Chief Compliance Officer and Managing Director

0001304229-16-000009.txt : 20161027 0001304229-16-000009.hdr.sgml : 20161027 20161027111532 ACCESSION NUMBER: 0001304229-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161027 DATE AS OF CHANGE: 20161027 EFFECTIVENESS DATE: 20161027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 161954464 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 09-30-2016 09-30-2016 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Chief Compliance Officer and Managing Director 9082735085 Susan E. Boyd Summit NJ 10-27-2016 0 258 403996 false INFORMATION TABLE 2 3qtr16.xml (1/100th) Berkshire Hathaway I CL A 084670108 216 100 SH SOLE 100 0 0 (DON'T SELL) Second Sight Medi COM 81362J100 2 500 SH SOLE 500 0 0 8point3 Energy Partners LP Cl CL A RPT LTDPT 282539105 1166 80970 SH SOLE 80970 0 0 AT&T Inc. COM 00206R102 1179 29020 SH SOLE 29020 0 0 AbbVie Inc. COM 00287Y109 164 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 122 2875 SH SOLE 2875 0 0 Actuant Corporation Class A CL A NEW 00508X203 2505 107795 SH SOLE 107795 0 0 Aetna Inc. COM 00817Y108 56 489 SH SOLE 489 0 0 Agilent Technologies Inc COM 00846U101 42 900 SH SOLE 900 0 0 Air Products & Chemicals Inc. COM 009158106 45 300 SH SOLE 300 0 0 Alexander & Baldwin Holdings, COM 014491104 8091 210599 SH SOLE 210599 0 0 Allergan Plc SHS G0177J108 808 3509 SH SOLE 3509 0 0 Allison Transmission Holding COM 01973R101 35 1230 SH SOLE 1230 0 0 Allstate Corp COM 020002101 374 5405 SH SOLE 5405 0 0 Alphabet, Inc. - Cl A CAP STK CL A 02079K305 6667 8292 SH SOLE 8292 0 0 Alphabet, Inc. - Cl C CAP STK CL C 02079K107 4893 6295 SH SOLE 6295 0 0 American International Group COM NEW 026874784 6914 116522 SH SOLE 116522 0 0 American States Water Co. COM 029899101 96 2400 SH SOLE 2400 0 0 Amgen Inc COM 031162100 4465 26765 SH SOLE 26765 0 0 Anadarko Petroleum Corp COM 032511107 32 500 SH SOLE 500 0 0 Anthem, Inc. COM 036752103 93 745 SH SOLE 745 0 0 Apple, Inc. COM 037833100 6278 55533 SH SOLE 55533 0 0 Ares Capital Corporation COM 04010L103 10 660 SH SOLE 660 0 0 Arthur J. Gallagher & Co. COM 363576109 5233 102864 SH SOLE 102864 0 0 Axalta Coating Systems Ltd. COM G0750C108 2954 104510 SH SOLE 104510 0 0 Baidu, Inc. SPON ADR REP A 056752108 1247 6847 SH SOLE 6847 0 0 Ball Corp. COM 058498106 72 880 SH SOLE 880 0 0 Bank of America Corp COM 060505104 3329 212692 SH SOLE 212692 0 0 Bed, Bath & Beyond, Inc. COM 075896100 6045 140217 SH SOLE 140217 0 0 Berkshire Hathaway Inc Cl B CL B NEW 084670702 566 3920 SH SOLE 3920 0 0 Biogen Inc COM 09062x103 53 169 SH SOLE 169 0 0 Blackstone Mortgage Trust Inc. COM CL A 09257W100 11 360 SH SOLE 360 0 0 Bristol-Myers Squibb Company COM 110122108 16 300 SH SOLE 300 0 0 Broadcom Limited SHS Y09827109 1923 11144 SH SOLE 11144 0 0 Brookfield Infrastructure Part LP INT UNIT G16252101 713 20571 SH SOLE 20571 0 0 CBS Corp. CL A 124857202 33 611 SH SOLE 611 0 0 CF Industries Holdings Inc COM 125269100 2909 119485 SH SOLE 119485 0 0 CVS Corp COM 126650100 3805 