Managing Director

0001304229-15-000004.txt : 20151110 0001304229-15-000004.hdr.sgml : 20151110 20151106110911 ACCESSION NUMBER: 0001304229-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 151203102 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 09-30-2015 09-30-2015 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd Managing Director 9082735085 Susan E. Boyd Summit NJ 11-06-2015 0 230 430081 false INFORMATION TABLE 2 sbia3Q15.xml SEABRIDGE 9-30-15 13F FILING (1/100th) Berkshire Hathaway I CL A 084670108 195 100 SH SOLE 100 0 0 8point3 Energy Partners LP Cl CL A Rpt Ltd PT 282539105 35 3270 SH SOLE 3270 0 0 AT&T Inc. COM 00206R102 715 21940 SH SOLE 21940 0 0 AbbVie Inc. COM 00287Y109 141 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 105 2600 SH SOLE 2600 0 0 Actuant Corporation Class A COM 00508X203 2142 116460 SH SOLE 116460 0 0 Agilent Technologies Inc COM 00846U101 31 900 SH SOLE 900 0 0 Air Products & Chemicals Inc. COM 009158106 45 350 SH SOLE 350 0 0 Airgas, Inc. COM 009363102 5123 57354 SH SOLE 57354 0 0 Akamai Technologies, Inc. COM 00971T101 34 490 SH SOLE 490 0 0 Alexander & Baldwin Holdings, COM 014491104 7817 227707 SH SOLE 227707 0 0 Alleghany Corp. COM 017175100 1342 2867 SH SOLE 2867 0 0 Allergan Plc COM G0177J108 1958 7203 SH SOLE 7203 0 0 Allison Transmission Holding COM 01973R101 33 1230 SH SOLE 1230 0 0 Allstate Corp COM 020002101 315 5405 SH SOLE 5405 0 0 Alphabet, Inc. CL C 02079K107 4545 7470 SH SOLE 7470 0 0 Alphabet, Inc. - Cl A CL A 02079K305 6525 10221 SH SOLE 10221 0 0 American Express Company COM 025816109 35 471 SH SOLE 471 0 0 American International Group COM 026874784 68 1190 SH SOLE 1190 0 0 American States Water Co. COM 029899101 99 2400 SH SOLE 2400 0 0 Amgen Inc COM 031162100 3958 28612 SH SOLE 28612 0 0 Anadarko Petroleum Corp COM 032511107 24 400 SH SOLE 400 0 0 Apple, Inc. COM 037833100 8643 78355 SH SOLE 78355 0 0 Ares Capital Corporation COM 04010L103 1503 103787 SH SOLE 103787 0 0 Arthur J. Gallagher & Co. COM 363576109 4653 112714 SH SOLE 112714 0 0 Ascent Captital Group Inc-A COM Ser A 043632108 115 4213 SH SOLE 4213 0 0 Avago Technologies Ltd. COM Y0486S104 1566 12523 SH SOLE 12523 0 0 Baidu, Inc. SP ADR Rep A 056752108 3139 22847 SH SOLE 22847 0 0 Ball Corp. COM 058498106 425 6830 SH SOLE 6830 0 0 Bank of America Corp COM 060505104 13299 853616 SH SOLE 853616 0 0 Bed, Bath & Beyond, Inc. COM 075896100 5472 95973 SH SOLE 95973 0 0 Berkshire Hathaway Inc Cl B CL B 084670702 534 4095 SH SOLE 4095 0 0 Biogen Inc COM 09062x103 4672 16010 SH SOLE 16010 0 0 Blackstone Group LP COM 09253u108 2065 65210 SH SOLE 65210 0 0 Boeing COM 097023105 924 7057 SH SOLE 7057 0 0 Bristol-Myers Squibb Company COM 110122108 18 300 SH SOLE 300 0 0 Brookfield Infrastructure Part LP Int Ut G16252101 673 18300 SH SOLE 18300 0 0 Brookfield Renewable Energy Pa Pt Unit G16258108 16 600 SH SOLE 600 0 0 CBS Corp. CL B 124857202 35 868 SH SOLE 868 0 0 CF Industries Holdings Inc COM 125269100 6066 135102 SH SOLE 135102 0 0 CVS Corp COM 126650100 4313 44704 SH SOLE 44704 0 0 Calpine Corporation