0001304229-17-000003.txt : 20170418 0001304229-17-000003.hdr.sgml : 20170418 20170418153731 ACCESSION NUMBER: 0001304229-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170418 DATE AS OF CHANGE: 20170418 EFFECTIVENESS DATE: 20170418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 17766956 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 03-31-2017 03-31-2017 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd 9082735085 Susan E. Boyd Summit NJ 04-18-2017 0 260 416505 false INFORMATION TABLE 2 1QTR2017.xml FIRST QUARTER 2017 (1/100th) Berkshire Hathaway I CL A 084670108 250 100 SH SOLE 100 0 0 AT&T Inc. COM 00206R102 1189 28605 SH SOLE 28605 0 0 AbbVie Inc. COM 00287Y109 169 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 128 2875 SH SOLE 2875 0 0 Accenture Ltd. SHS CLASS A G1151C101 195 1625 SH SOLE 1625 0 0 Actuant Corporation Class A CLA NEW 00508X203 2748 104275 SH SOLE 104275 0 0 AdvanSix Inc. COM 00773T101 28 1015 SH SOLE 1015 0 0 Aetna Inc. COM 00817Y108 54 424 SH SOLE 424 0 0 Agilent Technologies Inc COM 00846U101 48 900 SH SOLE 900 0 0 Alexander & Baldwin Holdings, COM 014491104 8999 202130 SH SOLE 202130 0 0 Allergan Plc SHS G0177J108 754 3155 SH SOLE 3155 0 0 Allstate Corp COM 020002101 440 5405 SH SOLE 5405 0 0 Alphabet, Inc. - Cl A CAP STK CL A 02079K305 6119 7217 SH SOLE 7217 0 0 Alphabet, Inc. - Cl C CAP STK CL C 02079K107 4903 5910 SH SOLE 5910 0 0 Amazon.Com, Inc. COM 023135106 240 271 SH SOLE 271 0 0 American Express Company COM 025816109 100 1270 SH SOLE 1270 0 0 American States Water Co. COM 029899101 106 2400 SH SOLE 2400 0 0 Amgen Inc COM 031162100 3152 19212 SH SOLE 19212 0 0 Anadarko Petroleum Corp COM 032511107 25 400 SH SOLE 400 0 0 Anthem, Inc. COM 036752103 107 650 SH SOLE 650 0 0 Apollo Commercial Real Estate COM 03762U105 21 1115 SH SOLE 1115 0 0 Apple, Inc. COM 037833100 7353 51180 SH SOLE 51180 0 0 Ares Capital Corporation COM 04010L103 3841 220990 SH SOLE 220990 0 0 Arthur J. Gallagher & Co. COM 363576109 5637 99700 SH SOLE 99700 0 0 Axalta Coating Systems Ltd. COM G0750C108 3182 98810 SH SOLE 98810 0 0 Baidu, Inc. SPON ADR REP A 056752108 1077 6242 SH SOLE 6242 0 0 Ball Corp. COM 058498106 65 880 SH SOLE 880 0 0 Bank of America Corp COM 060505104 4590 194580 SH SOLE 194580 0 0 Bed, Bath & Beyond, Inc. COM 075896100 2316 58687 SH SOLE 58687 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 1804 10821 SH SOLE 10821 0 0 Blackstone Mortgage Trust Inc. COM CL A 09257W100 3636 117430 SH SOLE 117430 0 0 Bristol-Myers Squibb Company COM 110122108 16 300 SH SOLE 300 0 0 Broadcom Limited SHS Y09827109 2130 9730 SH SOLE 9730 0 0 Brookfield Infrastructure Part LP INT UNIT G16252101 752 19446 SH SOLE 19446 0 0 CBS Corp. CL B 124857202 34 496 SH SOLE 496 0 0 CF Industries Holdings Inc COM 125269100 3416 116395 SH SOLE 116395 0 0 CVS Corp COM 126650100 7 95 SH SOLE 95 0 0 Care Capital Properties, Inc. COM 141624106 11 420 SH SOLE 420 0 0 Caterpillar Inc COM 149123101 42 451 SH SOLE 451 0 0 Celgene