Chief Compliance Officer and Managing Director

0001304229-16-000008.txt : 20160722 0001304229-16-000008.hdr.sgml : 20160722 20160722115732 ACCESSION NUMBER: 0001304229-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160722 DATE AS OF CHANGE: 20160722 EFFECTIVENESS DATE: 20160722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 161779102 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 06-30-2016 06-30-2016 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Chief Compliance Officer and Managing Director 9082735085 Susan E. Boyd Summit NJ 07-22-2016 0 264 395534 false INFORMATION TABLE 2 2qtr2016.xml (1/100th) Berkshire Hathaway I CL A 084670108 217 100 SH SOLE 100 0 0 8point3 Energy Partners LP Cl CL A Rpt Ltd Pt 282539105 1291 81680 SH SOLE 81680 0 0 AT&T Inc. COM 00206R102 1232 28515 SH SOLE 28515 0 0 AbbVie Inc. COM 00287Y109 161 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 113 2875 SH SOLE 2875 0 0 Actuant Corporation Class A COM 00508X203 2442 108025 SH SOLE 108025 0 0 Aetna Inc NEW COM 00817Y108 60 489 SH SOLE 489 0 0 Agilent Technologies Inc COM 00846U101 40 900 SH SOLE 900 0 0 Air Products & Chemicals Inc. COM 009158106 43 300 SH SOLE 300 0 0 Akamai Technologies, Inc. COM 00971T101 27 490 SH SOLE 490 0 0 Alexander & Baldwin Holdings, COM 014491104 7611 210599 SH SOLE 210599 0 0 Allergan Plc COM G0177J108 1066 4612 SH SOLE 4612 0 0 Allison Transmission Holding COM 01973R101 35 1230 SH SOLE 1230 0 0 Allstate Corp COM 020002101 378 5405 SH SOLE 5405 0 0 Alphabet, Inc. CapStock CL C 02079K107 4782 6910 SH SOLE 6910 0 0 Alphabet, Inc. - Cl A CapStock CL A 02079K305 6574 9344 SH SOLE 9344 0 0 American International Group COM 026874784 6163 116522 SH SOLE 116522 0 0 American States Water Co. COM 029899101 105 2400 SH SOLE 2400 0 0 Amgen Inc COM 031162100 4077 26795 SH SOLE 26795 0 0 Anadarko Petroleum Corp COM 032511107 27 500 SH SOLE 500 0 0 Anthem, Inc. COM 036752103 98 745 SH SOLE 745 0 0 Apple, Inc. COM 037833100 5346 55918 SH SOLE 55918 0 0 Ares Cap Corp COM 04010L103 9 660 SH SOLE 660 0 0 Arthur J. Gallagher & Co. COM 363576109 4911 103164 SH SOLE 103164 0 0 Baidu, Inc. SP ADR REP A 056752108 2678 16214 SH SOLE 16214 0 0 Ball Corp. COM 058498106 423 5855 SH SOLE 5855 0 0 Bank of America Corp COM 060505104 8043 606067 SH SOLE 606067 0 0 Bed, Bath & Beyond, Inc. COM 075896100 6071 140457 SH SOLE 140457 0 0 Berkshire Hathaway Inc Cl B CL B 084670702 568 3920 SH SOLE 3920 0 0 Biogen Inc COM 09062x103 5208 21535 SH SOLE 21535 0 0 Blackstone Group LP COM 09253u108 9 375 SH SOLE 375 0 0 Blackstone Mortgage Trust Inc. COM 09257W100 10 360 SH SOLE 360 0 0 Boeing COM 097023105 5 40 SH SOLE 40 0 0 Bristol-Myers Squibb Company COM 110122108 22 300 SH SOLE 300 0 0 Broadcom Limited COM Y09827109 1773 11408 SH SOLE 11408 0 0 Brookfield Infrastructure Part LP INT UT G16252101 614 13575 SH SOLE 13575 0 0 Brookfield Renewable Energy Pa PT UNIT G16258108 18 600 SH SOLE 600 0 0 CBS Corp. CL B 124857202 