH SOLE 8750 0 0 Brookfield Infrastructure Part LP INT UNIT G16252101 765 18691 SH SOLE 18691 0 0 CBS Corp. CL B 124857202 26 411 SH SOLE 411 0 0 CF Industries Holdings Inc COM 125269100 3224 115325 SH SOLE 115325 0 0 CVS Corp COM 126650100 8 95 SH SOLE 95 0 0 Care Capital Properties, Inc. COM 141624106 11 420 SH SOLE 420 0 0 Caterpillar Inc COM 149123101 48 451 SH SOLE 451 0 0 Celgene Corporation COM 151020104 516 3976 SH SOLE 3976 0 0 Celgene Corporation - DON'T SE COM 151020104 60 460 SH SOLE 460 0 0 Charles Schwab Corporation COM 808513105 3773 87825 SH SOLE 87825 0 0 Chatham Lodging Trust COM 16208T102 21 1065 SH SOLE 1065 0 0 Chevron Corporation COM 166764100 16 150 SH SOLE 150 0 0 China Lodging Group Ltd. SPONSORED ADR 16949N109 1445 17909 SH SOLE 17909 0 0 Chubb LTD PUT H1467J954 74 507 SH SOLE 507 0 0 Cimpress NV SHS EURO N20146101 1846 19524 SH SOLE 19524 0 0 Citigroup Inc. COM NEW 172967424 11488 171776 SH SOLE 171776 0 0 City Office REIT, Inc. COM 178587101 21 1650 SH SOLE 1650 0 0 Coach, Inc. COM 189754104 6665 140789 SH SOLE 140789 0 0 Coca-Cola Co. COM 191216100 36 800 SH SOLE 800 0 0 Cognizant Technology Solutions CL A 192446102 620 9340 SH SOLE 9340 0 0 Colfax Corporation COM 194014106 479 12177 SH SOLE 12177 0 0 Colgate-Palmolive Company COM 194162103 77 1042 SH SOLE 1042 0 0 Comcast Corporation Class A CL A 20030N101 1116 28665 SH SOLE 28665 0 0 Compass Minerals International COM 20451N101 7217 110516 SH SOLE 110516 0 0 CoreLogic, Inc. COM 21871D103 3327 76693 SH SOLE 76693 0 0 CoreSite Realty Corporation COM 21870Q105 3730 36024 SH SOLE 36024 0 0 Costco Wholesale Corp COM 22160k105 831 5197 SH SOLE 5197 0 0 Credicorp Limited COM G2519Y108 160 890 SH SOLE 890 0 0 Crown Castle Intl Corp COM 22822V101 3309 33031 SH SOLE 33031 0 0 Crown Holdings, Inc. COM 228368106 354 5932 SH SOLE 5932 0 0 CyrusOne, Inc. COM 23283R100 2786 49980 SH SOLE 49980 0 0 DCP Midstream, LP COM UT LTD PTN 23311P100 14 400 SH SOLE 400 0 0 DaVita HealthCare Partners, In COM 23918K108 13 200 SH SOLE 200 0 0 Deere & Company COM 244199105 4524 36604 SH SOLE 36604 0 0 Delphi Automotive Plc SHS G27823106 1675 19107 SH SOLE 19107 0 0 Delta Air Lines Inc. COM NEW 247361702 12 230 SH SOLE 230 0 0 Dollar General COM 256677105 346 4800 SH SOLE 4800 0 0 Dominion Midstream Partners LP COM UT REP LTD 257454108 229 7930 SH SOLE 7930 0 0 Dominion Resources Inc/ VA COM 25746U109 46 600 SH SOLE 600 0 0 DuPont Fabros Technology, Inc. COM 26613Q106 450 7355 SH SOLE 7355 0 0 Duke Energy Corp COM NEW 26441C204 22 266 SH SOLE 266 0 0 EOG Resources, Inc. COM 26875P101 10 105 SH SOLE 105 0 0 Eaton Corporation SHS G29183103 465 5975 SH SOLE 5975 0 0 Enbridge Energy Management, LL SHS UNITS LLI 29250x103 9 571 SH SOLE 571 0 0 Energy Transfer Equity, LP COM UT LTD PTN 29273V100 36 2010 SH SOLE 2010 0 0 Energy Transfer Partners, LP UNIT LTD PRT INT 29278N103 235 11513 SH SOLE 11513 0 0 Enterprise Products Partners L COM 293792107 2054 75836 SH SOLE 75836 0 0 Equity Residential SH BEN INT 29476L107 53 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 1321 13765 SH SOLE 13765 0 