Corporation COM 151020104 580 4663 SH SOLE 4663 0 0 Celgene Corporation - DON'T SE COM 151020104 57 460 SH SOLE 460 0 0 Charles Schwab Corporation COM 808513105 3582 87780 SH SOLE 87780 0 0 Chatham Lodging Trust COM 16208T102 21 1065 SH SOLE 1065 0 0 Chevron Corporation COM 166764100 16 150 SH SOLE 150 0 0 China Lodging Group Ltd. SPONSORED ADR 16949N109 1354 21819 SH SOLE 21819 0 0 Chubb LTD PUT H1467J954 69 507 SH SOLE 507 0 0 Cimpress NV SHS EURO N20146101 1971 22873 SH SOLE 22873 0 0 Citigroup Inc. COM NEW 172967424 10383 173573 SH SOLE 173573 0 0 City Office REIT, Inc. COM 178587101 20 1650 SH SOLE 1650 0 0 Coach, Inc. COM 189754104 7613 184206 SH SOLE 184206 0 0 Coca-Cola Co. COM 191216100 34 800 SH SOLE 800 0 0 Cognizant Technology Solutions CL A 192446102 632 10610 SH SOLE 10610 0 0 Colfax Corporation COM 194014106 446 11357 SH SOLE 11357 0 0 Colgate-Palmolive Company COM 194162103 76 1042 SH SOLE 1042 0 0 Comcast Corporation Class A CL A 20030N101 1025 27280 SH SOLE 27280 0 0 Compass Minerals International COM 20451N101 6713 98936 SH SOLE 98936 0 0 CoreLogic, Inc. COM 21871D103 3180 78103 SH SOLE 78103 0 0 CoreSite Realty Corporation COM 21870Q105 3265 36259 SH SOLE 36259 0 0 Costco Wholesale Corp COM 22160k105 876 5221 SH SOLE 5221 0 0 Credicorp Limited COM G2519Y108 198 1210 SH SOLE 1210 0 0 Crown Castle Intl Corp COM 22822V101 2948 31216 SH SOLE 31216 0 0 Crown Holdings, Inc. COM 228368106 1015 19171 SH SOLE 19171 0 0 CyrusOne, Inc. COM 23283R100 2593 50375 SH SOLE 50375 0 0 DCP Midstream, LP COM UT LTD PTN 23311P100 16 400 SH SOLE 400 0 0 DaVita HealthCare Partners, In COM 23918K108 14 200 SH SOLE 200 0 0 Deere & Company COM 244199105 5281 48508 SH SOLE 48508 0 0 Delphi Automotive Plc SHS G27823106 1814 22532 SH SOLE 22532 0 0 Delta Air Lines Inc. COM NEW 247361702 11 230 SH SOLE 230 0 0 Dollar General COM 256677105 316 4535 SH SOLE 4535 0 0 Dominion Midstream Partners LP COM UT REP Ltd 257454108 296 9280 SH SOLE 9280 0 0 Dominion Resources Inc/ VA COM 25746U109 47 600 SH SOLE 600 0 0 DuPont Fabros Technology, Inc. COM 26613Q106 396 7985 SH SOLE 7985 0 0 Duke Energy Corp COM NEW 26441C204 22 266 SH SOLE 266 0 0 EOG Resources, Inc. COM 26875P101 10 105 SH SOLE 105 0 0 Eaton Corporation SHS G29183103 443 5975 SH SOLE 5975 0 0 Enbridge Energy Management, LL SHS UNITS LL1 29250x103 10 560 SH SOLE 560 0 0 Energy Transfer Equity, LP COM UT LTD PTN 29273V100 40 2010 SH SOLE 2010 0 0 Energy Transfer Partners, LP UNIT LTD PARTN 29273R109 280 7675 SH SOLE 7675 0 0 Enterprise Products Partners L COM 293792107 2083 75431 SH SOLE 75431 0 0 Equity Residential SH BEN INT 29476L107 50 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 1375 16215 SH SOLE 16215 0 0 Expedia, Inc. COM NEW 30212P303 38 300 SH SOLE 300 0 0 Exxon Mobil Corp. COM 30231G102 439 5359 SH SOLE 5359 0 0 Facebook Inc. Class A CL A 30303M102 208 1467 SH SOLE 1467 0 0 General Electric COM 369604103 1985 66596 SH SOLE 66596 0 0 Gilead Sciences, Inc. COM 375558103 910 13402 SH SOLE 13402 