0001304229-14-000005.txt : 20141113 0001304229-14-000005.hdr.sgml : 20141113 20141113100016 ACCESSION NUMBER: 0001304229-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaBridge Investment Advisors LLC CENTRAL INDEX KEY: 0001304229 IRS NUMBER: 223452361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12671 FILM NUMBER: 141216606 BUSINESS ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 BUSINESS PHONE: 908-273-5085 X109 MAIL ADDRESS: STREET 1: 450 SPRINGFIELD AVENUE, SUITE 301 CITY: SUMMIT STATE: NJ ZIP: 07901-2610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001304229 XXXXXXXX 09-30-2014 09-30-2014 SeaBridge Investment Advisors LLC

450 SPRINGFIELD AVENUE, SUITE 301 SUMMIT NJ 07901-2610

13F HOLDINGS REPORT 028-12671 N Susan E. Boyd 9082735082 Susan E. BOyd Summit NJ 11-13-2014 0 212 430094 false INFORMATION TABLE 2 sbia3q14.xml SBIA 3Q14 13F FILING (1/100th) Berkshire Hathaway I CL A 084670108 207 100 SH SOLE 100 0 0 AT&T Inc. COM 00206R102 33 950 SH SOLE 950 0 0 AbbVie Inc. COM 00287Y109 150 2600 SH SOLE 2600 0 0 Abbott Laboratories COM 002824100 108 2600 SH SOLE 2600 0 0 Access Midstream Partners LP Unit 00434L109 721 11325 SH SOLE 11325 0 0 Actavis Plc COM G0083B108 1655 6861 SH SOLE 6861 0 0 Actuant Corporation Class A COM 00508X203 5526 181067 SH SOLE 181067 0 0 Agilent Technologies Inc COM 00846U101 51 900 SH SOLE 900 0 0 Air Products & Chemicals Inc. COM 009158106 46 350 SH SOLE 350 0 0 Airgas, Inc. COM 009363102 3317 29980 SH SOLE 29980 0 0 Alexander & Baldwin Holdings, COM 014491104 6905 191960 SH SOLE 191960 0 0 Alleghany Corp. COM 017175100 4963 11868 SH SOLE 11868 0 0 American Express Company COM 025816109 65 741 SH SOLE 741 0 0 American International Group COM 026874784 10 190 SH SOLE 190 0 0 American States Water Co. COM 029899101 73 2400 SH SOLE 2400 0 0 Amgen Inc COM 031162100 14 100 SH SOLE 100 0 0 Anadarko Petroleum Corp COM 032511107 76 745 SH SOLE 745 0 0 Apple, Inc. COM 037833100 7634 75772 SH SOLE 75772 0 0 Ares Capital Corporation COM 04010L103 842 52122 SH SOLE 52122 0 0 Arthur J. Gallagher & Co. COM 363576109 7387 162857 SH SOLE 162857 0 0 Avago Technologies Ltd. SHS Y0486S104 782 8990 SH SOLE 8990 0 0 BHP Billiton Ltd--Spon ADR SP ADR 088606108 533 9050 SH SOLE 9050 0 0 BRF-Brasil Foods SA - ADR SP ADR 10552T107 947 39821 SH SOLE 39821 0 0 Baidu, Inc. COM 056752108 2404 11015 SH SOLE 11015 0 0 Ball Corp. COM 058498106 460 7270 SH SOLE 7270 0 0 Bank of America Corp COM 060505104 9758 572310 SH SOLE 572310 0 0 Barrick Gold Corporation COM 067901108 5264 359050 SH SOLE 359050 0 0 Baytex Energy Trust COM 07317Q105 3655 96540 SH SOLE 96540 0 0 Bed, Bath & Beyond, Inc. COM 075896100 5499 83530 SH SOLE 83530 0 0 Berkshire Hathaway Inc Cl B CL B 084670702 214 1550 SH SOLE 1550 0 0 Blackstone Group LP COM 09253u108 2916 92625 SH SOLE 92625 0 0 Blackstone Mortgage Trust Inc. COM 09257W100 2749 101445 SH SOLE 