42760 SH SOLE 42760 0 0 Calpine Corporation COM NEW 131347304 856 67749 SH SOLE 67749 0 0 Caterpillar Inc COM 149123101 6775 76324 SH SOLE 76324 0 0 Celgene Corporation COM 151020104 932 8920 SH SOLE 8920 0 0 Charles Schwab Corporation COM 808513105 2483 78645 SH SOLE 78645 0 0 Chevron Corporation COM 166764100 15 150 SH SOLE 150 0 0 Chicago Bridge & Iron Company COM 167250109 6 200 SH SOLE 200 0 0 China Lodging Group Ltd. SPONSORED ADR 16949N109 1348 29894 SH SOLE 29894 0 0 Chubb LTD COM H1467J954 64 507 SH SOLE 507 0 0 Cimpress NV SHS EURO N20146101 2025 20012 SH SOLE 20012 0 0 Citigroup Inc. COM NEW 172967424 8692 184032 SH SOLE 184032 0 0 Coach, Inc. COM 189754104 6962 190430 SH SOLE 190430 0 0 Coca-Cola Co. COM 191216100 34 800 SH SOLE 800 0 0 Colfax Corporation COM 194014106 621 19774 SH SOLE 19774 0 0 Colgate-Palmolive Company COM 194162103 77 1042 SH SOLE 1042 0 0 Comcast Corporation Class A CL A 20030N101 915 13800 SH SOLE 13800 0 0 CommerceHub, Inc. - Series A COM SER A 20084V108 38 2430 SH SOLE 2430 0 0 CommerceHub, Inc. - Series C COM SER C 20084V306 77 4867 SH SOLE 4867 0 0 Compass Minerals International COM 20451N101 7324 99376 SH SOLE 99376 0 0 Core Laboratories N.V. COM N22717107 205 1828 SH SOLE 1828 0 0 CoreLogic, Inc. COM 21871D103 3160 80583 SH SOLE 80583 0 0 Costco Wholesale Corp COM 22160k105 833 5459 SH SOLE 5459 0 0 Credicorp Limited COM G2519Y108 235 1541 SH SOLE 1541 0 0 Crown Castle Intl Corp COM 22822V101 3068 32570 SH SOLE 32570 0 0 Crown Holdings, Inc. COM 228368106 1288 22566 SH SOLE 22566 0 0 DaVita HealthCare Partners, In COM 23918K108 13 200 SH SOLE 200 0 0 Deere & Company COM 244199105 6107 71557 SH SOLE 71557 0 0 Delphi Automotive Plc SHS G27823106 1608 22547 SH SOLE 22547 0 0 Delta Air Lines Inc. COM NEW 247361702 9 230 SH SOLE 230 0 0 Dominion Midstream Partners LP COM UT REP LTD 257454108 226 9450 SH SOLE 9450 0 0 Dominion Resources Inc/ VA COM 25746U109 75 1016 SH SOLE 1016 0 0 Du Pont E.I. De Nemours & Co COM 263534109 23 337 SH SOLE 337 0 0 EOG Resources, Inc. COM 26875P101 10 105 SH SOLE 105 0 0 Eaton Corporation SHS G29183103 469 7130 SH SOLE 7130 0 0 Energy Transfer Equity, LP COM UT LTD PTN 29273V100 34 2010 SH SOLE 2010 0 0 Energy Transfer Partners, LP UNIT LTD PARTN 29273R109 284 7675 SH SOLE 7675 0 0 Enterprise Products Partners L COM 293792107 1931 69891 SH SOLE 69891 0 0 Equity Residential SH BEN INT 29476L107 51 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 1697 19165 SH SOLE 19165 0 0 Expedia, Inc. COM NEW 30212P303 35 300 SH SOLE 300 0 0 Express Scripts, Inc. COM 30219G108 1368 19403 SH SOLE 19403 0 0 Exxon Mobil Corp. COM 30231G102 484 5549 SH SOLE 5549 0 0 Facebook Inc. Class A CL A 30303M102 189 1477 SH SOLE 1477 0 0 General Electric COM 369604103 2036 68726 SH SOLE 68726 0 0 General Motors COM 37045V100 8 250 SH SOLE 250 0 0 Gilead Sciences, Inc. COM 375558103 1274 16101 SH SOLE 16101 0 0 Goldman Sachs Group, Inc. COM 38141G104 100 621 SH SOLE 621 0 0 HD Supply Holdings, Inc. COM 40416M105 28 880 