0001304229-16-000007.txt : 20160420 0001304229-16-000007.hdr.sgml : 20160420 20160420124309 ACCESSION NUMBER: 0001304229-16-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160420 DATE AS OF CHANGE: 20160420 EFFECTIVENESS DATE: 20160420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 161580871 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 03-31-2016 03-31-2016 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd 9082735085 Susan E. Boyd Summit NJ 04-20-2016 0 236 410962 false INFORMATION TABLE 2 sbia1q2016.xml (1/100th) Berkshire Hathaway I CL A 084670108 213 100 SH SOLE 100 0 0 8point3 Energy Partners LP Cl CL A Rpt Ltd PT 282539105 1221 83070 SH SOLE 83070 0 0 AT&T Inc. COM 00206R102 989 25250 SH SOLE 25250 0 0 AbbVie Inc. COM 00287Y109 149 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 109 2600 SH SOLE 2600 0 0 Actuant Corporation Class A COM 00508X203 2674 108225 SH SOLE 108225 0 0 Agilent Technologies Inc COM 00846U101 36 900 SH SOLE 900 0 0 Air Products & Chemicals Inc. COM 009158106 43 300 SH SOLE 300 0 0 Airgas, Inc. COM 009363102 1034 7297 SH SOLE 7297 0 0 Akamai Technologies, Inc. COM 00971T101 27 490 SH SOLE 490 0 0 Alexander & Baldwin Holdings, COM 014491104 7752 211329 SH SOLE 211329 0 0 Alibaba Group Holding Ltd-Sp A COM 01609W102 2235 28284 SH SOLE 28284 0 0 Alleghany Corp. COM 017175100 1322 2664 SH SOLE 2664 0 0 Allergan Plc COM G0177J108 2306 8604 SH SOLE 8604 0 0 Allison Transmission Holding COM 01973R101 33 1230 SH SOLE 1230 0 0 Allstate Corp COM 020002101 364 5405 SH SOLE 5405 0 0 Alphabet, Inc. CapStock CL C 02079K107 5171 6942 SH SOLE 6942 0 0 Alphabet, Inc. - Cl A CapStock CL A 02079K305 7302 9571 SH SOLE 9571 0 0 American International Group COM 026874784 3597 66555 SH SOLE 66555 0 0 American States Water Co. COM 029899101 94 2400 SH SOLE 2400 0 0 Amgen Inc COM 031162100 4147 27657 SH SOLE 27657 0 0 Anadarko Petroleum Corp COM 032511107 19 400 SH SOLE 400 0 0 Apple, Inc. COM 037833100 6312 57909 SH SOLE 57909 0 0 Arthur J. Gallagher & Co. COM 363576109 4607 103564 SH SOLE 103564 0 0 Baidu, Inc. SP ADR Rep A 056752108 3278 17174 SH SOLE 17174 0 0 Ball Corp. COM 058498106 417 5855 SH SOLE 5855 0 0 Bank of America Corp COM 060505104 8261 611032 SH SOLE 611032 0 0 Bed, Bath & Beyond, Inc. COM 075896100 5664 114092 SH SOLE 114092 0 0 Berkshire Hathaway Inc Cl B CL B 084670702 553 3895 SH SOLE 3895 0 0 Biogen Inc COM 09062x103 5567 21385 SH SOLE 21385 0 0 Blackstone Group LP COM 09253u108 1365 48680 SH SOLE 48680 0 0 Boeing COM 097023105 823 6483 SH SOLE 6483 0 0 Bristol-Myers Squibb Company COM 110122108 19 300 SH SOLE 300 0 0 Broadcom Limited COM Y09827109 1843 11928 SH SOLE 11928 0 0 Brookfield Infrastructure Part LP Int Ut G16252101 594 14095 SH SOLE 14095 0 0 Brookfield Renewable Energy Pa Pt Unit G16258108 18 600 SH SOLE 600 0 0 CBS Corp. 