101445 0 0 Boeing COM 097023105 718 5635 SH SOLE 5635 0 0 BorgWarner Inc. COM 099724106 38 730 SH SOLE 730 0 0 Bristol-Myers Squibb Company COM 110122108 15 300 SH SOLE 300 0 0 Brookfield Infrastructure Part LP Int Ut G16252101 576 15145 SH SOLE 15145 0 0 Brookfield Renewable Energy Pa Pt Unit G16258108 18 600 SH SOLE 600 0 0 Brookfield Residential Propert COM 11283W104 7047 373048 SH SOLE 373048 0 0 CBS Corp. CL B 124857202 46 868 SH SOLE 868 0 0 CF Industries Holdings Inc COM 125269100 4161 14902 SH SOLE 14902 0 0 CVS Corp COM 126650100 3847 48335 SH SOLE 48335 0 0 Caterpillar Inc COM 149123101 5423 54760 SH SOLE 54760 0 0 Chevron Corporation COM 166764100 18 150 SH SOLE 150 0 0 Chubb Corp COM 171232101 100 1100 SH SOLE 1100 0 0 Citigroup Inc. COM 172967424 11388 219757 SH SOLE 219757 0 0 Coach, Inc. COM 189754104 9316 261622 SH SOLE 261622 0 0 Coca-Cola Co. COM 191216100 34 800 SH SOLE 800 0 0 Colgate-Palmolive Company COM 194162103 81 1242 SH SOLE 1242 0 0 Comcast Corporation Class A CL A 20030N101 256 4755 SH SOLE 4755 0 0 Compass Minerals International COM 20451N101 8330 98835 SH SOLE 98835 0 0 Copa Holdings SA - Class A CL A P31076105 889 8286 SH SOLE 8286 0 0 CoreLogic, Inc. COM 21871D103 5933 219180 SH SOLE 219180 0 0 Costco Wholesale Corp COM 22160k105 694 5537 SH SOLE 5537 0 0 Danaher Corp COM 235851102 976 12845 SH SOLE 12845 0 0 Deere & Company COM 244199105 6141 74900 SH SOLE 74900 0 0 Delphi Automotive Plc COM G27823106 1692 27580 SH SOLE 27580 0 0 Discovery Communications Inc. COM Ser A 25470F104 12 310 SH SOLE 310 0 0 Discovery Communications Inc. COM Ser C 25470F302 12 310 SH SOLE 310 0 0 Dominion Resources Inc/ VA COM 25746U109 41 600 SH SOLE 600 0 0 Duke Energy Corp COM 26441C105 20 266 SH SOLE 266 0 0 Eastman Chemical Co. COM 277432100 2196 27144 SH SOLE 27144 0 0 Eaton Corporation COM G29183103 4391 69290 SH SOLE 69290 0 0 Ecolab Inc. COM 278865100 22 190 SH SOLE 190 0 0 Embotelladora Andina S.A. ADR B 29081P303 3080 160730 SH SOLE 160730 0 0 Energy Transfer Equity, LP COM U LTD 29273V100 6152 99730 SH SOLE 99730 0 0 Energy Transfer Partners, LP Ut LTD Ptn 29273R109 564 8810 SH SOLE 8810 0 0 Enterprise Products Partners L COM 293792107 3764 93388 SH SOLE 93388 0 0 Equity Residential SH Ben Int 29476L107 49 800 SH SOLE 800 0 0 Estee Lauder Cos., Inc. CL A 518439104 1321 17685 SH SOLE 17685 0 0 Express Scripts, Inc. COM 30219G108 81 1140 SH SOLE 1140 0 0 Exxon Mobil Corp. COM 30231G102 2871 30528 SH SOLE 30528 0 0 Facebook Inc. Class A CL A 30303M102 0 2 SH SOLE 2 0 0 Fluor Corporation COM 343412102 977 14632 SH SOLE 14632 0 0 Fomento Economico Mexicano SAB SpADR Rep 344419106 2519 27368 SH SOLE 27368 0 0 General Electric COM 369604103 227 8845 SH SOLE 8845 0 0 Gilead Sciences, Inc. COM 375558103 1509 14180 SH SOLE 14180 0 0 Goldman Sachs Group, Inc. COM 38141G104 68 370 SH SOLE 370 0 0 Google Inc. Cl A CL A 38259P508 4434 7535 