SH SOLE 880 0 0 HDFC Bank Ltd ADR REPS 3 SVS 40415F101 1390 19340 SH SOLE 19340 0 0 HRG Group, Inc. COM 40434J100 64 4050 SH SOLE 4050 0 0 HSBC Holdings Plc Spons ADR SPON ADR NEW 404280406 1538 40885 SH SOLE 40885 0 0 Halliburton Co COM 406216101 89 1985 SH SOLE 1985 0 0 Harley-Davidson, Inc. COM 412822108 4591 87298 SH SOLE 87298 0 0 Harman International Industrie COM 413086109 2602 30814 SH SOLE 30814 0 0 HollySys Automation Technologi SHS G45667105 2040 92001 SH SOLE 92001 0 0 Home Depot Inc. COM 437076102 2824 21945 SH SOLE 21945 0 0 Honeywell International Inc COM 438516106 3254 27913 SH SOLE 27913 0 0 Horace Mann Educators Corporat COM 440327104 1375 37520 SH SOLE 37520 0 0 Howard Hughes Corporation COM 44267D107 9017 78747 SH SOLE 78747 0 0 Hubbell Inc. - Cl B COM 443510201 7523 69829 SH SOLE 69829 0 0 ITT Inc. COM 45073V108 5025 140197 SH SOLE 140197 0 0 Illinois Tool Works Inc. COM 452308109 16 137 SH SOLE 137 0 0 Int'l Bus Machines COM 459200101 6941 43697 SH SOLE 43697 0 0 Intel Corp Com COM 458140100 4 100 SH SOLE 100 0 0 Interactive Brokers Group, Inc COM 45841N107 169 4798 SH SOLE 4798 0 0 J.P. Morgan Chase & Co. COM 46625H100 4225 63448 SH SOLE 63448 0 0 Johnson & Johnson COM 478160104 15 125 SH SOLE 125 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 5283 234270 SH SOLE 234270 0 0 Keysight Technologies, Inc. COM 49338L103 14 450 SH SOLE 450 0 0 Ladder Capital Corp - REIT CL A 505743104 11 860 SH SOLE 860 0 0 Landmark Infrastructure Part COM UNIT LTD 51508J108 68 3850 SH SOLE 3850 0 0 Lennar Corp. CL A 526057104 79 1855 SH SOLE 1855 0 0 Leucadia National Corp. COM 527288104 463 24308 SH SOLE 24308 0 0 Level 3 Communications, Inc. COM NEW 52729N308 3096 66755 SH SOLE 66755 0 0 Liberty Broadband Corp. Class COM SER C 530307305 48 675 SH SOLE 675 0 0 Liberty Broadband Corporation COM SER A 530307107 449 6397 SH SOLE 6397 0 0 Liberty Global Inc. - Series A SHS CL A G5480U104 4 120 SH SOLE 120 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 5616 169975 SH SOLE 169975 0 0 Liberty Global Plc LiLAC Grp C LILAC SHS CL A G5480U138 0 14 SH SOLE 14 0 0 Liberty Global Plc LiLAC Grp C LILAC SHS CL C G5480U153 1693 60359 SH SOLE 60359 0 0 Liberty Interactive Corporatio QVC GP COM SER A 53071M104 2724 136124 SH SOLE 136124 0 0 Liberty Media Group - C COM C MEDIA GRP 531229854 1059 37619 SH SOLE 37619 0 0 Liberty Sirius Group - C COM C SIRIUSXM 531229607 530 15856 SH SOLE 15856 0 0 Liberty Ventures - Ser A LBT VENT COM A 53071M880 970 24341 SH SOLE 24341 0 0 Lowe's Cos Inc. COM 548661107 2942 40746 SH SOLE 40746 0 0 MFA Financial Inc COM 55272X102 2103 281140 SH SOLE 281140 0 0 Magellan Midstream Partners LP COM UNIT RP LP 559080106 2761 39025 SH SOLE 39025 0 0 Masco Corp COM 574599106 539 15720 SH SOLE 15720 0 0 MasterCard, Inc. - Class A CL A 57636Q104 1766 17354 SH SOLE 17354 0 0 McDonald's Corp. COM 580135101 103 890 SH SOLE 890 0 0 Medical Properties Trust Inc. COM 58463J304 821 55595 SH SOLE 55595 0 0 Mellanox Technologies Ltd. SHS M51363113 12 