37 683 SH SOLE 683 0 0 CF Industries Holdings Inc COM 125269100 5113 212140 SH SOLE 212140 0 0 CVS Corp COM 126650100 4206 43932 SH SOLE 43932 0 0 Calpine Corporation COM 131347304 1018 68994 SH SOLE 68994 0 0 Caterpillar Inc COM 149123101 5745 75784 SH SOLE 75784 0 0 Celgene Corporation COM 151020104 1363 13817 SH SOLE 13817 0 0 Charles Schwab Corporation COM 808513105 1991 78645 SH SOLE 78645 0 0 Chevron Corporation COM 166764100 16 150 SH SOLE 150 0 0 Chicago Bridge & Iron Co N V COM 167250109 7 200 SH SOLE 200 0 0 China Lodging Group Ltd. SP ADR 16949N109 1089 29894 SH SOLE 29894 0 0 Chubb LTD COM H1467J954 66 507 SH SOLE 507 0 0 Cimpress N V SHS EURO N20146101 2453 26522 SH SOLE 26522 0 0 Citigroup Inc. COM 172967424 6625 156292 SH SOLE 156292 0 0 Coach, Inc. COM 189754104 7758 190430 SH SOLE 190430 0 0 Coca-Cola Co. COM 191216100 36 800 SH SOLE 800 0 0 Colfax Corporation COM 194014106 523 19774 SH SOLE 19774 0 0 Colgate-Palmolive Company COM 194162103 76 1042 SH SOLE 1042 0 0 Comcast Corporation Class A CL A 20030N101 900 13800 SH SOLE 13800 0 0 Compass Minerals International COM 20451N101 6423 86576 SH SOLE 86576 0 0 Core Laboratories N.V. COM N22717107 226 1828 SH SOLE 1828 0 0 CoreLogic, Inc. COM 21871D103 3109 80808 SH SOLE 80808 0 0 Costco Wholesale Corp COM 22160k105 857 5459 SH SOLE 5459 0 0 Credicorp LTD COM G2519Y108 238 1541 SH SOLE 1541 0 0 Crown Castle Intl Corp COM 22822V101 3294 32475 SH SOLE 32475 0 0 Crown Holdings, Inc. COM 228368106 1200 23686 SH SOLE 23686 0 0 DaVita HealthCare Partners I COM 23918K108 15 200 SH SOLE 200 0 0 Deere & Company COM 244199105 5799 71557 SH SOLE 71557 0 0 Delphi Automotive Plc COM G27823106 1701 27177 SH SOLE 27177 0 0 Delta Air Lines Inc Del COM NEW 247361702 8 230 SH SOLE 230 0 0 Dominion Midstream Partners LP COM 257454108 266 9450 SH SOLE 9450 0 0 Dominion Resources Inc/ VA COM 25746U109 79 1016 SH SOLE 1016 0 0 Du Pont E.I. De Nemours & Co COM 263534109 22 337 SH SOLE 337 0 0 EOG Res Inc COM 26875P101 9 105 SH SOLE 105 0 0 Eaton Corporation COM G29183103 426 7130 SH SOLE 7130 0 0 Energy Transfer Equity, LP COM U LTD 29273V100 29 2010 SH SOLE 2010 0 0 Energy Transfer Partners, LP UT LTD PTN 29273R109 292 7675 SH SOLE 7675 0 0 Enterprise Products Partners L COM 293792107 1556 53166 SH SOLE 53166 0 0 Equity Residential SH BEN INT 29476L107 55 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 1814 19935 SH SOLE 19935 0 0 Expedia, Inc. COM 30212P303 32 300 SH SOLE 300 0 0 Express Scripts, Inc. COM 30219G108 1511 19933 SH SOLE 19933 0 0 Exxon Mobil Corp. COM 30231G102 520 5549 SH SOLE 5549 0 0 Facebook Inc. Class A CL A 30303M102 53 467 SH SOLE 467 0 0 Fomento Economico Mexicano SAB SP ADR REP 344419106 5 55 SH SOLE 55 0 0 General Electric COM 369604103 2163 68726 SH SOLE 68726 0 0 General MTRS Co COM 37045V100 7 250 SH SOLE 250 0 0 Gilead Sciences, Inc. COM 375558103 1354 16231 SH SOLE 16231 0 0 Goldman Sachs Group, Inc. COM 38141G104 92 621 SH SOLE 621 0 0 