0 Expedia, Inc. COM NEW 30212P303 45 300 SH SOLE 300 0 0 Exxon Mobil Corp. COM 30231G102 425 5259 SH SOLE 5259 0 0 Facebook Inc. Class A CL A 30303M102 219 1452 SH SOLE 1452 0 0 Five Prime Therapeutics, Inc. COM 33830X104 6 200 SH SOLE 200 0 0 General Electric COM 369604103 1767 65407 SH SOLE 65407 0 0 Gilead Sciences, Inc. COM 375558103 42 600 SH SOLE 600 0 0 Golar LNG Partners LP COM UNIT LPI Y2745C102 20 1000 SH SOLE 1000 0 0 Goldman Sachs Group, Inc. COM 38141G104 98 441 SH SOLE 441 0 0 Grupo Financiero Santander Mex SPON ADR SHS B 40053C105 392 40630 SH SOLE 40630 0 0 HD Supply Holdings, Inc. COM 40416M105 27 880 SH SOLE 880 0 0 HDFC Bank Ltd ADR REP & SHS 40415F101 1130 12998 SH SOLE 12998 0 0 HRG Group, Inc. COM 40434J100 1013 57199 SH SOLE 57199 0 0 HSBC Holdings Plc Spons ADR SPON ADR NEW 404280406 1794 38668 SH SOLE 38668 0 0 Halliburton Co. COM 406216101 47 1100 SH SOLE 1100 0 0 Harley-Davidson, Inc. COM 412822108 6581 121818 SH SOLE 121818 0 0 Hercules Capital, Inc. COM 427096508 18 1370 SH SOLE 1370 0 0 Highpower International, Inc. COM 43113X101 4 1000 SH SOLE 1000 0 0 HollySys Automation Technologi SHS G45667105 1630 98142 SH SOLE 98142 0 0 Home Depot Inc. COM 437076102 3034 19777 SH SOLE 19777 0 0 Honeywell International Inc COM 438516106 3580 26858 SH SOLE 26858 0 0 Hubbell Inc COM 443510607 7728 68286 SH SOLE 68286 0 0 Howard Hughes Corporation COM 44267D107 9914 80709 SH SOLE 80709 0 0 ITT Inc. COM 45073V108 6575 163640 SH SOLE 163640 0 0 Illinois Tool Works Inc. COM 452308109 14 101 SH SOLE 101 0 0 Int'l Bus Machines COM 459200101 11817 76818 SH SOLE 76818 0 0 Intel Corp Com COM 458140100 3 100 SH SOLE 100 0 0 InterXion Holding NV SHS N47279109 540 11798 SH SOLE 11798 0 0 Interactive Brokers Group, Inc COM 45841N107 160 4270 SH SOLE 4270 0 0 J.P. Morgan Chase & Co. COM 46625H100 5526 60463 SH SOLE 60463 0 0 Jernigan Capital, Inc. COM 476405105 88 4000 SH SOLE 4000 0 0 Johnson & Johnson COM 478160104 17 125 SH SOLE 125 0 0 Kansas City Southern COM NEW 485170302 7861 75114 SH SOLE 75114 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 4068 213545 SH SOLE 213545 0 0 Keysight Technologies, Inc. COM 49338L103 14 350 SH SOLE 350 0 0 Kite Pharma, Inc. COM 49803L109 4 40 SH SOLE 40 0 0 Ladder Capital Corp - REIT CL A 505743104 1627 121319 SH SOLE 121319 0 0 Lennar Corp. CL A 526057104 113 2114 SH SOLE 2114 0 0 Leucadia National Corp. COM 527288104 501 19143 SH SOLE 19143 0 0 Level 3 Communications, Inc. COM NEW 52729N308 1 25 SH SOLE 25 0 0 Liberty Broadband Corp. Class COM SER C 530307305 59 675 SH SOLE 675 0 0 Liberty Expedia Holdings, Inc. SER A COM 53046P109 428 7927 SH SOLE 7927 0 0 Liberty Global Inc. - Series A SHS CL A G5480U104 4 120 SH SOLE 120 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 4836 155085 SH SOLE 155085 0 0 Liberty Global Plc LiLAC Grp C LILAC SHS CL A G5480U138 0 14 SH SOLE 14 0 0 Liberty Global Plc LiLAC Grp C LILAC SHS CL C G5480U153 2238 104535 SH SOLE 104535 0 0 Liberty Interactive Corp. Vent LBT VEN COM A NE 53071M856 859 16432 SH SOLE 16432 0 0 Liberty Interactive Corporatio QVC GP COM