COM 131347304 1078 73866 SH SOLE 73866 0 0 Caterpillar Inc COM 149123101 3947 60390 SH SOLE 60390 0 0 Celgene Corporation COM 151020104 22 200 SH SOLE 200 0 0 Chevron Corporation COM 166764100 12 150 SH SOLE 150 0 0 China Lodging Group Ltd. Sp ADR 16949N109 1133 46570 SH SOLE 46570 0 0 Chubb Corp COM 171232101 104 845 SH SOLE 845 0 0 Cimpress NV SHS Euro N93540101 2260 29692 SH SOLE 29692 0 0 Citigroup Inc. COM 172967424 8651 174372 SH SOLE 174372 0 0 Coca-Cola Co. COM 191216100 32 800 SH SOLE 800 0 0 Colfax Corporation COM 194014106 392 13119 SH SOLE 13119 0 0 Colgate-Palmolive Company COM 194162103 79 1242 SH SOLE 1242 0 0 Comcast Corporation Class A CL A 20030N101 748 13145 SH SOLE 13145 0 0 Compass Minerals International COM 20451N101 8085 103169 SH SOLE 103169 0 0 Core Laboratories N.V. COM N22717107 203 2034 SH SOLE 2034 0 0 CoreLogic, Inc. COM 21871D103 6447 173174 SH SOLE 173174 0 0 Costco Wholesale Corp COM 22160k105 792 5477 SH SOLE 5477 0 0 Crown Holdings, Inc. COM 228368106 2467 53914 SH SOLE 53914 0 0 Deere & Company COM 244199105 5716 77238 SH SOLE 77238 0 0 Delphi Automotive Plc COM G27823106 1132 14888 SH SOLE 14888 0 0 Dominion Midstream Partners LP COM 257454108 398 14820 SH SOLE 14820 0 0 Dominion Resources Inc/ VA COM 25746U109 100 1416 SH SOLE 1416 0 0 Du Pont E.I. De Nemours & Co COM 263534109 16 337 SH SOLE 337 0 0 Duke Energy Corp COM 26441C105 19 266 SH SOLE 266 0 0 Eaton Corporation COM G29183103 2164 42179 SH SOLE 42179 0 0 Energy Transfer Equity, LP COM U LTD 29273V100 3032 145686 SH SOLE 145686 0 0 Energy Transfer Partners, LP Ut LTD Ptn 29273R109 362 8810 SH SOLE 8810 0 0 Enterprise Products Partners L COM 293792107 1419 56976 SH SOLE 56976 0 0 Equity Residential SH Ben Int 29476L107 60 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 1669 20684 SH SOLE 20684 0 0 Expedia, Inc. COM 30212P303 35 300 SH SOLE 300 0 0 Express Scripts, Inc. COM 30219G108 860 10618 SH SOLE 10618 0 0 Exxon Mobil Corp. COM 30231G102 1306 17561 SH SOLE 17561 0 0 Facebook Inc. Class A CL A 30303M102 24 267 SH SOLE 267 0 0 Fomento Economico Mexicano SAB SP ADR Rep 344419106 2286 25613 SH SOLE 25613 0 0 General Electric COM 369604103 2711 107478 SH SOLE 107478 0 0 Gilead Sciences, Inc. COM 375558103 1791 18245 SH SOLE 18245 0 0 Goldman Sachs Group, Inc. COM 38141G104 90 520 SH SOLE 520 0 0 HD Supply Holdings, Inc. COM 40416M105 44 1550 SH SOLE 1550 0 0 HDFC Bank Ltd ADR Reps 3 SHS 40415F101 1123 18390 SH SOLE 18390 0 0 HRG Group, Inc. COM 40434J100 48 4050 SH SOLE 4050 0 0 HSBC Holdings Plc Spons ADR SP ADR 404280406 1410 37225 SH SOLE 37225 0 0 Halliburton Co COM 406216101 70 1985 SH SOLE 1985 0 0 HollySys Automation Technologi SHS G45667105 1561 89311 SH SOLE 89311 0 0 Home Depot Inc. COM 437076102 3198 27688 SH SOLE 27688 0 0 Honeywell International Inc COM 438516106 3025 31946 SH SOLE 31946 0 0 Horace Mann Educators Corporat COM 440327104 1321 39755 SH SOLE 39755 0 0 Howard Hughes Corporation COM 44267D107 9511 82893 SH SOLE 82893 0 0 Hubbell Inc. - Cl B CL B 443510201 5922 69713 SH SOLE 69713 0 0 ICICI Bank Ltd. - Spon