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De Nemours & Co COM 263534109 21 337 SH SOLE 337 0 0 Duke Energy Corp COM 26441C105 21 266 SH SOLE 266 0 0 Eaton Corporation COM G29183103 444 7100 SH SOLE 7100 0 0 Energy Transfer Equity, LP COM U LTD 29273V100 27 3770 SH SOLE 3770 0 0 Energy Transfer Partners, LP Ut LTD Ptn 29273R109 253 7825 SH SOLE 7825 0 0 Enterprise Products Partners L COM 293792107 1324 53781 SH SOLE 53781 0 0 Equity Residential SH Ben Int 29476L107 60 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 1898 20125 SH SOLE 20125 0 0 Expedia, Inc. COM 30212P303 32 300 SH SOLE 300 0 0 Express Scripts, Inc. COM 30219G108 1327 19314 SH SOLE 19314 0 0 Exxon Mobil Corp. COM 30231G102 482 5769 SH SOLE 5769 0 0 Facebook Inc. Class A CL A 30303M102 30 267 SH SOLE 267 0 0 First Solar, Inc. COM 336433107 537 7840 SH SOLE 7840 0 0 Fomento Economico Mexicano SAB SP ADR Rep 344419106 9 95 SH SOLE 95 0 0 General Electric COM 369604103 2185 68726 SH SOLE 68726 0 0 Gilead Sciences, Inc. COM 375558103 1630 17749 SH SOLE 17749 0 0 Goldman Sachs Group, Inc. COM 38141G104 82 520 SH SOLE 520 0 0 HD Supply Holdings, Inc. COM 40416M105 29 880 SH SOLE 880 0 0 HDFC Bank Ltd ADR Reps 3 SHS 40415F101 1671 27120 SH SOLE 27120 0 0 HRG Group, Inc. COM 40434J100 56 4050 SH SOLE 4050 0 0 HSBC Holdings Plc Spons ADR Sp ADR 404280406 986 31695 SH SOLE 31695 0 0 Halliburton Co COM 406216101 71 1985 SH SOLE 1985 0 0 HollySys Automation Technologi SHS G45667105 1602 76091 SH SOLE 76091 0 0 Home Depot Inc. COM 437076102 3481 26088 SH SOLE 26088 0 0 Honeywell International Inc COM 438516106 3209 28636 SH SOLE 28636 0 0 Horace Mann Educators Corporat COM 440327104 1189 37520 SH SOLE 37520 0 0 Howard Hughes Corporation COM 44267D107 8242 77833 SH SOLE 77833 0 0 Hubbell Inc. - Cl B COM 443510201 7412 69974 SH SOLE 69974 0 0 ITT Corp COM 450911201 5181 140434 SH SOLE 140434 0 0 Illinois Tool Works Inc. 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COM 548661107 4334 57220 SH SOLE 57220 0 0 Magellan Midstream Partners LP COM 559080106 2599 37783 SH SOLE 37783 0 0 Masco Corp COM 574599106 511 16250 SH SOLE 16250 0 0 MasterCard, Inc. - Class A CL A 57636Q104 1697 17954 SH SOLE 17954 0 0 Mattress Firm Holding Corp COM 57722w106 116 2740 SH SOLE 2740 0 0 McDonald's Corp. COM 580135101 112 890 SH SOLE 890 0 0 Medical Properties Trust Inc. COM 58463J304 609 46890 SH SOLE 46890 0 0 Mellanox Technologies Ltd. SHS M51363113 15 275 SH SOLE 275 0 0 MetLife Inc COM 59156R108 18 400 SH SOLE 400 0 0 Microsoft Corp COM 594918104 2619 47425 SH SOLE 47425 0 0 Mohawk Industries Inc COM 608190104 3350 17546 SH SOLE 17546 0 0 NOW Inc. COM 67011P100 144 8123 SH SOLE 8123 0 0 NXP Semiconductors NV COM N6596X109 1060 13070 SH SOLE 13070 0 0 National Oilwell Varco Inc COM 637071101 5 175 SH SOLE 175 0 0 NextEra Energy, Inc. COM 65339F101 36 300 SH SOLE 300 0 0 Norfolk Southern Corp COM 655844108 12 150 SH SOLE 150 0 0 Novo Nordisk A/S - Spons. ADR ADR 670100205 1226 22620 SH SOLE 22620 0 0 Oaktree Capital Group LLC UNIT 674001201 1846 37425 SH SOLE 37425 0 0 Palo Alto Networks, Inc. COM 697435105 10 60 SH SOLE 60 0 0 Patterson Cos. Inc. COM 703395103 6502 139743 SH SOLE 139743 0 0 Pentair Inc. COM G7S00T104 7031 129576 SH SOLE 129576 0 0 Petroleo Brasileiro S.A. ADR Sp ADR 71654V408 2 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 563 18991 SH SOLE 18991 0 0 Pioneer Natural Resources Co COM 723787107 2338 16610 SH SOLE 16610 0 0 Plains All Amer Pipeline LP COM 726503105 14 673 SH SOLE 673 0 0 Post Holdings Inc. COM 