SER A 53071M104 2659 108354 SH SOLE 108354 0 0 Liberty Media Corp - Liberty F SER C FRMLA 531229854 428 11696 SH SOLE 11696 0 0 Liberty Sirius Group - C COM C SIRIUSXM 531229607 707 16944 SH SOLE 16944 0 0 Lowe's Cos Inc. COM 548661107 3219 41520 SH SOLE 41520 0 0 MFA Financial Inc COM 55272X102 3979 474240 SH SOLE 474240 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2689 37732 SH SOLE 37732 0 0 Main Street Capital Corp. COM 56035L104 22 560 SH SOLE 560 0 0 Masco Corp COM 574599106 441 11540 SH SOLE 11540 0 0 MasterCard, Inc. - Class A CL A 57636Q104 1486 12235 SH SOLE 12235 0 0 McDonald's Corp. COM 580135101 136 890 SH SOLE 890 0 0 McKesson HBOC Inc COM 58155Q103 73 442 SH SOLE 442 0 0 Mellanox Technologies Ltd. SHS M51363113 12 275 SH SOLE 275 0 0 Merck & Co COM 58933Y105 16 250 SH SOLE 250 0 0 MetLife Inc COM 59156R108 22 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 5050 73260 SH SOLE 73260 0 0 Mohawk Industries Inc COM 608190104 3401 14071 SH SOLE 14071 0 0 Monroe Capital Corp. COM 610335101 36 2341 SH SOLE 2341 0 0 NCI Building Systems Inc. COM NEW 628852204 3197 191430 SH SOLE 191430 0 0 NOW Inc. COM 67011P100 868 53992 SH SOLE 53992 0 0 NXP Semiconductors NV COM N6596X109 568 5190 SH SOLE 5190 0 0 National Oilwell Varco Inc COM 637071101 6 175 SH SOLE 175 0 0 New Residential Investment Cor COM NEW 64828T201 3412 219285 SH SOLE 219285 0 0 Newtek Business Services Corp. COM NEW 652526203 10 620 SH SOLE 620 0 0 NextEra Energy, Inc. COM 65339F101 21 150 SH SOLE 150 0 0 Norfolk Southern Corp COM 655844108 18 150 SH SOLE 150 0 0 PayPay Holdings, Inc. COM 70450Y103 527 9812 SH SOLE 9812 0 0 Pentair Inc. SHS G7S00T104 8150 122487 SH SOLE 122487 0 0 Petroleo Brasileiro S.A. ADR SPONSORED ADR 71654V408 2 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 2360 70258 SH SOLE 70258 0 0 Physicians Realty Trust COM 71943U104 21 1030 SH SOLE 1030 0 0 Pioneer Natural Resources Co COM 723787107 5209 32641 SH SOLE 32641 0 0 Plains GP LTD PARTNR INT A 72651A207 8 315 SH SOLE 315 0 0 Post Holdings Inc. COM 737446104 964 12418 SH SOLE 12418 0 0 Prudential Financial COM 744320102 96 890 SH SOLE 890 0 0 QTS Realty Trust Inc. COM CL A 74736A103 354 6770 SH SOLE 6770 0 0 RPM International, Inc. COM 749685103 7452 136603 SH SOLE 136603 0 0 Realogy Holdings Corp. COM 75605Y106 146 4495 SH SOLE 4495 0 0 Red Hat, Inc. COM 756577102 624 6520 SH SOLE 6520 0 0 Regions Financial Corp. COM 7591EP100 7293 498166 SH SOLE 498166 0 0 Royal Dutch Shell PLC - ADR A SPONS ADR A 780259206 225 4230 SH SOLE 4230 0 0 SPX Corporation COM 784635104 5099 202673 SH SOLE 202673 0 0 SPX Flow, Inc. COM 78469X107 3171 85990 SH SOLE 85990 0 0 Saratoga Investment Corp. COM NEW 80349A208 9 430 SH SOLE 430 0 0 Schlumberger N.V. COM 806857108 188 2860 SH SOLE 2860 0 0 Selecta Biosciences, Inc. COM 816212104 2 95 SH SOLE 95 0 0 Senior Housing Properties Trus SH BEN INT 81721M109 8190 400669 SH SOLE 400669 0 0 Shire Plc ADR SPONSORED ADR 82481R106 2163 13090 SH SOLE 13090 0 0 Simpson Manufacturing Co. Inc. COM 829073105 7087 162138 SH SOLE 162138 0 0 Solar Capital Ltd COM 