SH SOLE 7535 0 0 Google Inc. Cl C CL C 38259P706 4068 7045 SH SOLE 7045 0 0 Grupo Televisa S.A.B. ADS Sp ADR Ut 40049J206 14 400 SH SOLE 400 0 0 HSBC Holdings Plc Spons ADR Sp ADR 404280406 1909 37520 SH SOLE 37520 0 0 Halliburton Co COM 406216101 71 1100 SH SOLE 1100 0 0 HollySys Automation Technologi SHS G45667105 2241 99660 SH SOLE 99660 0 0 Home Depot Inc. COM 437076102 840 9153 SH SOLE 9153 0 0 Honeywell International Inc COM 438516106 4825 51813 SH SOLE 51813 0 0 Horace Mann Educators Corporat COM 440327104 3655 128190 SH SOLE 128190 0 0 Howard Hughes Corporation COM 44267D107 11902 79350 SH SOLE 79350 0 0 Hubbell Inc. - Cl B CL B 443510201 6453 53542 SH SOLE 53542 0 0 IStar Financial Inc COM 45031U101 2959 219150 SH SOLE 219150 0 0 ITT Corp COM 450911201 5449 121242 SH SOLE 121242 0 0 Illinois Tool Works Inc. COM 452308109 24 290 SH SOLE 290 0 0 Int'l Bus Machines COM 459200101 378 1990 SH SOLE 1990 0 0 Intel Corp Com COM 458140100 3 100 SH SOLE 100 0 0 Itau Unibanco Holding SA SpADRrefPfd 465562106 456 32842 SH SOLE 32842 0 0 J.P. Morgan Chase & Co. COM 46625H100 3726 61850 SH SOLE 61850 0 0 Johnson & Johnson COM 478160104 13 125 SH SOLE 125 0 0 Kennedy-Wilson Holdings, Inc. COM 489398107 5045 210540 SH SOLE 210540 0 0 Kinder Morgan Energy Partners Ut Ltd Pt 494550106 257 2755 SH SOLE 2755 0 0 Kodiak Oil & Gas Corporation COM 50015Q100 1139 83921 SH SOLE 83921 0 0 Koninklijke Philips Electronic NY REG SHS new 500472303 938 29594 SH SOLE 29594 0 0 Laredo Petroleum Inc. COM 516806106 1645 73410 SH SOLE 73410 0 0 Lazard Ltd. CL A SHS A G54050102 581 11455 SH SOLE 11455 0 0 Lear Corporation COM New 521865204 2622 30340 SH SOLE 30340 0 0 Lennar Corp. CL A 526057104 576 14838 SH SOLE 14838 0 0 Leucadia National Corp. COM 527288104 91 3820 SH SOLE 3820 0 0 Liberty Global Inc. - Series A SHS CL A G5480U104 8 182 SH SOLE 182 0 0 Liberty Global Inc. - Series C SHS CL C G5480U120 7 182 SH SOLE 182 0 0 Littelfuse, Inc. COM 537008104 4663 54748 SH SOLE 54748 0 0 Lumenis Ltd. SHS CL B M6778Q121 0 3 SH SOLE 3 0 0 Magellan Midstream Partners LP COM Ut RP 559080106 4460 52983 SH SOLE 52983 0 0 MasterCard, Inc. - Class A CL A 57636Q104 1220 16510 SH SOLE 16510 0 0 McDonald's Corp. COM 580135101 84 890 SH SOLE 890 0 0 Medical Properties Trust Inc. COM 58463J304 403 32910 SH SOLE 32910 0 0 MetLife Inc COM 59156R108 21 400 SH SOLE 400 0 0 Mohawk Industries Inc COM 608190104 31 230 SH SOLE 230 0 0 NOW Inc. COM 67011P100 45 1480 SH SOLE 1480 0 0 NRG Yield, Inc. Class A COM CL A 62942X108 1697 36070 SH SOLE 36070 0 0 National Oilwell Varco Inc COM 637071101 13 175 SH SOLE 175 0 0 NextEra Energy, Inc. COM 65339F101 28 300 SH SOLE 300 0 0 Noble Energy COM 655044105 2306 33730 SH SOLE 33730 0 0 Norfolk Southern Corp COM 655844108 17 150 SH SOLE 150 0 0 NorthStar Asset Management Cor COM 66705Y104 3264 177207 SH SOLE 177207 0 0 NorthStar Realty Finance Corp. COM 