275 SH SOLE 275 0 0 Merck & Co COM 58933Y105 16 250 SH SOLE 250 0 0 MetLife Inc COM 59156R108 18 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 4564 79233 SH SOLE 79233 0 0 Mohawk Industries Inc COM 608190104 3311 16525 SH SOLE 16525 0 0 NOW Inc. COM 67011P100 181 8462 SH SOLE 8462 0 0 NXP Semiconductors NV COM N6596X109 938 9195 SH SOLE 9195 0 0 National Oilwell Varco Inc COM 637071101 6 175 SH SOLE 175 0 0 Norfolk Southern Corp COM 655844108 15 150 SH SOLE 150 0 0 Novo Nordisk A/S - Spons. ADR ADR 670100205 888 21345 SH SOLE 21345 0 0 Palo Alto Networks, Inc. COM 697435105 10 60 SH SOLE 60 0 0 Pentair Inc. SHS G7S00T104 8286 128991 SH SOLE 128991 0 0 Petroleo Brasileiro S.A. ADR SPONSORED ADR 71654V408 2 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 2421 71468 SH SOLE 71468 0 0 Pioneer Natural Resources Co COM 723787107 6398 34464 SH SOLE 34464 0 0 Plains All Amer Pipeline LP UNIT LTD PARTN 726503105 1 38 SH SOLE 38 0 0 Post Holdings Inc. COM 737446104 1222 15831 SH SOLE 15831 0 0 Prudential Financial COM 744320102 73 890 SH SOLE 890 0 0 RPM International, Inc. COM 749685103 7740 144075 SH SOLE 144075 0 0 Realogy Holdings Corp. COM 75605Y106 82 3182 SH SOLE 3182 0 0 Regions Financial Corp. COM 7591EP100 5698 577322 SH SOLE 577322 0 0 Royal Dutch Shell PLC - ADR A SPONS ADR A 780259206 212 4230 SH SOLE 4230 0 0 SPX Corporation COM 784635104 6999 347517 SH SOLE 347517 0 0 SPX Flow, Inc. COM 78469X107 5313 171815 SH SOLE 171815 0 0 Schlumberger N.V. COM 806857108 225 2860 SH SOLE 2860 0 0 Sealed Air Corp COM 81211K100 12 260 SH SOLE 260 0 0 Senior Housing Properties Trus SH BEN INT 81721M109 9610 423151 SH SOLE 423151 0 0 Shire Plc ADR SPONSORED ADR 82481R106 4338 22378 SH SOLE 22378 0 0 Simpson Manufacturing Co. Inc. COM 829073105 7896 179654 SH SOLE 179654 0 0 Spectrum Brands Holdings, Inc. COM 84763R101 590 4286 SH SOLE 4286 0 0 Starbucks Corp COM 855244109 16 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 3579 158910 SH SOLE 158910 0 0 Supervalu Inc. COM 868536103 59 11824 SH SOLE 11824 0 0 Synchrony Financial COM 87165B103 5409 193193 SH SOLE 193193 0 0 TE Connectivity Ltd. REG SHS H84989104 5152 80026 SH SOLE 80026 0 0 Taiwan Semiconductor-Sp ADR SPONSORED ADR 874039100 4045 132230 SH SOLE 132230 0 0 Teck Resources Ltd CL B 878742204 14 800 SH SOLE 800 0 0 TerraForm Global, Inc. CL A 88104M101 41 9920 SH SOLE 9920 0 0 TerraForm Power, Inc. Cl A CLA COM 88104R100 2683 192875 SH SOLE 192875 0 0 Teva Pharmaceutical - Spons AD ADR 881624209 5 100 SH SOLE 100 0 0 The Chemours Company COM 163851108 1 67 SH SOLE 67 0 0 The Priceline Group Inc. COM NEW 741503403 15 10 SH SOLE 10 0 0 The Walt Disney Co. COM DISNEY 254687106 856 9220 SH SOLE 9220 0 0 Thermo Fisher Scientific COM 883556102 3264 20518 SH SOLE 20518 0 0 Thor Industries Inc COM 885160101 4386 51782 SH SOLE 51782 0 0 Time Warner, Inc. COM NEW 887317303 3743 47018 SH SOLE 47018 0 0 Time, Inc. COM 887228104 0 1 SH SOLE 1 0 0 Transocean Ltd REG SHS H8817H100 0 3 SH SOLE 3 0 0 Unilever NV