HD Supply Holdings, Inc. COM 40416M105 31 880 SH SOLE 880 0 0 HDFC Bank Ltd ADR REPS 3 SHS 40415F101 1790 26980 SH SOLE 26980 0 0 HRG Group, Inc. COM 40434J100 56 4050 SH SOLE 4050 0 0 HSBC Holdings Plc Spons ADR SP ADR 404280406 992 31695 SH SOLE 31695 0 0 Halliburton Co COM 406216101 90 1985 SH SOLE 1985 0 0 Harman Intl Inds Inc COM 413086109 2213 30814 SH SOLE 30814 0 0 HollySys Automation Technologi SHS G45667105 1322 76091 SH SOLE 76091 0 0 Home Depot Inc. COM 437076102 2817 22065 SH SOLE 22065 0 0 Honeywell International Inc COM 438516106 3247 27913 SH SOLE 27913 0 0 Horace Mann Educators Corporat COM 440327104 1268 37520 SH SOLE 37520 0 0 Howard Hughes Corporation COM 44267D107 9002 78747 SH SOLE 78747 0 0 Hubbell Inc. - Cl B COM 443510201 7365 69829 SH SOLE 69829 0 0 ITT Inc COM 45073V108 4484 140197 SH SOLE 140197 0 0 Illinois Tool Works Inc. COM 452308109 14 137 SH SOLE 137 0 0 Int'l Bus Machines COM 459200101 1757 11574 SH SOLE 11574 0 0 Intel Corp Com COM 458140100 3 100 SH SOLE 100 0 0 Interactive Brokers Group, Inc COM 45841N107 170 4798 SH SOLE 4798 0 0 Ishares TR SP SMCP600UL ETF 464287879 32 278 SH SOLE 278 0 0 J.P. Morgan Chase & Co. COM 46625H100 3943 63448 SH SOLE 63448 0 0 Johnson & Johnson COM 478160104 15 125 SH SOLE 125 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 4516 238190 SH SOLE 238190 0 0 Keysight Technologies, Inc. COM 49338L103 13 450 SH SOLE 450 0 0 Ladder Cap Corp CL A 505743104 10 860 SH SOLE 860 0 0 Lennar Corp. CL A 526057104 102 2205 SH SOLE 2205 0 0 Leucadia National Corp. COM 527288104 421 24308 SH SOLE 24308 0 0 Level 3 Communications, Inc. COM 52729N308 2684 52125 SH SOLE 52125 0 0 Liberty Media Corp Delaware COM C BRAVES GRP 531229888 47 3189 SH SOLE 3189 0 0 Liberty Broadband Corp. Class COM SER A 530307305 40 675 SH SOLE 675 0 0 Liberty Broadband Corporation COM SER C 530307107 389 6557 SH SOLE 6557 0 0 Liberty Global Inc. - Series A SHS CL A G5480U104 3 120 SH SOLE 120 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 4929 172035 SH SOLE 172035 0 0 Liberty Global Plc LiLAC Grp C LILAK SHS CL A G5480U138 0 14 SH SOLE 14 0 0 Liberty Global Plc LiLAC Grp C LILAK SHS CL C G5480U153 1888 58124 SH SOLE 58124 0 0 Liberty Interactive Corporatio QVC GP COM SER A 53071M104 2107 83039 SH SOLE 83039 0 0 Liberty Media Corp Delaware COM C MEDIA GRP 531229854 714 37619 SH SOLE 37619 0 0 Liberty Media Corp Delaware COM C SIRIUSXM 531229607 489 15856 SH SOLE 15856 0 0 Liberty Ventures - Ser A LBT VENT COM A 53071M880 902 24341 SH SOLE 24341 0 0 Lowe's Cos Inc. COM 548661107 4438 56051 SH SOLE 56051 0 0 Magellan Midstream Partners LP COM 559080106 2970 39074 SH SOLE 39074 0 0 Masco Corp COM 574599106 503 16270 SH SOLE 16270 0 0 MasterCard, Inc. - Class A CL A 57636Q104 1581 17954 SH SOLE 17954 0 0 Mattress Firm Holding Corp COM 57722w106 184 5478 SH SOLE 5478 0 0 McDonald's Corp. COM 580135101 107 890 SH SOLE 890 0 0 Medical Properties Trust Inc. COM 58463J304 838 55075 SH