0 0 Golar LNG Partners LP COM UNIT LP1 Y2745C102 22 1000 SH SOLE 1000 0 0 Goldman Sachs Group, Inc. COM 38141G104 101 441 SH SOLE 441 0 0 Grupo Financiero Santander Mex SPON ADR SHS B 40053C105 399 44230 SH SOLE 44230 0 0 HD Supply Holdings, Inc. COM 40416M105 36 880 SH SOLE 880 0 0 HDFC Bank Ltd ADR REPS 3 SHS 40415F101 1420 18872 SH SOLE 18872 0 0 HRG Group, Inc. COM 40434J100 1114 57679 SH SOLE 57679 0 0 HSBC Holdings Plc Spons ADR SPON ADR NEW 404280406 1605 39315 SH SOLE 39315 0 0 Halliburton Co COM 406216101 98 1985 SH SOLE 1985 0 0 Harley-Davidson, Inc. COM 412822108 5597 92508 SH SOLE 92508 0 0 Hercules Capital, Inc. COM 427096508 21 1370 SH SOLE 1370 0 0 HollySys Automation Technologi SHS G45667105 1723 101775 SH SOLE 101775 0 0 Home Depot Inc. COM 437076102 3077 20959 SH SOLE 20959 0 0 Honeywell International Inc COM 438516106 3210 25708 SH SOLE 25708 0 0 Howard Hughes Corporation COM 44267D107 9622 82067 SH SOLE 82067 0 0 Hubbell Inc. - Cl B COM 443510201 8100 67472 SH SOLE 67472 0 0 ITT Inc. COM 45073V108 6517 158870 SH SOLE 158870 0 0 Illinois Tool Works Inc. COM 452308109 18 137 SH SOLE 137 0 0 Int'l Bus Machines COM 459200101 11246 64582 SH SOLE 64582 0 0 Intel Corp Com COM 458140100 4 100 SH SOLE 100 0 0 InterXion Holding NV SHS N47279109 551 13933 SH SOLE 13933 0 0 Interactive Brokers Group, Inc COM 45841N107 148 4270 SH SOLE 4270 0 0 J.P. Morgan Chase & Co. COM 46625H100 5332 60698 SH SOLE 60698 0 0 Jernigan Capital, Inc. COM 476405105 39 1675 SH SOLE 1675 0 0 Johnson & Johnson COM 478160104 16 125 SH SOLE 125 0 0 Kansas City Southern COM NEW 485170302 6542 76285 SH SOLE 76285 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 5018 226025 SH SOLE 226025 0 0 Keysight Technologies, Inc. COM 49338L103 16 450 SH SOLE 450 0 0 Kite Pharma, Inc. COM 49803L109 3 40 SH SOLE 40 0 0 Ladder Capital Corp - REIT CL A 505743104 1524 105549 SH SOLE 105549 0 0 Lennar Corp. CL A 526057104 108 2114 SH SOLE 2114 0 0 Leucadia National Corp. COM 527288104 473 18203 SH SOLE 18203 0 0 Level 3 Communications, Inc. COM NEW 52729N308 1 25 SH SOLE 25 0 0 Liberty Broadband Corp. Class COM SER C 530307305 58 675 SH SOLE 675 0 0 Liberty Expedia Holdings, Inc. SER A COM 53046P109 451 9916 SH SOLE 9916 0 0 Liberty Global Inc. - Series A SHS CL A G5480U104 4 120 SH SOLE 120 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 5374 153375 SH SOLE 153375 0 0 Liberty Global Plc LiLAC Grp C LILAC SHS CL A G5480U138 0 14 SH SOLE 14 0 0 Liberty Global Plc LiLAC Grp C LILAC SHS CL C G5480U153 1808 78466 SH SOLE 78466 0 0 Liberty Interactive Corp. Vent LBT VEN COM A NE 53071M856 962 21622 SH SOLE 21622 0 0 Liberty Interactive Corporatio QVC GP COM SER A 53071M104 2430 121391 SH SOLE 121391 0 0 Liberty Media Corp - Liberty F COM SER C FRMLA 531229854 780 22839 SH SOLE 22839 0 0 Liberty Sirius Group - C COM C SIRIUSXM 531229607 657 16944 SH SOLE 16944 0 0 Lowe's Cos Inc. COM 548661107 3339 40620 SH SOLE 40620 0 0 MFA Financial Inc COM 55272X102 3760 465320 SH SOLE 