N Y SHS NEW 904784709 317 6876 SH SOLE 6876 0 0 United Parcel Service, Inc Cl CL B 911312106 6969 63726 SH SOLE 63726 0 0 United Technologies Corp. COM 913017109 136 1338 SH SOLE 1338 0 0 Urban Outfitters, Inc. COM 917047102 4849 140472 SH SOLE 140472 0 0 Verizon Communications Inc COM 92343V104 24 463 SH SOLE 463 0 0 Viacom Inc. - CL B CL B 92553P201 20 514 SH SOLE 514 0 0 Vodafone Group Plc Sp ADR SPNSR ADR 92857W308 2490 85420 SH SOLE 85420 0 0 W.P. Carey, Inc. REIT COM 92936U109 12 180 SH SOLE 180 0 0 WPP PLC - Spons ADR ADR 92937A102 1539 13070 SH SOLE 13070 0 0 Walgreens Boots Alliance, Inc. COM 931427108 12 150 SH SOLE 150 0 0 Weyerhaeuser Company COM 962166104 8538 267309 SH SOLE 267309 0 0 Xylem Inc. COM 98419M100 2697 51414 SH SOLE 51414 0 0 Yahoo! Inc. COM 984332106 17 400 SH SOLE 400 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 4 30 SH SOLE 30 0 0 iShares Core U.S. Value ETF CORE RUSSELL VAL 464287663 17 360 SH SOLE 360 0 0 iShares MSCI Mexico Index Fund MSCI MEX CAP ETF 464286822 11 224 SH SOLE 224 0 0 iShares S&P Latin American 40 LATIN AMER 40 ET 464287390 11 392 SH SOLE 392 0 0 Asa Gold and Precious Metals SHS G3156P103 12 820 SH SOLE 820 0 0 Blackrock Global Opportunities COM 092501105 87 7134 SH SOLE 7134 0 0 Ishares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 16 423 SH SOLE 423 0 0 Ishares Mortgage Real Estate MRG RL ES CR ETF 464288539 13 1240 SH SOLE 1240 0 0 Materials Select Sector SPDR SBI MATERIALS 81369Y100 5 100 SH SOLE 100 0 0 Morgan Stanley India Investmen COM 61745C105 308 10840 SH SOLE 10840 0 0 Nuveen Multi-Strategy Income & COM SHS 67073D102 11 1250 SH SOLE 1250 0 0 ProShares Short MSCI EAFE ETF PHSS SH MSCI EAF 74347R370 905 28660 SH SOLE 28660 0 0 Proshares Short FTSE China50 SHT FTSE CHIN 50 74347x658 274 10820 SH SOLE 10820 0 0 Prudential Global Sh Duration COM 74433A109 10 680 SH SOLE 680 0 0 SPDR Gold Trust GOLD SHS 78463V107 4282 34081 SH SOLE 34081 0 0 SPDR S&P China ETF S&P CHINA ETF 78463X400 15 190 SH SOLE 190 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 428 5068 SH SOLE 5068 0 0 Sprott Physical Gold Trust UNIT 85207H104 10 950 SH SOLE 950 0 0 Tekla Life Sciences TEKLA LF SC INVS 87911K100 18 956 SH SOLE 956 0 0 The Global X China Consumer ET CHINA CONS ETF 37950E408 5 440 SH SOLE 440 0 0 Vaneck Vectors Gold Miners E GOLD MINORS ETF 92189f106 14 530 SH SOLE 530 0 0 Vanguard Consumer Discretionar CONSUM DIS ETF 92204A108 27 214 SH SOLE 214 0 0 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 16 120 SH SOLE 120 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 6 70 SH SOLE 70 0 0 Vanguard FTSE All-World ex-US FTSE SMCAP ETF 922042718 5 50 SH SOLE 50 0 0 Vanguard Large-Cap ETF LARGE CAP ETF 922908637 20 198 SH SOLE 198 0 0 Vanguard Total Stock Market ET TOTAL STK MKT 922908769 24 217 SH SOLE 217 0 0 Vanguard Total World Stock ETF TT WRLD ST ETF 922042742 2 30 SH SOLE 30 0 0 WisdomTree Japan Hedged Equity JAPAN HEDGE EQT 97717W851 476 11100 SH SOLE 11100 0 0 iShares MSCI India ETF MSCI