83413U100 10 470 SH SOLE 470 0 0 Starbucks Corp COM 855244109 17 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 3542 158195 SH SOLE 158195 0 0 Steelcase, Inc. Class A CL A 858155203 2534 180970 SH SOLE 180970 0 0 Supervalu Inc. COM 868536103 37 11353 SH SOLE 11353 0 0 Synchrony Financial COM 87165B103 6766 226911 SH SOLE 226911 0 0 TE Connectivity Ltd. REG SHS H84989104 5963 75786 SH SOLE 75786 0 0 Taiwan Semiconductor-Sp ADR SPONSORED ADR 874039100 4300 122997 SH SOLE 122997 0 0 Teck Resources Ltd CL B 878742204 14 800 SH SOLE 800 0 0 TerraForm Power, Inc. Cl A CL A COM 88104R100 1 60 SH SOLE 60 0 0 Teva Pharmaceutical - Spons AD SPONSORED ADR 881624209 3 100 SH SOLE 100 0 0 The Priceline Group Inc. COM NEW 741503403 19 10 SH SOLE 10 0 0 Thermo Fisher Scientific COM 883556102 3368 19304 SH SOLE 19304 0 0 Thor Industries Inc COM 885160101 1914 18312 SH SOLE 18312 0 0 Time Warner, Inc. COM NEW 887317303 4018 40013 SH SOLE 40013 0 0 Time, Inc. COM 887228104 0 1 SH SOLE 1 0 0 Transocean Ltd REG SHS H8817H100 0 3 SH SOLE 3 0 0 Twenty-First Century Fox, Inc. CL B 90130A200 1182 42403 SH SOLE 42403 0 0 Unilever NV NY SHS NEW 904784709 232 4200 SH SOLE 4200 0 0 United Parcel Service, Inc Cl CL B 911312106 7116 64345 SH SOLE 64345 0 0 United Technologies Corp. COM 913017109 163 1338 SH SOLE 1338 0 0 Urban Outfitters, Inc. COM 917047102 4970 268089 SH SOLE 268089 0 0 Verizon Communications Inc COM 92343V104 61 1374 SH SOLE 1374 0 0 Viacom Inc. - CL B CL B 92553P201 13 384 SH SOLE 384 0 0 WPP PLC - Spons ADR ADR 92937A102 1255 11910 SH SOLE 11910 0 0 Walgreens Boots Alliance, Inc. COM 931427108 12 150 SH SOLE 150 0 0 Wells Fargo Company COM 949746101 7 120 SH SOLE 120 0 0 Weyerhaeuser Company COM 962166104 8905 265809 SH SOLE 265809 0 0 Williams Companies, Inc. COM 969457100 158 5210 SH SOLE 5210 0 0 Xylem Inc. COM 98419M100 2743 49492 SH SOLE 49492 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 4 30 SH SOLE 30 0 0 Capital Southwest Corp. COM 140501107 21 1300 SH SOLE 1300 0 0 ClearBridge Energy MLP Fund COM 184692101 1695 111090 SH SOLE 111090 0 0 ClearBridge Energy MLP Opportu COM 18469P100 1450 113730 SH SOLE 113730 0 0 Ishares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 18 423 SH SOLE 423 0 0 Ishares Mortgage Real Estate MTG REL ETF NEW 46435g342 14 310 SH SOLE 310 0 0 Ishares S&P SmallCap 600/BARRA SP SMCP600VL ETF 464287879 28 198 SH SOLE 198 0 0 Materials Select Sector SPDR SBI MATERIALS 81369Y100 5 100 SH SOLE 100 0 0 Morgan Stanley India Investmen COM 61745C105 207 6383 SH SOLE 6383 0 0 ProShares Short S&P500 ETF SHORT S&P 500 NE 74347b425 197 5880 SH SOLE 5880 0 0 SPDR S&P China ETF S&P CHINA ETF 78463X400 17 190 SH SOLE 190 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 304 3415 SH SOLE 3415 0 0 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 5359 97520 SH SOLE 97520 0 0 Short Russell 2000 ProShares E SHRT RUSSELL2000 74348A210 101 2180 SH SOLE 2180 0 0 Tekla Life Sciences SH BEN INT 87911K100 20 956 SH SOLE 956 0 0 The Global X China Consumer ET CHINA CONS ETF 37950E408 3 220 SH SOLE 220 0 0 Tortoise MLP