465320 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2898 37686 SH SOLE 37686 0 0 Main Street Capital Corp. COM 56035L104 21 560 SH SOLE 560 0 0 Masco Corp COM 574599106 435 12800 SH SOLE 12800 0 0 MasterCard, Inc. - Class A CL A 57636Q104 1639 14570 SH SOLE 14570 0 0 McDonald's Corp. COM 580135101 115 890 SH SOLE 890 0 0 McKesson HBOC Inc COM 58155Q103 66 442 SH SOLE 442 0 0 Mellanox Technologies Ltd. SHS M51363113 14 275 SH SOLE 275 0 0 Merck & Co COM 58933Y105 16 250 SH SOLE 250 0 0 MetLife Inc COM 59156R108 21 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 5027 76335 SH SOLE 76335 0 0 Mohawk Industries Inc COM 608190104 3346 14580 SH SOLE 14580 0 0 Monroe Capital Corp. COM 610335101 37 2341 SH SOLE 2341 0 0 NCI Building Systems Inc. COM NEW 628852204 3329 194120 SH SOLE 194120 0 0 NOW Inc. COM 67011P100 254 14952 SH SOLE 14952 0 0 NXP Semiconductors NV-submitte COM N6596X109 893 8585 SH SOLE 8585 0 0 National Oilwell Varco Inc COM 637071101 7 175 SH SOLE 175 0 0 New Residential Investment Cor COM NEW 64828T201 3755 221165 SH SOLE 221165 0 0 Newtek Business Services Corp. COM NEW 652526203 11 620 SH SOLE 620 0 0 NextEra Energy, Inc. COM 65339F101 19 150 SH SOLE 150 0 0 Norfolk Southern Corp COM 655844108 17 150 SH SOLE 150 0 0 Pentair Inc. SHS G7S00T104 7847 124992 SH SOLE 124992 0 0 Petroleo Brasileiro S.A. ADR SPONSORED ADR 71654V408 3 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 2310 67523 SH SOLE 67523 0 0 Physicians Realty Trust COM 71943U104 20 1030 SH SOLE 1030 0 0 Pioneer Natural Resources Co COM 723787107 6185 33214 SH SOLE 33214 0 0 Plains GP LTD PARTNR INT A 72651A207 10 315 SH SOLE 315 0 0 Post Holdings Inc. COM 737446104 1045 11938 SH SOLE 11938 0 0 Prudential Financial COM 744320102 95 890 SH SOLE 890 0 0 QTS Realty Trust Inc. COM CL A 74736A103 358 7340 SH SOLE 7340 0 0 RPM International, Inc. COM 749685103 7631 138673 SH SOLE 138673 0 0 Realogy Holdings Corp. COM 75605Y106 134 4495 SH SOLE 4495 0 0 Red Hat, Inc. COM 756577102 619 7160 SH SOLE 7160 0 0 Regions Financial Corp. COM 7591EP100 7452 512876 SH SOLE 512876 0 0 Royal Dutch Shell PLC - ADR A SPONS ADR A 780259206 223 4230 SH SOLE 4230 0 0 SPX Corporation COM 784635104 5897 243173 SH SOLE 243173 0 0 SPX Flow, Inc. COM 78469X107 2985 85990 SH SOLE 85990 0 0 Saratoga Investment Corp. COM NEW 80349A208 9 430 SH SOLE 430 0 0 Schlumberger N.V. COM 806857108 223 2860 SH SOLE 2860 0 0 Selecta Biosciences, Inc. COM 816212104 1 95 SH SOLE 95 0 0 Senior Housing Properties Trus SH BEN INT 81721M109 8255 407649 SH SOLE 407649 0 0 Shire Plc ADR SPONSORED ADR 82481R106 2131 12231 SH SOLE 12231 0 0 Simpson Manufacturing Co. Inc. COM 829073105 6940 161053 SH SOLE 161053 0 0 Solar Capital Ltd COM 83413U100 11 470 SH SOLE 470 0 0 Starbucks Corp COM 855244109 18 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 3513 155600 SH SOLE 155600 0 0 Supervalu Inc. COM 868536103 44 11353 SH SOLE 11353 0 0 Synchrony Financial COM 87165B103 7776 226700 SH SOLE 226700 0 0 TE