ADR ADR 45104G104 541 64510 SH SOLE 64510 0 0 IStar Financial Inc COM 45031U101 2838 225585 SH SOLE 225585 0 0 ITT Corp COM 450911201 4940 147776 SH SOLE 147776 0 0 Illinois Tool Works Inc. COM 452308109 17 211 SH SOLE 211 0 0 Int'l Bus Machines COM 459200101 211 1458 SH SOLE 1458 0 0 Intel Corp Com COM 458140100 3 100 SH SOLE 100 0 0 Interactive Brokers Group, Inc COM 45841N107 28 700 SH SOLE 700 0 0 J.P. Morgan Chase & Co. COM 46625H100 4592 75320 SH SOLE 75320 0 0 Johnson & Johnson COM 478160104 12 125 SH SOLE 125 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 5358 241692 SH SOLE 241692 0 0 Keysight Technologies, Inc. COM 49338L103 14 450 SH SOLE 450 0 0 Kinder Morgan Inc. Ut LTD Pt 49456B101 258 9336 SH SOLE 9336 0 0 Laredo Petroleum Inc. COM 516806106 5323 564528 SH SOLE 564528 0 0 Lennar Corp. CL A 526057104 3648 75788 SH SOLE 75788 0 0 Leucadia National Corp. COM 527288104 555 27418 SH SOLE 27418 0 0 Level 3 Communications, Inc. COM 52729N308 2463 56385 SH SOLE 56385 0 0 Liberty Broadband Corp. Class COM Ser C 530307305 35 675 SH SOLE 675 0 0 Liberty Broadband Corporation COM Ser A 530307107 571 11093 SH SOLE 11093 0 0 Liberty Global Inc. - Series A SHS CL A G5480U104 8 182 SH SOLE 182 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 3550 86547 SH SOLE 86547 0 0 Liberty Global Plc LiLAC Grp C LILAC Shs CL A G5480U138 0 9 SH SOLE 9 0 0 Liberty Global Plc LiLAC Grp C LILAC Shs CL C G5480U120 1113 32504 SH SOLE 32504 0 0 Liberty Interactive Corporatio QVC GP COM Ser A 53071M104 497 18932 SH SOLE 18932 0 0 Liberty Media Corp. - C COM Ser C 531229300 449 13027 SH SOLE 13027 0 0 Liberty Ventures - Ser A LBT Vent COM A 53071M880 859 21288 SH SOLE 21288 0 0 Lincoln Electric Holdings, Inc COM 533900106 517 9860 SH SOLE 9860 0 0 Littelfuse, Inc. COM 537008104 4566 50098 SH SOLE 50098 0 0 Live Nation Entertainment, Inc COM 538034109 392 16294 SH SOLE 16294 0 0 Lowe's Cos Inc. COM 548661107 2932 42535 SH SOLE 42535 0 0 Lumenis Ltd. SHS CL B M6778Q121 0 3 SH SOLE 3 0 0 Magellan Midstream Partners LP COM UT RP 559080106 2797 46533 SH SOLE 46533 0 0 MasterCard, Inc. - Class A COM 57636Q104 1677 18604 SH SOLE 18604 0 0 McDonald's Corp. CL A 580135101 88 890 SH SOLE 890 0 0 Medical Properties Trust Inc. COM 58463J304 499 45160 SH SOLE 45160 0 0 MetLife Inc COM 59156R108 19 400 SH SOLE 400 0 0 Mohawk Industries Inc COM 608190104 2729 15011 SH SOLE 15011 0 0 NOW Inc. COM 67011P100 126 8528 SH SOLE 8528 0 0 NXP Semiconductors NV COM N6596X109 1160 13326 SH SOLE 13326 0 0 National Oilwell Varco Inc COM 637071101 7 175 SH SOLE 175 0 0 NextEra Energy, Inc. COM 65339F101 29 300 SH SOLE 300 0 0 Norfolk Southern Corp COM 655844108 11 150 SH SOLE 150 0 0 Novo Nordisk A/S - Spons. ADR ADR 670100205 1243 22910 SH SOLE 22910 0 0 Oaktree Capital Group LLC UNIT 674001201 2388 48250 SH SOLE 48250 0 0 Oracle Corporation COM 68389x105 3451 95531 SH SOLE 95531 0 0 Patterson Cos. Inc. COM 703395103 6544 151312 SH SOLE 151312 0 0 Pentair Inc. COM G7S00T104 6678 130831 SH SOLE 130831 0 0 Petroleo Brasileiro S.A. ADR Sp ADR 71654V408 1 