66704R704 3559 201397 SH SOLE 201397 0 0 Novo Nordisk A/S - Spons. ADR ADR 670100205 729 15305 SH SOLE 15305 0 0 Oaktree Capital Group LLC Unit 674001201 1970 38555 SH SOLE 38555 0 0 Oracle Corporation COM 68389x105 2206 57626 SH SOLE 57626 0 0 Pall Corp. COM 696429307 4787 57195 SH SOLE 57195 0 0 Patterson Cos. Inc. COM 703395103 6079 146740 SH SOLE 146740 0 0 Pentair Inc. COM G7S00T104 7169 109465 SH SOLE 109465 0 0 Petroleo Brasileiro S.A. ADR SP ADR 71654V408 4 265 SH SOLE 265 0 0 Pfizer Inc COM 717081103 615 20791 SH SOLE 20791 0 0 Phillips 66 COM 718546104 2520 30992 SH SOLE 30992 0 0 Pioneer Natural Resources Co COM 723787107 1832 9300 SH SOLE 9300 0 0 Plains All Amer Pipeline LP Ut Ltd Ptr 726503105 2883 48978 SH SOLE 48978 0 0 Plains GP SHSrep LPTN 72651A108 4224 137825 SH SOLE 137825 0 0 Plum Creek Timber Co REIT COM 729251108 6411 164330 SH SOLE 164330 0 0 Post Holdings Inc. COM 737446104 72 2170 SH SOLE 2170 0 0 Prudential Financial COM 744320102 78 890 SH SOLE 890 0 0 RPM International, Inc. COM 749685103 5826 127259 SH SOLE 127259 0 0 Rayonier Advanced Materials COM 75508b104 52 1590 SH SOLE 1590 0 0 Regions Financial Corp. COM 7591EP100 5391 536995 SH SOLE 536995 0 0 Royal Dutch Shell PLC - ADR A SP ADR 780259206 367 4826 SH SOLE 4826 0 0 SPX Corporation COM 784635104 6995 74470 SH SOLE 74470 0 0 SanDisk Corp. COM 80004c101 686 7005 SH SOLE 7005 0 0 Schlumberger N.V. COM 806857108 5333 52445 SH SOLE 52445 0 0 Seadrill Partners LLC COM RepLB Y7545W109 2404 77065 SH SOLE 77065 0 0 Senior Housing Properties Trus COM 81721M109 4985 238310 SH SOLE 238310 0 0 Shire Plc ADR SP ADR 82481R106 6414 24759 SH SOLE 24759 0 0 Simpson Manufacturing Co. Inc. COM 829073105 5793 198745 SH SOLE 198745 0 0 Sociedad Quimica y Minera de C SP ADR B 833635105 5123 195995 SH SOLE 195995 0 0 Starbucks Corp COM 855244109 11 150 SH SOLE 150 0 0 Starwood Property Trust, Inc. COM 85571B105 6194 282045 SH SOLE 282045 0 0 Suburban Propane Partners LP Ut Ltd 864482104 1 32 SH SOLE 32 0 0 Sun Cmntys Inc COM 866674104 0 2 SH SOLE 2 0 0 Supervalu Inc. COM 868536103 53 5912 SH SOLE 5912 0 0 TE Connectivity Ltd. REG SHS H84989104 6600 119375 SH SOLE 119375 0 0 TRW Automotive Holdings Corp. COM 87264S106 4587 45307 SH SOLE 45307 0 0 Taiwan Semiconductor-Sp ADR SP ADR 874039100 553 27420 SH SOLE 27420 0 0 Teck Resources Ltd CL B 878742204 15 800 SH SOLE 800 0 0 Teekay Offshore Partners LP (n COM Y8565J101 796 23680 SH SOLE 23680 0 0 The Travelers Companies, Inc. COM 89417E109 0 4 SH SOLE 4 0 0 The Walt Disney Co. COM 254687106 1764 19809 SH SOLE 19809 0 0 Thermo Fisher Scientific COM 883556102 2304 18934 SH SOLE 18934 0 0 Time Warner, Inc. COM 887317303 5023 66780 SH SOLE 66780 0 0 Transocean Ltd REG SHS H8817H100 0 3 SH SOLE 3 0 0 Unilever NV NY SHS 904784709 273 6876 SH SOLE 6876 0 0 United Parcel Service, Inc Cl COM 911312106 6532 66460 SH SOLE 66460 0 0 United Technologies