Connectivity Ltd. REG SHS H84989104 5753 77166 SH SOLE 77166 0 0 Taiwan Semiconductor-Sp ADR SPONSORED ADR 874039100 4151 126398 SH SOLE 126398 0 0 Teck Resources Ltd CL B 878742204 18 800 SH SOLE 800 0 0 TerraForm Power, Inc. Cl A CL A COM 88104R100 1 60 SH SOLE 60 0 0 Teva Pharmaceutical - Spons AD SPONSORED ADR 881624209 3 100 SH SOLE 100 0 0 The Priceline Group Inc. COM NEW 741503403 18 10 SH SOLE 10 0 0 Thermo Fisher Scientific COM 883556102 2915 18978 SH SOLE 18978 0 0 Thor Industries Inc COM 885160101 2969 30890 SH SOLE 30890 0 0 Time Warner, Inc. COM NEW 887317303 4052 41468 SH SOLE 41468 0 0 Time, Inc. COM 887228104 0 1 SH SOLE 1 0 0 Transocean Ltd REG SHS H8817H100 0 3 SH SOLE 3 0 0 Twenty-First Century Fox, Inc. CL B 90130A200 1029 32390 SH SOLE 32390 0 0 Unilever NV NY SHS NEW 904784709 209 4200 SH SOLE 4200 0 0 United Parcel Service, Inc Cl CL B 911312106 6628 61775 SH SOLE 61775 0 0 United Technologies Corp. COM 913017109 150 1338 SH SOLE 1338 0 0 Urban Outfitters, Inc. COM 917047102 6490 273143 SH SOLE 273143 0 0 Verizon Communications Inc COM 92343V104 67 1374 SH SOLE 1374 0 0 Viacom Inc. - CL B CL B 92553P201 20 424 SH SOLE 424 0 0 Visa Inc. - Class A Shares COM CL A 92826C839 57 640 SH SOLE 640 0 0 WPP PLC - Spons ADR ADR 92937A102 1303 11910 SH SOLE 11910 0 0 Walgreens Boots Alliance, Inc. COM 931427108 12 150 SH SOLE 150 0 0 Wells Fargo Company COM 949746101 7 120 SH SOLE 120 0 0 Weyerhaeuser Company COM 962166104 8997 264766 SH SOLE 264766 0 0 Williams Companies, Inc. COM 969457100 109 3680 SH SOLE 3680 0 0 Xylem Inc. COM 98419M100 2523 50232 SH SOLE 50232 0 0 Yahoo! Inc. COM 984332106 19 400 SH SOLE 400 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 4 30 SH SOLE 30 0 0 Capital Southwest Corp. COM 140501107 22 1300 SH SOLE 1300 0 0 ClearBridge Energy MLP Fund COM 184692101 1851 110645 SH SOLE 110645 0 0 ClearBridge Energy MLP Opportu COM 18469P100 1524 113195 SH SOLE 113195 0 0 Ishares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 17 423 SH SOLE 423 0 0 Ishares Mortgage Real Estate MTG REL ETF NEW 46435g342 14 310 SH SOLE 310 0 0 Ishares S&P SmallCap 600/BARRA SP SMCP600VL ETF 464287879 27 198 SH SOLE 198 0 0 Materials Select Sector SPDR SBI MATERIALS 81369Y100 5 100 SH SOLE 100 0 0 Morgan Stanley India Investmen COM 61745C105 270 8553 SH SOLE 8553 0 0 ProShares Short S&P500 ETF SHORT S&P 500 NE 74347b425 77 2224 SH SOLE 2224 0 0 SPDR S&P China ETF S&P CHINA ETF 78463X400 16 190 SH SOLE 190 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 412 4674 SH SOLE 4674 0 0 SPDR S&P Regional Banking ETF S&P REGL BKG 78464A698 5368 98305 SH SOLE 98305 0 0 Short Russell 2000 ProShares E SHRT RUSSELL2000 74348A210 104 2180 SH SOLE 2180 0 0 Tekla Life Sciences SH BEN INT 87911K100 19 956 SH SOLE 956 0 0 The Global X China Consumer ET CHINA CONS ETF 37950E408 6 440 SH SOLE 440 0 0 Tortoise MLP Fund, Inc. COM 89148B101 1846 88820 SH SOLE 88820 0 0 Triplepoint Venture Growth BDC COM 89677Y100 10 750 SH SOLE 750 0 0 