INDIA ETF 46429B598 5 180 SH SOLE 180 0 0 iShares MSCI South Korea Index MSCI STH KOR ETF 464286772 378 6500 SH SOLE 6500 0 0 iShares Russell 2000 Index Fun RUSSELL 2000 ETF 464287655 32 259 SH SOLE 259 0 0 iShares S&P U.S. Preferred Sto U.S.PFD STK ETF 464288687 210 5325 SH SOLE 5325 0 0 Aberdeen Asia Pac Income Fund COM 003009107 2063 403000 SH SOLE 403000 0 0 AllianceBernstein Global High COM 01879R106 1706 135270 SH SOLE 135270 0 0 BlackRock Core Bond Trust SHS BEN INT 09249E101 1799 126595 SH SOLE 126595 0 0 BlackRock Limited Duration Inc COM SHS 09249W101 877 56510 SH SOLE 56510 0 0 Cutwater Select Income Fund COM 232229104 517 25520 SH SOLE 25520 0 0 DoubleLine Income Solutions COM 258622109 935 48800 SH SOLE 48800 0 0 Dreyfus Strategic Municipals, COM 261932107 222 23750 SH SOLE 23750 0 0 Duff & Phelps Utility & Corpor COM 26432K108 1547 158370 SH SOLE 158370 0 0 Eaton Vance Enhanced Equity In COM 278277108 238 17300 SH SOLE 17300 0 0 Eaton Vance Limited Duration I COM 27828H105 49 3575 SH SOLE 3575 0 0 Eaton Vance Senior Floating-Ra COM 27828Q105 11 770 SH SOLE 770 0 0 Eaton Vance Senior Income Trus SH BEN INT 27826S103 78 12060 SH SOLE 12060 0 0 First Trust Multi-Asset Div In MULTI ASSET 01 33738R100 15 790 SH SOLE 790 0 0 Flaherty & Crumrine Dynamic Pr SHS 33848W106 1584 62970 SH SOLE 62970 0 0 GuggenheimTotalReturnBondETF GUGGENHEIM ETF 18385P705 43 810 SH SOLE 810 0 0 Invesco Bond Fund COM 46132L107 1576 81470 SH SOLE 81470 0 0 Nuveen Floating Rate Income Op COM SHS 6706EN100 18 1670 SH SOLE 1670 0 0 Nuveen Preferred Income Opport COM 67073B106 1170 116780 SH SOLE 116780 0 0 Nuveen Senior Income Fund COM 67067Y104 11 1680 SH SOLE 1680 0 0 Nuveen Sh Duration Credit Oppo COM 67074X107 11 650 SH SOLE 650 0 0 PIMCO Income Opportunity Fund COM 72202B100 1580 68205 SH SOLE 68205 0 0 Pimco 0-5 Year High Yield Corp 0-5 HIGH YIELD 72201R783 1257 12630 SH SOLE 12630 0 0 PowerShares Preferred Portfoli PFD PORTFOLIO 73936T565 2912 192465 SH SOLE 192465 0 0 PowerShares Senior Loan Portfo SENIOR LN PORT 73936Q769 15 650 SH SOLE 650 0 0 Prudential Short Duration High COM 74442F107 10 640 SH SOLE 640 0 0 SPDR Barclays Short Term Corp. BARC SHT TC CP 78464A474 1464 47565 SH SOLE 47565 0 0 SPDR Barclays Short Term High SHT TRM HGH YLD 78468R408 89 3220 SH SOLE 3220 0 0 SPDR DoubleLine Total Return T SPDR TR TACTIC 78467V848 1868 37220 SH SOLE 37220 0 0 TCW Strategic Income Fund Inc. COM 872340104 108 20350 SH SOLE 20350 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 1685 20845 SH SOLE 20845 0 0 Vanguard Short-Term Corporate SHRT TRM CORP BD 92206C409 2388 29645 SH SOLE 29645 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 11 2000 SH SOLE 2000 0 0 Western Asset Income Fund COM 95766T100 1455 94725 SH SOLE 94725 0 0 iShares Barclays 1-3 Yr Credit 1-3 YR CR BD ETF 464288646 2531 23932 SH SOLE 23932 0 0 iShares Barclays 20+ Year Trea 20YR TR BD ETF 464287432 26 190 SH SOLE 190 0 0 iShares Core U.S. Credit Bond CORE US CR BD 464288620 1406 12350 SH SOLE 12350 0 0