737446104 1079 15693 SH SOLE 15693 0 0 Privatebancorp Inc COM 742962103 235 6100 SH SOLE 6100 0 0 Prudential Financial COM 744320102 64 890 SH SOLE 890 0 0 RPM International, Inc. COM 749685103 6830 144305 SH SOLE 144305 0 0 Regions Financial Corp. COM 7591EP100 4540 578322 SH SOLE 578322 0 0 Royal Dutch Shell PLC - ADR A Sp ADR 780259206 205 4230 SH SOLE 4230 0 0 SPX Corporation COM 784635104 5237 348687 SH SOLE 348687 0 0 SPX Flow, Inc. COM 78469X107 4322 172335 SH SOLE 172335 0 0 Schlumberger N.V. COM 806857108 329 4460 SH SOLE 4460 0 0 Senior Housing Properties Trus COM 81721M109 7592 424351 SH SOLE 424351 0 0 Shire Plc ADR Sp ADR 82481R106 4339 25243 SH SOLE 25243 0 0 Simpson Manufacturing Co. Inc. COM 829073105 6880 180239 SH SOLE 180239 0 0 Spectrum Brands Holdings, Inc. COM 84763R101 384 3515 SH SOLE 3515 0 0 Starbucks Corp COM 855244109 18 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. COM 85571B105 3093 163400 SH SOLE 163400 0 0 SunPower Corp. COM 867652406 1438 64390 SH SOLE 64390 0 0 Supervalu Inc. COM 868536103 68 11824 SH SOLE 11824 0 0 Synchrony Financial COM 87165B103 4310 150378 SH SOLE 150378 0 0 TE Connectivity Ltd. COM H84989104 4976 80356 SH SOLE 80356 0 0 Taiwan Semiconductor-Sp ADR Sp ADR 874039100 1171 44710 SH SOLE 44710 0 0 Teck Resources Ltd CL B 878742204 6 800 SH SOLE 800 0 0 TerraForm Power, Inc. Cl A CL A COM 88104R100 948 109620 SH SOLE 109620 0 0 Teva Pharmaceutical - Spons AD Sp ADR 881624209 5 100 SH SOLE 100 0 0 The Chemours Company COM 163851108 0 67 SH SOLE 67 0 0 The Priceline Group Inc. COM 741503403 13 10 SH SOLE 10 0 0 The Travelers Companies, Inc. COM 89417E109 0 4 SH SOLE 4 0 0 The Walt Disney Co. COM 254687106 919 9250 SH SOLE 9250 0 0 Thermo Fisher Scientific COM 883556102 3301 23317 SH SOLE 23317 0 0 Thor Industries Inc COM 885160101 7104 111399 SH SOLE 111399 0 0 Time Warner Cable Inc. COM 88732J207 0 2 SH SOLE 2 0 0 Time Warner, Inc. COM 887317303 3493 48149 SH SOLE 48149 0 0 Time, Inc. COM 887228104 0 1 SH SOLE 1 0 0 Transocean Ltd REG SHS H8817H100 0 3 SH SOLE 3 0 0 Unilever NV NY SHS 904784709 307 6876 SH SOLE 6876 0 0 United Parcel Service, Inc Cl COM 911312106 6753 64026 SH SOLE 64026 0 0 United Technologies Corp. COM 913017109 1919 19172 SH SOLE 19172 0 0 Urban Outfitters, Inc. COM 917047102 7685 232249 SH SOLE 232249 0 0 Verizon Communications Inc COM 92343V104 31 578 SH SOLE 578 0 0 Viacom Inc. - CL B CL B 92553P201 24 584 SH SOLE 584 0 0 WPP PLC - Spons ADR ADR 92937A102 1539 13220 SH SOLE 13220 0 0 Wells Fargo Company COM 949746101 3368 69640 SH SOLE 69640 0 0 Weyerhaeuser Company COM 962166104 8295 267757 SH SOLE 267757 0 0 Xylem Inc. COM 98419M100 8157 199439 SH SOLE 199439 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 3 30 SH SOLE 30 0 0 Blackrock Global Opportunities COM 092501105 1083 91160 SH SOLE 91160 0 0 Eaton Vance Enhanced Equity In COM 278277108 224 17300 SH SOLE 17300 0 0 Select Sector SPDR TR SBI Materials 81369Y100 4 100 SH SOLE 100 0 0 ProShares TR PSHS SH MSCI EAF 74347R370 7 200 SH SOLE 200 0 0 ProShares TR PSHS SH MSCI EMR 74347R396 6 230 SH SOLE 230 0 0 ProShares TR PSHS SHRT S&P500 74347R503 4903 240205 SH SOLE 240205 0 0 SSGA Acrive ETF TR SPDR