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 17 120 SH SOLE 120 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 6 70 SH SOLE 70 0 0 Vanguard Total World Stock ETF TT WRLD ST ETF 922042742 2 30 SH SOLE 30 0 0 WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 368 7270 SH SOLE 7270 0 0 iPath S&P 500 VIX Mid-Term Fut IPATH S&P MT ETN 06740Q260 62 2340 SH SOLE 2340 0 0 iShares Core U.S. Value ETF COM 464287663 18 360 SH SOLE 360 0 0 iShares MSCI Eurozone ETF MSCI EURZONE ETF 464286608 415 11035 SH SOLE 11035 0 0 iShares MSCI India ETF MSCI INDIA ETF 46429B598 6 180 SH SOLE 180 0 0 iShares MSCI Mexico Index Fund COM 464286822 6493 126886 SH SOLE 126886 0 0 iShares MSCI South Korea Index MSCI STH KOR ETF 464286772 402 6500 SH SOLE 6500 0 0 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 36 259 SH SOLE 259 0 0 iShares S&P Latin American 40 COM 464287390 12 392 SH SOLE 392 0 0 iShares S&P U.S. Preferred Sto US PFD STK ETF 464288687 192 4965 SH SOLE 4965 0 0 iShares U.S. Home Construction US HOME CONS ETF 464288752 351 10970 SH SOLE 10970 0 0 Aberdeen Asia Pac Income Fund COM 003009107 1739 348505 SH SOLE 348505 0 0 AllianceBernstein Global High COM 01879R106 1518 120650 SH SOLE 120650 0 0 BlackRock Limited Duration Inc COM SHS 09249W101 1024 65765 SH SOLE 65765 0 0 DoubleLine Income Solutions COM 258622109 2082 103713 SH SOLE 103713 0 0 Duff & Phelps Utility & Corpor COM 26432K108 1 120 SH SOLE 120 0 0 Eaton Vance Enhanced Equity In COM 278277108 234 17300 SH SOLE 17300 0 0 Eaton Vance Senior Income Trus SH BEN INT 27826S103 261 38500 SH SOLE 38500 0 0 GuggenheimTotalReturnBondETF GUGGENHEIM ETF 18385P705 52 1010 SH SOLE 1010 0 0 Invesco Bond Fund COM 46132L107 1269 67050 SH SOLE 67050 0 0 Nuveen Floating Rate Income Op COM SHS 6706EN100 17 1410 SH SOLE 1410 0 0 PIMCO Income Opportunity Fund COM 72202B100 1570 63240 SH SOLE 63240 0 0 Pimco 0-5 Year High Yield Corp 0-5 HIGH YIELD 72201R783 1238 12250 SH SOLE 12250 0 0 PowerShares Preferred Portfoli PFD PORTFOLIO 73936T565 1 93 SH SOLE 93 0 0 PowerShares Senior Loan Portfo SENIOR LN PORT 73936Q769 449 19300 SH SOLE 19300 0 0 SPDR Barclays Short Term Corp. BLOOMBERG BRC SR 78464A474 2680 87565 SH SOLE 87565 0 0 SPDR Barclays Short Term High BLOOMBERG SRT TR 78468R408 75 2674 SH SOLE 2674 0 0 SPDR DoubleLine Total Return SPDR TR TACTIC 78467V848 1671 34200 SH SOLE 34200 0 0 TCW Strategic Income Fund Inc. COM 872340104 110 20350 SH SOLE 20350 0 0 Vanguard Short Term Government SHTRM GVT BD ETF 92206C102 759 12490 SH SOLE 12490 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 2919 36610 SH SOLE 36610 0 0 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 2544 31900 SH SOLE 31900 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 11 2000 SH SOLE 2000 0 0 Western Asset Income Fund COM 95766T100 439 30271 SH SOLE 30271 0 0 iShares Barclays 1-3 Yr Credit 1-3 YR CR BD ETF 464288646 2888 27445 SH SOLE 27445 0 0 iShares Core U.S. Credit Bond US CREDIT BD ETF 464288620 2070 18835 SH SOLE 18835 0 0