Corp. COM 913017109 2631 24913 SH SOLE 24913 0 0 Urban Outfitters, Inc. COM 917047102 7328 199680 SH SOLE 199680 0 0 Verisign Inc COM 92343E102 60 1080 SH SOLE 1080 0 0 Verizon Communications Inc COM 92343V104 30 608 SH SOLE 608 0 0 Viacom Inc. - CL B CL B 92553P201 64 833 SH SOLE 833 0 0 VistaPrint NV SHS N93540107 107 1945 SH SOLE 1945 0 0 WPP PLC - Spons ADR ADR 92937A102 1361 13550 SH SOLE 13550 0 0 WPX Energy, Inc. COM 98212B103 6505 270357 SH SOLE 270357 0 0 Weatherford International Plc REG SHS G48833100 797 38295 SH SOLE 38295 0 0 Wells Fargo Company COM 949746101 3393 65420 SH SOLE 65420 0 0 Western Union Co. COM 959802109 40 2480 SH SOLE 2480 0 0 Whiting Petroleum Corporation COM 966387102 5456 70353 SH SOLE 70353 0 0 Willis Groups Holdings Plc SHS G96666105 264 6370 SH SOLE 6370 0 0 Xylem Inc. COM 98419M100 6225 175390 SH SOLE 175390 0 0 Zimmer Holdings, Inc. COM 98956P102 3 30 SH SOLE 30 0 0 Clough Global Allocation Fund COM SH Ben 18913Y103 10 700 SH SOLE 700 0 0 Eaton Vance Enhanced Equity In edit 278277108 242 17750 SH SOLE 17750 0 0 First Trust ETF AutoIndFd 33734X309 22 595 SH SOLE 595 0 0 JPMorgan Chase & Co. Alerian MLP ETN 46625H365 149 2810 SH SOLE 2810 0 0 John Hancock Bank & Thrift Opp SH Ben Int New 409735206 140 6280 SH SOLE 6280 0 0 Latin Amern Discovery Com COM 51828C106 10 750 SH SOLE 750 0 0 PowerShares Active Mgd ETF S&P DwnHedg 73935B805 11 367 SH SOLE 367 0 0 SPDR S&P 500 ETF Trust TR Ut 78462F103 39 200 SH SOLE 200 0 0 SPDR Series TR S&P Div ETF 78464A763 415 5540 SH SOLE 5540 0 0 Tekla Healthcare Investors SH Ben Int 87911J103 298 10496 SH SOLE 10496 0 0 Tekla Life Sciences SH Ben Int 87911K100 21 956 SH SOLE 956 0 0 Barclays BK PLC S&P VEQT 06740C337 11 71 SH SOLE 71 0 0 Vanguard World Funds Cons Stp 92204A207 14 120 SH SOLE 120 0 0 Vanguard Spec Portfolio Div App ETF 921908844 5 70 SH SOLE 70 0 0 Vanguard Intl Eq Indx Fd AllWrld x-US 922042718 5 50 SH SOLE 50 0 0 Vanguard Intl Eq Indx Fd TT Wrld Stk ETF 922042742 3 45 SH SOLE 45 0 0 WisdomTree TR Eur Hdg Eq 97717X701 32 555 SH SOLE 555 0 0 WisdomTree TR Jap Hedged Eq 97717W851 3913 74790 SH SOLE 74790 0 0 iShares TR DJHealthcare 464288828 73 680 SH SOLE 680 0 0 iShares TR PhiliInvMkt 46429B408 93 2440 SH SOLE 2440 0 0 iShares TR MSCI Korea 464286772 393 6500 SH SOLE 6500 0 0 Eaton Vance Ltd Duration Inc COM 27828H105 56 3815 SH SOLE 3815 0 0 Eaton Vance Senior Income Tr COM 27826S103 172 26460 SH SOLE 26460 0 0 Nuveen Floating Rate IncomeOp COM 6706EN100 101 8910 SH SOLE 8910 0 0 Pimco ETF TR 0-5HighYld 72201R783 1211 11680 SH SOLE 11680 0 0 SPDR Series TR DB Int Gvt ETF 78464A490 6 101 SH SOLE 101 0 0 Vanguard Bond Indx FD ST Bond 921937827 176 2200 SH SOLE 2200 0 0 Vanguard Scottsdale Fd ST Corp 92206C409 747 9350 SH SOLE 9350 0 0 Voya Prime Rate Trust SH Ben Int 92913A100 11 2000 SH SOLE 2000 0 0 iShares 1-3Yr Cr Bd ETF 464288646 1078 10240 SH SOLE 10240 0 0