SOLE 55075 0 0 Mellanox Technologies Ltd. SHS M51363113 13 275 SH SOLE 275 0 0 Merck & Co Inc COM 58933Y105 14 250 SH SOLE 250 0 0 MetLife Inc COM 59156R108 16 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 4056 79258 SH SOLE 79258 0 0 Mohawk Industries Inc COM 608190104 3155 16625 SH SOLE 16625 0 0 NOW Inc. COM 67011P100 154 8462 SH SOLE 8462 0 0 NXP Semiconductors NV COM N6596X109 1016 12968 SH SOLE 12968 0 0 National Oilwell Varco Inc COM 637071101 6 175 SH SOLE 175 0 0 Norfolk Southern Corp COM 655844108 13 150 SH SOLE 150 0 0 Novo Nordisk A/S - Spons. ADR ADR 670100205 1205 22405 SH SOLE 22405 0 0 Palo Alto Networks, Inc. COM 697435105 7 60 SH SOLE 60 0 0 Patterson Cos. Inc. COM 703395103 6756 141073 SH SOLE 141073 0 0 Pentair Inc. COM G7S00T104 7544 129416 SH SOLE 129416 0 0 Petroleo Brasileiro S.A. ADR SP ADR 71654V408 2 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 2475 70293 SH SOLE 70293 0 0 Pioneer Natural Resources Co COM 723787107 5211 34464 SH SOLE 34464 0 0 Plains All Amer Pipeline LP COM 726503105 8 283 SH SOLE 283 0 0 Post Holdings Inc. COM 737446104 1318 15941 SH SOLE 15941 0 0 Privatebancorp Inc COM 742962103 269 6100 SH SOLE 6100 0 0 Prudential Financial COM 744320102 63 890 SH SOLE 890 0 0 RPM International, Inc. COM 749685103 7197 144075 SH SOLE 144075 0 0 Realogy HLDGS Corp COM 75605Y106 39 1332 SH SOLE 1332 0 0 Regions Financial Corp. COM 7591EP100 4913 577322 SH SOLE 577322 0 0 Royal Dutch Shell PLC - ADR A SP ADR 780259206 234 4230 SH SOLE 4230 0 0 SPX Corporation COM 784635104 5161 347517 SH SOLE 347517 0 0 SPX Flow, Inc. COM 78469X107 4484 172015 SH SOLE 172015 0 0 Schlumberger N.V. COM 806857108 343 4340 SH SOLE 4340 0 0 Sealed Air Corp New COM 81211K100 12 260 SH SOLE 260 0 0 Senior Housing Properties Trus COM 81721M109 8814 423151 SH SOLE 423151 0 0 Shire Plc ADR SP ADR 82481R106 4152 22558 SH SOLE 22558 0 0 Simpson Manufacturing Co. Inc. COM 829073105 7181 179654 SH SOLE 179654 0 0 Spectrum Brands Holdings, Inc. COM 84763R101 511 4286 SH SOLE 4286 0 0 Starbucks Corp COM 855244109 17 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 3366 162436 SH SOLE 162436 0 0 SunPower Corp. COM 867652406 893 57640 SH SOLE 57640 0 0 Supervalu Inc. COM 868536103 56 11824 SH SOLE 11824 0 0 Synchrony Financial COM 87165B103 3789 149883 SH SOLE 149883 0 0 TE Connectivity Ltd. COM H84989104 4578 80156 SH SOLE 80156 0 0 Taiwan Semiconductor-Sp ADR SP ADR 874039100 1173 44710 SH SOLE 44710 0 0 Teck Resources Ltd CL B 878742204 11 800 SH SOLE 800 0 0 TerraForm Power, Inc. Cl A CL A COM 88104R100 1149 105425 SH SOLE 105425 0 0 Teva Pharmaceutical - Spons AD SP ADR 881624209 5 100 SH SOLE 100 0 0 The Chemours Company COM 163851108 1 67 SH SOLE 67 0 0 The Priceline Group Inc. COM 741503403 32 26 SH SOLE 26 0 0 The Walt Disney Co. COM 254687106 902 9220 SH SOLE 9220 0 0 Thermo Fisher Scientific COM 883556102 3066 20748 SH SOLE 20748 0 0 Thor Industries Inc COM 885160101 7212 111399 SH SOLE 