TR TACTIC 78467V848 647 13110 SH SOLE 13110 0 0 SPDR Index Shs Fds S&P China ETF 78463X400 13 190 SH SOLE 190 0 0 SPDR Series TR S&P Div ETF 78464A763 404 5055 SH SOLE 5055 0 0 Proshares TR Short QQQ New 74347B714 3781 71885 SH SOLE 71885 0 0 Proshares TR Short RUSS 2000 74348A210 27 440 SH SOLE 440 0 0 TCW Strategic Income Fund Inc. COM 872340104 106 20350 SH SOLE 20350 0 0 Tekla Life Sciences SH Ben Int 87911K100 17 956 SH SOLE 956 0 0 Vanguard World Funds Consum Dis ETF 92204A108 27 214 SH SOLE 214 0 0 Vanguard World Funds Cons Stp 92204A207 16 120 SH SOLE 120 0 0 Vanguard Specialized Portf Div App ETF 921908844 6 70 SH SOLE 70 0 0 Vanguard Intl Eq Indx Fd AllWrld x-US 922042718 5 50 SH SOLE 50 0 0 Vanguard Index Fds Large Cap ETF 922908637 19 198 SH SOLE 198 0 0 Vanguard Index Fds Total Stk Mkt 922908769 33 317 SH SOLE 317 0 0 Vanguard Intl Eq Indx Fd TT Wrld Stk ETF 922042742 2 30 SH SOLE 30 0 0 WisdomTree TR Eur Hdg Eq 97717X701 3388 65250 SH SOLE 65250 0 0 WisdomTree TR Eur Hdg SmCp 97717X552 1814 75865 SH SOLE 75865 0 0 WisdomTree TR Jap Hedged Eq 97717W851 487 11150 SH SOLE 11150 0 0 iShares TR DJHealthcar 464288828 83 680 SH SOLE 680 0 0 iShares TR MSCI Korea 464286772 343 6500 SH SOLE 6500 0 0 iShares TR Russ 2000 ETF 464287655 29 259 SH SOLE 259 0 0 iShares TR US Pref Stk ETF 464288687 202 5170 SH SOLE 5170 0 0 Aberdeen Asia Pac Income Fund COM 003009107 1462 292330 SH SOLE 292330 0 0 AllianceBernstein Global High COM 01879R106 1489 127670 SH SOLE 127670 0 0 BlackRock Core Bond Trust SHS BEN INT 09249E101 1666 124420 SH SOLE 124420 0 0 Brookfield Mortgage Opportunit COM 112792106 1590 108629 SH SOLE 108629 0 0 Cutwater Select Income Fund COM 232229104 391 20450 SH SOLE 20450 0 0 DoubleLine Income Solutions COM 258622109 713 42435 SH SOLE 42435 0 0 Dreyfus Strategic Municipals, COM 261932107 213 23750 SH SOLE 23750 0 0 Duff & Phelps Utility & Corpor COM 26432K108 1448 150530 SH SOLE 150530 0 0 Eaton Vance Limited Duration I COM 27828H105 37 2815 SH SOLE 2815 0 0 Eaton Vance Senior Income Trus COM 27826S103 70 12060 SH SOLE 12060 0 0 Flaherty & Crumrine Dynamic Pr COM 33848W106 1449 61575 SH SOLE 61575 0 0 Invesco Bond Fund COM 46132L107 1427 77370 SH SOLE 77370 0 0 Nuveen Floating Rate Income Op COM 6706EN100 14 1410 SH SOLE 1410 0 0 Nuveen Preferred Income Opport COM 67073B106 1068 114140 SH SOLE 114140 0 0 Nuveen Quality Preferred Incom COM 67072C105 1201 133605 SH SOLE 133605 0 0 PIMCO Income Opportunity Fund COM 72202B100 1415 68170 SH SOLE 68170 0 0 Pimco ETF TR 0-5HighYld 72201R783 1078 11595 SH SOLE 11595 0 0 PowerShares ETF TR II Pfd Portfolio 73936T565 2814 188625 SH SOLE 188625 0 0 SPDR Series Trust Barc Sht TR CP 78464A474 1089 35540 SH SOLE 35540 0 0 SPDR Series Trust SHT Trm Hi Yld 78468R408 1063 41160 SH SOLE 41160 0 0 Vanguard Bond Indx FD ST Bond 921937827 1297 16085 SH SOLE 16085 0 0 Vanguard Scottsdale Fd ST Corp 92206C409 1904 23785 SH SOLE 23785 0 0 Voya Prime Rate Trust SHS BEN INT 92913A100 10 2000 SH SOLE 2000 0 0 Western Asset Income Fund COM 95766T100 1415 104150 SH SOLE 104150 0 0 iShares 1-3Yr Cr Bd ETF 464288646 2544 24130 SH SOLE 24130 0 0 iShares TR Core US Cr Bd 464288620 971 8800 SH SOLE 8800 0 0