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 694 22091 SH SOLE 22091 0 0 Pioneer Natural Resources Co COM 723787107 2217 18227 SH SOLE 18227 0 0 Plains All Amer Pipeline LP Ut Ltd Ptr 726503105 950 31283 SH SOLE 31283 0 0 Plains GP SHS Rep LTPN 72651A108 2489 142245 SH SOLE 142245 0 0 Platform Specialty Products Co COM 72766Q105 21 1670 SH SOLE 1670 0 0 Plum Creek Timber Co REIT COM 729251108 7068 178901 SH SOLE 178901 0 0 Post Holdings Inc. COM 737446104 1303 22048 SH SOLE 22048 0 0 Privatebancorp Inc COM 742962103 166 4330 SH SOLE 4330 0 0 Prudential Financial COM 744320102 68 890 SH SOLE 890 0 0 RPM International, Inc. COM 749685103 6381 152317 SH SOLE 152317 0 0 Regions Financial Corp. COM 7591EP100 5573 618558 SH SOLE 618558 0 0 Royal Dutch Shell PLC - ADR A Sp ADR 780259206 200 4230 SH SOLE 4230 0 0 SPX Corporation COM 784635104 1836 154051 SH SOLE 154051 0 0 SPX Flow, Inc. COM 78469X107 5304 154051 SH SOLE 154051 0 0 Schlumberger N.V. COM 806857108 325 4710 SH SOLE 4710 0 0 Senior Housing Properties Trus COM 81721M109 6595 407075 SH SOLE 407075 0 0 Shire Plc ADR Sp ADR 82481R106 5888 28689 SH SOLE 28689 0 0 Simpson Manufacturing Co. Inc. COM 829073105 6469 193163 SH SOLE 193163 0 0 Spectrum Brands Holdings, Inc. COM 84763R101 175 1915 SH SOLE 1915 0 0 Starbucks Corp COM 855244109 17 300 SH SOLE 300 0 0 Starwood Property Trust, Inc. UT Ltd 85571B105 6434 313565 SH SOLE 313565 0 0 Sun Cmntys Inc COM 866674104 0 2 SH SOLE 2 0 0 Supervalu Inc. COM 868536103 85 11824 SH SOLE 11824 0 0 TE Connectivity Ltd. COM H84989104 5170 86329 SH SOLE 86329 0 0 Taiwan Semiconductor-Sp ADR COM 874039100 1098 52920 SH SOLE 52920 0 0 Teck Resources Ltd CL B 878742204 4 800 SH SOLE 800 0 0 TerraForm Power, Inc. Cl A CL A COM 88104R100 35 2440 SH SOLE 2440 0 0 Teva Pharmaceutical - Spons AD Sp ADR 881624209 6 100 SH SOLE 100 0 0 The Chemours Company COM 163851108 0 67 SH SOLE 67 0 0 The Priceline Group Inc. COM 741503403 3897 3151 SH SOLE 3151 0 0 The Travelers Companies, Inc. COM 89417E109 0 4 SH SOLE 4 0 0 The Walt Disney Co. COM 254687106 3214 31445 SH SOLE 31445 0 0 Thermo Fisher Scientific COM 883556102 3146 25731 SH SOLE 25731 0 0 Thor Industries Inc COM 885160101 6186 119416 SH SOLE 119416 0 0 Time Warner Cable Inc. COM 88732J207 0 2 SH SOLE 2 0 0 Time Warner, Inc. COM 887317303 3665 53304 SH SOLE 53304 0 0 Time, Inc. COM 887228104 0 1 SH SOLE 1 0 0 Transocean Ltd REG SHS H8817H100 0 3 SH SOLE 3 0 0 Unilever NV NY SHS 904784709 276 6876 SH SOLE 6876 0 0 United Parcel Service, Inc Cl CL B 911312106 6872 69629 SH SOLE 69629 0 0 United Rentals Inc COM 911363109 291 4850 SH SOLE 4850 0 0 United Technologies Corp. COM 913017109 1801 20236 SH SOLE 20236 0 0 Urban Outfitters, Inc. COM 917047102 6068 206552 SH SOLE 206552 0 0 Verizon Communications Inc COM 92343V104 26 608 SH SOLE 608 0 0 Viacom Inc. - CL B COM 92553P201 27 618 SH SOLE 618 0 0 WPP PLC - Spons ADR ADR 92937A102 1389 13350 SH SOLE 13350 0 0 WPX Energy, Inc. COM 98212B103 1926 290953 SH SOLE 290953 0 0 Wells Fargo Company COM 949746101 3982 77550 SH SOLE 77550 0 0 Willis Groups Holdings