111399 0 0 Time Warner, Inc. COM 887317303 3446 46853 SH SOLE 46853 0 0 Time, Inc. COM 887228104 0 1 SH SOLE 1 0 0 Transocean Ltd REG SHS H8817H100 0 3 SH SOLE 3 0 0 Unilever NV NY SHS 904784709 323 6876 SH SOLE 6876 0 0 United Parcel Service, Inc Cl COM 911312106 6865 63726 SH SOLE 63726 0 0 United Technologies Corp. COM 913017109 1966 19172 SH SOLE 19172 0 0 Urban Outfitters, Inc. COM 917047102 6371 231659 SH SOLE 231659 0 0 Verizon Communications Inc COM 92343V104 28 503 SH SOLE 503 0 0 Viacom Inc. - CL B CL B 92553P201 23 557 SH SOLE 557 0 0 W P Carey Inc COM 92936U109 12 180 SH SOLE 180 0 0 WPP PLC - Spons ADR ADR 92937A102 1366 13070 SH SOLE 13070 0 0 Walgreens Boots Alliance Inc COM 931427108 12 150 SH SOLE 150 0 0 Wells Fargo Company COM 949746101 3257 68815 SH SOLE 68815 0 0 Weyerhaeuser Company COM 962166104 7958 267309 SH SOLE 267309 0 0 Xylem Inc. COM 98419M100 3673 82264 SH SOLE 82264 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 4 30 SH SOLE 30 0 0 iShares Tr CORE US VAL ETF 464287663 16 120 SH SOLE 120 0 0 iShares Tr MSCI MEX CAP ETF 464286822 11 224 SH SOLE 224 0 0 iShares Tr LATN AMER 40 ETF 464287390 10 392 SH SOLE 392 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 12 820 SH SOLE 820 0 0 Blackrock Global Opportunities COM 092501105 85 7134 SH SOLE 7134 0 0 iShares Tr MSCI EMG MKT ETF 464287234 15 423 SH SOLE 423 0 0 iShares Tr MRG RL ES CP ETF 464288539 13 1240 SH SOLE 1240 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 5 100 SH SOLE 100 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 10 1250 SH SOLE 1250 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 981 29210 SH SOLE 29210 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 6 230 SH SOLE 230 0 0 PROSHARES TR SHT FTSE CHIN 50 74347x658 578 20260 SH SOLE 20260 0 0 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 10 680 SH SOLE 680 0 0 SPDR Gold Trust GOLD SHS 78463V107 13 100 SH SOLE 100 0 0 SPDR Index Shs Fds S&P China ETF 78463X400 13 190 SH SOLE 190 0 0 SPDR Series TR S&P Div ETF 78464A763 425 5068 SH SOLE 5068 0 0 Proshares TR Short QQQ New 74347B714 3817 72250 SH SOLE 72250 0 0 Proshares TR Short RUSS 2000 74348A210 45 760 SH SOLE 760 0 0 Sprott Physical Gold Trust UNIT 85207H104 10 950 SH SOLE 950 0 0 Tekla Life Sciences SH Ben Int 87911K100 16 956 SH SOLE 956 0 0 Vaneck Vectors ETF TR GOLD MINERS ETF 92189f106 15 530 SH SOLE 530 0 0 Vanguard World FDS CONSUM DIS ETF 92204A108 26 214 SH SOLE 214 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 17 120 SH SOLE 120 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 6 70 SH SOLE 70 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 5 50 SH SOLE 50 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 19 198 SH SOLE 198 0 0 VANGUARD INDEX FDS TOTAL STK MK 922908769 34 317 SH SOLE 317 0 0 VANGUARD INTL EQ INDX TT Wrld Stk ETF 922042742 2 30 SH SOLE 30 0 0 WisdomTree TR Jap Hedged Eq 97717W851 458 11810 SH SOLE 11810 0 0 WisdomTree TR JAPAN HDG