Fund, Inc. COM 89148B101 1720 89180 SH SOLE 89180 0 0 Triplepoint Venture Growth BDC COM 89677Y100 10 750 SH SOLE 750 0 0 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 17 120 SH SOLE 120 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 6 70 SH SOLE 70 0 0 Vanguard Total World Stock ETF TT WRLD ST ETF 922042742 2 30 SH SOLE 30 0 0 WisdomTree Europe SmallCap Div EUROPE SMCP DV 97717W869 12 190 SH SOLE 190 0 0 WisdomTree Intl SmallCap Divid INTL SMCAP DIV 97717W760 12 175 SH SOLE 175 0 0 WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 378 7270 SH SOLE 7270 0 0 iShares Core U.S. Value ETF CORE S&P VLU ETF 464287663 9 180 SH SOLE 180 0 0 iShares MSCI Eurozone ETF MSCI EURZONE ETF 464286608 495 12285 SH SOLE 12285 0 0 iShares MSCI India ETF MSCI INDIA ETF 46429B598 3 90 SH SOLE 90 0 0 iShares MSCI Mexico Index Fund MSCI MEX CAP ETF 464286822 6583 122036 SH SOLE 122036 0 0 iShares MSCI South Korea Index MSCI STH KOR ETF 464286772 441 6500 SH SOLE 6500 0 0 iShares Russell 2000 Index Fun RUSSELL2000 ETF 464287655 36 259 SH SOLE 259 0 0 iShares S&P Latin American 40 LATN AMER 40 ETF 464287390 12 392 SH SOLE 392 0 0 iShares S&P U.S. Preferred Sto US PFD STK ETF 464288687 194 4965 SH SOLE 4965 0 0 Aberdeen Asia Pac Income Fund COM 003009107 1739 347730 SH SOLE 347730 0 0 AllianceBernstein Global High COM 01879R106 1564 120835 SH SOLE 120835 0 0 BlackRock Limited Duration Inc COM SHS 09249W101 1040 65930 SH SOLE 65930 0 0 DoubleLine Income Solutions COM 258622109 2152 104203 SH SOLE 104203 0 0 Duff & Phelps Utility & Corpor COM 26432K108 1 120 SH SOLE 120 0 0 Eaton Vance Enhanced Equity In COM 278277108 251 17300 SH SOLE 17300 0 0 Eaton Vance Senior Income Trus SH BEN INT 27826S103 251 37740 SH SOLE 37740 0 0 GuggenheimTotalReturnBondETF GUGGENHEIM ETF 18385P705 53 1010 SH SOLE 1010 0 0 Invesco Bond Fund COM 46132L107 1306 66810 SH SOLE 66810 0 0 Nuveen Floating Rate Income Op COM SHS 6706EN100 16 1410 SH SOLE 1410 0 0 PIMCO Income Opportunity Fund COM 72202B100 1647 61330 SH SOLE 61330 0 0 Pimco 0-5 Year High Yield Corp 0-5 HIGH YIELD 72201R783 1201 11850 SH SOLE 11850 0 0 PowerShares Preferred Portfoli PFD PORTFOLIO 73936T565 1 93 SH SOLE 93 0 0 PowerShares Senior Loan Portfo SENIOR LN PORT 73936Q769 454 19620 SH SOLE 19620 0 0 SPDR Barclays Short Term Corp. BLOOMBERG BRC SR 78464A474 2699 88075 SH SOLE 88075 0 0 SPDR Barclays Short Term High BLOOMBERG SRT TR 78468R408 75 2674 SH SOLE 2674 0 0 SPDR DoubleLine Total Return T SPDR TR TACTIC 78467V848 1697 34490 SH SOLE 34490 0 0 TCW Strategic Income Fund Inc. COM 872340104 115 20350 SH SOLE 20350 0 0 Vanguard Short Term Government SHTRM GVT BD ETF 92206C102 759 12490 SH SOLE 12490 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 2949 36930 SH SOLE 36930 0 0 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 3053 38140 SH SOLE 38140 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 11 2000 SH SOLE 2000 0 0 iShares Barclays 1-3 Yr Credit 1-3 YR CR BD ETF 464288646 2748 26090 SH SOLE 26090 0 0 iShares Core U.S. Credit Bond US CREDIT BD ETF 464288620 2887 25855 SH SOLE 25855 0 0