Plc COM G96666105 1314 32067 SH SOLE 32067 0 0 Xylem Inc. COM 98419M100 7082 215581 SH SOLE 215581 0 0 Zimmer Biomet Holdings, Inc. COM 98956P102 3 30 SH SOLE 30 0 0 Brookfield Mortgage Opportunit COM 112792106 462 31340 SH SOLE 31340 0 0 Eaton Vance Enhanced Equity In COM 278277108 219 17300 SH SOLE 17300 0 0 Flaherty & Crumrine Dynamic Pr COM 33848W106 1286 57445 SH SOLE 57445 0 0 Select Sector SPDR TR SBI Materials 81369Y100 4 100 SH SOLE 100 0 0 Nuveen Preferred Income Opport COM 67073B106 869 96710 SH SOLE 96710 0 0 ProShares TR PSHS SH MSCI EAF 74347R370 1396 39940 SH SOLE 39940 0 0 ProShares TR PSHS SH MSCI EMR 74347R396 6289 210465 SH SOLE 210465 0 0 ProShares Short S&P500 ETF PSHS SHRT S&P500 74347R503 540 24010 SH SOLE 24010 0 0 SPDR Index Shs Fds S&P China ETF 78463X400 13 190 SH SOLE 190 0 0 SPDR Series TR S&P Div ETF 78464A763 400 5540 SH SOLE 5540 0 0 Proshares TR Short QQQ New 74347B714 3823 65780 SH SOLE 65780 0 0 Proshares TR Short RUSS 2000 74348A210 9701 149150 SH SOLE 149150 0 0 TCW Strategic Income Fund Inc. COM 872340104 106 20350 SH SOLE 20350 0 0 Tekla Healthcare Investors SH Ben Int 87911J103 128 4644 SH SOLE 4644 0 0 Tekla Life Sciences SH Ben Int 87911K100 22 956 SH SOLE 956 0 0 Vanguard World Funds Consum Dis ETF 92204A108 25 214 SH SOLE 214 0 0 Vanguard World Funds Cons Stp 92204A207 15 120 SH SOLE 120 0 0 Vanguard Specialized Portf Div App ETF 921908844 5 70 SH SOLE 70 0 0 Vanguard Intl Eq Indx Fd AllWrld x-US 922042718 5 50 SH SOLE 50 0 0 Vanguard Index Fds Large Cap ETF 922908637 17 198 SH SOLE 198 0 0 Vanguard Index Fds Total Stk Mkt 922908769 31 317 SH SOLE 317 0 0 Vanguard Intl Eq Indx Fd TT Wrld Stk ETF 922042742 2 45 SH SOLE 45 0 0 WisdomTree TR Eur Hdg Eq 97717X701 6104 111695 SH SOLE 111695 0 0 WisdomTree TR Eur Hdg SmCp 97717X552 2166 92395 SH SOLE 92395 0 0 WisdomTree TR Germany 97717W448 3975 157295 SH SOLE 157295 0 0 WisdomTree TR Jap Hedged Eq 97717W851 9891 203270 SH SOLE 203270 0 0 iShares TR DJHealthcare 464288828 84 680 SH SOLE 680 0 0 iShares TR MSCI Korea 464286772 317 6500 SH SOLE 6500 0 0 iShares TR Russ 2000 ETF 464287655 28 259 SH SOLE 259 0 0 iShares TR US Pref Stk ETF 464288687 251 6500 SH SOLE 6500 0 0 DoubleLine Income Solutions COM 258622109 55 3200 SH SOLE 3200 0 0 DoubleLine Opportunistic Credi COM 258623107 551 22150 SH SOLE 22150 0 0 Dreyfus Strategic Municipals, COM 261932107 174 21220 SH SOLE 21220 0 0 Eaton Vance Limited Duration I COM 27828H105 48 3815 SH SOLE 3815 0 0 Eaton Vance Senior Income Trus COM 27826S103 121 20660 SH SOLE 20660 0 0 Nuveen Floating Rate Income Op COM 6706EN100 89 8910 SH SOLE 8910 0 0 Nuveen Quality Preferred Incom COM 67072C105 952 108775 SH SOLE 108775 0 0 Pimco ETF TR 0-5HighYld 72201R783 1220 12895 SH SOLE 12895 0 0 SPDR Series TR DB Int Gvt ETF 78464A490 5 101 SH SOLE 101 0 0 Vanguard Bond Indx FD ST Bond 921937827 562 6985 SH SOLE 6985 0 0 Vanguard Scottsdale Fd ST Corp 92206C409 1417 17775 SH SOLE 17775 0 0 Voya Prime Rate Trust SH Ben Int 92913A100 10 2000 SH SOLE 2000 0 0 iShares 1-3Yr Cr Bd ETF 464288646 940 8940 SH SOLE 8940 0 0