FINL 97717W463 6 380 SH SOLE 380 0 0 iShares TR MSCI Korea 464286772 338 6500 SH SOLE 6500 0 0 iShares TR Russ 2000 ETF 464287655 30 259 SH SOLE 259 0 0 iShares TR US Pref Stk ETF 464288687 212 5325 SH SOLE 5325 0 0 Aberdeen Asia Pac Income Fund COM 003009107 1466 292525 SH SOLE 292525 0 0 AllianceBernstein Global High COM 01879R106 1661 135270 SH SOLE 135270 0 0 BlackRock Core Bond Trust SHS BEN INT 09249E101 1746 124980 SH SOLE 124980 0 0 BlackRock LTD Duration Inc T COM SHS 09249W101 862 56510 SH SOLE 56510 0 0 BROOKFIELD MTG OPP INC FD IN COM 112792106 1703 114544 SH SOLE 114544 0 0 Cutwater Select Income Fund COM 232229104 506 25520 SH SOLE 25520 0 0 DoubleLine Income Solutions COM 258622109 895 48800 SH SOLE 48800 0 0 Dreyfus Strategic Municipals, COM 261932107 226 23750 SH SOLE 23750 0 0 Duff & Phelps Utility & Corpor COM 26432K108 1541 158370 SH SOLE 158370 0 0 EATON VANCE ENH EQTY INC FD COM 278277108 222 17300 SH SOLE 17300 0 0 Eaton Vance LTD DUR INCOME F COM 27828H105 48 3575 SH SOLE 3575 0 0 Eaton Vance SR FLTNG RTE TR COM 27828Q105 10 770 SH SOLE 770 0 0 EATON VANCE SR INCOME TR COM 27826S103 72 12060 SH SOLE 12060 0 0 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 15 790 SH SOLE 790 0 0 Flaherty & Crumrine Dynamic Pr COM 33848W106 1527 62970 SH SOLE 62970 0 0 CLAYMORE EXCHANGE TRD FD TR GUGGENHEIM ETF 18385P705 10 200 SH SOLE 200 0 0 Invesco Bond Fund COM 46132L107 1539 81470 SH SOLE 81470 0 0 ISHARES TR TIPS BD ETF 464287176 26 220 SH SOLE 220 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 17 1670 SH SOLE 1670 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 1170 116780 SH SOLE 116780 0 0 NUVEEN PREFERRED SECURITIES COM 67072C105 1329 143645 SH SOLE 143645 0 0 NUVEEN SR INCOME FD COM 67067Y104 10 1680 SH SOLE 1680 0 0 NUVEEN SHT DUR CR OPP FD COM 67074X107 10 650 SH SOLE 650 0 0 PIMCO Income Opportunity Fd COM 72202B100 1569 68205 SH SOLE 68205 0 0 Pimco ETF TR 0-5HighYld 72201R783 1223 12630 SH SOLE 12630 0 0 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 2933 192465 SH SOLE 192465 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 15 650 SH SOLE 650 0 0 PRUDENTIAL SHT DURATION HG Y COM 74442F107 10 640 SH SOLE 640 0 0 SPDR Series Trust Barc Sht TR CP 78464A474 1464 47565 SH SOLE 47565 0 0 SPDR Series Trust SHT Trm HI Yld 78468R408 87 3220 SH SOLE 3220 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1850 37055 SH SOLE 37055 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 111 20350 SH SOLE 20350 0 0 Vanguard Bond Indx FD ST Bond 921937827 1675 20665 SH SOLE 20665 0 0 Vanguard Scottsdale Fd ST Corp 92206C409 2382 29465 SH SOLE 29465 0 0 Voya Prime Rate Trust SHS BEN INT 92913A100 10 2000 SH SOLE 2000 0 0 Western Asset Income Fund COM 95766T100 1559 109915 SH SOLE 109915 0 0 iShares TR 1-3Yr Cr Bd ETF 464288646 2560 24132 SH SOLE 24132 0 0 iShares TR 20 YR TR BD ETF 464287432 26 190 SH SOLE 190 0 0 iShares TR CORE US CR BD 464288620 1381 12180 SH SOLE 12180 0 0